Topic outline

  • UNIT 1: COMPARISON OF THE GENOCIDES

    Key unit competency: The student-teacher should be able to compare 

    different genocides in the 20th Century.

    Introductory activity

    It is asserted that the occurrence of Genocide not only happened in Rwanda 

    but also elsewhere in the world. There have been other cases of genocide in 

    different parts of the world that occurred in different times. Some of the cases 

    of genocide that happened in the 20th century are as follows:

    Among other causes of the Herero and Nama tribes’ genocide in the today 
    Namibia are racism, land expropriation and discrimination. These causes 
    are interrelated to colonial causes that pushed European powerful countries 
    like England, Italy, German, Spain, and Portugal to conquer and export white 
    civilization in Asia, Latino-America and Africa. 

    German invasion development
    In the 1880s Germans made South West Africa (today Namibia) their 
    own colony, and settlers moved in, followed by a military governor 
    who knew little about running a colony and nothing at all about Africa. 
    Major Theodor Leutwein began by playing off the Nama and Herero 
    tribes against each other. More and more white settlers arrived, pushing 
    tribesmen off their cattle-grazing lands with bribes and unreliable deals. 
    In January 1904, the Herero, desperate to regain their livelihoods, rebelled. 
    Herero and Nama rebellion 
    Under their leader Samuel Maherero they began to attack the numerous German 
    outposts. They killed German men, but spared women, children, missionaries, 
    and the English or Boer farmers whose support they didn’t want to lose. At 
    the same time, the Nama chief, Hendrik Witbooi, wrote a letter to Theodor 
    Leutwein, telling him what the native Africans thought of their invaders, who 
    had taken their land, deprived them of their rights to pasture their animals on it, 
    used up the insufficient water supplies, and imposed unfamiliar laws and taxes. 
    His hope was that Leutwein would recognize the injustice and do something 
    about it. 
    In January 1904, the Herero people and Nama of South West Africa led by 
    supreme Chief Samuel Maherero and Hendrick Witbooi revolted against the 
    Germans colonialists. The white settlers were given a surprise attack by a force 
    of about 7 000 men. Before the Germans could organize to defend themselves, 
    over one hundred settlers and soldiers had been killed. The railway line from 
    Swakopmund to Windhoeklock was cut in several pieces and telegraph lines 
    were broken. German settlements and garrisons were surrounded until 1904 

    when the German re-enforcements were sent to rescue them.

    The Germans under Lentwein and Commander General Von Trotha began an 
    offensive in June 1904. The Herero, young and old, armed and unarmed, with or 
    without cattle were shot as Trotha waged a war of extermination. 
    The rescues of the Herero were driven into the desert of Omaheke where they 
    starved to death. 
    The Herero fled into the desert and von Trotha ordered his troops to poison 
    water holes, erect guard posts along a 150-mile line and shoot on sight any 
    Herero, be the man, woman or child, who attempted to escape. To make his 
    attitude to the Herero absolutely clear, Von Trotha then issued the extermination 
    order.
    Von Trotha’s methods caused a public disagreement which led the Imperial 
    Chancellor Bernhard von Bülow to ask William II, German Emperor, to relieve 
    von Trotha of his command. This, however, was too late to help the Herero, as 
    the few survivors had been herded into camps and used as labor for German 
    businesses, where many died of overwork, malnutrition, beaten to death or 
    disease. Prior to the uprisings, there were estimated to be 80,000 Herero. About 
    54 000 of Herero died while 10 000 of Nama were died.
    By December 1905, the Herero rebellion had been brought down but it was 
    about the same time that the Nama under Witbooi rose up against the Germans. 
    The Nama were more skilled at guerrilla warfare than the Herero and so their 
    rising lasted longer. Witbooi was killed in October 1906 and the leadership was 
    taken over by Jacob Morenga who was also died in 1907. 
    As the consequences, this genocide had devastating result as many people died: 
    about 2 000 Germans killed, 54 000 of Herero died out of 80 000 while 10 000 
    of Nama were died;
    The he Germans continued a systematic purge of Nama and Herero to South 
    Africa and to Bechuanaland together with King Samuel Maherero. But the Nama 

    Kings Hendrich Witbooi and Morenga were killed.

    c. Herero genocide 

    Nama and Herero who were the cattle keepers lost almost all their cattle, which 
    were confiscated by the Germans;
    Germans banned all ethnic organizations and practices together with traditional 

    ceremonies of the natives;

    Some native people accepted to go and work for the Whites on their roads, 
    farms and railways construction and other projects as sign of submission to 
    save their life;
    Thousands of African women and children who survived the war of resistance 
    were put in concentration camps and shepherded by German government. 
    Most of them died of sunny desert climates of Kalahari and the vinegary effects 
    of forced labor;
    There was increase of German settler population because after this rebellion, 
    the Germans doubled in number. Their number grew from 4 600 in 1905 to 15 
    000 in 1913 and German administration became more secure as the uprising 
    was dealt with a knock down force;
    The cross ethnic and cultural alliance against a common enemy left behind the 
    feeling of patriotism and nationalism. This background led to the formation 
    of a multi-ethnic and tribal organization called “South West African People’s 
    Organization” (SWAPO) founded under Sam Nd’joma who fought against the 
    South African White rule in his country and led it to its independence in 1990.
    This genocide against the Herero was recognized by the Germany government 
    and the family of General Von Trotha but not yet recognized by the United 

    Nation Organization

    1.2.2 The Jews Holocaust (1939-1945)
    a. What is holocaust?

    The Holocaust (from the Greek holókaustos: hólos, “whole” and kaustós, “burnt”), 
    also known as the Shoah (Hebrew: HaShoah, “catastrophe”; Yiddish: Churben or 
    Hurban, from the Hebrew for “destruction”), was the genocide of approximately 
    six million European Jews during World War II.
    It was a program of systematic state-sponsored murder by Nazi Germany, led 
    by Adolf Hitler, throughout Nazi-occupied territories. Of the nine million Jews 
    who had resided in Europe before the Holocaust, approximately two-thirds 
    perished. In particular, over one million Jewish children were killed in the 
    Holocaust, as were approximately two million Jewish women and three million 
    Jewish men. 
    b. Causes of Holocaust 
    The Nazis used a euphemistic phrase, the “Final Solution to the Jewish Question” 
    and the phrase “Final Solution” has been widely used as a term for the genocide 
    of the Jews subsequently. Nazis also used the phrase “Life unworthy of life” in an 
    attempt to justify the killings philosophically.
    The Holocaust have been prepared and explained through the different myths 
    like Myths of the Nazi ideology and the Myth of Aryans developed during 18th
    and 19th centuries.
    This myth of Aryans was believed by a number of theoreticians, who included 
    Joseph Arthur de Gobineau, who had expressed his ideas in his book untitled 
    “Essay on the Inequality of Human Races (1853-1855). He stated that the Aryans 
    or white race was superior to all other races. Other supporters of this myth 
    were Eduard Drumont and Huston Stewart Chamberlain. 

    c. Preparation and execution of Holocaust: Genocide ideology


    Adolf Hitler used the Gabineau’s theory of race inequality to sustain that 
    the Germanic race was superior and therefore had to be protected from any 
    contamination emanating from mixed marriage. According to de Gobineau, the 
    intermarriage diminishes the proportion of the Aryan blood that they have. A 
    practice that was consequently forbidden and this targeted the Jews. 
    Hitler claimed that since the Jews were declared impure, their aim was to 
    intermarry with the pure Aryan people thereby corrupting the entire group 
    and spread bad and harmful ideologies such as Marxism, internationalism, 
    individualism and liberalism. 
    Another myth was the “Myth on Jews” developed in the 19th century was based 
    on religious beliefs. The Jews were accused by the first Church members not 
    to recognize Jesus Christ as the son of God and to have killed the son of God 
    (deicide). Since then, the Anti-Semitism which was political, social and economic 
    agitation and activities directed against Jews, was supported by the “Church 
    Fathers”; who included Saints Ambroise, Augustine etc. 
    The term of “Anti-Semitism” is now used to denote speech and behavior that is 
    derogatory to people of Jewish origin, whether or not they are religious. The 
    word Semitic originally was applied to all descendants of Shem, the eldest son 
    of the biblical patriarch Noah. 
    In the 14th century, the bubonic plague and the Black plague known as “Black 
    Death” devastated Europe for 20 years and killed about 25 million of people, 
    estimated to be 75 % of whole population. The Jews were held responsible 
    and rumors were spread that the Jews had poisoned water fountains. Between 
    1348 and 1350 due to those rumors, many Jews were hanged or buried live.
    After the First World War, between 1914-1918 (WW I), many Germans blamed 
    the Jews for Germany’s defeat in World War I, some even claiming that German 
    Jews had betrayed the nation during the war. In addition, at the end of the war 
    a Communist group attempted to carry out a Bolshevik-type revolution in the 
    German state of Bavaria. Most of the leaders of that failed attempt were Jews. 
    As a result, some Germans associated Jews with Bolsheviks and regarded both 
    groups as dangerous enemies of Germany. After the war, a republic known as 
    the Weimar Republic was set up in Germany. Jewish politicians and intellectuals 
    played an important role in German life during the Weimar Republic, and many 
    non-Jews resented their influence. 
    On the basis of his anti-Semitic views, Nazi leader Adolf Hitler attacked the 
    impressive role Jews played in German society during the Weimar Republic, 
    especially in the intellectual world and in left-wing politics. He referred to them 

    as a plague and a cancer.

    In his book Mein Kampf (My Struggle, translated 1939), which was published 
    in 1926, Hitler blamed the plight of Germany at the end of World War I on an 
    international Jewish plan and used terms such as extirpation and extermination
    in relation to the Jews. He claimed that the Jews had achieved economic 
    dominance and the ability to control and manipulate the mass media to their 
    own advantage. He wrote on the need to eradicate their powerful economic 
    position, if necessary by means of their physical removal.
    On April 7, 1933, the Reichstag enacted the “Law for the Restoration of the 
    Professional Civil Service”, the first anti-Semitic law passed in the Third Reich; 
    the Physicians’ Law; and the Farm Law, forbidding Jews from owning farms 
    or taking part in agriculture. Jewish lawyers were disbarred, and in Dresden, 
    Jewish lawyers and judges were dragged out of their offices, courtrooms and 
    beaten. Jews were excluded from schools and universities (the Law to Prevent 
    Overcrowding in Schools), from belonging to the Journalists’ Association, and 
    from being owners or editors of newspapers. In the same year, the books 
    written by Jews were publically burnt. 
    In July 1933, the “Law for the Prevention of Hereditarily Diseased Offspring” 
    calling for compulsory sterilization of the “inferior” was passed. This major 
    eugenic policy led to over 200 Hereditary Health Courts being set up, under 
    whose rulings over 400,000 people was sterilized against their will during the 
    Nazi period. 
    On September 15, 1935, the Reichstag met in Nurnberg and passed two laws, 
    known as “The Nurnberg laws”. The first, the “Reich Citizenship Law” declared 
    that only individuals of “German blood” could be citizens of the German Reich
    (state), thus depriving German Jews of their citizenship. The second, the “Law 
    for the Protection of German Blood and German Honor”, formalized barriers 
    between Jews and Germans, forbidding marriage and sexual relations between 
    Jews and “Aryans.” Thus, the Nazis deprived German Jews of all civil rights and 
    effectively excluded them from social and cultural life. Their policy was then 
    aimed at expropriating Jewish property with a view to compelling Jews to 
    emigrate from Germany.
    From Jews physical violence to large pogrom 
    On November 7, 1938, a young Jewish Herschel Grünspan assassinated Nazi 
    German diplomat Ernst vom Rath in Paris. This incident was used by the Nazis
    as a pretext to go beyond legal repression to large-scale physical violence against 

    Jewish Germans. What the Nazis claimed to be spontaneous “public outrage” 

    was in fact a wave of pogroms instigated by the Nazi party, and carried out by 
    SA (Sturmabteilug or Storm detachment) members and affiliates throughout 
    Nazi Germany. 
    These pogroms became known as “the Night of Broken Glass” (literally “Crystal 
    Night”), or November pogroms. Jews were attacked and Jewish property was 
    vandalized, over 7,000 Jewish shops and 1,668 synagogues (almost every 
    synagogue in Germany) were damaged or destroyed. The death toll is assumed 
    to be much higher than the official number of 91 dead. 30,000 were sent to 
    concentration camps, including Dachau, Sachsenhausen, Buchenwald, and 
    Orangeburg concentration camp, where they were kept for several weeks, and 
    released when they could either prove that they were about to emigrate in the 
    near future, or transferred their property to the Nazis. 
    Before the war, the Nazis considered mass exportation of German (and 
    subsequently the European) Jewry from Europe. Plans to reclaim former 
    German colonies such as Tanganyika and South West Africa for Jewish 
    resettlement were halted by Hitler. Diplomatic efforts were undertaken to 
    convince the other former colonial powers, primarily the United Kingdom and 
    France, to accept expelled Jews in their colonies. Areas considered for possible 
    resettlement included British Palestine, Italian Abyssinia, British Rhodesia,
    French Madagascar, and Australia. 
    The question of the treatment of the Jews became an urgent one for the Nazis 
    after September 1939, when they invaded the western half of Poland, home 
    to about two million Jews. Himmler’s right-hand man, Reinhard Heydrich, 
    recommended concentrating all the Polish Jews in ghettos in major cities, 
    where they would be put to work for the German war industry. The Warsaw 
    Ghetto was the largest, with 380,000 people, and the Łódź Ghetto the second 
    largest, holding 160,000. About 3 million of Jews were heaped together in those 
    ghettos where they died of hunger and suffered from dreadful deprivations and 
    diseases. 
    In January 1942, the Nazi leaders organized a conference in Berlin, the 
    Conference of Wannsee, where they devised the “Final solution of Jews problem”, 
    explicitly to kill the 11 million of Jews living in Europe. 
    As head of the German SD or Security service, or Security Service, Reinhard 
    Heydrich was asked by Nazi leader Hermann Göring to organize a “final 
    solution to the Jewish question.” And Adolf Eichmann was entrusted by the 

    leaders of Nazi Germany with responsibility for carrying out and coordinating

    the “final solution”; the murder of almost 6 million Jews during World War II 
    (1939-1945). Under Eichmann’s direction, Jews from all over German-occupied 
    Europe were sent to concentration camps to be killed. 
    About Jews concentration camps
    A concentration camp is a place in which large numbers of people, especially 
    political prisoners or members of persecuted minorities, are deliberately 
    imprisoned in a relatively small area with inadequate facilities, sometimes to 
    provide forced labour or to await mass execution. The term is most strongly 
    associated with the several hundred camps1945.
    Due to the role played by these prominent personalities, the concentration 
    camps were built mainly in Auschwitz, Majdanek, Treblinka, Chelmno, Sobibor 
    and Belzec where the majority of the deportees would perish on their arrival 
    in gas chambers.
    The crematorium was used to incinerate the bodies of people killed in the 
    camp’s four gas chambers. Birkenau, along with the nearby Auschwitz complex, 
    was the site of scientifically planned and executed genocide by Nazi Germany 
    during World War II (1939-1945). It is estimated that between 1.4 million and 
    4 million people were killed at Auschwitz and Birkenau during the war.
    Although it was the Jews who were targeted by the “Final Solution”, among the 
    victims were also the Gypsies, the Communists, Slavic, the Russian prisoners 
    of war, the invalids, homosexuals, Jehovah’s Witnesses and any other person 
    suspected of not adhering to the Nazi ideology.
    When the WW II ended in 1945, on September 2nd, the entire Jewish secular and 
    religious culture in Europe had been completely destroyed and near 6 million 
    Jews and about 11 million of Non-Jewish Europeans were exterminated.
    After the war, the Allies established an International Military Tribunal at 
    Nuremberg in Germany to prosecute the surviving Nazi leaders for war crimes 
    and crimes against humanity. Later, in 1948, a United Nations Organization 
    resolution established crime against humanity as a crime under international 
    law with no limitation period for the prosecution of those accused such crimes.
    After the Holocaust, some 250 000 Jewish were survived and in 1947 the UN 
    voted to partition Palestine into Jews and Arab States. The Israel, a Jewish State, 

    was established in May 1948 as a homeland for the Holocaust Jewish survivors.

    Role of Eichmann in Holocaust
    Otto Adolf Eichmann is considered as one of the major organizers of the 
    Holocaust. He formulated a plan to deport 600,000 Jews into the General 
    Government. The plan was stymied by Hans Frank, governor-general of the 
    occupied territories, who was disinclined to accept the deportees as to do so 
    would have a negative impact on economic development and his ultimate goal 
    of Germanisation of the region. 
    Under his order, Jews were concentrated into ghettos in major cities with the 
    expectation that at some point they would be transported further east or even 
    overseas. On 15 August 1940, Eichmann released a memorandum titled Reich 
    Main Security Office: Madagascar Project calling for the resettlement to 
    Madagascar of a million Jews per year for four years.
    Eichmann’s office was responsible for collecting information on the Jews in each 
    area, organizing the seizure of their property, and arranging for and scheduling 
    trains. His department was in constant contact with the Foreign Office, as Jews 
    of conquered nations such as France could not as easily be stripped of their 
    possessions and deported to their deaths. Eichmann held regular meetings 
    in his Berlin offices with his department members working in the field and 
    travelled extensively to visit concentration camps and ghettos.
    Throughout October and November 1944, Eichmann arranged for tens of 
    thousands of Jewish victims to travel by forced marches in appalling conditions 
    from Budapest to Vienna, a distance of 210 kilometres (130 miles).
    Role of Heydrich in Holocaust
    Reinhard Tristan Eugen Heydrich is regarded as the most fearsome member 
    of the Nazi elite. He was one of the main architects of the Holocaust during 
    the early war years, answering only to, and taking orders from, Hitler, Göring, 
    and Himmler in all matters pertaining to the deportation, imprisonment, and 
    extermination of Jews.
    Heydrich was one of the organisers of “Crystal Night” (Kristallnacht), 
    a pogrom against Jews throughout Germany on the night of 9–10 November 
    1938. Heydrich sent a telegram that night to various SD and Gestapo offices, 
    helping to co-ordinate the pogrom with the SS, SD, Gestapo, uniformed police 
    (Orpo), SA, Nazi party officials, and even the fire departments. It talks about 
    permitting arson and destroying Jewish businesses and synagogues and orders 
    the confiscation of all “archival material” out of Jewish community centres and 

    synagogues. Twenty thousand Jews were sent to concentration camps.

    On Himmler’s instructions, Heydrich formed the task forces (Einsatzgruppen)to 
    travel in the wake of the German armies at the start of World War II. On 21 
    September 1939, Heydrich sent out a teleprinter message on the “Jewish question 
    in the occupied territory” to the chiefs of alltask forceswith instructions to round 
    up Jewish people for placement into ghettos, called for the formation of Jewish 
    councils (Judenräte) ordered a census, and promoted Aryanization plans for 
    Jewish-owned businesses and farms, among other measures. The task forces 
    units followed the army into Poland to implement the plans. Later, in the Soviet 
    Union, they were charged with rounding up and killing Jews via firing squad 
    and gas vans.
    On 29 November 1939, Heydrich issued a cable about the “Evacuation of 
    New Eastern Provinces”, detailing the deportation of people by railway to 
    concentration camps, and giving guidance surrounding the December 1939 
    census, which would be the basis on which those deportations were performed.
    On 10 October 1941, Heydrich was the senior officer at a “Final Solution” 
    meeting of the RSHA in Prague that discussed deporting 50,000 Jews from 
    the Protectorate of Bohemia and Moravia to ghettos in Minsk and Riga. Given 
    his position, Heydrich was instrumental in carrying out these plans since his 
    Gestapo was ready to organize deportations in the West and his task forces were 
    already conducting extensive killing operations in the East.
    In 1941 Himmler named Heydrich as “responsible for implementing” the 
    forced movement of 60,000 Jews from Germany and Czechoslovakia to the Lodz 
    Ghetto in Poland.
    Earlier on 31 July 1941, Hermann Göring gave written authorization to Heydrich 
    to ensure the cooperation of administrative leaders of various government 
    departments in the implementation of a” Final Solution to the Jewish question” 
    in territories under German control. On 20 January 1942, Heydrich chaired a 
    meeting, now called the Wannsee Conference, to discuss the implementation of 

    the plan

    The camps increasingly became places where Jews and prisoners of war (POWs) 
    were either killed or made to work as slave laborers, undernourished and 
    tortured. It is estimated that the Germans established 15,000 camps and sub 
    camps in the occupied countries, mostly in Eastern Europe. The transportation 
    of prisoners was often carried out under horrifying conditions using rail freight 
    cars, in which many died before reaching their destination.
    Starting in December 1939, the Nazis introduced new methods of mass murder 
    by using gas. First, experimental gas vans equipped with gas cylinders and a 
    sealed trunk compartment, were used to kill mental care clients of sanatoria in 

    Pomerania, East Prussia, and occupied Poland, as part of an operation termed 

    Action T4. In the Sachsenhausen concentration camp, larger vans holding up to 
    100 people were used from November 1941, using the engine’s exhaust rather 
    than a cylinder. 
    Action T4 was a program established in 1939 to maintain the genetic purity of 
    the German population by killing or sterilizing German and Austrian citizens 
    who were judged to be disabled or suffering from mental disorder. The program 
    was named after Tiergartenstraße 4, the address of a villa in the Berlin borough 
    of Tiergarten, the headquarters of the General Foundation for Welfare and 
    Institutional Care, led by Philipp Bouhler, head of Hitler’s private chancellery 
    and Karl Brandt, Hitler’s personal physician.
    A need for new mass murder techniques was also expressed by the Nazi leaders. 
    It was this problem which led the SS (Security Squadron) to experiment with 
    large-scale killings using poison gas. Finally, Christian Wirth seems to have been 
    the inventor of the gas chamber.

    1.2.3 The 1994 Genocide against Tutsi in Rwanda

    The 1994 genocide against the Tutsi was a carefully planned and executed to 
    annihilate Rwandan Tutsi population and Hutu political opponents who did not 
    agree with the prevailing extremist politics of the time. It was the fastest and 
    most cruel genocide ever recorded in human history.
    a. Causes of the genocide against the Tutsi in Rwanda
    It is so hard to identify the root causes of the genocide against the Tutsi in 
    Rwanda. This because all Rwandans were united and shared the elements for 
    national cohesion like same king, clans, language, values, same religion, culture 
    and same country. But the following factors had contributed to the disunity of 
    Banyarwanda and led to the genocide:
    The racist ideology
    The genocidal ideology identified the two antagonist groups like “Us” and 
    “Them” or “You” and after proceeded by the nomination or qualification of 
    those two groups. 
    The genocidal ideology in Rwanda is based on ideas, attitude and practices 
    of discrimination and hatred against the Tutsi. It has been implemented 
    and disseminated by the political leaders since 1959. The most important 
    manifestation was persecution, killing, public hatred message, loose of 
    goods and properties, exclusion from political and administrative functions, 
    discrimination in many sector like education, forced exile, physical and 

    psychological violence etc….

    Since independence the Tutsi have been identified as “enemies” of the Hutu. 
    In 1960’s, the first president of the Republic, G. Kayibanda, used the hatred 
    speeches to qualify the danger of the Tutsi to the Hutu due to the attacks of 
    Inyenzi (groups of refugees) from outside of Rwanda. From 1990 with the attack 
    of RPF – Inkotanyi, the ideological speeches pointed out again the “double treat 
    presented by the Tutsi (of internal and of external) against the Hutu”. From 
    those qualifications and propaganda, many Newspapers and Radios, called 
    upon all Hutu for their self-defense, “to kill before being killed”. 
    Besides the presentation of the threats against the Hutu, another factor was 
    the dehumanization or qualification of enemy not as humankind but as an 
    animal like rats, snakes or cockroaches. The aim was to incite to direct and 
    public reactions against the “common enemy of the Hutu”, the Tutsi. This shows 
    that genocide crime before being act of physical destruction of enemy, the 
    genocidal ideology begins by ideas developing the vision of a “group-enemy” 
    to be exterminated. 
    Persecution and impunity
    During the colonial period, the colonizers had favored a group of” Tutsi elites” 
    which was associated to colonial power as auxiliaries. When their alliance 
    broke up in the end of 1950s, the colonizers changed from supporting the Tutsi 
    elites on power considered as “minority” (“Rubanda nyamuke”), to support the 
    Hutu elites, the “majority” (“Rubanda nyamwinshi). This change is the origin 
    of the political and ethnic violence which happened since November 1959 
    characterized by mass killings against the Tutsi and members of UNAR party. 
    The same scenarios of mass killing targeting Tutsi repeated in 1963/64, 1973 
    and in 1990-1994. They were scapegoats of the failure of the government.
    The authors of such massacres were never punished for the crimes committed. 
    Contrarily, many of them were promoted to the post of responsibility. On 
    the side of international community, it has always considered the respective 
    governments of Rwanda as the true representatives of population majority. 
    It has totally ignored the crimes committed and the injustices which those 
    governments are responsible for.
    Discriminatory leadership
    Under the two Republics (1962 – 1994), the social inequality was maintained and 
    encouraged by exclusion, favoritism and regionalism. It was under the Second 
    Republic that the policy of “ethnic and regionalism balance” was reinforced. The 
    social promotion was not based on meritocracy but on ethnicity and origin; a 
    choice which has generated negative effects on the development of the country 

    and the relations among Rwandans.

    Over the period of 1978 and 1990, three Prefectures (Gisenyi, Ruhengeri and 
    Kigali) received 51% of budget allocated to prefectures. The prefectures of 
    Gisenyi and Ruhengeri monopolized positions of responsibility in the public 
    administration. The “quotas system” was adopted in 1970’s as solution to social 
    injustice. However, this policy led to the exclusion of the Tutsi from schools 
    and services. It prevented the Tutsi to enjoy their rights on education and 
    employment.
    Finally, the governments of the first and second republic had systematically 
    ignored the problem of refugees who were roaming around in the neighbouring 
    countries since 1959. From such date, their number was increasing to 500 000 
    persons (according to minimum estimations). The reaction of the government 
    to their request of returning to their country and recovering their properties 
    and their rights was still the same stating that the country in overpopulated 
    and could not receive any other population. It was this repeated refusal that 
    made the refugees to organise them self in a politico-military structure, named 
    RPF – Inkotanyi and opted return by force.
    b. Course of the genocide against the Tutsi
    Mass killings started in the night of 6th April 1994, immediately after crash 
    of the Presidential airplane. Following the incitement from the media and 
    genocidal planners, soldiers of the presidential guards and Interahamwe 
    militias (created on September 1991) started systematic elimination of Tutsi 

    and Hutu politician’s figures in opposition.

    Following the meetings held at the High Command of the F.A.R (Forces Armées 
    Rwandaises), the interim government has been formed. On April 8th ,1994, 
    when Dr Sindikubwabo Theodore was nominated President of Republic and 

    Kambanda Jean as Prime Minister. This government was composed by ministers

    belonging to extremist wing of political parties which accepted to be part of the 
    coalition.
    From the night of April 6th – 11th, 1994, horror had spread throughout the 
    entire country except Gitarama and Butare Prefectures. Here killings began 
    respectively on 15th and 19th April after the sensitization of some members of 
    the interim government.
    At the beginning, the assailants in small groups killed the victims at their 
    homes, on the roads or arrested them at the road blockers. But later on, as the 
    Tutsi used to escape and to look for asylums at the public offices and Churches, 
    the killers also went to attack and kill them in those places: Church offices, 
    commune offices, hospitals and health centers, school, stadiums, etc... There 
    were no any safe places for protection.
    The concentration of the Tutsi at such places was encouraged by the local 
    authorities with the plan of facilitating and accelerating the mass killings 
    because the assailants found the Tutsi in mass in one place. The places served 
    as the “death camps”.
    April 12th, 1994, the interim government (called also “Abatabazi”) fled the capital 
    of Kigali due to the advance of the RPF – Inkotanyi and settled in Gitarama, at 
    Murambi. Later on it will move to Gisenyi and in refugees camps located in 
    Goma Zaire today Democratic Republic of Congo (DRC).
    At the beginning of killing, men were mainly targeted and killed, at least until 
    mid-May. But later on, as the plan was to exterminate all Tutsi, killers started to 
    kill also women and children. 
    One of the characterics of the genocide against the Tutsi is the many forms of 
    extreme violence. The main tools used during this genocide against the Tutsi are 
    machetes, grenades, bullets, impiri called “nta mpongano y`umwanzi”, burning 
    people alive, throwing living people into pit latrines, forcing family members to 
    kill each other among others.
    Finally, RPF – Inkotanyi soldiers stopped the mass killings and scored victory 
    over the genocidal forces. On 4th July 1994 Kigali City and Butare were liberated. 
    c. Main actors of genocide against the Tutsi
    The main actors and killers include soldiers of the Forces Armées Rwandaises 
    (FAR) and Gendarmerie. In particular, the elite Presidential Guard carried 
    responsibility to begin killings; another group of actors is made up by civil 

    authorities from the top to the local authorities: the members of the former

    President Habyarimana political party (MRND) and the Interim government, 
    the Préfets of prefectures, the Burgomasters, the communal councilors who 
    basically mobilized and encouraged people to kill on hills;
    There are militias such as Interahamwe and Impuzamugambi, respectively 
    formed as youth wing of MRND and CDR political parties and members of Hutu 
    Power; 
    The extremist Medias (newspapers and radios) who disseminated the hate 
    speeches during the genocide and encouraged the population to exterminate 
    the “enemy” namely Kangura, La Medaille Nyiramacibiri, RTLM or Radio 
    Television des Milles Collines...
    The international representatives to have not intervened to stop the genocide 
    or assist victims, although they were informed about the preparation and had 
    enough troops in Rwanda or in the region;
    Lastly, the large group of killers is composed of extremist Hutu in general over 
    the country. 
    The targeted group to be exterminated was the Tutsi population without 
    any distinction of age, religion, region, etc. According to the survey done by 
    the Ministry of Local Government in 2002, the number of the Tutsi killed is 1 
    074 017. Another group targeted by the killers was the members of political 
    opposition like the leaders of some political parties of Parti Social Démocrate 
    (PSD), Pari Liberal (PL), Mouvement Démocratique Républicain (MDR), Parti 
    Démocrate Chrétien (PDC), Parti Démocratique Islamique (PDI), and Parti 
    Socialiste Rwandais ( PSR) and other dissent mostly who were the Hutu as 
    journalists, human rights activists, lawyers and civil servants opposed to 
    genocide initiative.
    According to the National Service of Gacaca Courts, 1 678 672 persons were 
    guilty of having committed the crime of genocide against the Tutsi in Rwanda.
    d. Death camps
    Many victims of the genocide against the Tutsi were killed at their respective 
    homeland, but a number of other had tried to look for asylum at some special 
    places where they thought to get protection. However, these places, to some 
    extent, served as “death camps”. 
    These included the schools, church offices (Kabgayi, Ntarama, Nyarubuye, Saint 
    Famille, Nyange, Kibeho, Cyahinda, Adventist Church of Ngoma, Nyamasheke, 

    Mosque of Nyamirambo, Mugina, Mibilizi, etc

    Commune offices (Mugina, Musambira, Rwamatamu, Kamembe, etc). Hospitals 
    and health centres (Centre Hospitalier de Kigali “CHK”, Centre Hospitalier 
    Universitaire de Butare “CHUB”, Kibuye hospital, health centre of Kaduha, 
    Mugonero, etc. ).
    Schools (Collège Saint André Nyamirambo, Petit Séminaire Ndera, Saint Joseph 
    Rwamagana, Collège Marie Merci Kibeho, Ecole Technique Officielle “ETO “ 
    Kicukiro, etc,).
    Stadiums (Gatwaro in Karongi district today, Amahoro in city of Kigali and 
    Kamarampaka in Rusizi district today). 
    e. Effects of genocide against the Tutsi 
    The consequences of the genocide are numerous at all levels of life of Rwandans. 
    More than one million of men, women and children had been killed in 100 days 
    (1 074 017);
    The genocide against the Tutsi led to the destruction of infrastructures and 
    equipment where the public properties and private properties were massively 
    destroyed;
    During this genocide, the perpetrators did not only kill the victims but they also 
    damaged the body of the some survivors who still live with physical handicap; 
    The 1994 genocide against Tutsi created high level of psychological trauma 
    amongst the Rwanda population. This was caused by the horrific actions the 
    people were exposed to. These among others included rape, torture, murder 
    and extreme violence;
    A large group of refugees, displaced people, orphans, widows, (incike) and 
    families who disappear completely;
    The 1994 genocide against the Tutsi has led to social destruction of the Rwandan 
    society because it had created the suspicion and mistrust among the Rwandans. 
    After the genocide, Rwanda faced the problem of delivering justice. At the end 
    of the 1994 genocide against Tutsi, more than one million (1 678 672) were 
    suspected of having participated in committing genocide had been apprehended 
    and imprisoned. Considering the big number of these prisoners who waited to 
    be judged, it was impossible to give justice to both victims and prisoners in a 
    reasonable period. Alternatives solutions, such as Gacaca has been initiated for 
    that purpose.

    Decadence of the country’s economy: during the genocide most of the active

    population abandoned their economic activities for looting and killing; other 
    abandoned the country as refugees and displaced people. The country recovered 
    the development stage after their return and re-installation.
    Disgrace of Rwanda’s international image: after the genocide against the Tutsi, 
    the country was only seen in negative way by considering almost the Rwandans 
    as the killers. The Rwanda was also seen as a country totally destroyed and 
    without any humanity and hope for the future.
    1.2.4. Srebrenica genocide 

    a. The roots cause of Srebrenica genocide


    The Srebrenica massacre, known as the Srebrenica genocide, refers to the 
    July 1995 killing, during the Bosnian War, of more than 8,000 Bosniaks (Bosnian 
    Muslims), mainly men and boys, in and around the town of Srebrenica in Bosnia 
    and Herzegovina, by units of the Army of Republika Srpska (VRS) under the 
    command of General Ratko Mladić. A paramilitary unit from Serbia known 
    as the Scorpions, officially part of the Serbian Interior Ministry until 1991, 
    participated in the massacre and it is alleged that foreign volunteers including 
    the Greek Volunteer Guard also participated.
    The multiethnic Socialist Republic of Bosnia and Herzegovina was inhabited 
    by mainly Muslim Bosniaks (44 percent), Orthodox Serbs (31 percent) and 
    Catholic Croats (17 percent). Following a declaration of national sovereignty on 
    15 October 1991 as the former Yugoslavia began to disintegrate, a referendum 
    for independence was held on 29 February 1992. The result, in favor of 
    independence, was rejected by the political representatives of the Bosnian 

    Serbs who had boycotted the referendum.

    b. The course of Srebrenica genocide
    The Republic of Bosnia and Herzegovina was formally recognized by the 
    European Community on 6 April 1992 and by the United States the following 
    day. Following the declaration of independence, Bosnian Serb forces, supported 
    by the Serbian government of Slobodan Milošević and the Yugoslav People’s 
    Army (JNA), attacked the Republic of Bosnia and Herzegovina in order to 
    unify and secure Serb territory. A fierce struggle for territorial control ensued, 
    accompanied by the ethnic cleansing of the non-Serb population from areas 
    under Serb control; in particular, the Bosniak population of Eastern Bosnia, 
    near the border with Serbia.
    The predominantly Bosniak area of Central Podrinje (the region around 
    Srebrenica) had a primary strategic importance to Serbs, as without it there 
    would be no territorial integrity within their new political entity of Republika 
    Srpska. They thus proceeded with the ethnic cleansing of Bosniaks from Bosniak 
    ethnic territories in Eastern Bosnia and Central Podrinje.
    In neighboring Bratunac, Bosniaks were either killed or forced to flee to 
    Srebrenica, resulting in 1,156 deaths, according to Bosnian government data. 
    Thousands of Bosniaks were also killed in Foča, Zvornik, Cerska and Snagovo.
    By the evening of 11 July 1995, approximately 20,000 to 25,000 Bosniak 
    refugees from Srebrenica were gathered in Potočari, seeking protection within 
    the UN compound there. Several thousand had pressed inside the compound 
    itself, while the rest were spread throughout the neighboring factories and 
    fields. Though the vast majorities were women, children, elderly or disabled, 
    63 witnesses estimated that there were at least 300 men inside the perimeter 
    of the UN compound and between 600 and 900 men in the crowd outside. 
    The Dutch claimed their base was full. Conditions in Potočari were deplorable. 

    There was very little food or water available and the July heat was stifling

    From the morning of 12 July 1995, Serb forces began gathering men and boys 
    from the refugee population in Potočari and holding them in separate locations 
    and as the refugees began boarding the buses headed north towards Bosniakheld territory, Serb soldiers separated out men of military age who were trying 
    to clamber aboard. Occasionally, younger and older men were stopped as well 
    (some as young as 14 or 15). 
    These men were taken to a building in Potočari referred to as the “White House”. 
    As early as the evening of 12 July 1995, Major Franken of the Dutchbat heard 
    that no men were arriving with the women and children at their destination in 
    Kladanj.
    On 13 July 1995, Dutchbat troops witnessed definite signs that the Serb soldiers 
    were murdering some of the Bosniak men who had been separated. When 
    the Dutchbat soldiers told Colonel Joseph Kingori, a United Nations Military 
    Observer (UNMO) in the Srebrenica area, that men were being taken behind 
    the “White House” and not coming back, Colonel Kingori went to investigate. He 
    heard gunshots as he approached but was stopped by Serb soldiers before he 
    could find out what was going on.
    The vast majority of those killed were adult men and teenage boys but the 

    victims included boys aged fewer than 15, men over the age of 65, women and

    reportedly even several babies. The Preliminary List of People Missing or Killed 
    in Srebrenica compiled by the Bosnian Federal Commission of Missing Persons 
    contains 8,373 names, some 500 of them under 18, and includes several dozen 
    women and girls. As of June 2011, 6594 genocide victims have been identified 
    through DNA analysis of body parts recovered from mass graves and 5,138 
    victims have been buried at the Memorial Centre of Potočari.
    c. The international community responsibility
    In 1999, UN Secretary-General Kofi Annan submitted his report on the Fall of 
    Srebrenica. In it, he acknowledged that the international community as a whole 
    had to accept its share of responsibility for its response to the ethnic cleansing 
    campaign that culminated in the murder of some 7,000 unarmed civilians from 
    the town designated by the Security Council as a “safe area”.
    In his address to the 10th anniversary commemoration at Potočari, the UN 
    Secretary-General paid tribute to the victims of “a terrible crime – the worst 
    on European soil since the Second World War”, on a date “marked as a grim 
    reminder of man’s inhumanity to man”. He said that the first duty of the 
    international community was to uncover and confront the full truth about what 
    happened, a hard truth for those who serve the United Nations, because great 
    nations failed to respond adequately. There should have been stronger military 

    forces in place, and a stronger will to use them

    a. The role played by Pol Pot 
    Cambodia was under the Khmer Rouge rule, Communist movement, from 1975 
    to 1979. The regime, which was headed by Cambodian guerrilla commander 
    Pol Pot (his real name Saloth Sar), came to power after years of guerrilla 
    warfare. While in power the Khmer Rouge murdered, worked to death, or killed 
    by starvation close to 1.7 million Cambodians, or more than one-fifth of the 
    country’s population.
    Cambodia was a French protectorate under the nominal control of a king 
    from 1863 until 1953, when France granted Cambodia its independence. At 
    the same time, Communist forces known as the Viet Minh were engaged in an 
    independence struggle against France in neighboring Vietnam; the Viet Minh, 
    which had recruited an army of Cambodian allies in common cause against 
    French colonialism, defeated France in 1954. Although Cambodian guerrilla 
    forces and the Viet Minh controlled much of Cambodia by 1954, the Geneva 
    Conference, which marked the end of the war in 1954, left Cambodia in the 
    hands of its monarch, Norodom Sihanouk.
    As political factionalism grew in Cambodia, Norodom Sihanouk has served, at 
    different times, as Cambodia’s king, prime minister, and head of state began 
    to crack down on his opponents, including Communists. The Communists fell 
    into two groups: Vietnamese-trained veterans of the independence struggle, 
    including former Buddhist monks and their peasant followers; and younger 

    urban radicals such as Pol Pot. While the former were major targets of Sihanouk’s 

    repression, Pol Pot and his followers were left largely untouched because of their 
    privileged backgrounds and French education. This group gradually assumed 
    leadership of the Communist movement. After Pol Pot became secretary general 
    of the Workers’ Party of Kâmpŭchéa (later renamed the Communist Party of 
    Kâmpŭchéa, or CPK) in 1963, the party made a concerted effort to seize control 
    of Cambodia.
    b. Effects of American intervention in Cambodia genocide
    By 1966, the American escalation of the war in neighboring Vietnam began 
    to have a destabilizing effect on Cambodia. North Vietnamese and National 
    Liberation Front (NLF) forces, made up of Vietnamese Communist guerrillas, 
    established logistical bases and supply routes in Cambodia. While Sihanouk 
    attempted to keep his country out of the Vietnam War, his political repression 
    increasingly drove veterans of Cambodia’s anti-French struggle back into 
    dissidence, where Pol Pot’s CPK drew them into its plans for rebellion. The CPK 
    launched a revolt against Sihanouk in 1967. Sihanouk termed the rebels Khmer 
    Rouge (French for “Red Khmers”), so-called after Cambodia’s predominant 
    ethnic group, the Khmers. Communist insurgency campaigns continued until 
    the Khmer Rouge took control of the government in 1975.
    In 1969, embroiled in Vietnam, the United States began a secret B-52 
    bombardment of Cambodia in an effort to knock out strongholds of the North 
    Vietnamese and NLF (National Liberation Front). A year later, Sihanouk was 
    overthrown by U.S.-backed General Lon Nol. The Vietnam War spilled across 
    the border, and the conflict tore Cambodia apart for five years. During the 
    secret bombing American planes dropped 490,000 metric tons (540,000 tons) 
    of bombs, killing about 100,000 Khmer peasants by August 1973, when the 
    bombardment ended. Meanwhile, the Khmer Rouge, aided by Sihanouk and 
    the North Vietnamese, who did not want a pro-U.S. Cambodian government, 
    battled Lon Nol’s government for control of Cambodia.
    c. Cambodia under Khmers Rouge leadership and American defeat
    On April 17, 1975, the Khmer Rouge armies defeated the Lon Nol regime and 
    took the capital, Phnom Penh, immediately dispersing almost all of its more 
    than 2 million inhabitants to a life of hard agricultural labor in the countryside. 
    Other cities and towns were also evacuated. The Khmer Rouge renamed the 
    country Democratic Kâmpŭchéa (DK), and for the next four years the regime, 
    headed by Pol Pot as prime minister and other members of the Standing 
    Committee of the CPK (Communist Party of Kâmpŭchéa ) Central Committee, 

    terrorized the population.

    d. Consequences of genocide in Cambodia
    Almost 1.7 million Cambodians were killed in the takeover, including members 
    of minority and religious groups, people suspected of disagreeing with the 
    party, intellectuals, merchants, and bureaucrats. Millions of other Cambodians 
    were forcibly relocated, deprived of food, tortured, or sent into forced labor. 
    Of about 425,000 Chinese Cambodians, only about half survived the Khmer 
    Rouge regime. While most of about 450,000 Vietnamese Cambodians had been 
    expelled by the Lon Nol regime, more were driven out by the Khmer Rouge; 
    the rest were tracked down and murdered. Of about 250,000 Muslim Chams 
    (an ethnic group inhabiting the rural areas of Cambodia) in 1975, 90,000 were 
    massacred, and the survivors were dispersed. 
    By 1979, 15 percent of the rural Khmer population and 25 percent of the urban 
    Khmer population had perished. The most horrific slaughter took place during 
    the second half of 1978 in a purge of the Eastern Zone on the Vietnam border, 
    where resistance to the Khmer Rouge was strong. At least 250,000 people were 
    killed in the worst single massacre of the Khmer Rouge period. 
    Religion in Cambodia was also affected by the Khmer Rouge regime. Buddhism 
    was completely suppressed from 1975 to 1979; many monks were defrocked 
    and sent into forced labor, while others were killed. The Khmer Rouge also 
    attacked the neighboring countries of Vietnam, Thailand, and Laos in an attempt 
    to reclaim territories lost by Cambodia many centuries before.
    On 15 July 1979 following the overthrow of the Khmer Rouge the new 
    government passed “Decree Law No, 1”; this allowed for the trial of Pol 
    Pot and Leng Sary for the crime of genocide. They were given an American 
    defense lawyer, Hope Stevens. They were tried in absentia and convicted of 
    genocide. 
    In January 2001 the Cambodian National Assembly passed legislation to form 
    a tribunal to try members of the Khmer Rouge regime. In 2013, the Cambodian 
    Prime Minister Hun Sen passed legislation which makes illegal the denial of the 
    Cambodian genocide and other war crimes committed by the Khmer Rouge. 
    The legislation was passed after comments by a member of the opposition, Kem 
    Sokha, who is the deputy president of the Cambodian National Rescue Party. 
    Sokha had stated that exhibits at Tuol Sleng were fabricated and that the 

    artifacts had been faked by the Vietnamese following their invasion in 1979.

    The above types of genocides have the following as common features or 
    similarities:
    Thorough preparation and execution by the Government using militia or 
    army; Large mobilization of means and human resources to execute the 
    genocide intention of destroying or completely wiping out the targeted group; 
    Involvement of the government in coming up with the necessary measures to 
    destroy the targeted group; Ruthless killing of the targeted group in masses; 
    Innocent people belonging to the targeted group were killed. The survivors 
    were amputated, mutilated and maimed; Cruel methods were used to torture 
    victims before killing them. Some examples of torture methods that have been 
    used are; burying them alive in mass graves, starving victims to death and 
    fumigating them to death in gas chambers with poisonous gases.
    Trauma has been caused to the survivors of genocides as a result of loss of their 
    loved ones, loss of property and displacement.

    Authorities in the involved countries have strongly denied genocide.

    1.3.2. Differences between the 1994 genocide against the Tutsi and 
    other Genocides

    The 1994 genocide against the Tutsi is different from other genocides due to 
    the following facts:
    It was executed within a short period of time. Over one million people lost their 
    lives in a period of one hundred days.
    People killed their fellow citizens, their relatives and neighbours. People who 
    shared common culture fought, injured and killed each other.
    The government agents, church members, security were all organs actively 
    involved in the Genocide.
    The International Community did not intervene to stop Genocide in Rwanda 
    while it was informed. The Genocide was stopped by Rwandans themselves. It 
    came to an end when the Rwandan Patriotic Front (RPF) defeated the genocidal 
    forces in July 1994.
    Cruel methods were used in the 1994 Genocide against Tutsi. For example, 
    torturing victims before killing them, people were buried alive in mass graves, 
    women were raped before being killed, babies were crushed in mortars or 

    being smashed on walls.

    The unit analyses the crime of genocide looking at different such cases that 
    happened around the world. Among these genocides we have Jews, Serbians, 
    Herero and Nama, Cambodian and genocide against Tutsi in Rwanda. Beyond 
    this listing, a deep comparison is done on how the crime was perpetrated. A 
    list of steps is identified and many of them are similar. We can talk about state 
    involvement, population racist intoxication, medias usage and extermination 

    etc…

  • UNIT 2:THE ACHIEVEMENTS AND CHALLENGES OF THE GOVERNMENT OF RWANDA AFTER THE GENOCIDE AGAINST THE TUTSI




    2.1.1. Establishments of the Government of National Unity
    The new government had to fill the power vacuum left by the defeated Interim 
    Government. In this regard, the constitution of June 10, 1991, the Arusha Peace 
    Agreement with all its protocols, the RPF declaration of July 17, 1994 and the 
    Agreement of November 24, 1994 between political parties were used by the 
    new Government in order to put in place its programme. 
    The Arusha Peace Agreement was the main source of inspiration for 
    governmental action. This was due to the fact that the Arusha Peace Agreement 
    included two important principles in the management of the state namely the 
    establishment of the rule of law and the power sharing arrangement. However, 
    the texts were adapted to the new situations. For instance, MRND and its 
    satellite political parties supporting the “Hutu power” and those involved in the 
    Genocide were excluded from new institutions of the Transitional Government. 
    Their posts had to be given to RPF. 
    A new army had to be created by integrating in the APR, the ex FAR and the 
    recruitment of those who had not participated in the Genocide. In addition, 
    independent people and soldiers were introduced in the Transitional Parliament 
    and a post of Vice President of the Republic carrying another portfolio was 
    allocated to RPF.
    On July 19, 1994, the government programme was presented by Mr. Faustin
    Twagiramungu. The latter was the Prime Minister designated by the Arusha 
    Peace Agreement. 
    The programme focused on the following points:
    Restoration of peace and security; Organization of central and local 
    administration, i.e.préfectures, communes, sectors and cells; Restoration and 
    consolidation of national unity; Settlement of refugees and returning their 
    property; Improvement of living conditions of the people and solving the social
    problems that resulted from war and Genocide; Revival of the country’s 
    economy; Consolidation of democracy.
    During the establishment of the transitional institutions in July 1994, only 
    Rwanda Patriotic Front (RPF), Mouvement Democratique Republicain (MDR), 
    Parti Social Democratique (PSD), Parti Liberal (PL),Parti Democratique Chretien 
    (PDC), Parti Social Rwandais (PSR), Union Democratique Politique Rwanda 
    (UDPR) and Parti Democratique Islamique (PDI) were officially recognized. 
    Later, MDR was excluded from accepted political parties because of its divisive 
    ideology.A parliamentary report pointed out that some people wanted to use it 
    for their political agenda. 
    2.1.2. The achievements of the Government of National Unity on political level
    Safeguarding national security 
    After the Genocide against the Tutsi, the security in Rwanda was extremely 
    unstable as there were still unhealed wounds from the war. Most of the 
    population was displaced, creating a volatile situation in the country. Military 
    strategies were devised to find solution and eradicate the thousands of military 
    groups and ex-combatants who continued to torment and kill citizens. 
    The problem of insecurity especially on the western border of the country was 
    caused by the incursions of Ex-FAR and Interahamwe militias. To put an end to 
    this destabilisation, the Government of Rwanda proceeded to the repatriation of 
    refugees from Zaïre, current DRC and military operations aiming at weakening 
    the combatants.
    Politico-administrative reforms and fight against injustice 
    From its inception, the Government was supposed to set up administrative 
    structures from the top to the bottom. Due to lack of time to produce the 
    most appropriate administrative framework, it maintained the structure left 
    by the defeated regime namely central government, prefectures (provinces), 
    communes (Districts), sectors and cells.
    From 2001, Rwanda’s decentralization policy was an important innovation. 
    Its objective was to empower and invite the population to participate actively 
    in debates on issues that concerned it directly. It also aimed at encouraging 
    the electorate in the countryside to provide information and explain issues in 
    order to take decisions knowingly. The decentralization of activities went hand 

    in hand with the decentralization of financial, material and human resources. 
    The first phase (2001-2005) aimed at establishing democratic and community 
    development structures at the district level and was accompanied by a number 
    of legal, institutional and policy reforms, as well as democratic elections for 
    local leaders. However, the decentralisation process faced some challenges 
    because some leaders have to perform volunteer work. In addition, some of 
    them cumulated jobs and this could lead to their inefficiency.
    To reinforce good governance in Rwanda, anti-corruption and public 
    accountability institutions were created by the Government. Their operational 
    capacity continued to be strengthened to achieve greater accountability. 
    They include the Office of the Ombudsman, Office of the Auditor General for 
    State Finances, Rwanda Public Procurement Authority and Rwanda Revenue 
    Authority etc... 
    These institutions are mandated to fight injustice, corruption and abuse by 
    public officials and related offences in both public and private administration 
    and to promote the principles of good governance based on accountability and 
    transparency. 
    Rwanda has also signed and ratified the United Nations Convention Against 
    Corruption (UNCAC), the African Union anti-corruption Convention (AUCC) 
    and the UN convention against Transnational Organized Crime (UNTOC). 
    In order to promote consensual democracy, since 2000, free, transparent and 
    peaceful elections have been organised at local levels and Rwanda has put in 
    place a new constitution that clearly defines the main principles as well as 
    performance and limit of political institutions, multiparty system and respect 
    of everybody’s right.
    The 2003 Constitution accepts that almost important political positions in 
    the country must be shared by political parties and independent politicians. 
    This power sharing was observed not only in the government but also in the 
    Parliament made up of two chambers: the Chamber of Deputies and the Senate. 
    These two chambers are complementary in nature, but independent of each 
    other. The Executive is overseen by parliament, according to the constitution, 
    while the judiciary power is also independent from the Executive and the 
    Legislative ones. 
    Promotion of unity and reconciliation
    The national unity implies the indivisibility of the Rwandan people. All citizens 
    should have an equal opportunity to national economic resources and can claim 
    the same political rights. Rapidly, the Government of National Unity fought and 
    eliminated all constraints of national unity such as “ethnicity” and regionalism. 
    For instance, “ethnic” labels were removed from identity cards. 
    In the same perspective, the Commission of Unity and Reconciliation urges 
    Rwandans to strive to heal one another’s physical and psychological wounds 
    while building future interpersonal trust based on truth telling, repentance 
    and forgiveness. Thus, the Commission educates and mobilises Rwandans on 
    matters related to national unity and reconciliation and undertakes research 
    in the matter of peace, unity and reconciliation to make proposals on measures 
    for eradicating divisions and for reinforcing unity. 
    In addition, a series of strategies such as solidarity camps where different 
    categories of people meet to discuss issues related to unity and reconciliation 
    and programmes on radios are used by the Commission. The Government of 
    National Unity repatriated a big number of refugees which was a fundamental 
    obligation and a bridge to peace, national unity and reconciliation. 
    In addition to the above efforts, the Government of National Unity introduced 
    several structures and programmes that were meant to correct past errors that 
    led to war and Genocide. These structures include the National Commission of 
    Human Rights, the Gacaca Jurisdictions, Commission Nationale de Lutte Contre 
    le Génocide (CNLG) and Rwanda Demobilisation Commission. 
    Besides to promote unity among Rwandans new national symbols namely 
    the national anthem, the national flag and the coat of arms were designed to 
    reflect the unity of Rwandans. However, “ethnic” based ideologies propagated 
    by electronic media or in families keep hindering national unity. 
    Remaking justice 
    The Genocide was carefully planned and executed to annihilate the Tutsi. The 
    Government made it among its highest priorities to apprehend and bring to 
    justice the perpetrators of the Genocide.
    Thousands of people were arrested and judged. Some of them were released 
    for lack of evidence and others convicted and sentenced. It is pertinent to the 
    people of Rwanda to feel that no reconciliation is possible without justice. 
    The big number of prisoners and cases due for trial placed severe strain on 
    Rwanda’s criminal justice system which had already been crippled by the 
    murder of professionals during the Genocide. The Government of National 
    Unity decided to ease pressure on the criminal justice system by categorising 
    Genocide suspects according to the crimes they were accused of. In this regard, 
    category 1 was composed of the planners and perpetrators of the Genocide. 
    A number of 2,133 people were convicted in the conventional courts. The 
    categories 2-4 where involvement was slightly less serious were convicted in 
    traditional jurisdictions or Gacaca courts. 
    This new process significantly sped up trials and sentencing, which if they had 
    been restricted to conventional courts would take over 200 years to complete. 
    The Gacaca courts also had the advantage of involving the community in the 
    trial and sentencing process. The Government believed that involving the 
    population in the trials could also contribute significantly to reconciliation. 
    In fact, testimonies from the general population helped survivors to discover 
    the corpses of the family members killed during the Genocide. Moreover, 
    some perpetrators demanded pardon from the survivors. In some places, 
    perpetrators and survivors were gathered in associations. On the debit side, the 
    Gacaca courts were criticised for corrupt judges and lack of lawyers commonly 
    used in modern judicial system. 
    The Government also made it a priority to strengthen the criminal justice 
    system. Special training was provided to magistrates and judges, while courts 
    around the country were renovated. A national police force was created and 
    charged with civil security matters and criminal investigations. 
    2.1.3 The achievements of the Government of Rwanda on social level 
    Assistance to the most vulnerable people 
    From the social point of view, the Government of National Unity faced with the 
    problem of assisting vulnerable people. 
    Almost all the Rwandan population that had survived Genocide and war was 
    described as vulnerable. With time, their numbers kept on reducing given the 
    situation which improved politically, socially and economically. The vulnerable 
    people included Rwandan refugees and repatriated displaced people, Genocide 
    survivors, single children and orphans, widows, people with disabilities, the 
    poor, HIV/AIDS victims and prisoners. Moreover, between November 1995 
    and February 1996, Rwanda hosted almost 37, 000 refugees including former 
    Burundi refugees and Kinyarwanda-speaking ones from Zaïre. In 2003, the 
    number of foreign refugees in Rwanda was estimated at 300, 000 persons. Only 
    35, 000 refugees remained in Rwanda at the end of 2003.
    The survivors of Genocide were part of the most important vulnerable groups 

    in the country. The Government handled them as a priority. In 1998, an 
    Assistance Fund for Genocide Survivors, - Fonds d’Assistance aux Rescapés 
    du Génocide (FARG) was set up. It was allocated 5% of the national budget. 
    This budget enabled FARG to solve a big part of its problems experienced by 
    vulnerable surviving children in the fields of primary, secondary and higher 
    education. The fund was also used to pay for health care. FARG also helped 
    vulnerable survivors to construct residential homes in regrouped villages 
    (imidugudu) and/or elsewhere. It was also used to repair their former 
    residences. FARG financed small projects to help survivors fight against poverty. 
    From 1994, the orphans and single-children received assistance of varied 
    nature. For some of them, houses were constructed; others were trained and 
    given supplies in reception centres. In this way, they received physical and 
    mental health-care, education and social integration facilities. Some of them 
    were able to reunite with members of their families. 
    The ministries which were dealing with social affairs performed the following 
    services: designing intervention programmes in favour of widows, providing 
    material assistance, conducting a census of raped and pregnant women, etc. 
    On the other hand, women victims of war and genocide set up associations 
    for mutual help. These actions produced tangible results. However, a big 
    number of them still suffered from the after-effects of war and genocide such 
    as traumatism. Among them we can state AVEGA AGAHOZO (Association des 

    Veuves du Genocide du mois d`Avril), BAMPOREREZE, DUHOZANYE, etc…

    Health promotion 
    Between 1994 and 2003, a particular focus was put on the improvement of 
    health infrastructure given the role that the latter plays in the improvement 
    of health. Some new hospitals were constructed, and old ones were constantly 
    rehabilitated or expanded. Several health centres were also constructed while 
    old ones were repaired gradually. In 1996 the majority of health facilities 
    started to provide both curative and preventive treatment. 
    National referral hospitals such as King Faisal Hospital, the Centre Hospitalier 
    de Kigali and the University Teaching Hospital of Butare were rehabilitated, 
    re-equipped and made operational. There were 25 district hospitals in the 
    country. Out of 279 health centres and dispensaries, 257 were reopened after 
    rehabilitating them with new equipment. 
    In 2000, Nyanza Hospital and Kimironko Health Centre were established. In 
    2001, there were 33 district hospitals and 40 health centres. The above district 

    hospitals were coordinated by 11 regional health officials.

    Health staff increased qualitatively and quantitatively. The National University 
    of Rwanda (NUR) Faculty of Medicine produced 1,999 general doctors. 
    Nonetheless, the Government resorted to foreign doctors from neighbouring 
    countries and even beyond to solve the problem of inadequate medical 
    personnel. Kigali Health Institute (KHI) also trained several medical assistants 
    at A1 level. The nursing section at secondary school also level produced nurses 
    of A2 level, whereas those in the social section trained and graduated social 
    workers. 
    The government policy of encouraging the people to participate in health 
    programmes was successful. The Rwandan Sickness Insurance Scheme,La 
    Rwandaise d’Assurance Maladie (RAMA) was established to ensure that 
    government civil servants get proper medical insurance coverage. It started 
    business in 2001. 
    Meritocracy and skills enhancement in education 
    The colonial and post-colonial administrations left Rwanda with one of the 
    lowest skilled populations in the sub-region. In addition to this, an “ethnic” 
    quota system for entry into secondary schools and the university made access 
    to education limited for sections of the population. 
    On entering office, the Government of National Unity immediately instituted 
    meritocracy in education system and measures were put in place to address 
    the country’s manpower incapacity. Since 1994, the number of higher learning 
    institutions kept increasing and were six in 2000. The total number of students 
    receiving higher education rose from 3,000 and was close to 7,000 in 2003. The 
    number of university graduates between 1963 and 1994 was 2,160. Between 
    1995 and 2000, a period of just five years, the Government of Rwanda produced 
    over 2,000 university graduates. 
    A former military college in the heart of Kigali was transformed into a modern 
    Institute of Science and Technology. The new Kigali Institute of Science and 
    Technology (KIST) was established in 1997 to provide technical, skill based 
    training to 2,500 full and part-time students. 
    The institute also hosted the African virtual University and conducted business 
    and entrepreneurship courses. Licenses and facilitation were granted to other 
    institutions and colleges to make more training opportunities available to the 
    population. 
    Similarly, from 1994 to 2000, the number of primary schools increased more 
    than one and a half times. The number of qualified teachers rose by 53% 

    between 1994 and 2000. More resources were made available to build new

    schools and to rehabilitate old ones. In addition, Government introduced 
    universal primary education, established education support institutions such 
    as the National Curriculum Development Centre, the General Inspectorate of 
    Education and Examinations Board.
    The National Examination Council was introduced to ensure fairness, 
    transparency and uniformity in standards
    Promotion of gender equality 
    Women had suffered due to war and the Genocide. One of the Government 
    and civil society priorities were to strengthen capacity building programmes 
    for women in all fields. In this regard, the Rwandan legislation which was 
    disadvantaging women was amended in order to give equal opportunities 
    to both men and women. The Government set up the National Commission 
    for Women’s Rights which played an important role in revising the law and 
    culture. Articles which disadvantaged women were removed. Similarly, women 
    organizations became very active. Hence, an association called PROFEMMES/
    Twese Hamwe trained women and empowered them to take up roles in decision 
    making organs, justice etc….
    In addition, laws on inheritance were reformulated. Furthermore, the gender 
    factor was integrated in all national policies on Rwanda’s long term development. 
    In political domain, the Government encouraged women to get involved in 
    decision making organs. This started from the first electoral campaigns of 1999, 
    2001 and 2003. For example, during the 2001 elections organized by district 
    and sector committees, almost 25% of the women were elected. 
    All categories of the Rwandan population took part in the process of drafting the 
    Rwandan constitution of 2003. This facilitated the inclusion of the gender factor 
    in the constitution. The 2003 Constitution of the Republic of Rwanda stipulates 
    that women shall occupy at least 30% of the decision making organs in the 
    country. The results of the 2003 elections showed that Rwanda was among the 
    first world countries with the most outstanding percentage of women in the 
    National Assembly.
    2.1.3 The achievements of the Government of Rwanda on economic 
    level

    Enhancing economic growth and development 
    Due to War and the Genocide, the country’s infrastructure was destroyed. 
    Between July 1994 and 2000, the Government of National Unity put in place 
    an emergency programme of reconstruction. In this regard, policies and 
    programmes of economic recovery and social welfare were put in place. For 
    instance, the Government designed first a programme of national reconciliation 
    and another one of rehabilitation and development. The latter was presented 
    during Geneva donors’ conference in January 1995. Its aims were the restoration 
    of the macro-economic framework of the country, capacity building, reinforcing 
    the participation of local investors and integration of refugees and displaced 
    people. In addition, the Government had to restore favourable conditions for 
    economic and social activities. 
    Almost 600 million US dollars was received by Rwanda for the period 1995-
    1996 thanks to the Geneva donors’ conference. The international financial 
    contribution served not only to rehabilitate and repair the basic infrastructures 
    but also to increase agricultural activities. It also improved Rwanda’s balance 
    of payments. During the second conference held in June 1996, Rwanda 
    received 500 million US dollars for the second recovery programme called 
    Rehabilitation and recovery programme (1995-1998). The third programme 
    presented to the World Bank and International Monetary Fund (IMF) was a 
    structural adjustment. It intended to stabilise the country’s macro-economic 
    performance to improve the balance of payments, controlling inflation, etc. 
    In June 1998, IMF (International Monetary Fund) approved Rwanda’s 
    application to achieve Reinforced Structural Adjustment Facility. In 1999, this 
    3 years programme was transformed into a ‘Facility for Poverty Reduction and 
    Growth’ (FPRG). It was supported with funds worth 413.3 million USD. Thus, 
    Rwanda embarked on its economic and social construction. 
    Even if some programmes and policies were conceived, it was from 2000 that the 
    Government of Rwanda started formulating long term policies. They included 
    Vision 2020 and the Strategic Plan for the Reduction of poverty (EDPRS) which 
    was published in June 2000. These two strategic programmes demonstrated 
    remarkable dynamism because they inspired subsequent policies which were 
    designed in all government sectors. 
    The Government immediately set out to create fiscal stability and economic 
    growth. Inflation was brought down from 64% in 1994 to fewer than 5% from 
    1998 up to 2000. In 1994, annual fiscal revenues were zero while in 2002 they 
    stood at nearly 70 billion of Rwandan Francs (frw). The economy grew steadily 
    at an average of 11%, while gross domestic incomes grew at an average of 
    14.3% per annum since 1995.
    The process of privatisation of government enterprises started in 1996. Many 
    enterprises were put up for privatisation and shares were sold to local or foreign
    investors. The government made it a priority to diversify Rwanda’s economic 
    base. 
    The Government of National Unity was committed to rebuilding, expanding 
    and improving the infrastructure of the country in order to facilitate 
    economic growth. Since 2003 new roads have been built and others have been 
    reconstructed to improve the road system. 
    Other efforts related to promote health conditions in residential houses 
    increased the availability of water and electricity. Up to 2001, only 2.4% of the 
    homes were connected to water supplied by ELECTROGAZ as opposed to 38.1% 
    homesteads which got water from natural wells. The poorest people fetched 
    water from rivers. The average distance between homes and water sources was 
    703 meters in 2001. 
    As for electricity, the number of ELECTROGAZ customers increased. It rose from 
    2% of the population in 1994 to 6% in 2002. In addition, there was a significant 
    difference in living standards between rural and urban dwellers. 
    Agriculture and animal husbandry 
    Ever since it took over power in July 1994, the Government of National Unity 
    focused its attention on boosting agricultural production. It sensitised the 
    population to embark on agriculture as soon as peace and security were 
    achieved. It distributed seeds, basic tools, pesticides, etc. to boost agriculture. 
    To curb the problem of famine and guarantee food security, government priority 
    identified the cultivation of the following crops: maize, rice, sorghum, beans 
    and, irish potatoes. 
    Rwanda’s economy heavily depended on the export of coffee and tea. The 
    evolution of quantitative production of coffee from 1994 to 2003 was achieved 
    unevenly. The new export crops on which the Government focused its attention 
    included flowers which started fetching foreign exchange to the Rwandan 
    economy. In short, agricultural production increased from 1994. Between 1995 
    and 2005, it multiplied twofold. 
    In the field of animal husbandry, government action since 1994 was bent on the 
    following: increasing the reproduction of animals in all regions of the country, 
    reopening of veterinary laboratories and research institutions in animal 
    technology, provision of veterinary medicines and the sensitization of farmers 
    to ensure an increase in animal production. In 1994 and 2003, the number of 
    domestic animals increased by almost five. Quantitatively, animal husbandry 
    also improved because big-sized animals and the number of cross-breed 

    animals increased though generally, a lot of improvement was still needed.

    1. Describe the above picture. Explain what you think about the 
    above picture. How do you link it with the 1994 Genocide against 
    the Tutsi consequences? 
    2. Reading to analyse:
    “Since Rwanda’s social cohesion had fractured due to the divisive politics 
    that preceded the Genocide, suspicion and mistrust characterized 
    relationships between Rwandans. Thus, the new government inherited a
    a deeply scarred nation where trust within and between social groups had 
    been replaced by fear and betrayal”. 
    How do you link this text with the challenges faced by Rwandans after the 

    1994 Genocide against the Tutsi?

    2.2.1 Political challenges 
    Problems of insecurity 

    Although the RPF had captured the power and a transitional government had 
    been put in place, the security situation was still fluid, with former government 
    forces and Interahamwe militia still carrying out Genocide in various part of 
    the country. 
    A French buffer area in western Rwanda, known as Zone Turquoise had become 
    a safe haven for genocidal forces. In addition, infiltrators from refugee camps 
    across the border continued to cross and destabilise the country. The Rwandan 
    combatants and refugees located on the border of the current DRC became 
    a security threat which destabilised the hosting country and the interests of 
    several companies. Consequently, a campaign against Rwanda was organised 
    by the affected companies. It should be noted that the ex-FAR and Interahamwe 
    were allowed to keep their weapons and to join the civilian refugees. Other 
    sympathizers of the former regime continued to support combatants, notably 
    Zaïre (current DRC) under President Mobutu Sese Seko. All these proved to be 
    security challenges for a country that had been affected by one of the worst 
    human tragedies of the 20th century. 
    The Government of National Unity had to devise means to address insecurity 
    in the whole country so that Rwandans could begin the task of rebuilding the 
    nation. 
    Political and administrative vacuum 
    The Government of National Unity inherited a country without political 
    and administrative institutions, due to the chaos provoked by the Interim 
    Government. Most of civil servants were either killed or have left the country 
    and the political institutions were destroyed. In addition, during the period of 
    emergence, the Government faced the problems related to insufficient numbers 
    of civil servants, lack of equipment and motivation for civil servants because 
    they had neither salary nor accommodation, a judicial system that had come to 
    a standstill due to lack of adequate qualified personnel, cases of embezzlement 
    of public funds, districts without leadership (bourgmestres), and inexperienced 
    police force among others. 

    Suspicion and mistrust among the Rwandan population

    Since Rwanda’s social cohesion had fractured due to the divisive politics that 
    preceded the Genocide, suspicion and mistrust characterised relationships 
    between Rwandans. Thus, the new government inherited a deeply scarred 
    nation where trust within and between social groups had been replaced by fear 
    and betrayal. 
    This lack of trust between people posed a serious challenge to the functioning 
    of institutions because the vision of the Government of National Unity was not 
    shared by all stakeholders. In spite of all this, the Government of National Unity 
    believed that Rwanda was not dead but that it could be reborn and re-built.
    To reach that goal, the Government of National Unity advocated strongly for 
    unity and reconciliation despite the enormous challenges. 
    Broken judicial system 
    The Government of National Unity inherited a broken justice sector. More 
    than 140, 000 genocide suspects had been arrested yet there was insufficient 
    prison infrastructure to host them. Their detention became a huge challenge in 
    terms of feeding, and provision of medical and other services. In the same vein, 
    there was inadequate number of trained lawyers to handle the large number 
    of perpetrators of Genocide and this shortage of judges was also true for other 
    crimes that were being committed in the country. For example, according to 
    records of the Supreme Court, out of 702 judges in 2003, only 74 possessed a 
    bachelor’s degree in law. 
    Laws were also outdated, obscure and inadequate. For example, there was no 
    law on the planning and execution of Genocide. Nonetheless, justice had to be 
    delivered. Despite meagre resources that were available, the government had 
    to operate reforms and introduce new judicial institutions to deal with all these 
    challenges. 
    2.2.2. Social challenges 
    Lack of shelter for refugees and other vulnerable people

    The Government of National Unity strived to restore Rwanda as a country for all 
    Rwandans and provide a homeland for millions of Rwandan refugees. Tens of 
    thousands of internally displaced people, especially Genocide survivors whose 
    houses had been destroyed, were looking for housing facilities. About three 
    million Rwandan refugees taken as hostage by the defeated genocidal forces 
    in current DRC and some in Tanzania and Burundi were brought back home by 

    the Transitional Government.

    This humanitarian exercise was largely successful despite the failure of the 
    international community to address their plight in refugees’ camps. A big 
    number of older refugees (from 1959 and subsequent years) came back also in 
    their country. All these categories of the needy people were looking for houses. 
    A bleak health sector 
    In the health sector, the picture was equally bleak. This sector was weak in 
    Rwanda. The personnel in health services were few and poorly trained. This 
    was a result of chronically poor human resource development strategies that 
    characterised colonial and post-colonial Rwanda. On one hand, this situation 
    was greatly exacerbated by the Genocide in which several health personnel had 
    either participated in or had fled the country. On the other hand, some health 
    workers had been killed. Few refugees that had returned from exile settled in 
    Kigali. 
    The capital city attracted health personnel because it had some infrastructures 
    and was also safer to live in.
    To mitigate the health crisis, a number of NGOs and the army came in and tried 
    to make a difference, but the task was overwhelming since the number of the 
    injured and the patients was very high. Statistics indicate that immunisation 
    coverage for children had decreased as a result of war and mismanagement. 
    Malnutrition levels were also very high. Child as well as maternal mortality 
    rates were equally high due to poor health service delivery. 
    The prevalence of water-borne diseases and other conditions related to poor 
    sanitation was among the highest in Africa at that time. The high infection 
    rate of transmittable diseases, especially HIV and AIDS was equally high. This 
    pandemic disease had worsened during the Genocide because rape was used 
    as a war weapon. 
    The situation worsened due to a good number of traumatized people and high 
    fertility rate coupled with ignorance. Malaria was hyper endemic in some parts 
    of the country, especially in the eastern and southern provinces. 
    A selective education system 
    During the genocide against the Tutsi, most education infrastructure was 
    destroyed and the human capital almost decimated. 
    The education system was poor and did not respond to the socio-economic 
    needs of the country. Few educated Rwandans could not translate their 

    knowledge into productive activities to improve the standard of living of the

    Rwandan people. For instance, in the eastern part of the country, schools were 
    not only few and scattered, but in some areas they did not exist at all. Higher 
    education was not only quantitatively low but was also a privilege of the few 
    favoured by the quota system. For example, in the period between 1963 and 
    1994, only about 2000 Rwandans had completed tertiary education. 
    2.2.3 Economic challenges 
    The Rwandan economy and political situation before 1994 were marked 
    by economic stagnation and high levels of poverty, mainly attributed to lack 
    of vision and poor economic planning, mismanagement, embezzlement, 
    corruption by the leadership of the time. 
    As a result, post Genocide Rwanda faced a number of economic challenges 
    including an unstable macroeconomic environment. For example, in 1994, the 
    economy shrank by 50 % and inflation rose to 64 %. Between 1985 and 1994, 
    the GDP (Gross Domestic Production) growth rate was a mere 2.2% against a 
    population growth rate of 3.2%, meaning there was an annual decline of-1% of 
    per capita GDP. 
    These challenges were mainly due to the fact that the economy was characterised 
    by low productivity in all sectors, but most especially in agriculture.
    Yet more than 90% of the population depended for their livelihood on 
    agriculture. This situation resulted in a very weak export base coupled with a 
    narrow revenue collection. It implied internally generated resources or external 
    aid to fund social services like education and health. 
    In addition, there was low private investment. As a result, the country lacked 
    a serious and vibrant private sector to drive economic growth. In the public 
    sector too, there was a high unskilled labour force. For example, in 1994, at 
    least 79% of civil servants in the country had not done tertiary education. 
    To make matters worse, skilled professionals had been particularly either 
    targeted in the Genocide or had fled the country. In brief, the Government of 
    National Unity inherited an economy completely destroyed by the Genocide 
    and mismanagement over three decades. 
    Agriculture was the key economic sector for Rwanda because it employed more 
    than 90% of the population. However, despite this fact, its output continued to 

    be poor because the techniques of production were still rudimentary with the

    use of the hand-hoe as the primary tool, lack of or inadequate use of fertiliser, 
    poor training of farmers in terms of technological use and poor soils emanating 
    from over cultivation and overpopulation. 
    Rwanda’s agriculture suffered from structural and fluctuating problems. For 
    example, Rwanda’s soils depended entirely on rains because 1.64 % of this soil 
    was under irrigation and only 1.2% was cultivated. This showed that Rwanda’s 
    agriculture depended on unpredictable climatic changes. In addition, soil 
    erosion affected more than 20% of the national territory. A fraction of 
    the Rwandan population still suffered from food insecurity and malnutrition. 
    Price fluctuation of exported products was also another problem whenever the 
    agricultural prices fell. Although agricultural production increased from 1994, 
    food availability per capita per year was on the decline. 
    Farming and animal husbandry activities needed agricultural space. However, 
    the Rwandan soil suffered from demographic pressure and physical degradation. 
    It was overexploited because of high population density. Rwanda’s inheritance 
    system of family land transfers also led to land fragmentation. On average, 
    the size of owned cultivable land by a household was 0.72 ha, although there 
    were differences at regional level. Hence, land fertility reduced gradually. Soil 
    erosion affected a big portion of this land and anti-erosion techniques were 
    not yet widespread on the entire territory. Other behaviours contributed to 
    aggravate the soil situation. For example, overgrazing, bush burning practices, 
    irresponsible deforestation, un-reasonable exploitation of marshlands by brick 

    makers and the extraction of sand along valleys.

      

    Unit Summary
    Throughout the whole unit, emphasis has been put to achievements of Rwanda 
    government after Rwanda government after the 1994 genocide against the 
    Tutsi. . Attention has been given to challenges caused by genocide and genuine 
    solutions found to overcome the tragedy consequences. It has been highlighted 
    that measures taken rank the country in well and organized one world widely 
    and serve as a model in Africa. However, more initiatives needs to be achieved, 
    like it has been proved that the country lacked a serious and vibrant private 
    sector to drive economic growth. In the public sector too, there is still low level 
    skilled labour force to prompt the economic vibrant progresses to a higher level.

  • UNIT 3:GENOCIDE IDEOLOGY AND GENOCIDE DENIAL IN RWANDA AND ABROAD

    3.1.1 Genocide ideology
    Normally, an ideology is an organized collection of ideas. It was used in the 
    late 18th century to define a “science of ideas”. For genocide ideology, according 
    to Article 2 of the Rwanda law N°18/2008 of July 23, 2008, relating to the 
    punishment of the crime of genocide ideology, it is an aggregate of thoughts 
    characterized by conduct, speeches, documents and other acts aiming at 
    exterminating or inciting others to exterminate people basing on ethnic group, 
    origin, nationality, region, color, physical appearance, sex, language, religion or 
    political opinion, committed in normal periods or during war.
    In article 3 of the law above, it is characterized of any behavior manifested by 
    facts aimed at dehumanizing a person or a group of persons with the same 
    characteristics like threatening, intimidating, degrading through defamatory 
    speeches, documents or actions which aim at propounding wickedness or 
    inciting hatred.

    It can also be committed through:

    The crime of genocide ideology is punishable by the law. Under article 135 of 
    the penal code, “any person who commits the crime of genocide ideology and 
    other related offences shall be liable to a term of imprisonment of more than 
    five to nine years and a fine of one hundred thousand (100,000) to one million 
    (1,000, 000) Rwandan francs. 
    3.1.2. Genocide denial
    Encyclopedia universalis defines Genocide denial as an assertion contesting 
    the existence of historic facts mainly related to mass killings genocide denial 
    is also understood as “an attempt to deny or minimize statements of the scale 
    and severity of an incident of genocide”. It is a speech aiming at contesting or 
    denying the reality on Genocide against Jews perpetrated by the Nazis and 
    their accomplices during World War II. This denial appears through hiding 
    the reality, scale of killing methods used as well as the will of Nazis to commit 
    the genocide. In fact, it is a speech whose target is to deny genocide as well as 
    its execution conditions. In other words, it is an attempt to deny or minimize 
    statements of the scale and severity of an incidence of genocide. 
    From then on, such a speech is applied on genocides namely Genocide against 
    the Tutsi in Rwanda, the Serbian Genocide, the Holaucost and the Bosnian 
    Genocide, Nama and Herero Genocide, etc.
    Being a stage that always follows a genocide, genocide denial is among the 
    surest indicator of further genocidal massacres. It is characterized by: 
    ─ The digging up of the mass graves; 
    ─ Burning of the victim bodies; 
    ─ Trying to cover up the evidence and intimidate the witnesses; 
    ─ Denying the commission of any crimes;
    ─ Often blaming what happened on the victims.
    The crime of genocide ideology is punishable by the law. Under the Article 116 
    of the penal code “Any person who publicly shows, by his/her words, writings, 
    images, or by any other means, that he/she negates the genocide against 
    the Tutsi, rudely minimizes it or attempts to justify or approve its grounds, 
    or any person who hides or destroys its evidence shall be liable to a term of 
    imprisonment of more than five (5) years to nine (9) years. If the crimes under 
    Paragraph One of this Article are committed by an association or a political 

    organization, its dissolution shall be pronounced

    1. Explore above picture and discuss 3 forms of genocide denial 
    and ideology in Rwanda and abroad?
    2. Using internet, textbooks in library or other documentation, 
    explain twelve ways to deny 1994 genocide against Tutsi? 
    https://www.genocidewatch.com/twelve-ways-to-deny-genocide or https://www.

    newtimes.co.rw/opinions/genocide-denial-remaining-weapon-perpetrators

    3.2.1 Forms of genocide denial in Rwandan society and abroad
    The 1994 genocide against Tutsi was committed according to home-made 
    Rwandan plans already underway by early 1992 as it has been suggested by 
    numerous historical and legal record and studies like the International Criminal 
    Tribunal for Rwanda. 
    Since 1994, the genocide denial has taken three main forms: Literal genocide 
    denial, interpretative and implicatory genocide denial. In the case of the 1994 
    genocide against Tutsi, all these three forms of genocide denial are more or less 
    linked one to another. 
    The literal genocide denial
    It involves negating the facts of genocide, silencing talk of genocidal plans and 
    killings. The literal denial becomes harder to sustain once evidence emerges 
    that genocide plans were made and executed right across Rwanda.
    The interpretative genocide denial 
    It reframes or relabels the events of the genocide, viewing them as part and 
    parcel of civil war, rather than genocide. Interpretative genocide denial 
    involves recategorizing evidence that is established, and goes beyond 
    negating, ignoring or silencing talk of genocide. Higher moral goals are often 
    invoked in cases of interpretative denial, such as: ‘…revolutionary struggle, 
    ethnic purity, Western civilization’, or in the case of Rwanda, legitimate selfdefence and a striving for ethnic-based self-determination.
    The implicatory genocide denial 
    It becomes prevalent and involves explicit counter-accusations that genocide 
    was planned by those previously viewed as saving the victims. For instance, 
    the RPF (Rwandan Patriotic Front) government is thus accused of planning 
    genocide, not only in Rwanda but also in Eastern Congo, now DRC (Democratic 
    Republic of Congo). 
    A double genocide thesis is part of both the interpretative and implicatory 
    forms of genocide denial. All the three forms of denial tend to reinforce two 
    parallel and mutually incompatible accounts of the 1994 genocide against Tutsi, 
    of the past, and tend to further polarise political and public opinion, reinforcing 

    divisions over the past, present and future direction of the country. 

    3.2.1 Forms of genocide ideology
    Forms of genocide ideology may bear two common forms as long as they have 
    consequent aspects. These may be: official and family-based forms.
    Official form of genocide ideology 
    Official ideology is a system of ideas through which the state leaders learn to 
    structure their environment and explain reality. It helps the leadership reflect 
    upon various courses of action and rationalize the choices they have made. 
    Official form of genocide ideology, in this perspective and the case of Rwanda, 
    refers to a set of genocidal ideas by which the 1st and 2nd Republics leaders 
    referred to whenever they wanted to respond to home social and political 
    problems by shouldering the root causes to Tutsi. It helped the two former 
    Republics to reflect upon the attack of Inyenzi in 1963 and 1967, 1973 revolts 
    and attack of RPF in 1990 (Liberation war) and justify the reaction of the 
    leaders of that time against Tutsi (Killing of Tutsi who remained in Rwanda 
    and imprisonment of so-called RPF accomplices in 1990). This form of official 
    genocide ideology was used then from 1990 up 1994 when it finally ended in 
    justifying the Genocide against Tutsi in 1994 as defense legitimacy to avenge 
    J. Habyarimana’s death in airplane crash on national and international levels.
    After genocide, former Republics leadership (in exile-FDLR) continuously 
    refashioned and reinterpreted ideological formation according to the changing 
    international and domestic environment especially by denying genocide and 
    accusing the acting Government of Rwanda of having perpetrated Genocide 
    against Hutu.
    Family-based form of genocide ideology 
    The ideology of the family consists of all those values and norms that instruct 
    us on how ‘ideal’ family life should be lived. It provides a justification for the 
    type of institution the family is seen to be in our culture. Most of the time this 
    ideology is ‘hidden’ and it lies in our unconscious, but not often brought to 
    consciousness and seriously questioned. 
    The family-based form of genocide ideology, in the case of Rwanda, may refer 
    to all values and norms instructed to children by their parents (Hutu) on how 
    children have to live with their neighbors especially with those their parents 
    qualify as “them” meaning those who are not of their clan or ethnic group 
    (Tutsi) following the genocide-based indoctrination of the past history. In this 
    sense, it affects most the society when comes the mourning times where this 
    form of ideology is kept as status quo against hatred side (Tutsi) because the 

    other side (Hutu) feels uncomfortable

    So kept, it develops the ideals of genocide ideology and is liable to make family 
    members (parents and children) maintain genocide denial thoughts and 

    actions.

    3.3.1 Channels of genocide ideology and denial
    a. Channels of genocide ideology
    Education

    In Rwanda, education played the major role in development of and instilling 
    genocide ideology especially through the teaching of History of Rwanda 
    in primary and secondary schools after independence. Just before the 
    independence, it was based on the idea of Rwandan settlement where Hutu 
    were made the first settlers of the country, oppressed and poor while Tutsi 

    were said to be invaders, feudal and rich.

    When Rwanda became independent, this history was included in the 
    teaching curricula to reinforce Hutu identity as legitimate where it focused 
    on describing different components of the population, demographic rates, 
    origins and settlement periods. Tutsi, as foreigners or invaders, pastoralists 
    settled in Rwanda after Hutu and Twa. Hutu being the majority and organized 
    in chiefdoms. In fact, this teaching program also aimed at identifying African 
    social groups to which every Rwandan population component was related; Twa 
    as indigineous people, Hutu as part of Bantous of central, Eastern, Southern 
    and Western Africa while Tutsi were said to be related to Hima of Buganda and 
    Tanzania and to Massai of Kenya hence their origin being North-eastern Africa 
    (Somalia and Ethiopia). Teaching like this one in Primary 6 and in all levels 
    of secondary had the mission of accelerating the process of rationalizing the 
    marginalization of Tutsi. 
    Another point resided in the teaching of Civic education where students’ 
    knowledge was initiated around political institutions by presenting eminent 
    political leaders, ups and downs of the 1959 revolution and conditions of 
    accessing to independence. Furthermore, they were stigmatizing the opponents 
    and imposing history reconstructions through official speeches.
    Divisions and violence between Hutu and Tutsi students are the results of a deep 
    indoctrination of representations drawn through the channel of education.
    Press (media)
    It should be noted that apart from the role of education described above, between 1990-1994, the press/media achieved a remarkable task in broadcasting genocide ideological information on the causes and effects of the war. It was 
    centered around the “dual hutu-tutsi”, fixing the origins of hutu-tutsi dual in 
    past history and associating it with positive behavior for one camp (side) and 
    negative one for the other. 
    Additional to general difficult conditions, the war crystallized then passions 
    and pushed on to seek a scapegoat who was eventually a Tutsi.
    Political speech
    As a privileged channel for mobilizing identity tendencies by political authorities, 
    a political speech bears different contents such as listing measures to take, 
    formulation of projects to be executed, interpretation of events, etc. Mainly, it 
    plays a major role during hard times (social and political crises). It was mostly 
    used in the First Republic by Gregoire Kayibanda to recall referential values 
    of Hutu during the celebration of independence and identify the responsible 

    for the failure. He expressed despise and hatred vis a vis Tutsi. He also used

    to remind the nativity and majority of Hutu, hence Tutsi would pay for their 
    oppressive actions in the past against Hutu.
    By 1990, following the attack of RPF, Juvenal Habyarimana’s speeches constantly 
    referred to historic settlement of Rwanda and mobilized the maximum support 
    of Hutu to chase out Tutsi by all means. In addition, one may remember the 
    deadly speech of Leon Mugesera (Member of MRND party) at Kabaya- Gisenyi 
    in 1990s when he called Tutsi “Abyssinians” who might go back home by 
    Nyabarongo river.
    Political, Social and economic development movements
    These are movements or actions regrouping a given number of individuals 
    who commit to run determined activities for individual or common interest. 
    In politics, they are formed and organized by the government to implement 
    formulated ideologies or policies. Their members are regularly trained to the 
    cause and are requested to hold meetings periodically to evaluate their actions 
    and debate on the tasks ahead. In Rwanda, such movements were formed 
    and given extra-mission tasks of instilling genocide ideology throughout the 
    country during the First and Second Republics. They include: Cooperatives, 
    Militias, Youth Movements and state-organized community works of every 
    Tuesday. These were followed by singing songs (eg National Anthem) glorifying 
    the achievements of the acting government and the win over Tutsi domination 
    and gain of independence despite Tutsi indifference.
    Cooperatives during the 1st and 2nd Republics. Officially known as the Government 
    policy of bringing together efforts for sustainable development in different 
    sectors of development, they were also channelling through which the 
    genocide ideology had to be taught. This is because, in their meetings, not only 
    development matters were concerned but also history of Rwanda was taught 
    by the identifying Tutsi as enemies of the development regained grounds for 
    debate. 
    Political party militias. These were paramilitary organizations of people formed 
    and trained for the civil defense of the country especially by 1990. Groups like 
    Interahamwe (MRND), Impuzamugambi (CDR), Inkuba (MDR), etc. were used 
    to echo hatred, suspicion, division against Tutsi as the Liberation War was on 
    the move. The teachings recalled so many times differences between Hutu and 

    Tutsi, prejudices or other kinds of stereotypes of each group

    Faith-based organizations
    These organizations which include Christian churches over nosed in the 
    politics (eg. Mgr Vincent Nsengiyumva-Archbishop of Kigali in MRND political 
    area) other examples in adventists, Islam and took part in disseminating 
    hatred among their followers during their missionary activities. This is well 
    understood because many of them had acquired knowledge offered by the 
    same system of education in primary and seminaries. They preached a hatredcoated evangel where they consented on the fact of killing an enemy potentially 
    a Tutsi wherever he/she would be found as a legitimate action because before 
    being Christians, they were humans to defend themselves. Most of these biblical 
    teachings climaxed since 1990. 
    International political system
    This channel plays this role through the bilateral cooperation system. It is the 
    case of influence of a given western power over her ally in Africa or elsewhere. 
    The genocide ideology is taught to state officials during the state visits with 
    the aim of assuring its political presence in a country as long as one group is 
    not digested by the western power collaborating with the acting Government. 
    It is the case of France in Rwanda that supported, trained Militias and even 
    perpetrated genocide in Rwanda. This means, the genocide ideology was indeed 
    part of terms agreed on for long time with Juvenal Habyarimana regime.
    The ideology-based family 
    It will be recalled that the first family lesson makes the most remarkable 
    impact in child’s life. In addition, the acquisition of culture begins at home. 
    Most families in Rwanda have lived different experiences in the past history 
    of Rwanda under two former Republics. They are witness of political speeches 
    full of hatred, listened to them, even put into actions as state policies dictated 
    the move. Having been so long indoctrinated, some parents retold their past 
    memories reflecting the genocide ideology to their children. As being not 
    mature enough to assess the given information, children embrace the ideology.
    Social media (Internet, WhatsApp,…)
    As a social media and ground for a diversity of information, it has become a 
    channel where anyone believing in ethnic differentiation, hatred against Tutsi 
    can gather works written against or for genocide ideology from any corner of 

    the world. 

    b. Channels of genocide denial
    Press (media)

    Genocide denial is seen through the international press. For example, Pierre 
    Péan, a French journalist, who asserts the double genocide in Rwanda in his 
    publications and Press Conference where he shows that Tutsi are the root cause 
    of their killings. This was explained in his book published in 2005, « Noires 
    fureurs, blancs menteurs. Rwanda, 1990-1994 ». Another Author, Charles 
    Onana, from Cameroon, who wrote in his book, «Les secrets du genocide 
    rwandais » that Genocide was caused by the crash of Juvenal Habyarimana 
    airplane by adding that Tutsi prepared their killings. He is even the one to accuse 
    Rwandan authorities of standing behind Congo conflicts and blames Rwandan 
    forces for Hutu refugees killings in Congo and six million of Congolese. 
    Works of Robin Philpot, Canadian journalist, in his book “Ca ne s’est pas 
    passé comme ça à Kigali”, saying that what is being reported on Genocide 
    against Tutsi in Rwanda is not true. Another one who denies Genocide in her 
    publications is Jane Corbin of BBC in her documentary film “Rwanda’s untold 
    story” who collaborated with genocide deniers to produce a misleading tool for 
    permanent enemies of Rwanda and false accusations to the high authorities of 
    Rwanda for having caused Genocide. 
     Authors and Researchers 
    Authors and Researchers like Filip Reyntjens, A Belgian Professor, Permanent 
    Advisor of Juvenal Habyarimana, who even participated in the ethnic-based 
    1978 Constitution drawing up under Juvenal Habyarimana regime, always 
    writes by asserting that RPF was behind the plan of J. Habyarimana’s airplane 
    crash. Another genocide denier is Bernard Lugan, a French, who denies the role 
    of France in the Genocide against Tutsi and asserts that in Rwanda happened a 
    double genocide. 
    Manipulation of the number of victims (Minimization)
    There are so many other pseudo-researchers who deny genocide by 
    manipulating the number of victims of genocide and including a great number 
    of killed Hutu. These include: Allan Stam and Christian Davenport, Professors 
    in one USA universities. When denying genocide, they end up with giving 
    200,000 as a number of Tutsi killed during the genocide instead of over one 
    million victims. This way of minimizing the number of victims is always used 
    by the deniers of the Holocaust where they limited their number at 200,000 

    only instead of 6,000,000

    Law Specialists (Lawyers)
    Genocide denial is also seen through reports of Law specialists who assisted 
    the genocide perpetrators in Arusha International Criminal Court for Rwanda. 
    For example, Carl Peter Erlinder, Lawyer at Arusha, wrote so many reports 
    explaining that there was no genocide planning, and even genocide did not 
    happen in Rwanda. 
    International tribunals and courts
    In denying genocide against Tutsi, it accuses Rwandan authorities for having 
    masterminded genocide hence making not guilty genocidaires themselves. 
    For instance, the arrest warrants formulated by French justice and that of 
    Spain against some of High authorities of Rwanda. This was used as a political 
    instrument for hiding their role in genocide in Rwanda. Here also comes 
    International Criminal Court based in Arusha which is reluctant to pronounce 
    its position by freeing or reducing penalties of genocidaires in Arusha (Cases of 
    Bagosora, Zigiranyirazo, Mugenzi, Ndindiriyimana, etc.).
    United Nations Organization reporting
    For political reasons and refuting their role, UN and member States of UN 
    Security Council produce reports aiming at showing that in Rwanda happened 
    double genocide. 
    These include: “Mapping report” asserting the role of Rwanda in the Congo 
    genocide; Report of Steve Hege, former coordinator and armed groups expert of 
    the United Nations, on Democratic Republic of Congo’s armed groups, speaking 
    on behalf of Forces Démocratique de Libération du Rwanda (FDLR) by denying 
    its atrocities in 1994 in Rwanda and other crimes committed in Congo, Reports 
    of Human Rights Watch, Amnesty International publishing fabricated lies on 
    Rwanda. This brings about questions as these organizations have a hidden 
    agenda instead of promoting human rights.
    Some French political figureheads
    To hide the role of their government in the genocide in Rwanda, French 
    authorities namely Francois Mitterrand (Defunct), Alain Juppé, Hubert Vedrine, 
    Bernard Debra and Dominique de Villepin glorify the good image of France 
    (“Operation Turquoise”) during the genocide against the Tutsi and insist on the 
    happening of the double genocide in Rwanda.
    For them, the genocide against the Tutsi was the reaction to Juvenal 

    Habyarimana’s airplane crash they gratuitously attribute to the RPF. 

    Faith-based organizations and affiliated charity organizations
    These mainly include White Brothers organizations, Guy Theunis who played 
    the role in disseminating press of hate before the genocide, Serge Desouter in 
    his book “RWANDA, LE PROCES DU FPR”, deny genocide against Tutsi advancing 
    the causes of it out of the President’s airplane crash and the killing of Hutu. 
    In this line, some organization like “S’OLIVAR Foundation” and INSHUTI 
    Association whose tasks are collecting money for FDLR to buy weapons and 
    advocating for it in Western countries. 
    Genocidaires abroad and their friends holding genocide legacy 
    These include: genocidaires, their friends, political refugees and prisoners 
    jailed in different countries such as Augustin Ngirabatware who wrote the book, 
    “RWANDA, Le faît du mensonge et de l’injustice” and Ferdinand Nahimana, 
    who wrote the books, “Rwanda: les virages ratés” and “Rwanda. L’élite Hutu 
    accusée”. All of these individuals deny genocide and their Government’s role.
    Family 
    In a family, parents contribute the biggest share in children’s education: initiating 
    children into good manners, teaching politeness, discouraging the bad habits, 
    supervising them and assisting them where necessary. In Rwanda today, some 
    parents won by genocide ideology or having been involved in genocide, jailed 
    for that purpose still hold on informally interpreting to their children at home 
    or in the neighborhood their preferable views on genocide against Tutsi. This 
    has been seen very often during the mourning times where young people send 
    phone calls or messages to some Radio stations trivializing the genocide. This 
    also happens in some secondary schools and universities as well as in some 
    private areas. Nowadays, one cannot imagine where a student, a child born 
    after 1994 could have got such a behavior unless from her/his parents at home 
    and the neighborhood.
     3.2.3 Ways of fighting against different forms and channels of 
    genocide ideology and denial

    Ways or strategies may include: 
    Sensitizing the mass by making public the law N°18/2008 of July 23, 2008, 
    relating to the punishment of the crime of genocide ideology; Deploying efforts 
    in pursuing genocidaires who are still free abroad and making a follow up of 
    such trials;

    Instituting laws relating to the punishment of the crime genocide denial on 
    regional level (Great Lakes and in East African Community); Improving diplomatic 
    relationships among countries of the Great Lakes and exchanging information 
    about genocide denial; Encouraging other countries to commemorate Genocide 
    against Tutsi;Teaching the History of genocide against Tutsi to the Youth so that 
    they are aware of and prevent it; Carrying out and publishing researches on 
    genocide denial; Continuing keeping the country’s security; Fighting against 
    genocide ideology from its bases (ethnic and divisionist ideas as well as its 
    channels-rumor and lie); Reinforcing memory of genocide because without it 
    its history will be forgotten; Establishing and substituting denial maneuvers 
    for the truth by reconstructing genocide events (mission of CNLG); Legally 
    forbidding use of hate symbols or ethnic classification words, hate speech, etc ; 
    Counter-productive prohibition, as part of an ideology of denial, which prevents 
    people from naming, discussing and overcoming deep cultural divisions; 
    Genocide denial and ideology radio stations should be shut down as well as 
    hate propaganda banned; Denial as the final stage of genocide is best overcome 
    by public trials and truth commissions, followed by years of education about 
    the facts of the genocide, particularly for the children of the group or nation 

    that committed the crime.

    Unit Summary
    This unit is central as it talks about the crime of genocide and genocide denial. 
    Its main objective is first to give a clear meaning of the concept, second list 
    different forms of genocide ideology and examines strategies used to spread 
    out it in order to be committed easily and lastly make a complete survey of 
    channels used to deny the crime basically in case of Rwanda society. Among 
    other channels, formal and non formal education played a very big role to 
    disseminate the ideology, while in denying it overseas community is involved. 
    Hence books and articles are written by either perpetrators or politicians and 
    scholars etc…. Beyond this, acts of sabotage are committed even witnesses 

    killed or proofs destroyed.

  • UNIT 4:PREVENTION OF GENOCIDE



    4.1.1 Concept of genocide prevention 
    Prevention is a continuous process that aims at avoiding the occurrence of 
    something harmful by tackling the causes of the harm prior to it and at each 
    phase of the process to its occurrence and after. Genocide Prevention is any 
    action that works toward averting a future genocide. 
    Since the adoption of the Genocide Convention in 1948 until now, the response 
    of the governments at the international community level to prevent genocides 
    and mass killings have been very poor. These poor performances are testified 
    by a number of tragic situations of genocide since the Holocaust. 
    The tragedies in Cambodia, Rwanda, Bosnia and Darfur in Sudan have shocked 
    the conscience of mankind, and there is a fear that the list may grow even longer 
    in future, if prevention of genocide is not clarified and taken seriously.
    What is absurd is that, while for other tragedies it is generally not easy to 
    foresee them before they happen and therefore difficult or even impossible to 
    prevent them, genocide is preceded by factors and clear signs that it may or is 
    about to happen. That would logically provide enough opportunities to take 
    measures to prevent those factors from leading to genocide. 
    Several years before the genocide against the Tutsi in Rwanda occurred, there 
    existed factors and signs that showed that a genocide could potentially break 
    out but it was not prevented.
    4.1.2 Factors that may lead to genocide
    Genocide is not something that happens overnight because for genocide to 
    happen there are a number of factors that precede and make it possible. They 
    create conditions or opportunities for genocide to occur. Hence, one needs to 
    first understand the process to genocide in order to know what to do, by whom, 
    at which moment and by which means of preventing it. 
    The prevention of genocide will not be successful, if the concerned people do 
    not understand the process to genocide. Many factors have been discussed, but 
    there is no consensus on a definitive list of signs or elements that are present in 
    all genocides. The following are some of the factors that may lead to genocide: 
    Differences in identity: Genocide is not possible where there is no difference 
    among the population in a given state but this difference itself cannot lead to 
    genocide if not combined with other factors;
    Difficult life due to economic problems (poverty): Being poor itself does 
    not make genocide possible but it certainly creates a favourable environment 
    to other associated problems that may contribute to the process to genocide; 
    Deprivation or inequalities in the allocation of resources: When this 
    inequality is based on the differences in racial, ethnicity grounds, meaning, 
    when some groups are given more privileges than others or when a group is 
    totally excluded from accessing the resources, it may create tensions that may 
    lead to other problems that may soon or later lead to genocide; 
    Political problems: in many cases the origin of the genocide is the political 
    dominance of one group over other groups. The dominant group may intend 
    to eliminate other groups in order to have the guarantee of continuation of 
    dominance. In reaction, the underprivileged group may feel discriminated and 
    plan to get to power by any means. In both cases, they tend to use a war which 
    might be itself another factor leading to genocide;
    Armed conflicts: the existence of armed actors has served as a motivation 
    and excuse for human rights violations, including killings, arbitrary arrest 
    and discrimination committed against the civilian population that the armed 
    actors claim to represent. Refugees from the persecuted side may also become 
    warriors determined to overthrow the government in place in order to recover 
    their rights (like having a home land); 
    Human rights violations and impunity: genocide is always preceded by 
    successive human rights violations and by impunity. In Rwanda, the culture 
    of impunity of perpetrators of human rights violations based on ethnicity that 
    characterized the colonial and post-colonial periods played a leading role in the 
    genocide against the Tutsi that occurred in 1994. The episodes of unpunished 
    massacres committed against the Tutsi “ethnic” group in 1959, 1963-1964, 
    1973, 1990-1993, did not only pave the way to genocide against them, but 
    also contributed to its magnitude in that it made the public participation high 
    because of the then assurance that no prosecution would follow. The role of the 
    elites and leaders in denying the enjoyment of human rights to some groups 
    and in the impunity before and during armed conflicts is also an important 
    factor. 
    4.1.3 Practices leading to genocide 
    During the process to genocide some special practices reinforce the divisions. 
    Based on different studies, the practices are as follows:
    Social categorization 
    People are classified into “us and them” by ethnicity, race, religion, or nationality: 
    Germans and Jews, Hutu and Tutsi. In Rwanda, during the colonisation, 
    researchers measured for instance the people’s height and the length of their 
    noses. And then everyone was classified as Tutsi, Hutu or Twa. 
    Identities cards were issued to each individual mentioning the ethnicity. It may 
    not be deduced that this policy was meant to incite Hutu to commit genocide 
    against the Tutsi, but this permanent line put between the groups and the 
    implications related to that, contributed to the antagonism between the two 
    groups that later, combined with other things, led to genocide.

    Discrimination/classification
    The social categorization which gives the basis for defining groups may be 
    followed by the exclusion of some groups, intensified by the injustice in the 
    allocation of resources as well as the injustice on how the participation in 
    decision making process is distributed. Since these practices of discrimination 
    against some targeted groups are either done by state leaders or supported by 
    them, they grow and lead to other phases that may lead to genocide.
    Dehumanization 
    Dehumanisation is a denial of the humanity of others and a step that permits 
    killing with impunity. This genocidal ideology “dehumanises” members of a 
    group and justifies violence against it. Victims are not considered as belonging
    to the same human race as the oppressors. The targeted group is often likened 
    to a disease, microbes, cockroaches, infections or a cancer in the body. That is 
    what explains why during the genocide, bodies of victims are often mutilated to 
    express this denial of humanity. 
    Dehumanisation is an important phase in the process that leads to genocide 
    because ideologically, the perpetrators claim to purify the society as a 
    justification. So, the ideology grows deeper to convincing one group that another 
    deserves nothing but death and this is a legitimization to kill. The availability of 
    the dehumanising ideology is important in the process to genocide but may not 
    be enough to cause genocide if it is not followed by other actions. 
    Propaganda for the elimination of targeted group (to which stage this fact could 
    be linked in Staton categorization) 
    For the dehumanisation to have its effect, it needs propaganda to spread out 
    the hate ideology done either by leaders themselves, the authorised who are 
    supported by them. This is an important phase in the whole process because 
    it helps the elite members of the eliminating group to disseminate the 
    dehumanising ideology and to bring other members of that group to believe 
    in that hatred. This is an important motivating factor to take part actively in 
    killings. A prominent example of the hate media in Rwanda during the 1990s 
    is the famous Kangura newspaper as well as the Radio Television Libre des 
    Mille Collines (RTLM). 
    Preparation 
    This phase is when some possible acts liable of making genocide are performed. 
    They include writing lists of victims, creation and training of militia, purchase 
    and distribution of arms to be used. 
    Massacre of the target group members 
    In many cases, genocide is always preceded by killings targeting a given group 
    or individuals belonging to that group in different places. Genocide may also 
    be preceded by killings of moderate people because, of not supporting the 
    extermination of the targeted group. 
    Extermination (genocide) 
    This is the phase when the genocide is executed. It is when the intent to destroy 
    the targeted group can be seen from what is happening on the ground. When 
    killings are sponsored by the state, the armed forces often work with militias to 
    kill like the Interahamwe in Rwanda during the Genocide

    In the case of the genocide against the Tutsi, the main actors were: the interim 
    government, local administration, security forces, militia, the media, civil 
    society organizations (churches included), the population and the international 
    community. 
    Denial and impunity of genocide 
    During and after every genocide, the perpetrators always find a way of denying 
    their crime. They try to justify the killings, and to blame the victims, claiming 
    that their own behaviours brought about the killings. In Rwanda, killers alleged 
    that Tutsi were helping rebels of RPF, and they used this to justify the mass 
    killing of innocent Tutsi. The denial of genocide is not only the destruction of 
    the truth about the genocide by negating or minimising it, it is also a potential 
    cause of its repetition.

    4.2.1. Prevention of genocide at primary level
    Genocide is not something that happens overnight or without warning. 
    Genocide requires organization and constitutes in fact a deliberate strategy and 
    one that has been mostly carried out by governments or groups controlling 
    the state apparatus. Understanding the way genocide occurs and learning to 
    recognise signs that could lead to genocide are important in making sure that 
    such horrors do not happen again. 
    Since genocide is a process, prevention of genocide would mean to tackle it at 
    a very early stage. The prevention at the primary level consists of measures 
    aiming at creating an environment that reduces the risk of its escalation. At this 
    phase the aim is to put in place measures that may pre-empt the start of the 
    harm. This means preventive measures that may avoid the occurrence of the 
    harm by tackling its root causes. Prevention will therefore include the adoption 
    of measures that not only prohibit the harm but also put in place mechanisms
    that ensure the prevention of that harm.
    On international level, the focus in upstream prevention is determining which 
    countries are at the risk. This is mainly done using risk assessments which are 
    quite accurate predictors. Numerous models have been developed, each looking 
    at different factors such as differences in identity, difficult conditions due to 
    economic problems, sharing of available resources, democracy and respect of 
    human rights. 
    Among other things to consider when assessing and addressing the risk of 
    genocide is looking at structural and institutional frameworks in the country 
    including domestic legislation, an independent judiciary and an effective police 
    force to protect people. 
    By using risk assessments (Early Warning System), policy makers, civil society 
    organisations and the UN must take appropriate measures to stop the situation 
    from evolving into genocide. 
    When the primary preventive measures are unsuccessful, then the need to take 
    other measures may arise.
    4.2.2. Prevention of genocide at secondary level
    Prevention of genocide at this secondary level is necessary in two situations. 
    Firstly, in case a state has not adopted measures at the primary level and 
    secondly, in case the measures adopted before did not prevent the risks of 
    genocide from developing. 
    The secondary prevention takes place when a genocide is already taking 
    place. At this level, many genocidal actions are observed, such as hatred, 
    intolerance, racism, ethnic cleansing, torture, sexual violence, disappearances, 
    dehumanizing and public discourse. 
    The main focus is to end the genocide before it progresses further and claims 
    more lives. Measures tailored to the situation are taken in order to prevent the 
    risk from materialising or the situation from becoming worse. 
    This level of prevention may involve military intervention of some sort, 
    especially when it is in an armed conflict context. But there is a debate about 
    the effectiveness of this military intervention whereby some claim that military 
    intervention promotes rebel groups or that it is too expensive for the lives it 
    saves. They prefer peaceful prevention because it saves lives and does not 
    require costly intervention for example (MINUAR, MONUSCO).
    4.2.3. Prevention of genocide at tertiary level
    When the measures at the secondary level fail or have never been taken and 
    the mass killings start, measures at the tertiary level are needed in order to 
    respond to this final phase of the genocide. Tertiary prevention focuses on 
    avoiding genocide in future by rebuilding, restoring he community and dealing 
    with all the consequences to repair the damage caused

    Rwanda is an example of the failure of international community to intervene. In 
    1994, with the presence of United Nations (UN) peace keepers, it was possible to 
    stop the genocide against the Tutsi, but because of various politico-diplomatic 
    reasons, these peace keepers were obliged to go back to their countries and let 
    Tutsi die in the hands of the perpetrators. 
    Tertiary prevention takes place during and after the genocide has ended. Its 
    focus is on preventing genocide in the future, thus re-building and restoring 
    the community. In other words, the tertiary prevention level also deals with 
    all consequences in order not only to repair the damage but also to avoid the 
    reoccurrence of the harm.
    In concluding, it is important to say that prevention is a continuous process 
    which involves several actions at different levels which involve the individuals, 
    government, and international community.

    The first challenge is related to lack of certainty that the presence of factors 
    at different phases may lead to genocide and the second is the uncertainty 
    on whether the preventive measures to be taken can prevent it. Sometimes it 
    is better to highlight the key aspects in the text where needed for more facts 
    visibilty.
    Regarding the first challenge, it must be said that the certainty from the existing 
    factors and risks at early phases that they will to genocide may be difficult to get, 
    given the fact that the genocide is planned by those in power. Even at advanced 
    phases, the degree of certainty of occurrence may still not be there. The process 
    to genocide cannot be understood as an exact science. That is why it may be 
    argued that the answer to the lack of certainty may be negative. Before taking 
    preventive measures, one cannot wait until there is certainty that genocide will 
    happen. 
    In fact, by the time this is clear, it might be too late to prevent genocide from 
    happening and too difficult to do it without causing other problems. The 
    analogy with the prevention of environmental damage which does not require 
    full scientific certainty can help to understand the uncertainty of the occurrence 
    of genocide. The fact that there may not be a linear process to genocide that is 
    identical everywhere is a big challenge.

    4.4.1. The role of the international community
    The poor record in preventing genocides forced the United Nations to 
    conceptualize ways of deterring the crime while “recognizing and fully 
    respecting the sovereignty of States.” The then UN Secretary - General Kofi 
    Annan took important measures which inspired many programs in the field 
    of genocide prevention. He identified a Five Point Action Plan to end genocide: 
    Prevent armed conflict, which usually provides the context for genocide; 
    Protect civilians in armed conflict, including the mandate for UN peacekeepers; 
    End impunity through judicial action in both national and international courts; 
    Gather military information and set up an early warning system; Take quick 
    and decisive action along a continuum of steps, including military action.


    Annan created the Office of the Special Advisor on the Prevention of Genocide, 
    later changed to the Special Advisor on the Prevention of Genocide and Mass 
    Atrocities (SAPG). The mandate of the SAPG is to: 
    a. Collect existing information, in particular from within the United 
    Nations system, on massive and serious violations of human rights and 
    international humanitarian law of ethnic and racial origin that, if not 
    prevented or halted, might lead to genocide; 
    b. Act as a mechanism of early warning to the Secretary - General, and 
    through him to the Security Council, by bringing to their attention 
    potential situations that could result in genocide; 
    c. Make recommendations to the Security Council, through the Secretary 
    General, on actions to prevent or halt genocide; 
    d. Liaise with the United Nations system on activities for the prevention of 
    genocide and work to enhance the United Nations capacity to analyse and 
    manage information relating to genocide or related crimes.
    With the introduction of Responsibility to protect people in 2001, the 
    international community has taken significant steps towards greater awareness 
    of escalating situations and employing a tempered preventive mechanism 
    which views intervention as a last resort.
    According to this international norm signed by all member states of the UN, 
    any nation has the right to intervene if a state fails to protect its citizens from 
    genocide or other crimes. This means that state sovereignty can be violated for 
    the protection of a population if the state is unable or unwilling to do it. This 
    norm has enabled the international community to step in more easily for the 
    prevention of genocide. However, there has been some question of the abuses 
    of this norm as an excuse to intervene or create regime changes. Also there are 
    still difficulties when intervention is discussed but it fails to give an answer to 
    who should intervene and what are the constraints to such intervention.
    4.4.2 Availing different mechanisms for prevention of genocide
    At regional level
    Role of the African Union (AU). It is significantly more engaged in the region. 
    It has set up mechanisms related to conflict prevention, early warning and 
    preventive diplomacy, peace-building, intervention and humanitarian action, 
    and disaster management. 
    The intervention of Eastern Africa Standby Force (EASF). This force was created 
    by the decision of the Summit of the African Union held in July 2004 in Addis 
    Ababa to deal with the possible outbreak of genocides and peace in Africa. 
    All countries have to put in place measures related to genocide prevention 
    especially where they occurred.

    All countries have not put in place measures related to genocide prevention. 
    Only those who have experienced that tragedy seem to be aware more than 
    others and Rwanda is in that case. In the aftermath of genocide, measures have 
    been taken to face the immediate consequences and to prevent genocide from 
    happening again.
    In the case of Rwanda, the Constitution of Rwanda chapter III, article 10 commits 
    to upholding the following fundamental principles and ensuring their respect: 
    1. Prevention and punishment of the crime of genocide, fighting against 
    denial and revisionism of genocide as well as eradication of genocide 
    ideology and all its manifestations;
    2. Eradication of discrimination and divisionism based on ethnicity, region 
    or on any other ground as well as promotion of national unity;
    3. Building a State governed by the rule of law, a pluralistic democratic 
    Government, equality of all Rwandans between men and women
    Laws punishing the crime of genocide and the genocide ideology have been 
    elaborated. Special organ to monitor and implement these principles has been 
    created, the National Commission for the Fight against Genocide established 
    by Law Nº09/2007 of 16/02/2007. Its mission is “to prevent and fight against 
    Genocide, its ideology and overcoming its consequences”.
    Keeping alive the memory of past acts of genocide. In case of Rwanda, genocide 
    against the Tutsi Memorials are kept and are extremely important in prevention 
    of Genocide in Rwanda. Therefore, it is imperative that the genocide against the 
    Tutsi and all other acts of genocide elsewhere in the world be remembered. 

    It is imperative that the genocide against the Tutsi and all other acts of genocide 
    elsewhere in the world be remembered. The second one is to educate people 
    for sustainable peace and prevention of genocide using memorials. 
    Then the prevention of genocide should be done in educational setting. The 
    country of Rwanda has included the prevention of genocide and peace education 
    as a cross cutting issue in the programmes that have to be taught at all levels of 
    education from primary to tertiary levels.

    Other measures of prevention of genocide encompass effective arrest, trial 
    and punishment of those who have committed genocide. The implementation 
    of these measures requires the existence of the early and effective functioning 
    of the International Criminal Court, the use of national courts with universal 
    jurisdiction, and the creation of special international tribunals to prosecute 
    perpetrators of genocide. That is why the International Criminal Tribunal for
    Rwanda (ICTR) was set up in Arusha, Tanzania, began operating in 1995, after 
    a UN Security Council resolution 955 of November 8, 1994. 
    At national level, the country of Rwanda had put in place Gacaca court which is 
    a traditional justice system based on telling truth, in the eradication of impunity 

    that lead to genocide against Tutsi in 1994.

      

    1. Do you agree or disagree with the above quotation of the UN General 
    - Secretary Ban Ki-moon. Comment on your position. 
    2. Evaluate three initiatives made by the Government of Rwanda 
    to prevent the reoccurrence of genocide both at national and 
    international levels. 
    3. To what extent does lack of an institution in charge of assessing the 
    factors that can lead to genocide be a challenge to the prevention of 
    genocide?
    4. Read carefully the following extracts:
    Text 1:
    “The first thing I can tell them [other Rwandan children] I can explain that 
    ethnic or skin color is not very important in this world. We must live together 
    without discriminating against any person because we don’t choose what we 
    are. That is why I preferred to forgive rather than revenging”!

    A genocide survivor

    Text 2:
    “We were walking with many other refugees near Ruyenzi, across the 
    river from Kigali. The road was so crowded with people. I was with my 
    grandmother. As I was walking, I heard a voice of a woman crying, and 
    screaming from a child. I looked to the side and saw a lady with a baby. I 
    asked my grandmother to stop, to go and see what is happening with the 
    lady. But my grandmother didn’t want to go, saying, “If we go there, they will 
    kill us.” And then I went down off the road alone, but other people continued 
    on. The mother was lying on her side with the child lying on top of her. She 
    was around one year, because she couldn’t walk. I was thinking, “Of course 
    this mother will die, but at least I can rescue this child. I never had a sister. If 
    I rescue her, she will be my sister.” My grandmother said, “Make sure that you 
    don’t ask me for anything to help you.” I said, “I will take her; if I die, she will 
    die. If she doesn’t die she will be my sister.” But my grandmother said, “You 
    should not walk close to us, because we may be killed. Walk behind us, with 
    a little distance between us and you. ”I was very, very committed. We kept 
    going; I was carrying the baby on my back up until we got to Zaire”.
    Source: Aegis Trust Archives 
    Questions
    1. After reading text 2, if it was you, what would you have done when the 
    grandmother prevented the young girl to go down off the road to see 
    the child? Justify your position. 
    2. By comparing text 1 and 2 explain how the measures taken by the 
    main characters can help to prevent genocide from happening again 
    in Rwanda. You can use direct quotes from the text. Do you agree that 
    visit of genocide memorial has a role in genocide prevention? Justify 
    your answer.
    3. Write an essay in no more than 300 words on the importance of 
    genocide commemoration.
    4. Imagine a genocide memorial you can create in your home community. 
    Describe what you can put in the memorial and explain how it can 

    help to prevent further genocide.

    Unit Summary
    In this unit, the focus is put to prevention to genocide crime. Indeed, the concept 
    means in general a continuous process that aims at avoiding the occurrence 
    of something harmful by tackling the causes of the harm prior to it and at 
    each phase of the process. Concerning genocide, prevention is any action that 
    works toward averting a future genocide. However, since the adoption of the 
    Genocide Convention in 1948 until now, the response of the governments at 
    the international community level to prevent genocides and mass killings have 
    been very poor. These poor performances are testified by a number of tragic 
    situations of genocide since the Holocaust. The tragedies in Cambodia, Rwanda, 
    Bosnia and Darfur in Sudan have shocked the conscience of mankind, and there 
    is a fear that the list may grow even longer in future. Normally, genocide is 
    preceded by factors and clear signs that it may or is about to happen. In the 
    case of Rwanda, several years before the genocide against the Tutsi in Rwanda 
    occurred, there existed factors and signs that showed that a genocide could 
    potentially break out but it was not prevented. The unit explores a big number 
    of those factors and give tentative solutions and measures to better prevent 
    (primary, secondary and tertiary levels) it from Rwanda society and elsewhere 

    around the world.

  • UNIT 5:RIGHTS, DUTIES AND OBLIGATIONS




    5.1.1 Concepts of rights, duties and obligations
    5.1.1.1 Rights
    The term “rights” have different understandings and senses. In this context it 
    refers to legal, social, or ethical principles of freedom or entitlement i.e rights 
    are fundamental normative rules about what is allowed or owed to people 
    according to some legal system, social convention, or ethical theory. Rights 
    are of essential importance in such disciplines as law and ethics, especially in 
    theories of justice and deontology.


    b. Types of Rights
    Natural rights. Sometimes called moral rights or inalienable rights, they are 
    rights which are “natural” in the sense of “not artificial, not man-made” as in 
    rights deriving from human nature or from the edicts of a god. They are universal 
    that is they apply to all people and do not derive from the laws of any specific 
    society. E.g a natural right of humans: right to protect or to be protected.
    Legal rights. Sometimes called civil rights or statutory rights, they are rights 
    based on a society’s customs, laws, statutes or actions by legislatures. E.g a 
    right to vote of citizens.
    Claim rights. These are rights which entail that another person has a duty to 
    the right-holder. E.g claim rights to things like “life, liberty, and property”; these 
    rights impose an obligation upon others not to assault or restrain a person, or 
    use their property, without the claim-holder’s permission.
    Liberty rights. Also known as privileges, they are simply freedom or permission 
    for the right-holder to do something, and there are no obligations on other 
    parties to do or not do anything. E.g a liberty right to free speech where nobody 
    has the obligation to listen to the speech or refrain from speaking to anyone
    Negative rights: They are permissions not to do things, or entitlements to be 
    left alone. E.g a right against being assaulted.
    Positive rights: These are permissions to do things, or entitlements to be done 
    unto. 
    One example of a positive right is the “right to welfare”.
    Individual rights: These are rights held by individual people regardless of their 
    group membership or lack thereof.
    Group rights: These are rights existing when a group is seen as more than a 
    mere composite or assembly of separate individuals but an entity in its own 
    right. E.g a set of rights which individuals-as-group-members have such as the 
    rights to specific working conditions or wages for workers grouped into a labor 
    union.
    5.1.1.2 Duties
    A duty is a term that conveys a sense of moral commitment or obligation to 
    someone or something. When someone recognizes a duty, that person theoretically commits himself to its fulfillment without considering his/her 
    own self-interest. Its fulfillment generally involves some sacrifice of immediate self-interest. For instance, the services performed by a minister 
    of a church, by a soldier or by any employee or servant are a kind of duties. 
     Note that duty is not only about doing things right, it is also about doing the 
    right thing.
    There are two major known types of duty: Civic duty and Filial duty
    Civic duty is referred to as something owed to one’s country (patriotism), or to 
    one’s homeland or community. 
    A civic duty could include:
    ─ Obey the law;
    ─ Pay tax;
    ─ Provide for a common defense, should the need arise;
    ─ Enroll to vote, and vote at all elections and referenda (unless there is 
    a reasonable excuse such as a religious objection, being overseas or 
    illness on polling day);
    ─ Serve on a jury, if called upon;
    ─ Going to the aid of victims of accidents and street-crime and testifying 
    as a witness later in court;
    ─ Reporting contagious illnesses or pestilence to public-health 
    authorities;
    ─ Volunteering for public services (e.g. life-saving drills);
    ─ Donating blood.
    Filial duty is defined as appropriate actions children would perform in 
    relationship with, or feelings towards their parents (families).
    A filial duty could include:
    ─ Upholding the family’s honor in the eyes of the community;
    ─ Entering into arranged marriages that benefit the family’s status;
    ─ Caring for in poor conditions relatives;
    ─ Being good as a son and obedient as a young man.
    Note: a filial duty plays the role of mobilizing the loyalties, labor power, and 
    other resources children in the ostensible interests of the household and, in 
    some cases, those of the lineage clan as a whole.
    5.1.1.3 Obligations
    An obligation is a course of action that someone is required to take, whether 
    legal or moral (eg an obligation of keeping a promise or fulfilling a contract). 
    The word “obligation” can also designate a written obligation, or such things as 
    bank notes, coins, checks, bonds, stamps, or securities.
    The term “obligation” in plural “obligations” has so many uses and types 
    depending on the context in which it is used. Here it is looked at in the normative 
    context where its types include: 
    Obligations of etiquette: These are referred to as a code of behavior that defines 
    expectations for social behavior (a behavior among two or more organisms, 
    typically from the same species eg Humans) according to present conventional 
    norms within a society, social class or group. 
    Social obligations: Also known as “social responsibilities”, these ethical 
    frameworks which suggest that an entity, be it an organization or individual, 
    has a duty to act for the benefit of society at large.
    Political obligations: These moral duties a citizen’s (or member’s) owes to 
    obey the law. 
    These obligations above are generally known as Legal obligations (intend to 
    make citizens obey the laws enacted by the civil authority), which can incur 
    a penalty for non-fulfillment, although certain people are obliged to carry out 
    certain actions for other reasons as well, whether as a tradition or for social 
    reasons. 
    Civil obligations: These are obligations to respect and uphold the legitimately 
    constituted civil authority. 
    Note: Obligations vary from person to person. Eg a person holding a political 
    office will generally have far more obligations than an average adult citizen, who 
    him/herself will have more obligations than a child. Furthermore, obligations 
    are generally granted in return for an increase in an individual’s rights or power.
    5.1.2. Role of rights, duties and obligations in society 
    They play the role of:
    Developing Individual’s personality. Rights, duties and obligations are 
    indispensable for the development of the personality of an individual as water, 
    air, soil, sun are so for a plant.
    Providing the success of democracy: Rights, duties and obligations enable 
    citizens to take part in administration and this leads to the success of democracy.
    Availing Liberty and Equality: Enjoyment of rights, performance of duties and 
    fulfilling of obligations by the individuals lead to liberty and equality.
    Promoting the welfare of the society and State: A society/state can get on the 
    path of peace, progress and prosperity only when its citizens are vigilant about 
    their rights, perform their duties and meet their obligations properly.
    Giving way to other people’s rights: When the law, public order and collective 
    well-being are respected;
    Providing ways of working and acting independently by meeting the set rules 
    and regulations;
    Promotion of accountability and the respect of the human dignity.
    5.1.3 Duties of a citizen towards his/her nation
    As a member/ part of a particular Nation each citizen is supposed to fulfill 
    certain obligations/duties/responsibilities such as:
    ─ Respect for national symbols; 
    ─ Respect for national values;
    ─ Respect for public property;
    ─ Prompt payment of taxes;
    ─ Promotion of peace, national unity and reconciliation;
    ─ Defense of territorial integrity;
    ─ Proof fellow-citizens and their property;
    ─ Contribution to national development;
    ─ Supporting good morals in the family and the society;
    ─ Participation in the creation of a conducive environment within the 
    family and the society.

    As the supreme institution, the state owes to its citizen obligations such as: 
    Protecting its populations from genocide, war crimes, ethnic cleansing and 
    crimes against humanity; Providing equal access to public service in accordance 
    with their competence and abilities and gender balance; Maintaining relations 
    conducive to safeguarding, promoting and reinforcing mutual respect, solidarity 
    and tolerance among its citizens; Protecting and defending the security of 
    citizens inside and outside their motherland; Respecting the Constitution, 
    other laws and regulations of the country; Protecting and preserving the 
    environment; Promoting the national culture; Safeguarding and promoting 
    positive values based on cultural traditions and practices; Preserving the 
    national cultural heritage; Providing the socio-economic development facilities 
    to its people; Educating its people; Promoting good relationship with other 
    countries;Repressing the culture of impunity and promoting equality before 
    law for all; Providing a legal right of self-defense of its citizens, etc.

    This implies the policies and actions through which the Government of Rwanda 
    demonstrates its commitment to work towards the fulfillment of its duties and
    obligations to its citizens and the ways citizens work likewise.

    Achievements in the fulfilling of duties and obligations of either side

    Out of the ways the government fulfills its duties and obligations to its citizens 
    likewise, there arises positive results which include: 
    ─ Rwanda’s being on spot in terms of peace and security keeping 
    regionally and internationally. Eg Participation in UN mission troops 
    in Darfur, Centrafrique, Haiti… 
    ─ Booming of socio-economic development (UNDP- Human 
    Development, 2014 Report); 

    ─ Enhancing citizens’ loyalty; 

    ─ Increase of diplomacy on regional and international levels;
    ─ Success of the country’ s policies.eg Decentralization; 
    ─ Sharpening of patriotism; 
    ─ Increase of the pride to belong to a country that cares for its citizens; 
    ─ Promotion of dignity and self-reliance among Rwandans; 

    ─ Promotion of Unity and reconciliation, etc

     

    Unit Summary
    The unit above captures main duties and obligations the state and citizen 
    should perform in achieving socio-economic development. This implies the 
    policies and actions through which the Government of Rwanda demonstrates 
    its commitment to work towards the fulfillment of its duties and obligations to 
    its citizens and the ways citizens work likewise. As consequence, if all is well 
    done, this leads to citizen welfare improvement at every sector of economic 
    field countrywide.in this book, planned activities allow learners to assess how 

    far they understood the shared responsibilities.

  • UNIT 6:DIGNITY AND SELF-RELIANCE




               
    6.1.1. Home-grown solutions (initiatives) 
    Home -Grown Initiatives (HGIs) are Rwanda’s brain child solutions to economic 
    and social development. They are practices developed by the Rwandan 
    citizens based on local opportunities, cultural values and history to fast track 
    their development. Being locally created, HGIs are appropriate to the local 
    development context and have been the bedrock to the Rwandan development 
    successes for the last decade. 
    HGIs are development/governance innovations that provide unconventional 
    responses to societal challenges. They are based on: 
    ─ National heritage/legacy 
    ─ Historical consciousness 
    ─ Strive for self-reliance 
    HGIs include Umuganda (community work), Gacaca (truth and reconciliation 
    traditional courts), Abunzi (mediators), Imihigo (performance contracts), 
    Ubudehe (community-based and participatory effort towards problem solving), 
    Itorero and Ingando (solidarity camps), Umushyikirano (national dialogue), 
    Umwiherero (National Leadership Retreat) and Girinka (One cow per Family 
    program). They are all rooted in the Rwandan culture and history and therefore 
    easy to understand by the communities.
    Self-reliance: This is a state of being independent in all aspects. The 
    independence could be social, political or economic.
    6.1.2. Abunzi – Community mediators
    The word “abunzi” can be translated as “those who reconcile” or “those who 
    bring together” (from verb kunga). In the traditional Rwanda, abunzi were men 
    and women for their integrity and were asked to intervene in the event of conflict. 
    Each conflicting party would choose a person considered trustworthy, known 
    as a problem-solver, who was unlikely to alienate either party. The purpose of 
    this system was to settle disputes and also to reconcile the conflicting parties 
    and restore harmony within the affected community. 
    Abunzi can be seen as a hybrid form of justice combining traditional with modern 
    methods of conflict resolution. The reintroduction of the Abunzi system in 2004 
    was motivated in part by the desire to reduce the accumulation of court cases, 
    as well as to decentralise justice and make it more affordable and accessible for 
    citizens seeking to resolve conflicts without the cost of going to court. Today, 
    Abunzi is fully integrated into Rwanda’s justice system.
    a. Conflict resolution through community participation 
    Historically, the community, and particularly the family, played a central role in 
    resolving conflicts. Another mechanism for this purpose was inama y’umuryango 
    (meaning ‘family meetings or gatherings) in which relatives would meet to find 
    solutions to family problems. Similar traditions existed elsewhere, such as the 
    “dare” in Zimbabwe. These traditional mechanisms continue to play important 
    roles in conflict resolution regarding land disputes, civil disputes and, in some 
    instances, criminal cases. 
    The adoption of alternative dispute resolution mechanisms in Rwanda emerged 
    from the recognition of a growing crisis in a judiciary where it had become 
    almost impossible to resolve disputes efficiently and in a cost-effective manner. 
    The Government of Rwanda concluded that modern judicial mechanisms of 
    dispute resolution were failing to deliver and so the decision was taken to 
    examine traditional mediation and reconciliation approaches as alternatives. 
    By doing so, it would not only help alleviate the pressure on conventional 
    courts but also align with the policy objective of a more decentralised justice 
    system. In addition, the conflict resolution mechanisms rooted in Rwandan 
    culture were perceived as less threatening, more accessible and therefore more 
    intimate. Those who referred their cases to Abunzi were more comfortable 
    seeking mediation from within their community, which afforded them a better 
    understanding of the issues at hand. 
    b. Establishment of the mediation committees ( Abunzi committe)
    In 2004, the Government of Rwanda established the traditional process of 
    abunzi as an alternative dispute resolution mechanism. 
    Established at the cell and sector levels, abunzi primarily address family disputes, 
    such as those relating to land or inheritance. By institutionalizing Abunzi, low 
    level legal issues could be solved at a local level without the need to be heard in 
    conventional courts. Citizens experiencing legal issues are asked to first report 
    to abunzi, cases not exceeding 3,000,000 Frs (for land and other immovable 
    assets) and 1,000,000 Rwf (for cattle and other movable assets). Cases of these 
    types can only be heard in a conventional court if one party decides to appeal 
    the decision made at the sector level by the mediation committee.
    As the Abunzi system gained recognition as a successful method to resolve 
    conflict and deliver justice, the importance of providing more structure and 
    formality to their work increased. Consequently, the abunzi started receiving 
    trainings on mediating domestic conflicts and support from both governmental 
    and non-governmental organizations to improve the quality of their mediation 
    services.

    6.1.3. Gacaca – Community courts
    The word gacaca refers to the small clearing where a community would 
    traditionally meet to discuss issues of concern. People of integrity (elders and 
    leaders) in the village known as inyangamugayo would facilitate a discussion 
    that any member of the community could take part in. Once everyone had 
    spoken, the inyangamugayo would reach a decision about how the problem 
    would be solved. In this way, Gacaca acted very much as a traditional court. 
    If the decision was accepted by all members of the community, the meeting 
    would end with sharing a drink as a sign of reconciliation. If the parties were 
    not happy with the decision made at Gacaca, they had the right to take their 
    case to a higher authority such as a chief or even to the king.
    One aspect particular to traditional Gacaca is that any decision handed down 
    at the court impacted not only the individual but also their family or clan as 
    well. If the matter was of a more serious nature and reconciliation could not 
    be reached, the inyangamugayo could decide to expel the offenders or the 
    members of their group from the community. 
    The most common cases to come before Gacaca courts were those between 
    members of the same family or community. It was rare for members of other 
    villages to be part of the courts and this affirmed the notion of Gacaca as a 
    community institution. 
    Colonisation had a significant impact on the functioning of Gacaca and in 1924 
    the courts were reserved only for civil and commercial cases that involved 
    Rwandans. Those involving colonisers and criminal cases were processed under 
    colonial jurisdiction. While the new justice systems and mechanisms imported 
    from Europe did not prohibit Gacaca from operating, the traditional courts saw 
    far fewer cases. During the post colonial period, the regimes in power often 
    appointed administrative officials to the courts which weakened their integrity 
    and eroded trust in Gacaca. 
    The Genocide against the Tutsi in 1994 virtually destroyed all government and 
    social institutions and Gacaca was no different. While Gacaca continued after 
    the Genocide, its form and role in society had been significantly degraded. 
    a. Contemporary Gacaca as a home-grown solution 
    Contemporary Gacaca was officially launched on June 18, 2002 by President 
    Paul Kagame. This took place after years of debate about the best way to give 
    justice to the survivors of the Genocide and to process the millions of cases that 
    had risen following the Genocide. 
    Contemporary Gacaca draws inspiration from the traditional model by 
    replicating a local community-based justice system with the aim of restoring 
    the social fabric of the society. In total, 1,958,634 genocide related cases were 
    tried through Gacaca. The courts are credited with laying the foundation for 
    peace, reconciliation and unity in Rwanda. The Gacaca courts officially finished 
    their work ten years later on June 18, 2012.

    Gacaca first began as a pilot phase in 12 sectors across the country one per 
    each province as well as in the City of Kigali. After the pilot, the courts were 
    implemented across the country and the original Organic Law No. 40/2000 
    (January 26, 2001) was replaced by the Organic Law No. 16/2004 (June 19, 
    2004) which then governed the Gacaca process.
    b. The aims of the contemporary Gacaca 
    ─ Expose the truth about the Genocide against the Tutsi 
    ─ Speed up genocide trials 
    ─ Eradicate impunity 
    ─ Strengthen unity and reconciliation among Rwandans 
    ─ Draw on the capacity of Rwandans to solve their own problems. 
    These activities were carried out at three levels of jurisdiction: the Gacaca 
    Court of the cell, the Gacaca Court of the Sector, and the Gacaca Court of appeals. 
    There were 9013 cell courts, 1545 Sector courts and 1545 Courts of Appeal 
    nationwide. 
    According to the statistics given by National service of Gacaca Courts, the Gacaca 
    Courts were able to try 1,958,634 cases of genocide within a short time (trials 
    have begun on to 10/3/2005 in pilots sectors). This is on irrefutable evidence 
    of the collective will and ability of Rwandans to overcome huge challenges of 
    their country and work for its faster development basing on “ Home grown 
    solutions”
    6.1.3 Girinka Munyarwanda- One Cow per Poor Family Programme
    The word girinka (gira inka) can be translated as “may you have a cow” and 
    describes a centuries’ old cultural practice in Rwanda whereby a cow was 
    given by one person to another, either as a sign of respect and gratitude or as a 
    marriage dowry. 
    Girinka was initiated in response to the alarmingly high rate of childhood 
    malnutrition and as a way to accelerate poverty reduction and integrate 
    livestock and crop farming. 
    The programme is based on the premise that providing a dairy cow to poor 
    households helps to improve their livelihood as a result of a more nutritious 
    and balanced diet from milk, increased agricultural output through better soil 
    fertility as well as greater incomes by commercialising dairy products. 
    Since its introduction in 2006, more than 203,000 beneficiaries have received 
    cows. Girinka has contributed to an increase in agricultural production in 
    Rwanda - especially milk products which have helped to reduce malnutrition 
    and increase incomes. The program aimed at providing 350,000 cows to poor 
    families by 2017.
    a. Traditional Girinka 
    Two methods, described below, come under the cultural practice known as 
    gutanga inka, from which Girinka is derived.

    Kugabira: Translated as “giving a cow”; such an act is often done as a sign of 
    appreciation, expressing gratitude for a good deed or to establish a friendship. 
    Ubuhake: This practice established a relationship between the donor and 
    beneficiary. An informal but highly valued social contract was established 
    which was fulfilled through the exchange of services such as cultivating the 
    farm of the donor, looking after the cattle or simply vowing loyalty.
    For centuries the cow has been considered as a symbol of prosperity in Rwanda 
    and was used in barter trade before colonisation. For these reasons, the whole 
    chain of social relationships across the country has been built around cattle for 
    generations. This remains true up-to-date. 
    The 20th century experienced a dramatic shift in the social understanding of 
    what it meant to own cattle in Rwanda. Before colonisation, there was little 
    distinction between cattle keepers and those who cultivated. Herders and 
    cultivators often worked together to achieve greater agricultural production. 
    During this time while owning cattle was associated with being rich, herders 
    and cultivators alike faced the challenges of drought, poor soil fertility and the 
    country’s topography. The arrival of colonisation, however, brought a change 
    in these understandings and cultural practices. The cow was used to divide 
    Rwandans along “ethnic” lines and cattle became a symbol of elitism and a 
    commodity reserved only for a portion of the country’s people.
    While significant progress had been made since the genocide in improving the 
    livelihoods of its people, Rwanda continued to face high levels of poverty and 
    childhood malnutrition. It was with these indicators in mind that Girinka was 
    established in 2006. 
    b. Contemporary Girinka 
    Girinka was introduced in 2006 against a backdrop of alarmingly high levels of 
    poverty and childhood malnutrition. The results of the Integrated Household 
    Living Conditions Survey 2 (EICV 2) conducted in 2005 showed rural poverty 
    at 62.5%. The Comprehensive Food Security and Vulnerability Analysis (CFSVA) and Nutrition Survey showed that 28% of Rwanda’s rural population were 
    food-insecure and that 24% of the rural population were highly vulnerable to 
    food insecurity. 
    The survey showed that in some parts of the country (such as Bugesera), up to 
    40% of the households were food insecure. The Demographic Health Survey of 
    2005 indicated that 45% of Rwandan children under the age of five had moderate chronic malnutrition and 19% had severe chronic malnutrition. At that 
    time, 90% of the Rwandans lived in households that owned some farming land
    and more than 60% of the households cultivated less than 0.7 hectares of land, 
    according to the EICV2. It was these factors that provided the catalyst for the 
    Girinka programme.
    c. The objectives of the Girinka programme 
    ─ Reducing poverty through dairy cattle farming. 
    ─ Improving livelihoods through increased milk consumption and 
    income generation. 
    ─ Improving agricultural productivity through the use of manure as 
    fertilizer. 
    ─ Improving soil quality and reducing erosion through the planting of 
    grasses and trees. 
    Promoting unity and reconciliation among Rwandans based on the cultural 
    principle that if a cow is given from one person to another, it establishes trust, 
    respect and friendship between the donor and the beneficiary. While this was 
    not an original goal of Girinka, it has evolved to become a significant aspect of 
    the program. 
    The program is structured in two phases. First, a community member 
    identified as someone who would greatly benefit from owning a cow is given a 
    pregnant dairy cow. That person benefits from its milk and manure production. 
    Beneficiaries are then obliged to give the first born female calf to another 
    worthy beneficiary in their community. This is known as the ‘pass on’ principle, 
    or kuziturirana/kwitura.

    Girinka has been described as a culturally inspired social safety net program 
    because of the way it introduces a productive asset (a dairy cow) which can 
    provide long-term benefits to the recipient. Approved on 12 April 2006 by 
    Cabinet decision, Girinka originally aimed to reach 257,000 beneficiaries; 
    however, this target was revised upwards in 2010 to 350,000 beneficiaries by 
    2017. The Government of Rwanda was initially the sole funder of the Girinka 
    program, but development partners have since become involved in the program. 
    This has led to an increase in the number of cows being distributed. 
    Girinka is one of a number of programs under Rwanda’s Vision 2020, a set of 
    development objectives and goals designed to move Rwanda to a middle income 
    nation by the year 2020. By September 2014 close to 200,000 beneficiaries had 
    received a cow.
    6.1.4 Imihigo – Performance contracts
    The word Imihigo is the plural Kinyarwanda word of umuhigo, which means to 
    vow to deliver. Imihigo also include the concept of guhiganwa, which means to 
    compete among one another. Imihigo practices existed in pre colonial Rwanda 
    and have been adapted to fit the current challenges of the Rwandan society. 
    a. Traditional Imihigo
    Imihigo is a pre-colonial cultural practice in Rwanda where an individual sets 
    targets or goals to be achieved within a specific period of time. The person must 
    complete these objectives by following guiding principles and be determined to 
    overcome any possible challenge that arises. Leaders and chiefs would publicly 
    commit themselves to achieving certain goals. In the event that they failed, 
    they would face shame and embarrassment from the community. Definitions 
    however vary on what constitutes a traditional Imihigo. Some have recalled it 
    as having a basis in war, where warriors would throw a spear into the ground 
    while publicly proclaiming the feats they would accomplish in battle.
    b. Contemporary Imihigo 
    Imihigo were re-initiated by Rwanda’s President, Paul Kagame, in March 2006. 
    This was as a result of the concern about the speed and quality of execution 
    of government programs and priorities. The government’s decentralisation 
    policy required a greater accountability at the local level. Its main objective 
    was to make public agencies and institutions more effective and accountable 
    in their implementation of national programs and to accelerate the socioeconomic development agenda as contained in the Vision 2020 and Economic 
    Development and Poverty Reduction Strategy (EDPRS) policies as well as the 
    Millennium Development Goals (MDGs).
    Today, Imihigo are used across the government as performance contracts and 
    to ensure accountability. All levels of government, from the local district level 
    to ministries and embassies, are required to develop and have their Imihigo 
    evaluated. Members of the public service also sign Imihigo with their managers 
    or head of institution. 
    While Imihigo are now widely used across government, it first began at 
    the district level. When developing its Imihigo, each local government 
    administrative unit determines its own objectives (with measurable indicators) 
    taking into account national priorities as highlighted in the national as well as 
    international strategy and policy documents such as the MDGs, Vision 2020, 
    EDPRS, District Development Plans (DDPs) and Sector Development Plans 
    (SDPs). The Imihigo, at both planning and reporting phases, are presented 
    to the public for the purpose of accountability and transparency. The mayors 
    and province governors also sign the Imihigo or performance contracts with 
    Rwanda’s President committing themselves to achieving set objectives. The 
    Imihigo process ensures the full participation and ownership of citizens 
    because priorities are developed at the grassroots level. 
    Between 2006 and 2009 a limited evaluation process took place whereby the 
    best ten performing districts from across the nation were reviewed (two from 
    each province and the City of Kigali). Each province and the City of Kigali would 
    rank the performance of their districts with the top two then communicated to 
    the national evaluation team. This team then conducted their own review and 
    ranked them from 1-10. This approach suffered from significant limitations 
    including the fact that it was not possible to objectively compare the performance 
    of all districts because while one province may have had better performing 
    districts than another, this system did not allow that to be discovered.
    Due to these shortcomings, a nation-wide district Imihigo evaluation exercise 
    was conducted in 2010 for all the thirty districts. A national evaluation 
    committee with technical expertise and experience conducts this process.

    Undertaken by a multi-sector team of experts from government, the private 
    sector and civil society institutions, the first Imihigo evaluation was launched 
    on May 11, 2010 and completed on June 17, 2010. The evaluation exercise was 
    significant because it was the first time that the Government of Rwanda had 
    thoroughly assessed the degree to which district priorities and targets were 
    realised against their Imihigo. The exercise acknowledged key achievements 
    and challenges in the areas of planning, implementation, reporting and 
    communication. 
    c. Principles and objectives of Imihigo 
    Imihigo are guided by the following principles: 
    Local: Each district decides what goes into its Imihigo. However, alignment with 
    national priorities is required. 
    Ambitious: Pledges are made to achieve only what has not already been gained 
    or achieved. 
    Excellence: Imihigo is about outstanding performance. 
    Imihigo aims at: 
    ─ Speeding up implementation of the local and national development 
    agenda. 
    ─ Promoting accountability and transparency; 
    ─ Promoting result-oriented performance.
    ─ Instilling innovation and encourage competitiveness. 
    ─ Engaging stakeholders (citizens, civil society, donors, private sector, 
    etc) in policy formulation and evaluation.
    ─ Promoting zeal and determination to achieve set goals. 
    ─ Instilling the culture of regular performance evaluation. 
    d. Imihigo preparation process 
    Imihigo and action plans are used by the Government of Rwanda to define 
    goals, targets and objectives. While different in their purpose, the two tools are 
    interlinked. The action plan is a set of activities to be achieved within a set time 
    period, usually a period of one year. Imihigo are a subset of the action plan 
    showing priority activities to be used as a performance measure. The action 
    plan may contain any number of activities of a routine nature such as payment 
    of salaries whereas Imihigo define targets that have a significant impact on 
    economic development, poverty reduction, good governance and social welfare. 
    When Imihigo are developed, the Rwandan Government leaders are advised 
    to ask some key questions before including activities in Imihigo. Activities 
    that answer positively to the questions outlined below are given priority 
    consideration. 
    1. Will the activity impact positively on the welfare of the local population 
    (water access, transport, energy access, schools, etc.)? 
    2. Does it create jobs for the local population? 
    3. Does it create income generating opportunities for the population /local 
    government? 
    4. Does it have an impact on poverty reduction? 
    5. Is it a priority for the residents in the area? 
    6. Does the activity have synergy with development of other areas (an 
    activity may have potential to impact development in neighbouring 
    areas)? 
    7. Is the activity sustainable or are the results sustainable?
    8. Is there ownership from the local population for the activity? 
    9. Does it help to achieve the national targets and is it linked to the national 
    and international priorities, programs or policies (MDGs, EDPRS, Vision 
    2020)? 
    10. Can the activity produce quality results/outputs with minimum 
    resources? 
    11. Can it improve the way services are delivered or reduce costs? 
    12. Does the activity promote social cohesion (unity and reconciliation)? 
    13. Does the activity reduce social disturbances (insecurity, drug abuse, 
    prostitution, environmental degradation, conflicts, corruption, etc.)? 
    14. Does it address key cross cutting issues (gender, HIV/AIDS, environment, 
    social inclusion and youth)? 
    15. Has the source of funds for implementation been determined? 
    16. Is it realistic and can it be achieved? 
    Imihigo is the result of a participatory process of identifying and implementing 
    priorities from the grassroots to the national level. In the process of identifying 
    priorities, each level demonstrates its contribution to the achievement of the 
    development goals. The table below describes who prepares Imihigo from the 
    individual to provincial level. 
    Step 1: Identification of national priorities by the central government 
    Each ministry identifies national priorities to be implemented at local levels 
    for which they have earmarked resources that they will transfer to local 
    governments. 
    Consultation on the following policies and programs occurs: 
    Vision 2020. 
    Economic Development and Poverty Reduction Strategy (EDPRS). 
    Government of Rwanda programs and policies. 
    National Leadership Retreat and National Dialogue resolutions.
    Cabinet resolutions.
    Three Year Medium-Term Expenditure Framework (MTEF)
    Five Year District Development Plan (DDP).
    Millennium Development Goals (MDGs). 
    Seven Year Government Program. 
    Where they do not have earmarked resources, line ministries identify how the 
    resources, whether financial or non-financial, can be mobilised (both national 
    and local).The central government consolidates the priorities paying special 
    attention to areas of quick wins and synergy while avoiding duplication. 
    Step 2: Communication of national priorities to the local government 
    The list of central government priorities is communicated and discussed with 
    local government leaders at a forum of central and local government leaders. 
    Step 3: Identification of local priorities 
    District leaders consult their District Development Plans (DDPs). Consultative 
    meetings with different stakeholders are held at province/Kigali City, districts, 
    sector, cell and village levels to discuss and consolidate the emerging priorities. 
    Step 4: Preparation and approval 
    Firstly, districts consult their respective DDPs and national priorities as 
    communicated in the forum/meeting between central and local governments. 
    Secondly, local and national priorities at district level are consolidated. Thirdly, 
    the draft (for district and province/City of Kigali) is discussed with Quality 
    Assurance Technical Team (from the Ministry of Local Government and 
    Ministry of Finance and Economic Planning). Fourth, priorities are presented 
    to stakeholders. Finally, priorities are approved. 
    The Quality Assurance Technical Team was set up to assist the districts and 
    provinces/Kigali City in preparing tangible Imihigo that respond to national 
    targets. The Quality Assurance Technical Team is composed of members of the 
    Imihigo evaluation team, the Office of the Prime Minister (PMO), the Ministry of 
    Local Government (MINALOC) and Ministry of Finance and Economic Planning 
    (MINECOFIN) as well as all sector ministries that are part of decentralization 
    including:
    ─ Ministry of Health 
    ─ Ministry of Education 
    ─ Ministry of Agriculture
    ─ Ministry of Infrastructure 
    ─ Ministry of Trade and Industry 
    The team gives regular feedback to district planners during the process of 
    preparing Imihigo. District leaders across Rwanda are asked to prepare plans 
    that are realistic, take into account the cost of delivering services as well as the 
    available resources. To make sure that proper monitoring and evaluation can 
    be conducted, indicators, targets and outputs must be clearly identified in the 
    planning process. 
    e. Monitoring and evaluation 
    A full evaluation of Imihigo takes place once a year. Evaluation teams are 
    established to carry out the process in all districts (each province and the City of 
    Kigali). The terms of reference for the team are distributed to all team members 
    beforehand to ensure proper understanding of the exercise. 
    The evaluation team is made up of people with skills in planning, monitoring 
    and evaluation (this might include a director general, coordinators and experts). 
    Objectivity is also assessed to make sure that any person with potential bias is 
    excluded from the team. 
    The methodology for the evaluation (including scoring) is developed and 
    communicated to local government in advance of the evaluation exercise. The 
    evaluation used is a standard template developed against the Imihigo of each 
    district. 
    After analysing the Imihigo reports received from the districts, the evaluation 
    team conducts field visits to specific activities for verification and assessment 
    purposes. 
    After the field visits and verification of selected activities, the team scores/ 
    assesses performance against Imihigo targets and provides a written report.



       
    f. Reporting 
    Districts report their Imihigo progress to the provincial level on a monthly basis. 
    Reporting to the national level is completed quarterly (in line with the timelines 
    of the EDPRS). An assessment of the progress in implementing Imihigo is done 
    after six months, while a full evaluation is done at the end of each fiscal year. The 
    assessment and evaluation of Imihigo is conducted by the National Evaluation 
    Team whose composition is shown in the table above.
    6.1.5 Itorero - Civic education
    a. Introduction
    Itorero was an educational institution where Rwandans would learn Language, 
    Patriotism, Social Studies, Sports, Creative Arts, Martial Arts, good governance, 
    the spirit of courage, integrity, and synergy while dealing with challenges 
    because Intore would never give way to defeat so that should be the very legacy 
    we hand over to our posterity. This program was reintroduced in 2007 as an 
    appropriate tool of achieving the goals of all Visions and enhance sustainable 
    development through Rwandan culture values. Participants were encouraged 
    to critically discuss, explore and analyse Rwandan cultural values with the aim 
    of instilling its values, which would in turn give them the lifelong foundation in 
    the way they mirror their social environment, shape their conduct, tune their 
    mind-set, their way of doing things, and mound their social interaction. 
    b. Traditional Itorero program 
    As a traditional school, itorero trainers planned daily activities according to 
    different priorities. The common belief was that intore were different from the 
    rest of the community members, especially in matters of thoughts, expression 
    and behaviour they were expected to be a role model in social relations, quick 
    thinkers and knowledgeable. Each Itorero included participants of various age 
    groups and had its own unique name. The best performer (Indashyikirwa) 
    would receive cows or land as award.
    The tradition of Itorero provided formative training for future leaders. These 
    community leaders and fighters were selected from intore (a person trained 
    through Itorero. Itorero was found at three levels of traditional governance: 
    the family, the chief, and the king’s court. At the family level, both girls and 
    boys would be educated on how to fulfil their responsibilities as defined by 
    the expectations of their communities. For example, the man was expected to 
    protect his family and the country, while the woman was expected to provide 
    a good home and environment for her family. Adults were also asked to treat 
    every child as their own in order to promote good behaviour among children
    At the chief level, a teenage boy was selected by either his father or head of the 
    extended family to be introduced to the chief so that he could join his Itorero. 
    Selection was based on good behaviour among the rest of his family and his 
    community. 
    At the king’s court level, the person selected to join this highest level of Itorero 
    could either be the son of a man who went through the king’s Itorero or a young 
    man who distinguished himself while in the chief’s Itorero. The king could also 
    select the young man who would join his Itorero based on his own observations 
    of the candidate in action. 
    Both the chief and king’s itorero trainings lasted for long periods of time to 
    test the perseverance of the participants. Those who performed well would 
    be rewarded with cows, allowed to return home and get married, or were 
    nominated to various national duties. Intore who lead/represent others were 
    called Intore zo ku mukondo, which translates as the ‘frontline Intore’. 
    From 1924 to 1994, Itorero was banned by the colonial rule and further by 
    the post-independence regimes. Itorero lost its significance which resulted in 
    distortions of the Rwandan culture and breakdown of Rwandan social fabric, 
    mutual support and selfless service to the nation. The Itorero during and after 
    the colonial period were different in the sense that they focused on singing and 
    dancing only. These distortions are indubitably among the main causes of the 
    1994 Genocide against the Tutsi which devastated the Rwandan society.
    c. Contemporary National Itorero program
    In the aftermath of the Genocide against the Tutsi, the Government of Rwanda 
    reintroduced Itorero in view of societal transformation. This HGS translated as 
    Civic Education Program, was adopted following the top leadership retreat in 
    February 2007. 
    The Government of Rwanda established the National Itorero Commission 
    (Reference: Law N0 41/2013 of 26/06/2013) as public Institution with the 
    objective of build a patriotic Rwandan who has values and taboos of the Rwandan 
    culture and who has Ubutore culture. The commission was entrusted with 
    developing a program that allowed all Rwandans from diverse backgrounds 
    to undertake personal development and contribute to the wellbeing of the 
    communities where they live or that they serve. The Itorero program provides 
    opportunities for participants to enhance positive values, build a sense of 
    responsibility through patriotism and gain professional knowledge.
    Itorero operates on the following structure namely “Ingamba” in 
    Kinyarwanda
    1. Children of 0-5 years old called Ibirezi/Nursery, 
    2. Children of 6-12 years old (Imbuto)/Primary level, 
    3. Children of 13-18 years old (Indirira)/Secondary level 
    Those groups be trained through Itorero at Village and school level with 
    intention to help them grow up and become responsible citizens. 
    • Compulsory National Service (Urugerero) is designed for those between 
    the ages of 18 and 35 (Indahangarwa)/University & Professionals 
    levels who have completed secondary education. 
    • Other years old Ingobokarugamba/Professionals 
    • From 56 years old and above (Inararibonye/Experts) 
    Those groups are given the opportunity to do so according to their professional 
    backgrounds. 
    Rwandan citizens living abroad also join Itorero program and a number 
    of young Rwandans living abroad participate in Itorero indangamirwa 
    course in Rwanda
    • Non-nationals desiring to participate and provide service to the 
    country can also do so. 
    • University graduates and retired people who participated in Urugerero 
    before and wish to do so again are also given the opportunity to join 
    Itorero. 
     Curriculum/content/Program
    The curriculum content for Itorero ry’igihugu is unique to Rwanda since it is 
    based on principles of intore and values peculiar to the Rwandan culture while 
    Urugerero (National Service) on the other hand, has much in common with 
    what takes place in other countries. Different curricula have been developed to 
    suit the program’s varied participants. 
    The values at the core of contemporary Itorero are unity, patriotism, selflessness, 
    integrity, responsibility, volunteerism and humility. 
    1. Unity: The state of being joined together to form one unit. A genuine 
    vehicle of “the same wisdom, the same vision of the world, and the 
    perception of political life
    2. Patriotism: Love and allegiance to the nation and the government of the 
    Republic of Rwanda
    3. Selflessness: the renunciation of one’s own interests in favour of the 
    interests of others. The spirit of not putting one’s self first but being 
    willing to give one’s time and resources for the benefit of others.
    4. Integrity: the act of consistency of actions, values, methods, measures, 
    principles, expectations and outcome.
    5. Responsibility: the obligation and authority to take the necessary 
    actions to ensure success. The obligation for the proper custody, care, 
    and safekeeping of resources entrusted to the possession or supervision 
    of an individual.
    6. Volunteerism: Volunteering is the practice of people working for a 
    particular cause without payment for their time and services. It is the 
    desire to undertake by choice and free will a task or work for the benefit 
    of the wider community beyond the volunteer’s immediate family and 
    friends
    7. Humility: defined as a disposition to be humble; a lack of false pride. 
    This attribute increases one’s willingness to listen to others.
    Contemporary Itorero includes 5 major activities in each Itorero session:




    Participants performing practical exercise (Umukorongiro) simulating the 
    exercises of moving people from a certain living condition to another one.
    Civic or political component of the training included an Introduction to the 
    Legacy of Rwanda in general and a history of the liberation struggle in particular, 
    National strategy for transformation and African development


    Participants
    Participating in Itorero is the right of every Rwandan, regardless of status and 
    social group.
    Training is adapted for the group participating in Itorero relevant to their 
    profession, age and category. For example, Local leaders, Student within 
    Country and living abroad, journalists, veterinary and agronomist, drivers, 
    electriciticians, teachers, education professionals, health workers… have been 
    trained on activities, service delivery, good governance and so on.



    6.1.6. Ubudehe – Social categorisation for collective action and mutual support
    Ubudehe refers to the long-standing Rwandan practice and culture of collective 
    action and mutual support to solve problems within a community. It is one 
    of Rwanda’s best known Home Grown Solution because of its participatory 
    development approach to poverty reduction. In 2008, the program won the 
    United Nations Public Service Award for excellence in service delivery. Today 
    Ubudehe is one of the country’s core development programs.
    a. Traditional Ubudehe
    The origin of the word Ubudehe comes from the practice of preparing fields 
    before the rainy season and finishing the task in time for planting. A community 
    would cultivate clear the fields together to make sure everyone was ready for 
    the planting season. Once a community had completed Ubudehe for everyone 
    involved, they would assist those who had not been able to take part, such as the 
    very poor. After planting the partakers gathered and shared beer. Therefore, the 
    focus of traditional Ubudehe was mostly on cultivation. It is not known exactly 
    when Ubudehe was first practiced, but it is thought to date back more than a 
    century. 

    Ubudehe was an inclusive cultural practice involving men, women and members 
    of different social groups. As almost all members of the community took part, 
    the practice often led to increased solidarity, social cohesion, mutual respect 
    and trust. 
    Colonisation and the introduction of a cash-based economy weakened the 
    practice of Ubudehe as some members of the community were able to recruit 
    some people to perform agricultural works for payment. While this trend 
    occurred across the country, in some places Ubudehe was still practiced until 
    the 1980s. 
    b. Contemporary Ubudehe 
    Contemporary Ubudehe is a poverty reduction initiative by the Government of 
    Rwanda which provides communities with the skills and support necessary to 
    engage in problem solving and decision making for their development. This 
    programme was conceived through a set of meetings of political, social, legal 
    and religious leaders between 1998 and 1999 known as the Urugwiro Debates. 
    These gathering discussed the most pressing issues concerning national 
    reconstruction after the 1994 Genocide against the Tutsi. The Urugwiro 
    Debates prioritised policies and programs that promoted collective action and 
    that upheld the principles of decentralisation. 
    After Urugwiro Debates, Ubudehe was reintroduced into Rwandan life in 2001 
    as a way to better involve communities in their development by setting up 
    participatory problem solving mechanisms. The program helps citizens to use 
    local institutions to achieve goals set by the community. 
    The program was seen as a way to strengthen democratic processes and good 
    governance through greater community involvement in decision making 
    process. In this regard, Ubudehe creates opportunities for people at all levels of 
    the society, especially the village level, to interact with one another, share ideas, 
    create institutions and make decisions for their collective development.
    Ubudehe has its roots in the Participatory Poverty Assessment (PPA) whereby 
    citizens would self identify as poor or otherwise according to a set of criteria. 
    The objective of the PPA was to help community groups and some poor 
    households to create their own problem solving strategies. 
    c. Evolution of Ubudehe 
    The programme was reinstituted and launched in a pilot phase in Butare 
    prefecture (known today as Huye) by the Ministry of Finance and Economic 
    Planning and the Ministry of Local Government in 2001. The pilot covered
    all 769 cellules in the prefecture. The pilot was carried out as a way for the 
    government to test the methodology of Ubudehe as well as to demonstrate its 
    potential for nationwide adoption. After a positive assessment at the end of the 
    two year pilot, Ubudehe was rolled out nationally. 
    The national roll out of Ubudehe took place between 2004 and 2006 as the 
    programme was officially adopted as a national policy overseen by the Ministry 
    of Local Government. 
    Ubudehe took place between 2007 and 2012. This was at the same time as 
    an administrative restructure which saw the creation of 14,837 villages 
    (Umudugudu) as the lowest level of government organisation. In 2011-12, 
    Ubudehe was conducted in ten districts and in 2012-13 Ubudehe was conducted 
    in 15 districts.
    The Government of Rwanda planned to carry out Ubudehe in the 20 districts by 
    2014. 
    How Ubudehe works 
    a. Identifying and analysing the problems facing the community and 
    determine a priority problem to be addressed. Planning the activities 
    and resources needed for addressing the prioritized problem through a 
    collective action plan (Ubudehe). 
    b. Putting in place a system to manage the identified collective action. 
    c. Assisting people to classify the level and type of poverty that exists in their 
    community and reach a common understanding of this classification. 
    d. Drawing up the social map of the cell showing the names of household 
    heads, their social category (different categories are again decided by the 
    people themselves) and development infrastructure.
    e. Helping communities define their development priorities by bringing 
    communities together to discuss and decide upon the most effective 
    and efficient ways to achieve poverty reduction and their development 
    priorities. 
    f. Helping communities establish ways of funding their development plans, 
    at a group and individual level. 
    To achieve these aims, participating villages across Rwanda come together over 
    a period of four to seven days (at times convenient to the community such as 
    after farming activities) to complete the Ubudehe process. This process takes 
    place at the beginning of the financial year. 

    Meetings are chaired by the President of the local Ubudehe Committee and the 
    village leader. They usually last for three hours each day. Ubudehe takes place at 
    both the umudugudu (village) and household level through similar processes. 
    The management committee, elected by the community, local technicians, local 
    authorities and other stakeholders approve the execution of the collective 
    action and engage to safeguard and respect the principles of collective action. 
    After this process, funds are made available to support the identified Ubudehe 
    collective action.

    At the household level, one household is chosen to undergo the Ubudehe process 
    to assist it in overcoming poverty. The purpose of singling out one household is 
    to provide the community with a model that can be followed. The household’s 
    coping strategies are analysed before the following process is undertaken 
    with the assistance of trained Ubudehe facilitators. A compatibility test is then 
    carried out by people of integrity in the community (inyangamugayo) to make 
    sure that the retained strategy is appropriate and will be of good use to the 
    household. The household members finally accept and sign for the funds that 
    are accorded to them. They agree that the funds supporting the execution of 
    their strategy will have a rotating character. 
    A key part of Ubudehe is the residents of a community defining the levels of 
    poverty that exist in their village. This process takes place every two years and 
    the information is used to decide development priorities as well as who should 
    benefit from other social security programs and Home Grown Solutions such as 
    Umuganda and Girinka.
    Traditionally, at the end of a successful harvest, the community would come 
    together to celebrate at an event known as Umuganura. Everyone would 
    bring something from his/her own harvest for the celebrations. This event 
    would often take place once the community’s sorghum beer production was 
    completed. 
    6.1.7 Umuganda – Community work
    In simple terms, the word Umuganda means community work. In traditional 
    Rwandan culture, members of the community would call upon their family, 
    friends and neighbours to help them complete a difficult task. 
    Umuganda can be considered as a communal act of assistance and a sign of 
    solidarity. 
    In the period immediately after independence in 1962, Umuganda was only 
    organised under special circumstances and was considered as an individual 
    contribution to nation building. During this time, Umuganda was often referred 
    to as umubyizi, meaning ‘a day set aside by friends and family to help each 
    other’. 
    On February 2, 1974, Umuganda became an official government programme 
    and was organised on a more regular basis – usually once a week was in charge 
    of overseeing the program. Local leaders at the district and village level were 
    responsible for organising Umuganda and citizens had little say in this process. 
    Because penalties were imposed for non-participation, Umuganda was initially 
    considered as forced labour.
    While Umuganda was not well received initially, the programme recorded 
    significant achievements in erosion control and infrastructure improvement 
    especially building primary schools, administrative offices of the sectors and 
    villages and health centres. 
    After the Genocide, Umuganda was reintroduced to Rwandan life in 1998 as part 
    of efforts to rebuild the country. The programme was implemented nationwide 
    though there was little institutional structure surrounding the programme. 
    It was not until November 17, 2007 with the passing of Organic Law Number 
    53/2007 Governing Community Works and later on August 24, 2009 with Prime 
    Ministerial Order Number 58/03 (determining the attributions, organisation, 
    and functioning of community work supervising committees and their relations 
    with other organs) that Umuganda was institutionalised in Rwanda. 
    Today, Umuganda takes place on the last Saturday of each month before noon. 
    For Umuganda activities to contribute to the overall national development, 
    supervising committees have been established from the village level to the 
    national level. These committees are responsible for organising what work is 
    undertaken as well as supervising, evaluating and reporting what is done.
    Rwandans between 18 and 65 are obliged to participate in Umuganda. Those 
    over 65 are welcome to participate if they are willing and able. Expatriates 
    living in Rwanda are also encouraged to take part. Those who participate in 
    Umuganda cannot be compensated for their work – either in cash or in kind. 
    Today close to 80% of the Rwandans take part in monthly community work. 
    Successful projects have been developed for example the building of schools, 
    medical centres and hydro-electric plants as well as rehabilitating wetlands 
    and creating highly productive agricultural plots.

    While the main purpose of Umuganda is to undertake community work, 
    it also serves as a forum for leaders at each level of government (from the 
    village up to the national level) to inform citizens about important news and 
    announcements. Community members are also able to discuss any problems 
    they or the community are facing and to propose solutions together. This time 
    is also used for evaluating what they have achieved and for planning activities 
    for the next Umuganda a month later.
    6.1.8 Umwiherero – National leadership retreat
    Umwiherero, translated as retreat, refers to a tradition in Rwandan culture 
    where leaders convene in an isolated place in order to reflect on issues affecting 
    their communities. Upon return from these retreats, the objective is to have 
    identified solutions. On a smaller scale, this term also refers to the action of 
    moving to a quieter place to discuss issues with a small group of people. 
    (The first National Leadership Retreat was held from 10th to 17th January 
    2004at Akagera Game Lodge in Kayonza District. It gathered Senior Officials 
    such as ministers, permanent secretaries, provincial governors, Mayor of City 
    of Kigali as well as representatives from the private sector)
    Now, the Government of Rwanda is drawing on this tradition to reflect on, and 
    address the challenges the country faces on an annual basis. 
    Umwiherero is annuary organised by the Office of the Prime Minister in 
    parterniship with the Office of the President. The President chairs Umwiherero 
    during which presentations and discussions centre on a broad range of 
    development challenges, including economics, politics, justice, infrastructure, 
    health, education and others. Contemporary Umwiherero was intended for 
    senior public officials but has evolved to include leaders from the private sector 
    as well as civil society. 
    Since its inception, organisers of Umwiherero have adopted numerous initiatives 
    to improve the implementation of resolutions agreed upon at each retreat. 
    By 2011, these efforts resulted into noticeable improvements in planning, 
    coordination, and accountability leading to clear and more concise priorities. 
    In 2011, six priorities were identified, down from 174 in 2009, allowing for 
    more effective delivery and implementation of Umwiherero resolutions.

    6.1.9 Community Policing
    When Rwanda National Police (RNP) was established in 2000, it adopted 
    the community policing strategy to build ties and work closely with members 
    of the community to fight crime. Since then, the department for Community 
    Policing has reduced crime throughout the country. The department is run on 
    a philosophy that promotes proactive partnerships with the public to address 
    public safety issues such as social disorder and insecurity. 
    Traditionally, the police respond to crime after it occurs. On top of that, the 
    police cannot always be everywhere and, therefore, relies on routine patrols, 
    rapid response to calls for service, arrests and follow-up investigations.
    Community Policing, therefore, was adopted to encourage citizens to participate 
    in crime-solving. It is focused on the prevention of crime and disorder, by 
    partnering with the public to increase police visibility in all communities so as 
    to solve, prevent and reduce crime. 
    Community Policing enables the police to engage citizens in reporting incidents 
    or to use volunteers to provide timely reports that help in anti-crime operations. 

    This strategy has improved police response to crime, because many reports are 
    now provided by community members. This shows that they trust the police. 
    The police now serve the citizens professionally and ensure that they have a say 
    in the security of their communities.

    The culturally based policies have contributed a lot in helping getting some 
    socio-economic solutions that were not possible to get otherwise.
    6.2.1 Contribution of Abunzi
    As the abunzi system gained more recognition as a successful method to resolve 
    conflicts and deliver justice, the importance of providing more structure and 
    formality to their work increased.
    During the fiscal year ending June 2017 for example, mediation committees 
    received 51,016 cases. They were composed of 45,503 civil cases representing 
    89.1% and 5,513 penal cases received before the amendment of the law 
    determining organization, jurisdiction, and competence and functioning of 
    mediation committees. A total of 49,138 cases equivalent to 96.3% were 
    handled at both sector and cell levels. 38,777 (76.0%) cases received by 
    mediation committees were handled at cell level, 10,361 (20.3%) cases were 
    mediated at sector level whereas only 3.6% were undergoing at the end of the 
    year. The number of cases received by mediation committees increased at the 
    rate of 30.9% over the past three years.
    The Rwanda Governance Board (RGB) conducted an investigation into public 
    perceptions of some of the benefits of Abunzi in comparison to ordinary courts. 

    Those surveyed highlighted the following positive attributes:

     The reduction of time spent to settle cases (86.7%).
    ─ Reduction of economic costs of cases (84.2%);
    ─ The ability to mitigate conflicts between litigants (80.1%).
    ─ The participation of citizens in the mediation process (67.3%) 
    and freedom to choose a judge by the complainant and defendant 

    (56.7%)

    The best practices from mediation committees are as follows:
    Pre-hearing counselling: Before cases are heard, mediators call on both 
    complainant and defendant to emphasize the importance of social cohesion 
    and conflict resolution through community mediation. In some instances, both 
    parties may opt to withdraw the case at this point and come instead to a mutual 
    agreement. In other cases, litigants are more inclined to accept, rather than 
    appeal, the mediation decision as a result of the counseling.
    Reduced social distance between parties and mediators: Since mediators 
    are members of the same community from which disputants come, the latter 
    feel less intimidated and more comfortable expressing themselves during those 
    sessions, whether in public or in camera.
    Integrity over legal literacy: Most of the participants insisted that the question 
    of integrity, which determine the selection of mediators, confer more “trust and 
    confidence” in the committees and fostered an environment in which justice 
    prevailed.
    • Parties’ freedom to choose mediators:This was another factor highlighted 
    by participants who felt that the freedom to choose mediators helped 
    ensure equal treatment during mediation and reduced the likelihood 
    of corruption.
    • Win-Win approach: During mediation, Abunzi avoid referring to either 
    party as “winner” or “loser” as these words could create resentment 
    and further contribute to the atmosphere of conflict. The goal of these 
    mediations is to find lasting solutions through reconciliation, hence 

    the avoidance of such words

    6.2.2 Contribution of Gacaca courts
    Gacaca courts officially finished their work on June 18, 2012 and by that time 
    a total of 1,958,634 genocide related cases were tried throughout the country. 
    As earlier mentioned Gacaca is credited with laying the foundation for peace, 

    reconciliation and unity in Rwanda.

      

    6.2.3 Impact of Girinka
    Girinka has led to a number of significant changes in the lives of the poorest 
    Rwandans. The impact of the program can be divided into five categories 
    including: (1) agricultural production, (2) food security, (3) livestock ownership, 
    (4) health outcomes, (5) unity and reconciliation.
    Agricultural production
    Girinka has contributed to an increase in agricultural production in Rwanda, 
    especially milk products. Milk production has risen due to an increase in the 
    number of cows in the country and because beneficiaries have received cross 
    breeds with better productive capacity than local cattle species. Between 2000 
    and 2011, milk production increased seven fold allowing the Government of 
    Rwanda to start the One Cup of Milk per Child program in schools. Between 
    2009 and 2011, national milk production increased by 11.3%, rising to 372.6 
    million liters from 334.7 million liters. Over the same period, meat production
    increased by 9.9%, according to the Government of Rwanda Annual Report 
    2010-2011. The construction of milk collection centres has also increased and 
    by February 2013, there were more than 61 centres operational nationwide 
    with 25 more due to be completed by the end of 2013.
    Most of the beneficiaries produce enough milk to sell some at market, providing 
    additional income generation. The manure produced by the cows increases 
    crop productivity, allowing beneficiaries to plant crops offering sustenance and 
    employment as well as a stable income. Girinka has also allowed beneficiaries 
    to diversify and increase crop production, leading to greater food security.
    Food Security
    According to the Comprehensive Food Security and Vulnerability Analysis and 
    Nutrition Survey (CFSVA) conducted in March/April 2012, almost four in five 
    (79%) or about 1,717,000 households had acceptable food consumption and 
    could be considered food secure. Others either had poor food consumption 
    (82,000 households, representing 4% of all the households) or borderline food 
    consumption patterns (378,000 households, 17%), adding up to a total of 21% 
    of food insecure households in Rwanda. These figures show a 7% decrease 
    in food insecure households since 2006 at which time the figure was 28% 

    according to the CFSVA report of 2006

    Livestock ownership
    The Third Integrated Household Living Conditions Survey (EICV III) of 2012 
    indicated that 4% of all Rwandan households received a cow under the OneCow per Poor family policy. The highest rate was seen in the Eastern Province 
    (7%). Animal production and the integration of livestock into smallholder 
    farming is a key contributor to food security. Animal products are a good source 
    of proteins and lipids and, in times of crisis, livestock functions as a shock 
    absorber, contributing to the resilience of poor households.
    According to the CFSVA and Nutrition Survey 2012, 70% of all households in 
    Rwanda own some type of livestock. Results of the EICV III of 2012 showed 
    that in comparison to 2005/2006, higher proportions of households are now 
    able to afford cattle at 47% nationally (up from 34%). The survey also showed 
    that the percentage of livestock-owning households owning cattle increased to 
    47.3% in 2012, up from 34.4% in 2005/2006.
    Health outcomes
    While Girinka cannot be credited with single-handedly for improving the health 
    outcomes across Rwanda, the program has certainly played a part in reducing 
    the level of malnutrition across the population, among children under five 
    years. According to the Demographic Health Survey of 2010, the percentage of 
    stunted children fell from 51% in 2005, to 44% in 2010, and the percentage of 
    underweight children fell from 18% to 11%.
    Unity and Reconciliation 
    Girinka has played a significant role in post genocide reconstruction in Rwanda. 
    During the colonial period, the cow was used to divide Rwandans along ethnic 
    lines and cattle became a symbol of elitism and a commodity reserved only for 
    a portion of the country’s people.
    Girinka has changed what it means to own cattle in Rwanda. While the symbolism 
    of prosperity is still attached to the cow, by giving cattle to the poorest in society, 
    the program has helped to end the divisive perception surrounding owning 
    cattle. The ‘pass on’ component of Girinka, whereby a recipient gifts the first 
    born calf to a neighbour, has helped to rebuild social relationships which had 
    been destroyed during the 1994 Genocide against the Tutsi. This is because 
    the giving of a cow to someone or “Gutanga Inka” translated as “sealing a bond 
    of friendship” remains a cultural practice owned, understood and valued by 

    Rwandans.

    6.2.4 Contribution of Imihigo
    Swere completed including roads and bridges, hospitals and health centres, 
    classrooms and toilet facilities, houses for vulnerable people, modern markets, 
    selling points, drying grounds, street lighting and housing development in 
    urban areas, trading centres and administrative offices. There was great 
    improvement in distribution of electricity and water in both urban and rural 
    areas. In addition, there was evidence in most districts of small scale factories 
    being started, especially those involved in agro-based products being initiating.
    Greening and beautification: Reasonable effort was made to plant grass 
    and flowers at most public buildings such as district, sectors and cell offices, 
    schools, health and trading centres. In other places, especially at district level, 
    pavements were laid. 
    Rural settlement (imidugudu): There was a general improvement in 
    mobilizing citizens to build in areas set aside for communal villages. This was 
    accelerated by setting up basic infrastructure like roads, water supply and 
    power. The eradication of grass thatched houses and the construction of houses 
    for vulnerable people was also a contributing factor to this success.
    6.2.5 Contribution of Itorero
    The contribution of Itorero as a home-grown solution towards good governance, 
    self-reliance and dignity is observed through Itorero activities described above.
    Ubutore culture, self reliance and dignity among Rwandans instiled and 
    promoted structures of Intore were elected from villages up to sector levels in 
    2009. Later on in 2012, Itorero ry’Igihugu was officially launched in primary 
    and secondary schools. From November 2007 up to the middle of September 
    of 2017, National Itorero Commission had a total of 2.502.000 trained Intore 
    nationwide. Those mentored are the ones who go down to mentor in villages, 
    schools, and at various Itorero for specific groups. 
    Impact of Itorero at village level to resolve social, economic and financial 
    challenges through“amasibo” groups.
    Impact of induction week by welcoming new students into their respective 
    High Institutions of Learning in order to continue familiarizing those students 
    with Rwandan culture values as way to enhancing civic education; namely 
    patriotism, integrity, self-reliance and hardworking just to mention few.
    Instilling the culture of unity, truth and hard work among Rwandans: 
    in 2009, Itorero ry’Igihugu was launched in all districts of the country. Each 

    district’s regiment presented their performance contracts at that colourful 
    ince its introduction, Imihigo has been credited with improving accountability 
    and quickening the pace of citizen centred development in Rwanda. The 
    practice of Imihigo has now been extended to the ministries, embassies and 
    public service staff.
    Once the compilation of the report on Imihigo implementation has been 
    completed, the local government entity presents it to stakeholders including 
    citizens, civil society, donors and others. After reviewing the results, 
    stakeholders are often asked to jointly develop a way forward and this can be 
    done by utilising the Joint Action Development Forums (JADF)

    Since the inception of Imihigo in 2006, the following results and best practices 
    were observed:
    SACCOs (Savings and Credit Cooperatives) and payment of teachers’ salaries 
    and arrears: Good progress was made in mobilising citizens to join SACCOs 
    and reasonable funds were mobilised. Although most of the SACCOs obtained 
    provisional licenses from the National Bank of Rwanda to operate as savings
    and credit cooperatives, they needed to mobilise more member subscriptions 
    in order to realise the minimum amount required to obtain full licenses. Most of 
    all SACCO at the sector level needed adequate offices. In addition great efforts 
    were made to ensure that teachers were paid their monthly salaries on time.
    Nine Years Basic Education (9YBE): All districts evaluated made substantial 
    progress in classroom construction, made possible by the willingness of the 
    community to play a role in the districts’ development programmes, particularly 
    Imihigo. This was as a result of awareness raising campaigns and mobilisation 
    efforts to encourage citizens to own their development activities.
    Vision 2020 Umurenge Programme (VUP): Programmes implemented 
    under VUP substantially improved the welfare of citizens and facilitated the 
    implementation of government policies such as SACCO, terracing and road 
    construction.
    Community assemblies (Inteko z’Abaturage): The function of Community 
    Assemblies was reasonably understood, taking place once a month to resolve 
    various community problems. This was evidenced by the fact that very few 
    unresolved problems reached the district level. 
    Citizen participation and ownership of government programmes: Most 
    of the citizens contacted during the field visits were aware of, and actively 
    participated in government programs especially the health insurance scheme, 
    SACCOs, 12YBEs, Girinka and adult literacy. Citizen participation in the Imihigo 
    process was especially visible in rural areas. 
    Health statistics such as those of maternal and child mortality, accessibility 
    of maternal and child care, and accessibility to health insurance (Mutuelle de 
    Santé) revealed improved levels of health care for Rwandans.
    Land use consolidation: Through programs such as Umuganda, TIG (Travail 
    d’Intérêt Général, meaning community service done by prisoners) and the one 
    village one product program, selected crops such as wheat, Irish potatoes, 
    coffee, tea, and beans were cultivated extensively.
    Improvement of agricultural production: Significant efforts were made by 
    the districts in mobilizing and advising farmers on how to improve farming, 
    notably among which was land use consolidation (maize, rice, coffee, tea, 
    cassava, potatoes, banana and beans) which helps to guarantee national food 
    security.
    Infrastructure development: A significant number of infrastructure projects
    were completed including roads and bridges, hospitals and health centres, 
    classrooms and toilet facilities, houses for vulnerable people, modern markets, 
    selling points, drying grounds, street lighting and housing development in 
    urban areas, trading centres and administrative offices. There was great 
    improvement in distribution of electricity and water in both urban and rural 
    areas. In addition, there was evidence in most districts of small scale factories 
    being started, especially those involved in agro-based products being initiating.
    Greening and beautification: Reasonable effort was made to plant grass 
    and flowers at most public buildings such as district, sectors and cell offices, 
    schools, health and trading centres. In other places, especially at district level, 
    pavements were laid. 
    Rural settlement (imidugudu): There was a general improvement in 
    mobilizing citizens to build in areas set aside for communal villages. This was 
    accelerated by setting up basic infrastructure like roads, water supply and 
    power. The eradication of grass thatched houses and the construction of houses 
    for vulnerable people was also a contributing factor to this success.
    6.2.5 Contribution of Itorero
    The contribution of Itorero as a home-grown solution towards good governance, 
    self-reliance and dignity is observed through Itorero activities described above.
    Ubutore culture, self reliance and dignity among Rwandans instiled and 
    promoted structures of Intore were elected from villages up to sector levels in 
    2009. Later on in 2012, Itorero ry’Igihugu was officially launched in primary 
    and secondary schools. From November 2007 up to the middle of September 
    of 2017, National Itorero Commission had a total of 2.502.000 trained Intore 
    nationwide. Those mentored are the ones who go down to mentor in villages, 
    schools, and at various Itorero for specific groups. 
    Impact of Itorero at village level to resolve social, economic and financial 
    challenges through“amasibo” groups.
    Impact of induction week by welcoming new students into their respective 
    High Institutions of Learning in order to continue familiarizing those students 
    with Rwandan culture values as way to enhancing civic education; namely 
    patriotism, integrity, self-reliance and hardworking just to mention few.
    Instilling the culture of unity, truth and hard work among Rwandans: 
    in 2009, Itorero ry’Igihugu was launched in all districts of the country. Each 
    district’s regiment presented their performance contracts at that colourful 
    ceremony marked by cultural festivals. Each district’s Intore regiment publically 
    announced its identification name. At the national level, all the 30 district Intore 
    regiments comprised one national Itorero, but each district regiment has its 
    identification name. Each district regiment can have an affiliate sub-division 
    which can, in turn, also have a different identification name. There is also 
    Itorero for Rwandans in Diaspora that has the authority to develop its affiliated 
    sub-division.
    In order to enable each Intore to benefit and experience change of mindset, 
    each group chooses its identification name and sets objectives it must achieve. 
    Those projected objectives must be achieved during or after training, and this is 
    confirmed by the performance contracts that necessarily must be accomplished. 
    With this obligation in mind, everyone also sets personal objective that in turn 
    contributes to the success of the corporate objectives.

    Instill among youth, fraternity, patriotism and participation in National 
    programmes through National Service/Urugerero program: Plans to 
    implement Urugerero (National Service) started towards the end of 2012 and 
    the actual implementation started in 2013. Despite this short time, however, 
    Urugerero program has started to yield impressive results. Students who 
    completed Secondary School since 2012 went through Itorero mentorship. 
    Upon the completion of the prescribed course, participants were given the 
    certificates, but later on they had to undergo practical exercise of Urugerero 
    non residential and Residential National service since 2017 and organized
    through various activities designed to promote social cohesion and community 
    wellness in particular and boost national development in general.
    Intore contributed to activities related to the Volunteer Services in National 
    Development Programmes. In the Rwandan culture, “volunteerism” means 
    rendering a sacrificial and selfless service out of love either to a national 
    cause or to a needy neighbour. According to the policy of Itorero ry’ Igihugu, 
    volunteerism refers to any unpaid communal work, voluntarily undertaken in 
    the service of the nation. 
    Volunteerism is reflected in various community works such as: Umuganda, 
    Ubudehe and contributions to a common cause. Other voluntary activities 
    include those of community mediators, various councils, community health 
    workers, Community Policing Committees/CPCs, Red Cross volunteers, etc. 
    6.2.6 The contribution of Ubudehe
    Ubudehe has been recognised internationally as a highly successful 

    development program. In 2008, Ubudehe was awarded the United Nations 
    “Better Management: Better Public Service” Award.
    One of the most significant impacts of Ubudehe is the way in which it has 
    transformed citizens’ engagement with their own development. Much of the 
    twentieth century in Rwanda was characterised by centralised planning and 
    delivery of services with little or no involvement from local communities. 
    Ubudehe has changed this and, coupled with decentralisation efforts, has 
    changed the way Rwandans participate in decision making processes that affect 
    their lives. Ubudehe has achieved almost nationwide coverage and communities 
    across Rwanda are now actively involved in developing their own social maps, 
    visual representations and collection of data to the extent of poverty in their 
    village. 
    This information is used to determine national development objectives against 
    which the national government and its ministries are held accountable.
    The way through which Ubudehe has brought communities together for collective 
    action based on their own priorities is also considered a major achievement 
    of the programme. The provision of a bank account to each community has 
    enabled thousands of communities to lead actions such as purchasing livestock, 
    undertaking agriculture activities, building clean water facilities, classrooms, 
    terraces, health centres as well as silos for storing produce. In 2006-2007, 
    9,000 communities undertook different projects through Ubudehe and in 2007-
    2008 that number rose to 15,000. 2010 saw over 55,000 collective actions by 
    communities with the assistance of 30,000 Ubudehe facilitators.
    At least 1.4 million people, around 20% of the population, have been direct 
    beneficiaries of Ubudehe. Between 2005 and 2008, around 50,000 people were 
    trained on Ubudehe concepts and procedures. This has resulted in a greater 
    level of skills available to the community at the local level helping Ubudehe to 
    be more effective.
    6.2.8 Contribution of Umuganda
    Umuganda is credited with contributing to Rwanda’s development, particularly 
    in the areas of infrastructure development and environmental protection. 
    Common infrastructure projects include roads (especially those connecting 
    sectors), bridges, heath centres, classroom construction (to support the nine 
    and twelve12) Years of Basic Education programs), housing construction for 
    poor and vulnerable Rwandans (often to replace grass-thatched housing) and 
    the construction of local government offices and savings and credit cooperative 
    buildings.




    Environmental protection projects undertaken include tree planting and 
    terracing to fight erosion, wetland rehabilitation, renewable energy construction 
    and crop planting.
    From 2007 to 2010/11, the activities valuated at 26,397,939,119 Rwf consisted 
    mainly of the construction of houses for vulnerable people, roads, classrooms 
    for the Nine Year Basic Education Programme (9YBE), health centres, public 
    offices, tree planting, terracing and other infrastructures to protect against 
    erosion. 
    To measure the impact of Umuganda and encourage greater participation, the 
    Government of Rwanda introduced the National Umuganda Competition in 
    2009. The aim of the competition is to create awareness of the best projects 
    carried out, award communities that have completed good initiatives and to 
    encourage communities to plan properly and maintain what they have achieved.
    The competition includes all levels of Rwandan society from the village up to 
    the national level. The best activity in each district is awarded with a certificate 
    and funding for future projects, and the best three projects in each province 
    are awarded prizes. The best three projects from across Rwanda are awarded 
    a cash prize of between US $1,500 (1,200,000 RWF) and $2,300 (1,840,000 RWF).
    Umuganda is also credited with assisting in reconciliation and peace building 
    in Rwanda. This is because neighbours are brought together to build their 
    community and can discuss problems and solve them collectively.
    6.2.9 Impact of Umwiherero

    For a few days every year, leaders from all arms of Government come under one 
    roof to collectively look at the general trajectory the country is taking and seek 
    remedies to outstanding problems. Initially, Umwiherero had been designed 
    exclusively for senior public officials but it has evolved to include leaders from 
    the private sector as well as civil society. Provided under the constitution, 
    Umwiherero is chaired by the Head of State and during this time, presentations 
    and discussions centre on a broad range of development challenges including 
    but not limited to the economy, governance, justice, infrastructure, health and 
    education.
    Since its inception, organizers of Umwiherero have adopted numerous innovative 
    initiatives to expedite the implementation of resolutions agreed upon at each 
    retreat. Since then, the results are quantifiable. These efforts have resulted in 
    noticeable improvements in planning, coordination, and accountability leading 
    to clearer and more concise priorities.
    As discussions go deep in exposing matters affecting the wellbeing of the people 
    of Rwanda, poor performers are reprimanded and those who delivered on their 

    mandate are recognized



    Umwiherero provides a platform for candid talk among senior officials. For 
    example, an official raises a hand to mention his/her superior who is obstructing 
    a shared development agenda. The said superior is then given a chance to 
    explain to the meeting how he/she intends to resolve this deadlock. The retreat 
    sets a scene for every leader to be held accountable. Ultimately, this provides an 
    opportunity for leaders to forge a better future for Rwanda. The organization, 
    implementation and outcomes of Umwiherero have vastly improved and 
    significant achievements recorded. 
    The focus has been to make number of key priorities that makes it easier for 
    meaningful discussions and effective implementation. The retreats are also 
    credited with significantly improving coordination and cooperation between 
    government ministries and agencies. This time round, priorities might not be 
    just small in number, but much more challenging and tougher.
    6.2.10 Contribution of Community Policing
    The Rwanda Governance Scorecard produced by the Rwanda Governance Board 
    in 2016, presented results from a nationwide survey, which indicated that 92
    per cent of the citizens trust the Police. This is an indicator of professional 
    services, discipline and partnership. It is when the community and the police 
    work together for their common good that citizens will trust the police. 
    Once the citizens trust the officers, they will provide them with information to 
    help prevent or solve crimes and to arrest criminals. 
    This has enabled the police to serve communities better and to fulfill its mission 

    of making the people living in Rwanda feel safe and secure.

           

    6.3.1 Challenges of Abunzi 
    Some of the challenges encountered during the implementation of Abunzi are:
    Inadequate legal knowledge: While most mediators acknowledged that they 
    received training session on laws, they expressed a desire to receive additional 
    training on a more regular basis to enhance their knowledge of relevant laws.
    Insufficient mediation skills: Mediators also expressed a desire to receive 
    additional training in professional mediation techniques in order to improve 
    the quality and effectiveness of their work.
    Lack of permanent offices: In some areas, mediation committees do not always 
    have workspace reserved for them and must share space with the staff from 
    cells and/or sectors offices; this sharing can sometimes result in the loss or 
    mix-up of case files.
    Incentives: A number of mediators complained that the incentive promised to 
    them and their families in the form of “mutuelle de santé” (health insurance) 
    was not always forthcoming.
    Transportation for field visits: Mediators complained about not always being 
    able to afford transportation to perform site visits when reviewing cases. While 
    each chairperson at the appeal level received a bicycle, it has been recognised 
    that field visits for all mediators have been very difficult in some cases. This can 
    result in delays in the mediation process. 
    Communication facilities: To perform their duties, mediators must communicate 
    among themselves or with other institutions, but they are not given a 
    communication allowance. This proves problematic at times and can lead to 
    financial stress for some when they are obliged to use their own money to 
    contact for instance litigants and institutions.
    6.3.2 Challenges of Gacaca courts 
    Below are challenges faced during implementation of Gacaca.
    At the beginning of the data collection phase at the national level, 46,000 
    Inyangamugayo representing 27.1% of the total number of judges, were 
    accused of genocide. 
    This led to their dismissal from Gacaca courts. Leaders, especially in the local 
    government, were accused of participating in genocide constituting a serious 
    obstacle to the smooth running of Gacaca. In some cases, there was violence 
    against genocide survivors, witnesses and Inyangamugayo.
    Serious trauma among survivors and witnesses manifested during Gacaca 
    proceedings. In some cases, there was a problem of suspects fleeing their 
    communities and claiming that they were threatened because of Gacaca. In 
    some cases there was corruption and favouritism in decision making.

    6.3.3 Challenges of Girinka 
    The following are the major challenges faced by the Girinka programme:
    In some cases, the distribution of cows has not been transparent and people with 
    the financial capacity to buy cows themselves were among the beneficiaries.This 
    issue was raised at the National Dialogue Council. (Umushyikirano) in 2009 
    and eventually resolved through the cow recovery programme. This program 
    resulted in 20,123 cows given to unqualified beneficiaries (out of a total of 

    20,532 wrongly given) redistributed to poor families.

    A lack of feed factories in the country has hindered efforts to properly feed some 
    of the cattle affecting their health and productivity. The Ministry of Agriculture 
    worked with investors who have shown interest in building feed factories in 
    Nyagatare, Kayonza and Kicukiro. In some instances, the cost of management 
    inputs has been high and, in some districts, there has been a delay in utilisation 
    of earmarked fund.
    Decentralisation of the programme has helped address this. Provision of 
    additional services (especially veterinary services and artificial insemination) 
    has been limited in some cases due a shortage of skilled staff with relevant 
    training. This has affected the cows’ milk production and the ‘pass on’ system.
    With regards to bank loans, some farmers received cows that were overpriced. 
    As a resolution, farmers who were overcharged are required to pay the bank 
    the actual cost of the cow only through a new contract with the difference paid 
    by those who were responsible for over costing.
    Poor management by inexperienced farmers has increased the mortality for 
    some cows. A shortage of land requires an intensification program in cattle 
    management practices which can sometimes have adverse impacts on the 
    cows such as increase in disease prevalence. To address this, beneficiaries now 
    receive training about modern farming practices prior to receiving their cow.
    6.3.4 Challenges of Imihigo 
    While Imihigo have provided the Government of Rwanda and citizens with a way 
    to hold leaders to account, some challenges listed below have been identified 
    from the 2010-2011 evaluation report:
    There is a planning gap especially on setting and maintaining logic and 
    consistency: objectives, baseline, output/targets and indicators.
    Setting unrealistic and over-ambitious targets by districts was common. Some 
    targets were not easily achievable in 12 months. For example, construction of 
    a 30 km road when no feasibility study had been conducted or reducing crime 
    by 100%.
    In some districts low targets were established that would require little effort 
    to implement. The practice of consistent tracking of implementation progress, 
    reporting and filing is generally still weak. Some targets were not achieved 
    because of district partners who did not fulfil their commitments in disbursing 
    funds - especially the central government institutions and development 
    partners. There is a weakness of not setting targets based on uniqueness of 
    rural and urban settings.
    Setting targets that are beyond districts’ full control was observed: For 
    example, construction of stadiums and development of master plans whose 
    implementation is fully managed by the central government. There was 
    general lack of communication and reporting of challenges faced that hindered 
    implementation of the committed targets.
    6.3.5 Challenges of Itorero 
    During its implementation, Itorero faced a series of challenges including:
    a. Insufficient budget compared to workload.
    b. Small number of personnel;
    c. Staff compensation low compared to workload; 
    d. National service program not reflected in Districts plan;
    e. Training sites at districts and provincial level still missing;
    f. Some partners not owning Itorero activities (not yet included activities 
    relating to the promotion of Ubutore culture in their planning). 
    g. Low understanding of the role of Itorero especially at the village level.
    6.3.6 Challenges of Ubudehe 
    The major challenges of Ubudehe can be divided into categorisation and project 
    implementation:
    Categorisation
    In some cases, village members have preferred to be classified into lower 
    poverty levels as a way to receive support from social security programs such 
    as health insurance and Girinka. To overcome this, household poverty level 
    categorisation takes place publically with all heads of households and must be 
    validated by the village itself.
    If community members dispute the decision made by their village, they are 
    entitled to lodge a complaint and appeal in the first instance to the sector level. 
    The Ubudehe Committee at the sector level conducts a visit to the household 
    and either upholds or issues a new decision. If community members remain 
    unhappy with the decision, they can appeal in the second instance to the district 
    level. The final level of appeal is to the Office of the Ombudsman at the central 
    government level.
    Project implementation
    The major challenges of project implementation are with the community 
    choosing a project and then completing the project.
    Communities sometimes have difficulty to define the problems affecting their 
    development and struggle to know how best to prioritise the projects and 
    select the most crucial project to execute. Challenges also sometimes arise 
    when communities are required to choose one household to act as a model for 
    the village. This can be a point of contention because that household receives 
    significant resources to carrying out its Ubudehe development plan.
    To overcome these challenges, the programme has increased training provided 
    to communities on how to select and prioritise projects. In deciding which 
    household will be the model for the village, the community is required to vote 
    which helps members support the decision.
    At the household level it has been observed that some beneficiaries have 
    struggled to manage the funds or resources they received. In some cases, 
    households spent the money on things other than their project or sold the 
    livestock they received. To overcome this challenge, the Ubudehe Committee 
    at the village level has been tasked to provide regular follow up and support.
    6.3.7 Challenges of Umuganda
    The challenges faced by Umuganda fall into two broad categories: planning and 
    participation. In some areas of the country, poor planning has led to unrealistic 
    targets and projects that would be difficult to achieve without additional 
    financing. 
    To address this challenge, the team responsible for Umuganda at the Ministry 
    of Local Government has run trainings for the committees that oversee 
    Umuganda at the local level. These trainings include lessons on monitoring 
    and evaluation, how to report achievements, the laws, orders and guidelines 
    governing Umuganda as well as responsibilities of the committee. 
    In urban areas, participation in Umuganda has been lower than in rural areas.
    So in order to overcome the issues of low participation rates in some areas 
    of the country, especially in urban areas, an awareness raising campaign is 
    conducted through documentaries, TV and radio shows to inform Rwandans 
    about the role Umuganda plays in society and its importance. 
    A mobilisation strategy is also currently being devised which includes ideas 
    about how to streamline the laws and policies governing Umuganda so that 
    they are more easily understood. This is also to ensure that they are in line with 
    the National Community and Local Development Strategy. The City of Kigali is 
    also embarking on a process to find the best ways to encourage those living in 
    urban areas to take part in Umuganda.
    The Ministry of Local Government has begun a partnership with South Korea to 
    learn from the community work practice there known as Saemual Undong. This 
    is part of attempts to learn from the best practices all over the world as well as 
    share Rwanda’s experience with other countries.

    6.3.8 Challenges of Umwiherero 
    The first four years of Umwiherero saw questionable results. The organisation 
    of the retreat was often rushed, objectives were poorly defined, and few tangible 
    results could be measured.
    This led the establishment of the Strategy and Policy Unit in the Office of the 
    President and the Coordination Unit in the Office of the Prime Minister. At the 
    same time, the Ministry of Cabinet Affairs was set up to improve the functioning 
    of the Cabinet. These two newly formed units were tasked with working 
    together to implement Umwiherero. While the first retreat organised by the two 
    new teams suffered from similar problems to previous retreats, improvement 
    was noticeable.
    Following Umwiherero in 2009, Minister of Cabinet Affairs served as head of 
    the newly formed steering committee tasked with overseeing the retreat. The 
    steering committee was comprised of 14 team members. Alongside the steering 
    committee, working groups were set up to define the priorities to be included 
    on the retreat agenda. This process was overseen by the Strategy and Policy 
    Unit who developed a concept paper with eleven priority areas to be approved 
    by the Prime Minister and the President.
    Since that time the organisation, implementation and outcomes of Umwiherero 
    have vastly improved and significant achievements have been recorded. 
    The focus on a small number of key priorities has made it easier for meaningful 
    discussions to be had and for effective implementation to take place. For 
    example, the number of national priorities agreed upon by participants fell from 
    174 in 2009 to 11 in 2010 and to six in 2011. The retreats are also credited with 
    significantly improving coordination and cooperation between government 
    ministries and agencies.
    6.3.9 Challenges of Community policing
    While the Community policing is helping the police to address security related 
    problems, every district faces its unique challenges, but in general common 
    challenges are:
    a. Increase of drug abuse and gender based violence;
    b. The issue of human trafficking in Rwanda;
    c. The persistence of home assaults and prostitution becoming a threat to 

    security everywhere.

        

    Unit summary
    This unit focuses basically to home grown solutions initiatives. It intends to 
    contribute to instill various innovations taken by the country in order to improve 
    and speed economic progress. These are all related to historical background 
    and Rwanda society genuine and impactfull issues. Among them we can state 

    ubudehe, umuganda, girinka munyarwanda, kwigira, community policing etc…




    

  • UNIT:ORIGIN, RISE AND DECLINE OF WEST AFRICAN EMPIRES

    1. Identify and locate those empires on a map of Africa
    2. Discuss on the main characteristics of those empires

    3. Map the gradual growth up and break up of Western African empires

    Ghana was the first kingdom to emerge as an empire in the Western Sudan. Apart 
    from metropolitan Ghana, the empire included several important provincial 
    territories. Chief among these was Awkar, a name by which Ghana was, for some 
    time, better known in the Islamic world. At its height, the territories governed 
    or influenced by Old Ghana covered a considerable area in the source-region of 

    the Rivers Niger and Senegal

    7.1.1 Origin
    The earliest known Negro Empire of Western Sudan recorded in history is 
    Ghana Empire. The Kingdom was founded by the Soninke who were a branch of 
    the Mande speaking people in about 300 AD. It started as the small independent 
    kingdom of Wagadu, which later came to be named Ghana with its capital at 
    Kumbi-Saleh. The first King was named Kaya Magha Cisse.
    By the 10th and 11th centuries, the Empire of Ghana had reached its highest peak 
    of glory and power. By this period it stretched from Timbiktu on the Niger to 
    central Senegal then to the north into Sahara and to the south up to Balile River.
    7.1.2 Factors that led to the rise and growth of Old Ghana
    These were the reasons for the rise of Old Ghana:
    Control of trade routes. The empire occupied the savannah land between the 
    rich gold-fields of Wangara and the most important of the trans-Sahara trade 
    routes. In this middle-man position, the ruler of Ghana could control and tax 
    both the trading goods taken from North Africa to the Western Sudan (e.g. salt 
    and horses) and those taken from the Western Sudan to North Africa (e.g. gold, 
    ivory, kola). From this trade came wealth and with this wealth the rulers of 
    Ghana were able to establish and maintain a reasonably efficient administration 
    and army.
    The use of iron. The Soninke were apparently the first group of people in 
    that part of the Western Sudan to discover the use of iron. The ability to make 
    weapons of iron was important and assisted in Ghana’s military strength and 
    growth.
    Use of horses. Soninke are considered the first people to secure a sufficiently 
    large number of horses from North Africa to build up a powerful cavalry.
    Effective administration. The Soninke built up a fairly effective large-scale 
    government, which enabled them to rule a large area and to maintain law and 
    order.
    Unity in the empire. The fact that the rulers of Ghana were considered 
    semidivine must also have helped the rise of the empire by maintaining unity 

    and limiting the incidence of rebellion.

    7.1.3 Organization of Ghana Empire
    Political organization

    At the head of the empire was the king, operating from the headquarters at 
    Kumbi Saleh. The king was assisted by able administrators. These men served 
    also as secretaries. In the capital city, there was a governor. He was in charge 
    of the civic administration of metropolitan Ghana. In the conquered (or vassal 
    states) two types of provincial government seem to have operated: In some 
    provinces, the administration was entrusted to governors appointed directly by 
    the emperor. These were places where either hostile subjects were constantly 
    plotting to rebel where there was no centralized native provincial ruler. In 
    other places the local rulers were allowed a great measure of independence. All 
    that was required of these provincial native rulers was loyalty to metropolitan 
    Ghana, and regular payment of tax to the emperor.
    Vassal kings sent up their sons to the emperor’s palace. This practice was 
    maintained for two reasons. Firstly, as long as the sons of the vassal kings were 
    at the emperor’s palace or court, it was not wise for their fathers to rebel against 
    the imperial authority. Secondly, these pages learnt a great deal of the arts of 
    government from the imperial court. The experience thus gained stood them in 
    good stead when later they returned home to assume the reins of government 
    in their own land, in succession to their fathers.
    The supreme judicial power in the empire was vested in the emperor, assisted by 
    a hierarchy of subordinate officials. The king did not maintain a standing army. 
    Men were recruited or called up when the king needed them for a campaign or 

    to defend the empire from external attack.

    Economic Organisation
    The sources of economic prosperity of Ghana came from the gold mines were 
    a source of revenue. The king held a monopoly of all the gold mines in the 
    empire. This policy helped to maintain the high value of this precious metal. It 
    also accounts for the great wealth which the kings enjoyed. Ghana’s middleman 
    position helped it to benefit immensely from the trans-Saharan trade. Taxation 
    on trade goods gave the emperor good revenue. The import and export taxes 
    yielded much revenue for the king’s treasury. The people of Ghana used their 
    skills in iron-working in good farming and adequate production of food. The 
    people were successful fishermen from the many rivers.
    Social Organization
    The king of Ghana made use of Muslims in his government, but his people still 
    followed the traditional religion. The king of Old Ghana was regarded as semidivine. As the chief priest, the king conducted special ceremonies and rituals, 
    and was the link between the living and gods. The people believed in life after 
    death. This was seen in the burial rites that were performed when the king 
    died. After his death, the king’s body was placed in a special building on a bed 
    decorated with fine cloths. His clothes, weapons and other personal belongings 
    were placed near him. When all this had been done, some of the closest servants 
    entered the tomb, which was then sealed. The people threw earth over the 
    tomb until a small burial mound had been created. The people of Old Ghana 
    lived in thatched houses that were built of wood. The king wore special robes 
    and ornaments during official ceremonies. People approached the king on their 
    knees as a sign of respect.
    7.1.4 Decline of old Ghana
    By the end of the 11 century, Old Ghana had begun to decline. A number of 
    reasons caused this:
    Generally speaking, the inherent structural weaknesses common to most 
    Sudanese states caused the decline. In this case it was particularly due to the 
    disruptive activities of the Almoravids, who, either because of a genuine desire 
    to purify and spread Islam, or because of the prospects of booty, descended on 
    and sacked Ghana in AD 1076.
    The Almoravid attacks had opened the way for internal revolts and incursions 

    from hostile neighbours which Ghana could not control.

    Ghana’s great wealth, which had been an asset in its heydays, was now a 
    disadvantage as its envious neighbours began to make increasingly menacing 
    attempts to seize it;
    Towards the end of the 12 century, the Soninke dynasty, established by Kaya 
    Magan about 770 AD, was overthrown by a soldier called Diara Kante who was 
    succeeded in turn by Sumanguru Kante (1200-35). 
    From the small vassal state of Kaniaga, Sumanguru Kante took advantage of his 
    suzerain’s weakness and conquered Ghana in 1203. The resultant confusion 
    and insecurity caused the merchants and scholars in the capital of Old Ghana 
    to move out and settle in Walata. Sundiata, the only surviving son of the ruler 
    of the state of Kangaba which was sacked by Sumanguru in 1224, captured and 

    killed Sumanguru at the Battle of Kirina in AD 1235.

    From the ruins of the Old Ghana Empire, there rose the Mandingo Empire of Mali. 
    Two important personalities dominated the history of this empire, Sundiata 
    (1230-1255) and Mansa Musa (1312-37). Under Sundiata, Mali became the 
    dominant trading empire of the Western Sudan. It therefore took the place
    of Ghana and although there are differences, it imitated the previous empire 
    very closely. One essential difference is that everything that Mali did was on a 
    grander scale; there was more trade, a larger army and a larger empire.
    7.2.1 Origins
    Mali was not given the name by which it is known until after Sundiata started to 
    build the empire. Its original name was Kangaba. The people of Kangaba were 
    the Mandinka, or in other words, the southern Mande. Thus, Mali developed 
    from the coming together of a number of Mandinka chieftaincies to form the 
    small state of Kangaba. However, the neighbouring Old Ghana ruler Sumanguru 
    Kante viewed this up-and-coming state with grave concern; and in about 
    1224 he descended on Kangaba and conquered it, killing, according to some 
    traditions, all but one of its ruler’s twelve sons, Sundiata, who went into exile. 
    Kangaba was left in a desperate situation, but eventually Sundiata returned 
    from exile and became the king. He was sent help by many of Sumanguru’s 
    enemies, such as the king of Bobo who sent 1,500 archers to help Kangaba. 
    Thus, Sundiata was able to assemble a large army to face his foe at a place called 
    Kirina. His greatest obstacle to victory was the fear that Sumanguru inspired in 
    the Mandinka.
    They believed incredible stories about Sumanguru; for example, that he 
    possessed eight heads. It was very important for Sundiata to lead the way in 
    battle and to demonstrate that the Susu king was human and indeed mortal, 
    which he did. The Susu were defeated and Sundiata went on to capture the old 
    kingdom of Ghana.
    Between 1235 and his death in 1255, Sundiata created the empire of Mali. Mali 
    is a name given to the empire by Arab travellers and its meaning is the ‘place 
    where the king lives’. The title which the Mali people gave to their king was 
    mansa; so by 1235 the once crippled Sundiata was Mansa Sundiata of Mali.
    By 1337, Mali controlled an area in West Africa that included most of what are 
    now Gambia, Guinea, Senegal, and Mali and parts of present-day Burkina Faso, 

    Mauritania and Niger

    7.2.2 Rise and expansion of Mali Kingdom
    A number of factors led to the rise and expansion of Mali:
    Strategic geographical position: Mali’s position, away from the southern 
    movement of the Sahara Desert, and near the centre of the savannah lands, gave 
    it a good geographical advantage. Thus, with good farming land Mali could be 
    sure of adequate food, a large population and a powerful army.
    Unity in Islam: The empire was not a target of the jihads because Mali, unlike 
    Ghana, had long been a Muslim state. Not all the people of Mali, including 
    Sundiata, were strict Muslims, but most kings seem to have been. This fact was 
    beneficial to smooth running of Mali government.
    Expansion of trade: Sundiata extended the empire’s trading activities resulting 
    in the expansion of the empire. By concentrating trade in positions on the Niger, 
    he could be sure of keeping in contact with Gao and copper-producing area of 
    Takedda and Taghaza from where the salt came.
    Military conquests and annexations: Sundiata extended Mali kingdom through 
    a series of conquests and annexations. Following the defeat of Sumanguru, 
    Sundiata annexed the kingdom of Kaniaga and all her vassal states, including 
    Ghana which he conquered in 1240. 
    Good administration: Sundiata organized an effective administrative system. 
    He united many petty states, including the newly-annexed ones under one 
    centralised system of administration. He himself took control of the metropolitan 

    administration.

    The contributions of Mansa Musa: He made contributions in the expansion of 
    Mali by for instance devoting to Islam and expanding trade.
    7.2.3 Organisation of Mali Kingdom
    Political organisation

    The Mali Empire covered a larger area for a longer period of time than any 
    other West African state before or since. This in part can be explained by its 
    political organisation:
    Decentralisation of administration: The farther the territory was from Niani, 
    the more decentralized the mansa’s power became. Nevertheless, the mansa 
    managed to keep tax money and nominal control over the area without agitating 
    his subjects into revolt. The Empire reached the limit of its expansion in the 
    reign of Mansa Musa.
    Skilful leaders: Sundiata was an able ruler. Mansa Musa even surpassed him. 
    This great ruler of Mali, who possessed considerable administrative skills, did 
    much to organize Mali’s machinery of government. 
    Administration: Mali was divided up into two main administrative units; the 
    metropolitan area which comprised the state of Mali itself and a collection of 
    provincial states annexed through conquest. Sundiata divided the empire into 
    a number of provinces. Mansa Musa re-organised the provinces in the south 
    into fourteen administrative units. The government of these provinces was 
    entrusted to able governors. 
    Motivation of officials: To encourage faithful and effective local administration, 
    provincial officials were all well paid, not only in gold, but often in kind with 
    horses and leases of land. In addition, Mansa Musa instituted special honours 
    to reward outstanding leaders.
    Administration of justice: The administration of justice was keenly promoted 
    by the kings of Mali, notably Mansa Musa. The king made sure that no-one 
    received preferential treatment in the law courts, whether the case involved a 
    governor against an ordinary citizen, or a native against an alien.
    Loyalty and respect for authority: Loyalty and respect for authority were other 

    characteristics of the people of Mali, which resulted from good administration.

    Economic organization
    Mostly, the Mali Empire flourished because of trade of gold and salt. All gold 
    was immediately handed over to the imperial treasury in return for an equal 
    value of gold dust. Gold dust had been weighed and bagged for use at least since 
    the reign of the Ghana Empire. 
    Salt was as almost if not equally valuable to gold in Sub-Saharan Africa. It was 
    cut into pieces and spent on goods with close to equal buying power throughout 
    the empire. Also Copper, traded in bars, was mined from Takedda in the north 
    and traded in the south for gold. 
    Social organization
    Social organization of Mali covered a number of areas such as:
    Islamisation of state: Mansa Musa’s major achievement was that he made Mali 
    a much more devoutly Muslim country. 
    Education: Mansa Musa encouraged the establishment of Islamic schools. 
    These increased the prestige of both Mali and professors in the schools and 
    colleges in the empire.
    Architecture: Returning from the pilgrimage, Mansa Musa brought with him 
    a group of renowned Muslim architects and scholars. Chief among these men 
    was As-Sahili the celebrated architect and poet. Among his great constructional 
    works were the famous burnt brick mosques in Gao and Timbuktu as well as 
    the burnt brick palace at Timbuktu. Through the influence of As-Sahili the 
    knowledge of the use of burnt bricks for houses spread throughout the empire. 
    Mansa Musa’s pilgrimage to Mecca: In the years 1324-5, Mansa Musa went 
    on a pilgrimage to Mecca, passing through Muslim centres like Walata, Tuat and 
    Cairo. 
     The important effects of his pilgrimage to Mecca may be summarised as follows:
    • Mansa Musa’s own faith and zeal increased remarkably;
    • He based about purifying the religion in his empire and, as noted 
    earlier, insisted on the strictest observance of the faith and practice of 
    Islam;
    • He promoted Islamic learning;
    • Mansa Musa’s example and his devout insistence on the faithful 
    observance of the rules of Islam must have increased his prestige 

    greatly among the Muslims of Western Sudan.

    7.2.4. Decline of Mali Kingdom
    Mali’s greatness and renown continued up to the end of Mansa Sulayman’s 
    reign. It was then that the empire began to decline. By the end of the 15 century 
    it had lost much of its power to Songhai. The disintegration of the empire of 
    Mali took place because of internal and external reasons:
    Internal causes
    Internal causes of Mali’s decline included the following:
    Weak and incompetent leaders. The death of Sulayman began a period of forty 
    years of constant civil war and changes of kingship. There were immediately 
    two men ready to rule over Mali: Sulayman’s son Kamba and the grandson of 
    Mansa Musa, Mari Jata II. The army was split in civil war and the royal clan was 
    divided. Temporary peace was restored when Mari Jata became king (1360-
    1374). A greedy despot, he hardly reflected the greatness of his grandfather. 
    The attempts made by Mansa Musa II (1374-87) to revive the strength of the 
    army, trade and government failed. Constant internal dissension resulted in the 
    assassination of Mansa Maghan II (1387-9), after a short reign.
    Rebellion by vassal states. At the height of its glory the Mali empire was very 
    extensive, comprising many provinces which were inhabited by different 
    ethnic groups. Each of these was waiting for signs that the central authority 
    was weakening; for them to seize an opportunity to become independent of 
    imperial control. Some of these attempts were successful. The first to do this 
    was Gao (Songhai).
    On his way from pilgrimage, Mansa Musa had stopped at his vassal city of Gao 
    and taken with him to Mali two princes of Gao, Ali Kolen and Sulayman Nar, 
    as hostages to ensure the continued loyalty of the people to his authority. Not 
    long afterwards, the two princes escaped from Mali and went back home to 
    Gao. They organized a successful rebellion and drove out the military forces 
    stationed there by Mansa Musa. The people of Tekrur in the west followed the 
    example of Gao.
    External causes
    The empire suffered a number of attacks by her jealous neighbours:
    Attack from Mossi: In the reign of the great Mansa Musa, in 1333, the Mossi in 
    the south had attacked Timbuktu. They were Later repulsed. About 1400 they 
    made another destructive attack on the empire.
    Tuareg attack: Mali’s northern neighbours, the Tuareg, under their able leader 
    Aki lag Malwal, took Walata and Timbuktu in 1433-4.
    Songhai attack: In 1468, Sunni Ali of Songhai started raids on Mali. By the end 
    of the 15th century, Mali had been completely annexed by Songhai.
    French colonization: Mali as an ancient kingdom disappeared from the maps 
    from about 1670 onwards. About a century and a half later, this former great 
    West African territory fell into the hands of the French. Great patriots like Samori 
    Toure made courageous attempts to recover Mali’s lost heritage. But it was not 
    until 1960 that this French colony regained her independence. The founders 
    of this new nation renamed their country Mali, to recall the past glory of the 

    medieval Sudanese empire of that name, to which their ancestors belonged

    7.3.1 Origin
    What became the nucleus of Songhai began with the coming together of 
    two mutually unfriendly groups of oborigines: the Sorko, who were mostly 
    fishermen, and made their living on the river Niger; and the Gabibi, who were 
    agriculturalists, and lived in different parts of the countryside. Depending 
    mainly on fishing, the lives of the Sorko were dominated by the river. 
    By the 7th century, they had organized themselves into a fairly strong kingdom, 
    with Kukia as their capital. With time, the Sorko dominated the Gabibi. The two 
    people’s merged into one kingdom, which the Arabic records refer to as AlKawkaw. About the beginning of the 8th century, the Berber Lemta tribe from 
    the north of Gao, under their leader Za Alieamen, conquered the kingdom. 
    Thus, began a long line of Za rulers in Al-Kawkaw. Al-Kawkaw grew into a 
    prosperous and powerful kingdom through fishing, cattle-rearing and trade. 
    The growing prosperity attracted Muslim merchants from the north. In about 
    1010 the ruler, Za Kossoi, was converted to Islam. We have seen that Sundiata 
    moved the capital of Kaniaga from Jeriba to Niani (Mali) to be nearer the centre 
    of trade. The leaders of Al-Kawkaw transferred their capital from Kukia to 
    Gao for the same reasons. Al-Kawkaw grew in importance alongside both the 
    Ghana and Mali empires. But as the two empires developed, more and more of 
    the Sudanese trade shifted westwards, and Al-Kawkaw declined gradually in 
    importance. Indeed, she lost her independence for a time to Mali.
    7.3.2 Factors that led to the growth of Songhai
    A number of factors led to the growth of Songhai:
    Trade: Songhai’s rich and fertile land and other resources attracted traders. 
    Three principal trade routes converged at the capital, Gao.
    Influences of Islam: Trans-Saharan trade brought into the kingdom Muslim 
    influences which helped the development of the kingdom. These influences 
    became more pronounced from the beginning of the 11th century, following 
    the conversion of the king, Za Kossoi, to Islam. Furthermore, as happened 
    elsewhere, the Muslims became advisers in the royal court, and influenced not 
    only the administration, but also the social, economic, and political life of the 
    kingdom.
    Gao’s resistance to Mali domination: In the 14th century, the kingdom of Gao 
    came under the control of Mali in the reign of Mansa Musa. In due course, Gao 
    threw off Mali’s domination, in a rebellion initiated by the two Gaoan princes,
    Ali Kolen and Sulayman Nar whom Mansa Musa had taken away to Mali as 
    hostages. These princes escaped and Sulayman Nar drove out the army of Mali 
    stationed at Gao. However, some time elapsed before Gao, now developing into 
    an empire, was able to gain its independence of Mali completely.
    The work of Sunni Ali (1464-92): Just as Sundiata was the founder of the Mali 
    Empire, so was Sunni Ali’s role in the history of the Songhai empire.
    The work of Askia Muhammad (1493-152): When Sunni Ali died in 1492, he 
    was succeeded by his son, Abu Bakr (also known as Sunni Baru). He reigned 
    for only a little over a year. After a long a period of succession disputes Askia 
    Muhammad took over. Askia Muhammad took measures to improve the social 
    and economic life of the empire.
    7.3.3 Organization of Songhai Empire
    Songhai reached its peak in political, economic and social organizations under 
    Askia Muhammad (1493-1528).
    Political organization
    Under him the empire reached its greatest extent stretching from Walata in the 
    west to Kano in the east it included a number of important trading centres in 
    the Sahara.
    Territorial expansion: Askia followed the example of Sunni Ali and made further 
    territorial gains through conquests and treaties. He renewed Songhai’s attack 
    on the Mossi but, like his predecessor, Sunni Ali, he failed to subjugate these 
    strong southern neighbours. After a long campaign he then conquered what 
    was left of the Mali kingdom. His next move was against the Hausa states of 
    Gobir, Kano, Katsina, and Zamfara, all of which he annexed. At the height of 
    Askia’s reign the Songhai empire stretched from the Atlantic to Lake Chad.
    Administration: Askia set about consolidating the territorial gains made by his 
    predecessor, Sunni Ali, by an elaborate administrative system. He extended this 
    administrative system to the new lands he added to the empire. He redivided 
    the empire into four regions, and at the head of each he placed a vice-roy or 
    governor. The regions were Kurmina Masina, Bambara; Dendi Bala, to and 
    Bangu Each region was headed by a governor, called fari, farma or koy. Local 
    rulers still had authority but they were responsible to the regional governors. 
    In metropolitan Songhai itself, the king held direct control of the machinery of 
    government. He appointed a council of ministers who assisted him in ruling not 

    only the metropolitan area but the entire empire.

    Military organization: Askia Muhammad also organised the army effectively. 
    The soldiers kept Tuareg bandits out of the empire and maintained a peaceful 
    atmosphere in which commerce could flourish.
    Social organization
    Religion: Like Mansa Musa, Askia Muhammad was a devout Muslim. He used 
    Islam as a unifying force and adopted Islamic principles as guidelines for the 
    conduct of his people. Askia appointed judges in each important town of the 
    empire. These judges followed the Koranic law and the Sharia. As a devout 
    Muslim, Askia Muhammad made a pilgrimage to Mecca in 1497. Though not 
    as fabulous as Mansa Musa’s, Askia’s pilgrimage had important effects on the 
    development of his empire. 
    Education: Askia Muhammad encouraged the spread of education. It was 
    recorded, for example, that during Askia’s reign, there were as many as 150 
    Koranic schools in Timbuctu alone. The standard of learning at centres like the 
    Sankore Mosque in Timbuktu, in Jenne and in Gao reached a very advanced 
    level. Scholars from all over the Islamic world came to these centres for further 
    studies. 
    Economic organization 
    Under Askia Muhammad the economy was reformed and put the economy 
    of Songhai on a firm basis. He encouraged regional specialisation according 
    to the natural distribution of the Empire’s economic resources. Thus, some 
    areas specialised in the cultivation of food crops, some in fishing, others in the 
    production of building materials, in smith work and in the mining of gold, salt 
    and copper. 
    He regularised the system of weights and measures and made salt, in addition 
    to cowries, the imperial currency. His reforms increased the yield of state 
    revenue from slave-worked in royal estates, regular contributions from the 
    provinces, tributes from vassal states and proceeds from state-controlled 
    commerce, particularly the trans-Saharan trade. The prosperity helped, among 
    other things, in the establishment of a standing professional army vital to the 
    strength and stability of Songhai.
    The economy was principally based on:
    Weights and measures: Askia established a unified system of weights and 
    measures throughout the empire, allowing, where necessary, a degree of local 
    variation… He legislated against cheating in trade, and appointed inspectors to 

    control weights and measures and prices.

    Collection of imperial revenue: The imperial treasury derived its revenue from 
    farming and industry, court fines and from a variety of taxes. The income from 
    these sources and the huge sums of money gained from commerce helped the 
    kings to maintain an effective administration, to build up a strong army and 
    navy, and to develop flourishing cities like Gao, Timbuctu and Jenne.
    Farming: Much wealth was derived from farming and fishing. Throughout the 
    empire, the government established vast estates which were worked by slaves. 
    Each estate was under a fanfa, or estate manager. The revenue from these state 
    farms went into the imperial treasury.
    Crafts: Teams of slaves were also organised for the production of boats, spears 
    and arrows. Some of these products went to equip the imperial army and navy. 
    Some were sold to replenish the imperial treasury.
    Tributes: Other sources of imperial revenue were tributes collected from vassal 
    states.
    Taxes: Taxes were collected from farmers by the regional governors and were 
    sent regularly to the capital.
     Tolls and duties: In addition, much revenue was collected in form of tolls and 
    customs duties.
    Court fines: These were another source of imperial revenue.
    • Reign of Sunni Al Ber Kolon (1464 – 1492)
    Sunni Ali Ber also known as Ali Kolon was one of the most powerful performing 
    king of Songhai. He claimed power in 1464 and ruled up to 16491 when he 
    drowned in Niger River when he was returning from a military expedition 
    against the Fulani. During his reign, he laid a foundation for the rise and growth 
    of the empire to the greatest standards in western Sudan. His reign had been 
    characterized by the following facts:
    He was a founder and liberator: He founded the greatest Empire of Songhai when 
    he liberated his people from the tyranny of the Tuaregs and the Berbers, raids 
    and transformed the small State of Gao into a large, powerful and a peaceful 
    Empire of Songhai.
    He expanded the Empire: He expanded the empire through his conquests of the 
    neighbors. In 1468 he conquered Timbuktu, 1472 he captured Jenne, Haussa 
    state of Kebbi, remaining parts of Mali etc and added them to make a large 

    Empire of Songhai.

    He built a strong army: He consolidated himself in Gao and improved the army 
    by establishing cavalry, infantry and naval fleets which he used for a vigorous 
    conquest policy, defending the empire and maintaining law and order that 
    brought peace and stability.
    He promoted good governance and administration. He also established a good 
    and efficient system of governance by dividing his conquered into provinces. 
    He appointed new governors and areas where there was submission he left 
    them with their rulers. Special governors were appointed to the state, resisted 
    his rule and commanders in chief who were loyal to him.
    He eliminated enemies of the empire: In his duty to build his empire, he used 
    excessive hostility on his enemies but generous to those who submitted to his 
    authority. It’ said that he hated and killed the Fulani and the Moslems clerics 
    and scholars of Timbuktu because they resisted his administration.
    He promoted trade: Sunni Ali promoted trade and commerce by capturing the 
    commercial centers like Timbuktu, controlling the trade routes, encouraging 
    his people to participate in the T.S.T with foreign countries and by creating the 
    stability and security in his empire.
    He promoted agriculture: He encouraged his people to get engaged in agriculture 
    and fishing activities in order to meet food and commercial requirements in the 
    selling of the surplus.
    He did not tolerate Islam: Though, he was a Moslem, he was not in practice. In 
    fact he did not promote Islam as a religion and he remained indifferent and he 
    could kill his fellow Moslems as long as they did not obey him.
    He never employed and integrated his enemies in the government: He excluded 
    people he considered as enemies in his government and judiciary. He was also 
    too harsh to Moslems and Fulani who refused his authority and killed them.
    He failed to annex Mossi: However, Sunni Ali Ber is said to have failed to defeat 
    and annex the Mossi of Yatega as a tributary State. He murdered his enemies 
    whether man or women or innocent or not, brands him a murderous despot 
    who destroyed his empire other than building it.
    However, his efforts are greatly appreciated for founding the empire of Songhai 
    by laying a foundation on which his successors began from. Within a period of 
    28 years, Sunni Ali had converted the title State of Gao into a huge empire of 
    Songhai. It is no wonder that he was clever politician, a brave soldier and an 

    able administrator.

    • Reign of Askia Muhammad, the Great (1493 – 1529)
    After the death of Sunni Ali, Askia Muhammad originally called Muhammad 
    Toure Ibn Baker replaced him. He was one of Sunni’s general and Prime minister. 
    Since he did not belong to the royal family, he had to grab power through a coup 
    d’état by deposing his former master’s son Abu Bakr Dao (Bari) in April 1493 
    who was the legitimate claimant of the throne.
    After gaining power, Askia Muhammad killed and expelled all members of 
    the previous ruling family and established his own dynasty known as “Askia 
    dynasty”. Because of his great achievements in Songhai, he was given a title of 
    “the Khalifa of Blacks”, and his achievements can be seen as follow:
    He eliminated enemies of the Empire: He introduced “Askia Dynasty” in Songhai 
    by eliminating members of the previous ruling dynasties so as to eliminate 
    opposition who would cause political revelries. He either killed or expelled 
    them from the empire i.e. the “Za’ and “Sunni” dynasties.
    He promoted Islamic unity: He consolidating himself by promoting as s unifying 
    factor although he and his master had previously persecuted it. He appointed 
    Moslems as his advisers, went on a pilgrimage to Mecca in 1497 and built many 
    mosques.
    He expanded Songhai: He consolidated Sunni Ali’s conquest and also expanded 
    the empire by conquering the remains of Mali, Agadez, Kano, Katsina and 
    Zamfara etc.
    He established efficient administration: He introduced an excellent administration 
    by dividing the empire into four regions each under a Regional Commissioner. 
    He further divided each region into provinces each under Provincial Governor. 
    He also appointed a Council of Ministers like Commander in Chief of the army 
    known as Balama, Chief Tax Collector called Farimudya, Minister in charge of 
    Rivers, Lakes and fisheries and Minister of Foreign Affairs.
    He formed a strong administration over Vassal States: He forced kings in the 
    provincial states to marry from the royal family, placed permanent official to 
    oversee the payment of annual tributes but left them under their rule.
    He established good flow of income: Muhammad established good source of 
    income to maintain his administration and army namely, royal estates which 
    produced rice, corn, spears arrows etc. by use of slaves, fish, tributes from 

    provincial states, taxes from peasants, farmers and custom duties.

    He promoted local factory: He established local factories such as smelting from 
    where he got spears and arrows, cotton and lien weaving, salt mining etc., which 
    improved the defense and standards of living of people.
    He promoted agriculture: He strengthened the agricultural sector as a strong 
    foundation of the economy by establishing royal estates which produced 
    specific commodities (food) by use of slaves.
    He promoted diplomatic relations: Askia Muhammad had compassion for 
    foreigners by promoting diplomatic and commercial relationships with outside 
    countries. His regime saw many foreign traders, scholars etc who contributed 
    to the development of trade, Islam and education.
    He promoted Islamic education: Askia Muhammad is a distinguished ruler of 
    Songhai for developing education. He introduced higher education, attracted 
    scholars and professors and made Timbuktu a popular centre of education. 
    He built many Koranic schools and University education was provided in the 
    mosque of Sankole.
    By 1529 Askia Muhammad became ripe, old and blind and his son Musa seized 
    the throne on 15th, August 1529 and in 1537 he was deposed from Gao to 
    Kankaka Island on the Niger. But only returned by his good-Son Askia Ismail to 
    Gao where he died peacefully in 1538.
    7.3.4 Decline and collapse of Songhai Empire
    In 1590 the great Empire of Songhai built by Sunni Ali and strengthened by 
    Askia Muhammad collapsed due to the following reasons:
    Internal conflicts: The Empire had been characterized by internal disorders 
    created by succession disputes. After the death of Askia Muhammad, struggle 
    for power between his sons Askia Muhammad Bani and Sadiq with official 
    weakened Songhai Empire.
    Weak leaders: The cruelty of Askia Musa and Askia Bankouri who oppressed 
    the subjects discredited the rule of Askia dynasty among their subjects and the 
    foreigners. They became too weak to maintain the defense of the large empire 
    and the captured States took advantage of such weak leadership to break away.
    Weakness of the army: This was mainly a result of numerous civil wars that took 
    place after the reign of Askia Muhammad the great and probably the political 
    incompetence of the new leaders. So, the army was so weak so that they could 
    no longer defend and protect the Empire

    Decline of Trans-Sahara Trade.: due to political instabilities in Songhai and 
    insecurity in desert, the T.S.T declined which means that guns, gifts and revenue 
    were no longer got and the army that was used to defend the Empire became 
    weak.
    Disunity in Songhai: The Songhai Empire declined probably because of disunity 
    among the people e.g. non-Moslems and Moslems, the Sunni dynasty and Askia 
    dynasty; that paved way for the weakness and fall of Songhai.
    Neglect of agriculture: By political instabilities, agriculture was neglected which 
    led to famine, the army and population were not supplied with food and the 
    army was incapable defending Empire.
    Rise of nationalism among captured States: Many people in the captured States 
    wished to regain their independence which they had lost. They rose and 
    revolted demanding for self-rule and they took advantage of Songhai being 
    ruled by weak leaders.
    Expensive nature of Songhai: At the greatest peak of power, Songhai had widely 
    expanded and it became difficult to control and to administrate it effectively 
    especially after the death of able and strong leaders.
    Attacks of the Fulani and Tuaregs: These were constant attacks from the war-like 
    people who eventually attacked Songhai, taking away the salt mine of Taghaza 
    which weakened the economy of Songhai.
    Moroccan invasion of 1590: This was the last blow to the life of Songhai. The 
    Moroccan invaders wanted to control trade and Songhai resources. Morocco 
    had a stronger army with superior weapons while the Songhai army was weak.
    In 1590, Ali Musa, the Sultan of Morocco sent his force, the Moors, who were 
    4 000, but only 1 500 were Moroccans the rest were mercenaries from Spain 
    and Portugal. They attacked and defeated the soldiers of Songhai at the battle 
    of Tondibi, (nearest of Gao). This led to the final of Songhai and it became a part 
    of Moroccan Empire.





    7.4.1 Origins
    The origins of the Kanuri Empire are very unclear. Much of what we know 
    about it is purely legendary. According to the so-called Kisra legend, Kanem 
    was founded by a prince called Kisra and his followers who migrated to the east 
    of Lake Chad from eastern Africa. It is believed that the westward movement of 
    Kisra and his people took place as a consequence of the destruction of the city 
    of Meroe (in the present day republic of the Sudan) by the people of Axum (in 
    Ethiopia) in about AD 350.
    Archaeologists have unearthed several historical remains in Kanem, which 
    seem to point to the influence of Meroe. Some of the early peoples of the Kanem 
    area were the So, who were the original inhabitants of the area; the Zaghawa – a 
    nomadic people who were believed to have immigrated from eastern Africa in 
    early times, and to have settled to the east of the lake in about eighth century 

    AD; the Kanuri or Kanembi; and the Bulala.

    7.4.2 Factors for the rise and growth of Karem-Bornu
    The power and growth of Kanem-Bornu, unlike that of most other Sudanese 
    states, fluctuated over the years, but the state never really completely broke 
    down. One reason for this was the remarkable longevity of the Sefawa dynasty 
    whose rulers were able to sustain the state through crises of disintegration. 
    Their profiles below show how this happened:
    a. Mai Dugu
    The first known Mai (or ruler) who ruled these early settlers as a united people 
    was Dugu. He founded the Sefawa dynasty in about AD 774. His capital was 
    Njimi, situated to the north-east of Lake Chad.
    b. Mai Umme Jilmi (1085-97)
    It was in the reign of Mai Jilmi that Islam was introduced to Kanem-Bornu. He 
    is said to have died while on pilgrimage. Between 1085 and 1240 Islam gained 
    ground in Kanem Bornu, especially among the ruling class. Islam tended to 

    make a positive contribution to scholarship and administration.

    c. Mai Dunama 1 (1097-1150)
    Dunama had a long reign. He was powerful and pious. He strengthened the hold 
    of the Kanembu on their subjects and went on pilgrimages several times.
    d. Mai Selma (1194-1221)
    Mai Selma is notable as the first Kanembu king of Kanem-Bornu, his predecessors 
    in office having been the Zagha was who founded the state. He continued to 
    strengthen the state by maintaining a firm control over his more troublesome 
    peoples,particularly the nomadic tribes, and by controlling the trans-Saharan 
    trade as far as Fezzan. Njimi became well-established as the capital of the 
    growing empire in Selma’s time.
    e. Mai Dunama Dabalemi ibn Selma (1221-59)
    He was also known as Dunama II. His reign was full of wars, and with an army 
    30,000-40,000 strong men, he made extensive conquests. Dunama II maintained 
    good relations with the powerful Hafsid rulers of North Africa. He is said to 
    have exchanged rich presents with them, including a giraffe which he sent to 
    Al-Mustansir. The first phase of the empire (ie from its foundation to the time 
    when it moved westwards to Bornu) reached its height under Mai Dunama II.
    f. Mai Ali Ghaji (Ghazi) (1472-15-4
    He came to the throne after a period of civil wars which threatened the 
    continued existence of Kanem-Bornu. On his accession, he began to move the 
    headquarters from Njimi to Ngazargamu, completing this in 1484. He thus laid 
    the foundation for the second phase of the Kanem-Bornu Empire. He ended the 
    disruptive civil wars, ands reformed the administration and the army. But he 
    is best remembered for his remarkable career of conquest which earned him 
    the title ‘El Ghazi’ or the Warrior.Ali Ghaji patronized Islam and is said to have 
    enforced Islamic practices with the help of his Chief Imam.
    g. Mai Idris Katakarmabi and Mohammed (1504-45)
    This was Ali Ghaji’s son and successor, who completed his father’s conquests. 
    He checked the Bulala threat, and strengthened the link with North Africa by 
    sending an embassy to Tripoli about 1512. Idris Katakarmabi was followed 
    by Mai Mohammed (1526-45). Mohammed more or less ended the continued 
    Bulala menace by a ruthless military action in which the Bornu ‘rebels’ were 
    beaten and their king killed.

    After Mohammed, succession disputes flared up again and there followed a 
    brief interregnum when the Magira Aicha ruled, preparing the way for the most 
    famous Mai of Kanem-Bornu.
    h. Mai Idris Aluma (1571-1603)
    Kanem-Bornu peaked during the reign of the outstanding statesman Mai Idris 
    Aluma (1571-1603). Idris Aluma’s reign was well-documented by his chief 
    Imam, Ahmed Ibn Fartua. Aluma (also spelled Alooma). He is remembered 
    for his military skills, administrative reforms, and Islamic piety. His main 
    adversaries were the Hausa to the west, the Tuareg and Toubou to the north, 
    and the Bulala to the east. Mai Aluma’s reign can be remembered for a number 
    of innovations and achievements:
    Military innovations. His innovations included the employment of fixed military 
    camps (with walls); permanent sieges and ‘scorched earth’ tactics, where 
    soldiers burned everything in their path; armoured horses and riders; and 
    the use of Berber camelry, Kotoko boatmen, and iron-helmeted musketeers 
    trained by Turkish military advisers. (ii) Good diplomatic relations. His active 
    diplomacy featured relations with Tripoli, Egypt, and the Ottoman Empire, 
    which sent a 200-member ambassadorial party across the desert to Aluma’s 
    court at Ngazargamu. Aluma also signed what was probably the first written 
    treaty or cease-fire in Chadian history.
    Legal and administrative reforms. Aluma introduced a number of legal and 
    administrative reforms based on his religious beliefs and Islamic law (sharia).
    Islamisation. Idris Aluma was a great patron of Islam and used his great power 
    to boost the process of Islamisation within his sphere of influence. Previously 
    only the clerical families and the ruling class had adopted Islam; but in Idris 
    Aluma’s time all the notables, and a good many others, according to Ibn Fartua, 
    became Muslims. He began the process of substituting the Sharia for customary 
    law in certain spheres. He sponsored the construction of numerous mosques 
    and made a pilgrimage to Mecca, where he arranged for the establishment of a 
    hostel to be used by pilgrims from his empire.
    Political alliances: As with other dynamic politicians, Aluma’s reformist goals 
    led him to seek loyal and competent advisers and allies. He frequently relied on 
    slaves who had been educated in noble homes. Aluma regularly sought advice 
    from a council composed of heads of the most important clans. He commanded 
    the loyalty and support of the Kanuri who came to identify themselves with the 
    Bornu empire, and he went a long way towards the political unification of the 
    various groups within it. He used a combination of Islam, dynastic marriages
    and a careful definition of Bornu’s sphere of influence, to achieve this. He 
    required major political figures to live at the court. He reinforced political 
    alliances through marriages.
    Economic organization: Kanem-Bornu under Aluma was strong and wealthy. 
    Government revenue came from tributes, sales of slaves, and duties on 
    participation in trans-Saharan trade. The Chadian region did not have gold. Still, 
    it was central to one of the most convenient trans-Saharan routes. Between Lake 
    Chad and Fezzan lay a sequence of well-spaced wells and oases. From Fezzan 
    there were easy connections to North Africa and the Mediterranean Sea. Many 
    products were sent north, including natron (sodium carbonate), cotton, kola 
    nuts, ivory, ostrich feathers, perfume, wax, and hides. But the most important of 
    all were slaves. Imports included salt, horses, silks, glass, muskets, and copper.
    Mai Idris Aluma’s achievement for the second Kanem-Bornu empire is 
    comparable to that of Mansa Musa of Mali and Askia Muhammad Ture for 
    Songhai. He died in 1603 when returning from an expedition. He died, he had 
    expanded the empire to its widest extent; he had Islamised all aspects of life in 
    the empire; he had made his empire widely known and respected throughout 
    the Muslim world in Africa, Asia and Turkey; he left the empire at the peak of 
    its power and prosperity. His reign coincided with the decline of the Songhai 
    empire. His fame did not end with his death but persisted down to the 19th
    century.
    7.4.3. Organization of the empire - Social and political organization
    The empire lasted for over a thousand years. During this long period institutions 
    of government underwent changes. However, the following may be regarded as 
    an outline of how the vast empire was organized, when at the peak of its power.
    At the head of the central government was the king (Mai). He was regarded 
    as sacred and was more or less worshipped. For this reason, he did not show 
    himself in public, except on two annual festivals. Otherwise he remained always 
    hidden behind a curtain, even when receiving guests. Next in importance was 
    the queen mother Magira. Some of these Magira became so powerful that they 
    had great influence over and sometimes vetoed the decisions of the Mai. Another 
    influential person was the first or ‘eldest’ wife of the king Gumsu. The Mai in 
    effect ruled indirectly through a hierarchy of officials, including the Supreme 
    Council of State. Each of the twelve councilors exercised authority over a feudal 
    like territory, sometimes in addition to other administrative assignments in the 
    capital.

    The most important Councillors were the Yerima First War Lord and Warden of 
    the South, the Warden of the North, the Warden of the East and keeper of the 
    Mai’s household and the (Galadima) Warden of the West. In time these titles 
    became honorific, as circumstances changed, and their holders settled down to 
    a life of cultured leisure in the capital. They appointed officers called Chimagana 
    to administer their fiefs.
    The change of dynasty, from Seifawa to Shehu, in the 19th century also saw the 
    shifting of effective political power from these old dignitaries to a new class of 
    administrators called ‘Kokenawa’.
    Other important officials of Kanem-Bornu included the Mainin Kanendi (Chie 
    Judge), who was the second most important citizen after the Mai. He and twelve 
    other judges formed the High Court which dispensed justice; a Registrar (Talba) 
    kept records of its proceedings. There were also courts in the main towns 
    from which appeals could be put before the High Court. Eventually, as Islamic 
    practices took root in Kanem-Bornu, Muslim Qadis and local judges (Malamai) 
    joined the judiciary.
    Royal personages like the Queen Mother the Mai’s official elder sister (Magara), 
    and his consort or official wife (Gumsu), enjoyed certain privileges and took part 
    in the administration. In particular, the Queen Mother wielded considerable 
    political influence, if not direct power. For instance, one Mai, Biri Ibn Dunama 
    (1151-74), was said to have been imprisoned by the Magira of his time. Another 
    Queen Mother, Aicha, successfully fought and won the throne for her son, Idris 
    Aluma, who was to become the greatest Mai of Kanem-Bornu.
    Economic organization
    Kanem-Bornu got its revenue from poll tax (binemram) which was levied 
    through each fief-holder and the sadaa, a special harvest tithe. The proceeds 
    went direct to the royal coffers. Tribute was collected from vassal states, and 
    officials of royal origin were generally entrusted with this.
    Trade was the greatest source of income, despite the absence of large and 
    important commercial centres as in the Western Sudan. Grain from the empire 
    was exchanged for salt at Bilma, and natron or potash from the Lake Chad region 
    was sent to Kano from where it was distributed over wide areas of the Sudan. 
    Kanuri middlemen handled the copper trade between Darfur and Nupe. Kola 
    from the forest belt came through Kano and was exported, along with slaves 
    from the southern part of the empire, to Tunis, Tripoli and Cairo. Cowries and 

    rolls of cloth were the standard currency.

    7.4.4. Decline of Kanem-Bornu Empire
    The administrative reforms and military brilliance of Aluma sustained the 
    empire until the mid-1600s, when its power began to fade. By the late 1700s, 
    Bornu rule extended only westward, into the land of the Hausa. Around that 
    time, Fulani people, invading from the west, were able to make major inroads 
    into Bornu. 
    By the early 19 century, Kanem-Bornu was clearly an empire in decline. In 
    1808, Fulani warriors conquered Ngazargamu. Usman dan Fodio led the Fulani 
    thrust and proclaimed a jihad (holy war) on the irreligious Muslims of the area. 
    His campaign eventually affected Kanem-Bornu and inspired a trend toward 
    Islamic doctrines. But Muhammad al-Amin al-Kanemi contested the Fulani 
    advance.
    Kanem was a Muslim scholar and non-Sefawa warlord who had put together 
    an alliance of Shuwa Arabs, Kanembu, and other semi-nomadic peoples. He 
    eventually built a capital at Kukawa (in present-day Nigeria). Sefawa mais 
    remained titular monarchs until 1846. In that year, the last mai, in league with 
    Wadai (Ouadai) tribesmen, precipitated a civil war. It was at that point that 
    Kanem’s son, Umar, became king, thus ending one of the longest dynastic reigns 
    in regional history. Although the dynasty ended, the kingdom of Kanem-Bornu 
    survived. Umar, who eschewed the title mai for the simpler designation shehu, 
    (from the Arabic“shaykh”) could not match his father’s energy. 
    He gradually allowed the kingdom to be ruled by advisers (wazirs). Bornu 
    began to decline, as a result of administrative disorganization and attacks by 
    the militant Wadai Empire to the east. The decline continued under Umar’s 
    sons. In 1893 Rabih Fadlallah, leading an invading army from eastern Sudan, 

    conquered Bornu. He was defeated by French soldiers in 1900.

     

    Unit Summary
    The unit considers the raise of great and powerful empires West Africa such as 
    Songhai, Mali, Kanem Bornu etc…. It focuses to their raise, their organization 
    and their decline. In general, many of them were muslim believers and 
    geographically vaste. Their dimemnsion is one of the cause of their decline. 
    Trade seems to be the major income activity, even the use of horses in battle 

    and commerce to travel long distances. 

  • UNIT 8:ORIGIN OF ISLAM AND ITS IMPACT IN WEST AFRICA

    The religion of Islam arose in Middle East (Saud Arabia in Asia) about 622 AD. 
    The word “Islam” means ”the act of submitting, or giving oneself over to God 
    Allah, the followers of Islam are called ”Muslims” which means “believers”. This 
    religion was founded by Muhammad Ibn Abdulah. He became to be known as 
    the prophet of Allah or God
    Muhammad and Islam
    The name Muhammad means “a name praiseworthy”. Abdoul KASSIM known 
    as Muhammad was born around 570 AD and died on June 8th 632 in Mecca, his 
    birthplace. His parents were ABDALLAH and AMIN. As a child, at the age of six, 
    he became orphan and raised by relatives (at his uncle’s ABOU TALIB who also 
    died shortly after). He had a hard life. He first became” a shepherd and then his 
    employer (Khadija) caravans’ leader.
    As Muhammad grew older, his employer (who was a wealthy widow) Khadija’s 
    respect and love for him grew likewise. At 25 years old, Khadija married 
    Muhammad and they had four children. But all these children died except his 
    daughter FATIMA by whom all Muhammad’s descendants are recognized.
    However, this marriage brought him economic security and social prestige. It 
    also gave him leisure time, which he spent in mediation and prayer.
    When Muhammad was about 40, he began to have visions in which God and the 
    Angel Gabriel were speaking to him in 610 AD. Muhammad became convinced 
    that he was the appointed prophet or messenger of the one true God, called 

    Allah (in Arabic language).

    According to Islam the prophet Muhammad received many divine revelations 
    during his life. These revelations were written down and together make up the 
    Qur’an, the holy book of Islam. In this painting from an 18th-century manuscript, 
    Muhammad (shown at the right without facial features) is receiving a revelation 
    during a battle. Muhammad’s face is never depicted in Islamic art.
    He believed that God had called him to turn Arabs away from idolatry, the only 
    true God of Abraham, Moses, Jesus, and now himself. In 620 AD, he began 
    preaching his new religion. But most of Mecca wealthy merchants became 

    hostile and opposed him and few followers.

    The al-Haram Mosque in Mecca, Saudi Arabia, holds the holiest shrine of Islam, 
    the Kaaba. As the birthplace of Islam’s founder, the Prophet Muhammad, Mecca 
    is considered a holy city. It is a pilgrimage point for Muslims worldwide, who 
    are expected to visit the city at least once if they can do so.
    In 622 AD, Muhammad fled Mecca for a more promising field for his missionary 
    work, the city of Medina. His departure, called Hijra, is so important to Muslims 
    that it marks the beginning of the Muslim Calendar, just as the birth of Jesus 
    marks the first year of the Chritian calendar. Muhammad soon became Medina’s 

    political and religious leader.

    Medina, in western Saudi Arabia, is a sacred city that only Muslims are 
    permitted to enter. The Prophet Muhammad took refuge in Medina after fleeing 
    Mecca in 622 ad, and the city’s numerous mosques remain a destination for 
    large numbers of Muslims on their annual pilgrimage. The income derived from 
    visiting pilgrims forms the basis of Medina’s economy.
    In 630 AD, he returned to Mecca in triumph. By Muhammad’s death two 
    year later, Islam had spread to most of Arabia. But before his death, he had 
    recommended his followers of setting down his teachings and sayings in one
    and unique sacred book called Koran (the Muslim holy book) containing Muslim 

    laws on personal behavior and dogma.

    Islam is based on two basic truths in what is called the Islamic creed. The creed 
    of Islam is a simple statement in two parts.
    1. The first part is “La ilaha ilalah wa muhammadur rasuk al-lah,” meaning 
    there is no God but Allah the almighty.
    2. The second part of the creed is that Muhammad is the messenger of God. 
    Muslims accept these two basic statements in the heart, that there really is 
    one God, supreme and unique, and that the revelation given through Prophet
    Muhammad by Allah is genuine, final and complete, and supersedes all 
    revelations that came before it. 
    The teachings of Islam are based on the revelations Prophet Muhammad received from God. They were first memorized by the prophet before they were 
    written in the Quran. Muslims believe that the original books from where these 
    revelations were got are in heaven with God. To Muslims, God will not reveal 
    anything else beyond the Quran. They regard Muhammad as the medium 
    through which God’s revelations reach humanity. 
    Muslims believe that the Quran is the direct word of God. It contains 114 
    chapters, or suras. The chapters are divided into verses called Ayat. Adherents 
    of Islam have five principal duties which they are obliged to fulfill as part of 
    the faith. These are usually termed the five pillars. They constitute the main 
    teachings of the Quran. 
    The five pillars are discussed below:
    Profession of faith (Shahada): All Muslims are expected to utter the following 
    statement: “There is no god but Allah and Muhammad is the messenger of the 
    God.” This statement is to be uttered by new converts and is also the principal 
    means by which an individual asserts his or her adherence to Islam. It stresses 
    that for Muslims, there is only one God and the belief in one God (monotheism) 
    is central to the Islamic faith. 
    Giving of alms (Zakat): Zakat is regarded as a requirement in Islam. It does 
    not stop Muslims from giving money or goods to charity at any time. The alms 
    usually consist of giving two and a half percent of one’s income, and perhaps 
    other assets to charity or deserving causes. There are however, variations in 
    the income and goods which form its basis, how it should be donated and how 
    it should be collected. Communities may differ on who is required to give the 
    alms. The zakat collected is often used not only to support those in financial 
    need, but also to help with passing the message of Islam onto others.
    Ritual prayer: It requires that Muslims – who may pray to God at any time 
    of the day – to pray five times a day, using certain words while facing Mecca. 
    The prayers are also accompanied by certain forms of kneeling and bowing 
    (prostrations). This form of prayer is known as Salat and should be preceded 
    by ritual washing to create a sense of spiritual cleanliness prior to prayers 
    in what is known as wudu. Where there is no mosque, a clean and peaceful 
    place is used, and a prayer mat is placed on the ground as a symbol of spiritual 

    cleanliness.

    The ritual prayers take place on five occasions during the day: at daybreak, 
    midday, the middle of the afternoon, at sunset and during the evening. The 
    main prayer time of the week is at noon on Fridays. These prayers are said by 
    the Imam, who also gives a sermon based on a few verses from the Quran.
    Fasting during the holy month of Ramadhan: Ramadhan is usually marked in 
    the ninth month of the Islamic calendar. The fast is observed from sunrise to 
    sunset for a total of 30 days. All Muslim adults are prohibited from taking food 
    or drink during the day. This occasion is a period which Muslims demonstrate 
    great discipline, both in a physical sense and in a spiritual sense. 
    They also contemplate God and the religious life. At sunset each day during 
    Ramadhan, Muslims eat a light meal to break the fast. Later in the evening, there 
    is a much more substantial meal taken together with family members. People 
    visit the mosque in the evening for prayers and to take part in the special events 
    marked during the holy month. After a night’s sleep, people wake up early to 
    take a light meal which they will survive on up to evening. 
    Towards the end of Ramadhan there are special celebrations. One important
    celebration is celebration symbolizes the first night during which Prophet 
    Muhammad received revelation from God. The conclusion of the fast of 
    Ramadhan is usually graced by great celebration, when family members gather 
    and offer each other presents. This festival is known as Eid-Ul-Fitr.
    Making of pilgrimage to Mecca: This is also known as hajj. A Muslim is expected, 
    where possible, to make the pilgrimage at least once during one’s lifetime. The 
    event is held every year at approximately the same time. This date is usually 
    between certain specific days on the 12th month of the Islamic calendar. 
    Prophet Muhammad made a hajj in AD 632. Most of the tradition 
    and celebratory features of the hajj are based on this visit. During 
    the pilgrimage, people visit Mecca, the neighbouring towns and sites 
    of religious significance in the history of Islam. There is a particular 
    dress code for men and women. The first place to be visited is the 
    Kaaba (a large cube-shaped building covered in black cloth at the 
    time of the Hajj).
    In one corner of it, there is a black stone which was said to have been 
    given to Ibrahim (Abraham) by Angel Jibril (Gabriel). The Kaaba is 
    situated in the grand mosque in Mecca. Pilgrims walk around it seven 
    times, moving in an anti-clockwise direction. 
    All Muslims are expected to “fight” to further the faith and to defend 
    it against any acts that might seek to undermine Islam. Jihad may at 

    times involve a physical struggle.

    The Islamic civilization comprises the politico-administrative, economic, 
    social and religious organisations and science and art of Muslims. In terms 
    of the politico-administrative organization, the Umma (Muslim Community) 
    was under Allah’s authority and led by a theocratic chief called “caliph”, a 
    successor to Muhammad. Caliphs were both political and religious leader 
    helped by the Visir (or Prime Minister) and sheiks in the provinces. Regarding 
    economic organization, throughout Muslim world, the economy was/is based 
    on agriculture and trade while for the social organization, Islam is based on 
    egalitarian system but yet the caliphs living standards is a rich aristocracy. 
    The Muslim faithfuls were fanatics and so the submission made them progress 
    because they could only respect the Koran teachings. The men are family bosses.
    In Muslim society, the infanticide is prohibited. Arab women could own and 
    inherit property and also have rights on education. The polygamy is tolerated 
    but not compulsory because Muhammad’s teachings limited men to four wives. 
    And in addition, men can unilaterally repudiate their wives if necessary. 
    In the field of religious organization, very often Muslims follow the Koran 
    teachings and hadiths (traditions collection of the living time references of 
    Muhammad once ruling Medina) and the respect for the five pillars is required. 
    In science and art of Muslims, most of the scientific and artistic activities 
    developed in leading big cities where some of the caliphs encouraged scholars
    and hence promoted scientific knowledge. The Arabic language and Islam 
    religion promoted the spread of Islam civilization. This is how the Muslim 
    world produced writers, philosophers and famous scientists. In this regard, 
    were known as philosophers such as Avienna and Averroès. 
    In mathematics, Muslims invented algebra, the numeral zero, Arabic numerals 
    improved from Indians, analytical geometry and trigonometry. In geography, 
    they made several maps with a wealthy information provided by an Arab 
    traveler Ibn Batuta.
    In medicine and chemistry, they performed alcohol distillation, delicate surgery, 
    the urine tests and the treatment of eye diseases.
    In literature, the Arabs promoted poetry due to the presence of a library and 
    a museum at cordova in Moorish Spain and also due to presence of paper. In 
    art, Arab art was very significant in architecture. Arabs did build Mosques as 
    the churches of Islam and palaces for their Caliphs. It is why some people say 
    that Arab art was civil or religious art. For decoration and painting, they did not 
    make human and animal representations. 
    From Saudi Arabia, Mecca in the 7th century, after the death of Muhammad, 
    Islam as well as its civilization spread fast over the world due to the Holy wars 
    (Jihads), economic gains and religious fanatism and many other factors such as 
    uniting religion, zeal of fighting against infidels, etc. Thus, Muslims conquered, 
    dominated a great number of people and ended up establishing a vast Muslim 
    empire in the world. However, Muslims did not gain all of these conquests in 
    one day. It took them several stages and time. 
    Effects of the spread of Islamic civilization in the world
    Islam like Christianity had both positive and negative consequences in Europe 
    and the rest of the world. Some of these consequences were identical while 
    others were unique to Islam. The main ones were as follows:
    Liberation of women: In Arabia women had rights not enjoyed in all the other 
    lands. They could legally inherit property, divorce husbands, and engage in 

    business ventures.

    Division of Muslims: At first Islam had uniform adherents. But due to 
    interpretation of the faith vis-à-vis leadership, divisions occurred. This led to 
    the emergence of the Sunni and Shi’a. Each has interpreted the teachings of the 
    prophet differently.
    Formation of dynastic rule: Islam was responsible for the emergence of various 
    dynasities in areas controlled by the religion. Both the Umayyad and Abbasid 
    dynasities came and emerged as strong dynasties after the death of Prophet 
    Muhammad. The two dynasties brought centralization of authority in areas 
    where they exercised control.
    Urbanisation: Muslims equally contributed to emergence of urban centres in 
    areas under their control. Populations increased at the same time with business 
    opportunities. This directly led to emergence of urban centres. Old centres 
    were also expanded e.g. Bagdad during the Abbasid dynasty was a symbol of 
    authority, wealth and power. The Abbasid rulers in the city, adopted traditional, 
    ancient style of Persian court with a high degree of luxury. 
    Belief in monotheism: Muslims believed in only one God – Allah and his prophet 
    was (is) Muhamad. People reached Allah through prayers. Islam also brought to 
    an end paganism in areas it controlled.

    Loss of life and destruction of property: This issued from the Jihads. It involved
    waging a physical struggle against non-believers who threatened Islam. The 
    wars led to massive loss of lives and destruction of property.
    Change in dietary habit: Islam brought some dietary regulations on its adherents. 
    Acceptable foods were (and are) called ‘Halal’ while forbidden ones are called 

    “Haraam”. Muslims have since stuck to these dietary regulations.

    In Africa, the Islamic civilization first spread in North Africa between 750 AD 
    and 1250 AD. By 1850, it had spread into most parts of West Africa during 
    the early trade contact between the Arabs and the Berbers and the people of 
    western Africa during the Turkish occupation of North and West Africa. 
    There were two principal ways through which Islamic civilization spread in 
    West Africa in the 19th century; through peaceful means and force (jihads) as 
    follows:
    The commercial activities: Between the States of North Africa and West Africa 
    because the trade involved the Berbers who were Moslems and converted the 
    West Africans to Islam. This Trade is the Trans Saharan Trade. Even, the name 
    of Sahara has been given referring to as the Dar-Al- Islam meaning the country 
    of Islam.
    Migration: Some communities of North and Sahara region due to hot climate 
    migrated and settled in Western Sudan and forest region of West Africa which 
    had good climate e.g. the Berbers, the Wolof, the Serere and the Fulani who 
    were mostly Moslems. They integrated with the people of West Africa who also 

    joined Islam.

    Moslem missionaries. Moslem fanatics came in West Africa to win many people 
    to Islamic through preaching and building mosques, for example, a Creole well 
    known missionary Muhammad Shita converted many people and built mosques 
    in Freetown, Furah Bay and Lagos.
    Education. Many Moslem schools were built in West Africa and many Arab 
    scholars arrived to teach Islamic principles to the children of West Africa who 
    eventually converted to the faith.
    Conversion of the West African leaders: Some African kings and chiefs who joined 
    Islam encouraged their subjects to join Islam too, especially who got interested 
    in leadership joined Islam as a symbol of loyalty.
    Jihads: Moslem fanatics by force declared a holy war in order to purify or reform 
    Islam faith which was declining in the region by conquest e.g. the Fulani jihad in 
    Hausaland, Macina, Tukolar, and the Mandika Empire etc.
    Prestige: Those who made pilgrimages to Mecca came back with wealth, new 
    ideas etc. They were considered heroes in their communities; therefore, others 
    were inspired to join in order to enjoy such status.
    Moslem solidarity: Islam was based on simple theology of brotherhood which 
    was an admiration of other non-Muslims who joined in order to be integrated 
    in society by sharing the brotherhood in problems and happiness.
    Similarity with African culture: Islam tolerated some African culture in case of 
    similarity. It accepted polygamy, discourage immorality and it also tolerated 
    traditional African religion.
    Oppression from African leaders: People from the Hausa States faced a lot of 
    oppression and brutality from their leaders. They therefore decided to join 

    Jihad’s movement hence they voluntarily accepted Islam faith.

    The spread of Islamic civilization in West Africa had brought the following 
    effects:
    The rulers who undertook pilgrimages to Mecca brought with them technology 
    and scholars from the Moslems world. These influenced and charged the 
    political, economic and social situations in West Africa.
    Islam was a new religion, for many people were diverted from their traditional 
    practices and adopted those of Islam such as attending Juma prayers, fasting 
    and pilgrimages to Mecca.
    Islam introduced literacy as well as Moslem education for example Arabic 
    language and writing was taught. This made the cities of the Niger to become 
    great centres of learning such as Timbuktu University.
    Islam helped to unite empires that were made up of people with different tribes, 
    culture, language and customs. In other words, Islam brought about different 
    ethnic groups to be one in religion.
    The leaders employed educated Moslems such as secretaries, administrators 
    and judges. These were conversant with Arabic writing and reading.
    The coming of Islam increased and made stronger trading links between West 
    and North Africa to the Arab World and Europe.
    Islam gave rise to the growth of small states into large empires which used the 
    Moslem system of government and laws.
    The Sharia law was introduced in governments of some West African states as 
    the constitution of Moslem states.
    It discouraged slave trade among Moslems in West African states though in 
    Western Sudan it encouraged slavery.

    It affected African culture by eroding African traditional cultural practices like taking alcohol,

     taming dogs, etc. So many Africans abandoned their traditional ways.

    8.6.1 Concept of Jihad
    A Jihad is an Islamic religious movement or a holy war that is fought by fanatic 
    Moslems against those who do not believe in their faith aiming at spreading, 
    purifying and strengthening Islam. 
    The 19th Century saw a wave of Jihad or Islamic movements in northern Sudan. 
    The causes of these jihads were extremely complicated. Although, they were 
    religious movements, they had a mixture of political, economic and intellectual 
    causes.
    The first jihads in West Africa were recorded in Guinea in Futa Jallon in 1720s 
    led by Ibrahim Musa. In 1770s, there was yet another jihad in Senegal in Futa 
    Toro led by Sulayman BAL. In 1808, Uthman Dan Fadio began holy wars in 
    the Hausa States (Daura, Kano, Katsina, Zaria, Rano, Gobir and Hiram). Other 
    West African Jihadists were Seku Ahmadu of Macina, Al Hajj Umar of Tukolor 

    and Ahmed Bello.

    8.6.2 Causes of Jihads in West Africa
    They included:
    Purification of Islam. It argued that after the decline of Mali and Songhai, 
    there was a decline in Islamic faith in Western Sudan. Islam was mixed with 
    paganism for example. Therefore, there was a need for retrieving Islam. To stop 
    unfair judgments in courts of law: These courts were infected with rampant 
    corruption and bribery which were against the teaching of Islam.
    Tribal sentiments: The Fulani who were leaders of the Jihads aimed at 
    overthrowing the government of the Hausa people and to establish a government 
    that was favourable to their people. This act was so because the Fulani were 
    discriminated.
    Wide spread belief of the Mahdi (Savior). According to the Moslems, he was 
    supposed to come during the 13th century of the Islamic calendar. This started 
    from 1785 to 1882.
    Overthrow of pagan governments. The Jihadists wanted to establish governments 
    on Islamic rule, strict Muslims in West Africa could not tolerate being ruled 
    by pagans. To make matters worse, Moslems were forced to go to war against 
    fellow Moslems contrary to Islamic practice.
    Spreading Islam. This was aimed at the people who had resisted to be converted 
    in Islam. Thus, they would be forced to join Islam.
    Desire to spread Islamic education. By removing the pagans who were against 
    Islamic education, the Jihadists hoped to an ideal Islamic society through 
    education. This was an intellectual cause.
    Over taxation. Governments in Western Sudan imposed heavy taxes on the 
    town Fulani merchants while the Fulani pastoralists or nomads were opposed 
    to the heavy taxation.
    Unfair methods for tax collection: These methods were ruthless because the tax 
    collectors were harsh. They wiped and imprisoned the people if they failed to 
    pay. Even then some of the property was confiscated. Reason why the people up 
    rose and welcome Islam.
    Defense of African independence: The West African joined jihad in order to 
    save their independence and against slave trade allowed in West Africa. This 
    because according to Sharia law, no Muslim is supposed to enslave or sell 

    another Muslim.

    Therefore, with the above, causes, time was right for a revolution that needed 
    only as part. This was provided by the arrival of men filled with religious zeal 
    and reformist ideas with the ability to lead and organize for example Uthman 

    Dan Fodio, Al Hajji Umar, Seku Ahmadu among others.

    The Sokoto Caliphate, which spanned much of the northern halves of today’s 
    nations of Nigeria and Cameroon
    The first jihad in western Sudan took place in Hausaland in 1804. This jihad 
    was led by Uthman Dan Fodio. He was a Fulani and a scholar. He was born in 
    1754 at Martha in Gobir. 
    He received Islamic education from various teachers but finally he ended up 
    in Agades under the famous Islamic teacher Jibril Ibn Umar. At the age of 20, 
    he started his career as a writer and teacher in Senegal. From here, he started 
    missionary tours in Hausaland, especially Zamfara, Kebbi and Daura. In his 
    preaching and writing, he attacked all unreligious tendencies. He condemned 
    corrupt and unjust governments, and illegal taxation. He insisted on complete 
    acceptance of the spiritual and moral values of Islam.
    He soon mobilised a large number of followers. Most of these believed that he 
    was the Mahdi or the saviour. His fame attracted the administration of Sultan 
    Bawa, the leader of Gobir. He was employed as the tutor of the Sultan’s son. 
    All these increased Fodio’s influence. Because of this influence, he successfully 
    negotiated with Sultan Bawa of Gobir to release all Muslim prisoners. He also 
    requested the king to grant freedom of worship and also exempt Muslims from 
    un-Islamic taxes.
    Unfortunately, Bawa was succeeded by Sultan Nafata and later Yunfa who did 
    not support Uthman Dan Fodio. Because of Uthman’s growing influence, Yunfa 
    arranged the assassination of Fodio but he managed to escape. Along with his 
    brother Abdullah and son Mohammed Bello, Fodio escaped to Gudu outside 
    Gobir.
    At Gudu, many Fulani tribesmen joined him and he was elected commander of 
    the faithful, Amir Al Munimin. He then, declared a jihad on the non-believers in 
    1804 and confronted Yunfa’s army. After a prolonged fight, Yunfa’s army was 
    defeated and he was killed at Akolawa. Serious resistance against Fodio’s army 
    collapsed in 1809. Immediately, Fodio declared the Sokoto Caliphate and he 
    became the undisputed caliph.
    Once the conquest period was over, Fodio returned to his work of writing books 
    since he was basically an Islamic scholar. He divided the empire between his 
    son and his brother. Mohammed Bello his son was in charge of the eastern 
    region and Abdullah his brother the western region. Fodio died in 1817 and 

    his son Mohammed Bello was recognised as the caliph of the Sokoto Caliphate.

    Al Hajj Umar was born in 1794 in Futa Toro. His father was a Tukolor scholar. 
    Umar belonged to the Tijaniyya brotherhood and his first teacher was Abd Al 
    Karim. Umar was also a disciple of Uthman Dan Fodio.
    In 1825, he made a pilgrimage to Mecca. The Tijani authorities were impressed 
    with the works of Umar and he was appointed the Khalifa or religious leader 
    of the Tijaniyya in western Sudan in 1831. He was charged with the duty of 
    reviving and spreading Islam in the region.
    While away, he was impressed by the reformist ideas of the day. He witnessed 

    Mohammed Ali’s revolution in Egypt. He also spent sometimes in Bornu, Sokoto.

    In Sokoto, he was impressed by the leadership possibilities opened by jihad. He 
    married the daughters of both Alkanem of Bornu and Mohammed of Sokoto.
    He witnessed the expansion and spread of Islam through a jihad. He was also 
    convinced that the revival and purification and spread of Islam would be 
    possible through embracing Tijaniyya ideas.
    In 1838, he returned home with even greater inspiration and determination to 
    purify and spread Islam. He settled at a place called Fouta Djalon. From here he 
    made extensive tours, teaching, preaching and converting.
    In his book “Rinah”, he attacked evil and illegal tendencies. He condemned 
    mixed Islam. He appealed to the masses, assuring them of favoured treatment 
    on the day of judgement as members of the Tijaniyya. His teachings were well 
    received by the ordinary persons. These had been alienated by the Quadiriyya. 
    His fame as a scholar and teacher attracted a large following. He was regarded 
    as the Mujahidin (soldiers fighting in support of their strong Muslim beliefs). 
    His growing fame and influence alarmed the Quadiriyya scholars and Fouta 
    Djalon political authorities. In 1851, he fled to Dinguiray.
    Here, he established an armed camp with his faithful disciples as well as 
    students attracted from West Africa. These were mainly from the lower classes.
    He equipped the army with European weapons bought from the coastal towns 
    of West Africa. He even established a workshop of gun smiths who could repair 
    guns. At a later stage, Al Hajj Umar was able to manufacture some of these arms, 
    thus supplying his army.
    In 1852, Umar declared a holy war on infidels in the Sudan. In 1854, he 
    conquered the Wangara states. By 1857, he was ready to attack the Bambara 
    of Segu. Nevertheless, this brought him into conflict with the Muslim state of 
    Massina. After this, Umar diverted his attention against French imperialists. 
    This was a mistake that he would regret later. By 1863, the Tukolor Empire 
    extended from Futa Djalon to Timbuktu.
    In February 1863, Al Hajj Umar was killed in the famous Massina uprising. 
    This was spear-headed by the Quadiriyya leaders who were opposed to his 
    Tijaniyya principles. But the empire under his eldest son and successor Ahmadi 
    Bin Sheikh, survived till it was over-run by the French in 1893.
    Umar strengthened Islam expanded the borders of the Tukolar Empire, and 
    promoted Islamic literacy. For example, he set up new centres of Islamic 
    education in western Sudan. Lastly, in his efforts he made the Tijaniyya sect
    more popular than the Quadiriyya. Today, the Tijaniyya is more dominant in 
    West Africa.
    We note that some of these jihad movements succeeded while others failed. So, 
    the jihad leaders succeeded in their holy wars due to the following factors like:
    ─ Disunity among non-Islamic states in West Africa against fanatic 
    Muslims;
    ─ Jihad movement in West Africa enjoyed good leadership;
    ─ These jihads were led by elites who had very convincing rhetoric or 
    persuasive speech that won then big numbers of followers;
    ─ The possession of fire arms by the jihadists;
    ─ The hope to gain economic achievements. The non-Muslims who 

    were poor supported the jihads with hope of raiding for wealth.

    They included:

    The Jihads led to the closer contacts with the outside World. This was much so 
    with Saudi Arabia and the Middle East. In fact, a pilgrimage made by Al Hajji 
    Umar to Mecca in 1825 further exposed the Sudan to the outside world.
    They led to the spread and revival of Islam culture for example the way of 
    dressing with items such as the veil, the turban and others like the daily prayers 
    and the Hijja.
    They led to the employment of literate Moslem officials by Kings and Emperors 
    as clerks, secretaries, judges, auditors, inspectors and teachers were parts of 
    this Islamic change.
    The large and powerful political states were formed as Islamic States under 
    Moslem rulers like Uthman Dan Fodio of the Sokoto, Muhammad Bello of the 
    Sokoto, Seku Ahmad of the Macina, Al Hajji Umar of Tokolar and Al Kanemi of 
    Dinguiray.
    They created clashes and conflicts between the traditional pagans and the 
    Moslems for example there was enslavement of non-Moslems as permitted by 
    the Koran. This led to tribal wars and antagonism.
    The formation of States enough to resist European infiltration because Jihads 
    united the masses behind their leaders; against the French for example.
    The creation of a new order of administration known as a centralized system of 
    administration and the rule in accordance to the requirement of Koran.
    The stabilization and efficient management of the economy in the Islamic states 
    because they started abolishing the unlawful taxes and levied taxes that were 
    stipulated in the holy Koran.
    They led to the decline of the African traditional religions because the leaders 
    of the religion and people that refused to change to Islam were executed.
    By the Jihads, there was a control of the spread of Christianity in West Africa 
    because the European Christian Missionaries were deterred from entering the 

    Muslim lands.

    Unit Summary

    The unit examines the raise of Islamic as a religion and civilization. Mainly 
    it focuses to how coquests were done from north Africa and how different 
    caliphates were consequently organized. Important cities comprising even 
    universities were created like Timbuktu one and up today, this part of Africa 
    shows deep Islamic beliefs that expose the region to terrorism and blood 
    conflicts. Among so called jihad movements leading such events are Boko 

    Haram, AQMI (AL-Qaeda in Maghred Islamic) to mention but few.

  • UNIT 9:ROLE OF COLONIAL AGENTS IN THE CONQUEST OF AFRICA

    An agent is a person who acts on behalf of another. It can also mean a person 
    who obtains and provides information for the government in a certain area 
    in secret. Europeans who acted as agents to their respective governments in 
    the second half of the 19th Century and early part of the 20th Century came to 
    Africa either individually or in groups such as: traders, hunters, explorers and 
    missionaries among others.
     9.1.1. Explorers 
    Exploration is the act of searching for the purpose of obtaining information 
    or resources. An explorer is a person who travels in search of information 
    about various things and places. European explorers in Africa were seekers 
    of information on geographical features, trade possibilities and agricultural 
    potentials to mention but a few areas. 
    However, whatever their immediate motivation, the result of their explorations 
    led to European ultimate conquest of Africa. Examples of explorers include 
    Mungo Park, Clapperton, Richard Lander, Speke, Burton, Grant, Henry Morton 
    Stanley, Joseph Thomson
     9.1.2. Traders and hunters 
    During the latter part of the 19th Century, traders penetrated Central Africa 
    using two main approaches: from the east coast, either overland from the 
    central settlements in Tanganyika and Mozambique; or up the Zambezi and the 
    Shire and Luangwa rivers, to the land between the four great lakes of Mweru, 
    Bangweulu, Tanganyika and Malawi.
    Many Arab and Swahili traders used the overland routes while Portuguese 
    traders generally used the Zambezi one. The other main approach was from 
    South Africa to Barotseland and the area south of the Zambezi. European hunters 
    and traders went into this area from the south. They went first to Matabeleland 
    and then extended their interests to Mashonaland and Barotseland. Few 
    penetrated further into Zambia which was very inaccessible before 1890.
    Most of the visitors travelled along the so-called ‘Missionary Road’ to 
    Matabeleland, which ran between the borders of the Transvaal and the Kalahari 
    Desert. This area offered good facilities for hunting, as elephants and other 
    game animals were plentiful in the savannah. Traders too were attracted as 
    they were able to bring their goods into the area quite easily by wagon from the 
    south. Examples of traders and hunters included George Philips, George Cobb 

    Westbeech and Frederick Selous.

    9.1.3. Missionaries and Christianity in Africa
    Missionaries or the ‘soldiers of Christ’, as they called themselves, provided the 
    first concerted thrust at African institutions and way of life. Although they were 
    preceded by the explorers, the missionaries were men with a mission. They 
    wanted to stay and win Africa into Christianity.
    Their activities were to have a serious bearing on the direction of African history 
    in the 19th and 20th Centuries. They usually invited their home countries to 
    come and conquer Africa. In a sense therefore, the pattern of the partition was 
    substantially affected by the earlier settlement of the missionaries.
    Secondly, the missionaries purported to know the African better than other 
    Europeans. Thus, many of the policies pursued by the colonizing powers were 
    inspired by the reports of the missionaries. It is important therefore to regard 
    missionary activity in Africa in the 19th Century as the pioneering arm of 
    imperialism. 
    Examples of missionary organisations included the Church Missionary Society 
    (founded and run by Evangelical Anglicans), the Wesleyan Missionary Society,
    The Church of England (Anglican Church), The Society for the Propagation of 
    the Gospel (SPG), Church Missionary Society (CMS) and the Roman Catholic 
    Missionaries, The Lutherians The Orthodox Missionaries and The Holy Ghost 

    Fathers.

    9.2.1. Explorers
    They mapped the economic potentials of Africa so that the future colonialists 
    would know where they could establish their colonies. Explorers discovered 
    and drew the maps indicating the location of the strong and hostile African 
    tribes.
    They show on maps where located the weak African kingdoms and befriended 
    some Africans and their chiefs. They also indicated the location of African 
    geographical features like navigable lakes and rivers.
    They called upon their home government to come and to exploit and dominate 
    Africa, leading to the African colonization by European.
    They revealed to colonialists the ways of life of African people i.e. language, 
    culture and all kind of organizations.
    They took to Europe African soils sample which enabled the colonialists to 
    identify and occupy fertile part of Africa.
    They encouraged the treaty signing with some African leaders, consequently 
    facilitated and accelerated the colonization process.
    They established the contacts and relationships between Africans chiefs and 
    European colonialists. For instance, we can mention the visit of Stanley to 
    Kabaka in Buganda and Von Goetzen to Kigeli IV Rwabugili in Rwanda.
    9.2.2. Missionaries
    Missionaries exaggerated the wealth of Africa. For instance, Livingstone and 
    Rev. Moffat said that the minerals of South Africa were found in all areas from 
    South Africa to Cairo. This attracted the Europeans to come and control these 
    areas in order to exploit Africa’s wealth.
    Missionaries gave alarming reports about slave trade and human sacrifice which 
    raised deep humanitarian fillings. According to them those could end if the 
    African chiefs are overthrown and replaced by whites in colonial environment.
    Missionaries financed bankrupt – chartered companies as a means of enabling 
    them to finish the assigned duties and completed the preliminary work of 
    colonization.
    Missionaries played key roles in the signing treaties as long as they were 
    working in fraternity with chartered companies and other colonial agents in 
    luring Africans to sign treaties.
    Missionaries agitated for the coming of many white settlers to come and 
    occupy Africa. According to their plan, the white settlers would in turn seek for 
    protection from their metropolitan countries.
    Missionaries with collaboration of chartered companies trained Africans who 
    became army men and later used by the colonialists. They condemned African 
    cultures and customs as backward primitive and barbaric. This weakened the 
    African spirit of resistance and made it easy for Europeans to take over.
    Missionaries built schools where they trained Africans that were to receive 
    and work for colonialists. In such schools, missionaries trained Clerks 
    administrators, interpreters and the masses taught the new language that 
    imperialists would when they joined them.
    Missionaries established communication facilities which were seen by European 
    powers as favoring factors for their take over. Since they were assured of easy 
    movements into most parts of Africa especially the interior, they did not hesitate 
    to come to Africa to colonize it.
    Missionaries did the work of softening the minds and hearts of the Africans. 
    In their constant preaching, they emphasized on “Love one another as you love 
    yourself”. This meant that the European strangers should not be killed but loved; 
    which neutralized African resistance, but Africans might receive European 
    colonialists in a hospitable behavior.
    9.2.3. Traders (Chartered Companies)
    Traders ended up being regrouped in Chartered companies. These ones paved 
    way for European colonization by signing treaties with African leaders. To 
    Europeans these treaties meant surrender of the Africans thus such areas for 
    their home government.
    They exaggerated the mineral wealth of Africa, which created more appetite to 
    colonize Africa. The British South African Company (BSACo) exaggerated the 
    mineral wealth of South Africa; Leopold’s company said that the Diamonds and 
    copper in Congo extend up to the coast of East Africa.
    Troubles of slave trade were exaggerated which forced some countries to come 
    on a ticket of humanitarianism. These companies argued that slave trade could 
    only be controlled if the social, economic and political lives of the Africans were 
    firmly governed by Europeans hence leading to colonial conquests.

    The Chartered companies created peace, established law and order and courts 
    to promote justice in Africa. When all these were done, their metropolitan 
    countries saw the situation ready for take over from the Chartered companies.
    Chartered companies built social facilities like hospitals and schools that helped 
    the colonialists to come to do their work. The fear of diseases was reduced 
    which encouraged the imperialists to come to Africa.
    Chartered companies, in collaboration with missionaries, created manpower 
    that was to help the imperialists in colonial administration as they financed 
    some schools that trained clerks, interpreters and administrators as colonial 
    auxiliaries.
    Chartered companies trained and equipped African Loyal Army which was 
    used in suppressing African resistance and rebellion. It was used also in the 
    annexation of more land for the Europeans.
    Chartered companies drew the maps and boundaries of the areas under their 
    control and their establishment meant that the partition of Africa began when 
    the companies were still operating.
    Chartered companies supported religious, internal and external wars in Africa. 
    This was meant to weaken African military, make them become enemies to 
    each other and force one of these seek for European protection.
    Chartered companies exploited the interior of Africa, opening it to the 
    colonialists and they drew the map of African interior locating the fishing 
    grounds, fertile soils, forests, mineral locations, mountains and other African 
    economic potentials. All these had to attract the colonial powers to take over 

    Africa.

    9.3.1. Explorers
    None of the explorers really knew where they were going because they were 
    the first European who came in Africa without any previous knowledge to this 
    continent. As results, they faced the following problems: 
    Explorers had to use big waters like oceans which were by the time inhabited by 
    dragons and some sea monsters. Those animals have hindered the movements 
    of explorers.
    Explorers were facing a problem of wild animals like lions, hyenas, leopards, 
    snakes, etc. To some extent, those animals claimed their life especially in the 
    areas where they had to cross the forests.
    Explorers face a problem of shortage of food and water and other major supplies 
    as they would go so far interior of Africa and they could not easily adapt African 
    food as their diet.
    The problems of diseases like malaria, yellow fever and sleeping sickness which 
    scared them and even some attacked and killed them like Dr David Livingstone.
    Due to the previous problems, the number of explorers was limited so that 
    they could not effectively carry out their work in Africa. This became a great 
    problem as long as they would explore a large area in Africa. 
    Explorers also encountered the problems related to the lack of means of 
    transport and accommodation because the African rivers and lakes were not 
    yet navigable and large area was still covered by the forests and desert.
    Explorers were facing the problems of linguistic barriers as long as they used 
    Europeans languages to the local people with the local languages.

    9.3.2. Missionaries
    Like explorers, missionaries had a few knowledges about Africa. So, they had to 
    face problems on their ways such as:
    Lack of means of transport: This was because in Africa there were no roads, 
    railways and water bodies like rivers and lakes were not yet open for navigation.
    The small number of their own while their proscribed areas of operation 
    were so wide and with a large population: So, their influence got limited to a 
    few communities.
    Poor communication facilities: The Missionaries went into little-known areas 
    with poor communication facilities, and for months, or even years at a time, 
    they had to depend on the haphazard trips of traders and hunters for supplies 
    and letters.
    Insecurity: They were faced with constant insecurity, for missions depended 
    on the goodwill of some powerful chief, and at any time succession quarrels, 
    tribal wars or raids could endanger their lives or force them to leave the district.
    Hostility of people: Frequently, missionary teachings provoked trouble, for 
    they attacked many existing customs which appeared to them to conflict with 
    the teaching of Christianity.
    Slave trade: Missionaries were often sickened by the heartlessness and cruelty 
    they encountered, which included the agonies of victims of slave raids, speared 
    to death if any rescue was attempted.
    Lack of medium for communication : Mission work in scattered populations, 
    speaking a variety of languages increased the difficulty of putting new ideas 
    across to the people. To secure understanding and acceptance of the Christian 
    message was a long and arduous task.
    Unfavourable climate and disease: Most dangerous of all was the tropical 
    climate, and the fevers that followed. Although quinine was known, the causes 
    of malaria, blackwater fever, and many other diseases had not been discovered. 
    Few of the missionaries were given any training in the use of such medicines as 
    were available, and poor communications often caused a shortage of medical 

    supplies. All suffered continually of illness and there were frequent deaths.

    Lack of central government in some areas of Africa: Lack of central 
    government was an obstacle to missionary work; the spread of independent 
    chiefdoms, often rivalling each other, resulted in missionaries getting into 
    unnecessary antagonisms. This was not conducive to consistency and even 
    success of missionary work.
    Discrimination of missionaries: In some areas, the missionaries were 
    manifesting racial tendencies, being harsh, cruel and marginalizing the Africans. 
    In West Africa for instance, Bishop Crowther Ajayi was underlooked and denied 
    powers in his diocese hence hampered in his work.

    In general, by paying attention to each group of colonial agents, consequences 
    of colonial agents are summarized as follows:
    9.4.1. Effects of explorers in African societies
    The introduction of new products in Europe like gold and silver flooded into 
    Europe especially in Spain because it was more involved in explorations.
    The exploration led to the improvement of the European economic conditions 
    and the increasing of the population in Europe.
    The exploration led to the motion of vast colonial empire to European leaders 
    like French, British, Spanish, Portuguese and Belgians who got colonies in 
    Africa.
    It also contributed to the discovery of African rivers and lakes by Europeans 

    like Victoria, Zambezi, Malawi, etc

    The exploration led to the development of industries, commercial routes and 
    banking system.
    There was also evolution and spread of the Christianity religion because almost 
    European explorers were Christians and along their paths they had introduced 
    their religion.
    The exploration prepared the ground to the slave trade. Slaves were taken 
    from Africa and were brought to America as the workers in different kinds of 
    plantations and mining.
    Explorers discovered much economic potential in Africa and this made them 
    call upon their home government to come to occupy the regions in order to 
    exploit which led later to colonization of the African continent.
    Explorers exposed the hostile tribes and the tribes who were so welcoming 
    which facilitated the coming of the colonialists.
    They also encouraged the treaty signing that consequently facilitated the 
    colonization in non-European territories.
    9.4.2. Impacts of the Missionaries on African societies
    Missionaries succeeded in spreading Christianity in Africa through 
    evangelization, and then Africans took up new faith abandoning their traditional 
    religion.
    Missionaries campaigned against slave trade and succeeded in having it 
    abolished in most part of Africa. They would receive and give protection to 
    people running away from slave raiders.
    They built schools where Africans received Western education and taught 
    Africans how to write, read and to calculate. Some languages learnt were 
    English, French, Portuguese and German.
    Missionaries established health centers and hospitals which were to basically 
    benefit the Whites and their converts, and they were signs of social development 
    in Africa.
    Missionaries undermined and tried to uproot African way of life because they 
    replaced Africans ways of life by their home civilizations and cultures. African 
    Christian converts stopped polygamy, widow inheritance, sharing of wives, 

    human sacrifice and killing of twins.

    Missionaries contributed to the spread of European languages through 
    education. However, there are some missionaries who studied and mastered 
    African languages and were able to write and translate African languages. There 
    were like Krapf who translated the New Testament of the Bible into Swahili.
    Missionaries improved on agriculture by introducing new crops like coffee, 
    cotton, sweet potatoes, palm oil trees and cacao and new methods of farming.
    Missionaries collaborated with traders and established the means of transport 
    and communication lines in Africa.
    Missionaries tried to bring peace and security in areas they were operating. 
    However, in other areas they increased and planted seeds of divisionism and 
    conflicts. They also involved themselves in the local politics.
    Missionaries paved way for the colonization of Africa as they were the 
    forerunners of the European imperialism. They signed treaties which meant 
    the surrender of territories of the signing chiefs, they called upon their home 
    governments to come and give them protection together with their converts.
    9.4.3. Effects of traders (Chartered companies)
    They introduced taxation system in order to enable them and their home 
    government to operate and set up some development schemes.
    They rounded big spheres of influence for their home government by acquiring 
    territories that they surrendered to their metropolitan countries. Or instance, 
    the BSA Company annexed central and South Africa for the British and German 
    East African Company (GEA Company) got Tanganyika for Germany. This has 
    reduced African resistance to colonial conquest.
    They established economic assets that became the base for economic 
    development for the imperialists. They started large plantations, industries, 
    mining centers and farms. This was effective form of exploitation of African 
    resources.
    They prepared areas where the imperial settlers would occupy. E.g the Imperial 
    British East Africa Company (IBEA Co.) reserved Kenya highlands for the British, 
    Shire highlands of Nyasa and Shonaland in Zimbabwe annexed by the British 
    South African Company (BSA Co.) and the Niger basin region by the Royal Niger 
    Company (R.N.Co.) also were kept for the British settlers.
    They signed treaties with African leaders. These treaties principally meant to 
    make these people co-operate to the white and meant that the African surrender
    their land. For instance, Leopold’s AIC Co. signed treaties with Chief Makoko of 
    Kongo while the R.N Co signed 237 treaties with the Niger Delta States.
    They established the market for their home industries products. They spread 
    European civilization and detribalized Africans, which forced them to need 
    European goods. They even established a monetary environment which made 
    some Africans be able to purchase European manufactured goods.
    They established communication facilities like roads and railways that helped 
    in trade, exploitation of the resources and for easing administration.
    They trained an African army that assisted them to carry out their duties 
    especially annexing more territory and defeating African resistors. This army 
    was also inherited by the imperialists who came shortly after.
    They began social facilities that were a means of “modernizing and civilizing” 
    Africa. Thus, they established schools etc which helped them in training 
    Africans who joined their schools as they learnt how to read and write. These 
    later became the interpreters of Europeans and administrators.
    They helped in the abolition of slave trade and used their armies including the 

    local soldiers they had trained in fighting against slave trade.

         

  • UNIT 10:AFRICAN RESPONSE TO COLONIAL RULE

    The scramble for Africa was followed by its partition during the 1884-1885 
    Berlin Conference. These exercises were soon followed by the imposition 
    of colonial rule that was done through a combination of coercive (forceful) 
    and persuasive means. Some of these means bred African reactions against 
    Europeans as analysed below.
    Collaboration
    It was adopted by people who realized the great power of the invader (Europeans) 
    and saw the only way of accommodating the new danger and preserving their 
    independence as cooperating with the enemy. They allied with the Europeans 
    to guard against local enemies or signed treaties allegedly to buy time. For 
    instance, the Baganda, the Massai, the Fante and the Barotse (Central Africa) 
    societies collaborated with Europeans. However, those societies (collaborators)
    have been described by some Afro-centric as traitors, opportunists or passive 
    resistors.
    The collaboration was of two forms:
    ─ Career collaboration.
    This concerned the people who were not 
    traditional political leaders but ordinary men who were more 
    opportunists. They chose to collaborate for political, prestigious and 
    social reasons only. Here, we can give an example of Ekinyajwi of 
    Kenya, Nuwa Mbangula, Appollo Kaggwa, Kakungulu, etc.
    Mercenary collaboration. This was the way where legitimate African 
    chiefs used work hand in hand with the foreign infiltrators in their 
    society. They gave the imperialists much of the necessary assistance 
    like military protection, land and food. For example, we can mention 
    Kasagama of Toro, Mwanga and Cwa of Buganda, Merere of Maraangu 
    and chiefs Lewanika and Lenana of Masai.
    Indifference
    This meant a situation where a society or individuals neither collaborated nor 
    resisted in the practical sense but just looked on as their independence was 
    eroded e.g Rwanda Kingdom under Yuhi V Musinga. The indifference, as an 
    indirect resistance, complicated the work of the imperialists by refusing to take 
    up orders given by the imperialists.
    Resistance 
    It was an armed struggle against the imposition of colonialism as the only way 
    of preserving independence. Examples include Kabalega of Bunyoro, Mwanga 
    of Buganda, Samoure Toure of the Mandika Kwaku Dua III (Prempe I) of Asante 
    and Mkwakwa of the Hehe.
    However, in this unit, the attention is paid to methods of collaboration and 
    resistance as they are the ones having happened in most kingdoms of Africa 

    and resulted into significant effects to be analysed.

    In their penetration of Africa, European got some collaborators. These were 
    Africans who welcome the Whites, embraced their cultures, their ways of 
    administration and gave them much of the need assistance as they tried to 
    establish colonial rule.
    They include:
    Some Africans collaborated because they believed that invading imperialists 
    were far superior militarily, well-experienced and had better weapons. “He who 
    makes the gun wins the battle” commented Gerere, chief of Dahomey.
    Some chiefs collaborated because they were seeking protection and defense 
    against their neighboring hostile kingdoms or empires. E.g. The Fante against 
    the Asante, Toro and Buganda against Kabalega of Bunyoro, the Shona were 
    against the Ndebele, the Yao were against the Hehe, etc.
    African opportunists collaborated because they saw it as a chance of getting 
    job, prestige, becoming rich and gaining high status in their respective societies.
    The societies that were politically segmented collaborated because of lack of 
    coordination to resistance. They had no single identified leader who could 
    organize them and they did not have a standing army and no military equipment.
    The weaknesses of some African societies caused by the constant and prolonged 
    wars led them to collaborate with the imperialists. These were like the Batoro 
    weakened by the Banyoro, Fante weakened by Asante and the Shona who were 
    weakened by the Ndebele.
    The role of the missionaries, who had prepared the Africans to be humbled, 
    softened and made obedient to the people with the white skin. They had been 
    told not to fight foreigners because it was against the will of God.
    The chiefs who had lost their throne collaborated in order to get support from 
    the Europeans so that they could re-ascend it. That was in case of King Lenana of 
    Masai against his brother Sendeyo and Mwanga of Buganda against his brother 
    Kalema supported by the Muslims.
    Some societies collaborated because their neighboring societies which had 
    tried to resist had been defeated and with heavy losses. In order to avoid 
    similar suffering and loss of independence, they decided to collaborate with 
    the infiltrators. The Chagga and Nyamwezi witnessed in the Abushiri war.
    Some Africans collaborated because they were economically weak, like the 
    Masai, and they could not finance the war for a long time.
    Some other African societies collaborated because their ancient enemies had 
    resisted and their collaboration was a means of getting military supplies, 
    assistance and destroying the enemy totally. E.g. Buganda and Toro collaborated 
    because Bunyoro had taken up resistance and the Masai collaborated because 

    the Nandi had resisted.

    They are among others:
    Spread of Christianity. Africans who collaborated with Europeans did not delay 
    embracing Christianity as a new religion introduced by Europeans.
    Adoption of European civilization. In order to show their loyalty to their colonial 
    masters, Africans collaborators adopted European civilization such as the way 
    of dressing, food diet, administrative and judicial systems, etc.
    Failure of African resistances. Due to the role of collaborators who 
    provided food, offered protection and even military support as they 
    revealed the African defense secrets to the Europeans.
    Stability of some African States. Some African leaders who collaborated 
    were given protection and defense against their neighboring hostile 
    kingdoms or empires. E.g. The Fante against the Asante, Toro and 
    Buganda against Kabalega of Bunyoro, the Shona were against the 
    Ndebele, the Yao were against the Hehe, etc.
    Loss of African culture and the disappearance of African religions
    African collaborators actually lost their religions and they were 
    forced to abandon their culture in favor of those of Europeans. This 
    way, several elements of African cultures disappeared or even mixed 
    those of Europeans through colonial education.
    ─ Alignment of Africans to European policies. Most of African 
    collaborators peacefully adopted the European colonial policies such 
    as tax collection, education system, growing cash crops, and forced 
    labor among others.
    ─ Enrichment of some Africans. Those who collaborated managed to 
    become rich and gaining high status in their respective societies.
    ─ Recruitment of some Africans. Africans who collaborated with 
    European got a chance of getting jobs in European enterprises and in 
    colonial administration.
    ─ Stability of some African States. Some African leaders who collaborated 
    were given protection and defense against their neighboring hostile 
    kingdoms or empires. E.g. The Fante against the Asante, Toro and 
    Buganda against Kabalega of Bunyoro, the Shona were against the 
    Ndebele, the Yao were against the Hehe, etc.
    ─ Loss of African culture and the disappearance of African religions. 
    African collaborators actually lost their religions and they were 
    forced to abandon their culture in favor of those of Europeans. This 
    way, several elements of African cultures disappeared or even mixed 
    those of Europeans through colonial education.
    ─ Alignment of Africans to European policies. Most of African 
    collaborators peacefully adopted the European colonial policies such 
    as tax collection, education system, growing cash crops, and forced 
    labor among others.
    ─ Enrichment of some Africans. Those who collaborated managed to 
    become rich and gaining high status in their respective societies.
    ─ Recruitment of some Africans. Africans who collaborated with 
    European got a chance of getting jobs in European enterprises and in 

    colonial administration.

    Forms or methods of resistance
    Resistors were people who opposed the establishment of European rule in 
    Africa. They were reactionaries to European imperialism and annexation 
    of their territories and in general they used primary and secondary forms of 
    resistances defined below:
    ─ Primary resistance
    This was direct confrontation by African communities at the invasion 
    of Europeans into their land. They used force to expel the Europeans 
    before they gained access to their land. A number of examples of 
    primary resistance can be cited where African reaction immediately 
    followed the arrival of Europeans.
    ─ Secondary resistance
    This was a way used by Africans by initially accepting the imperilists 
    to operate within their territories but later to rise against them after 
    understanding their intentions e.g Mwanga of Buganda and Nandi 

    from North Rift of Kenya.

    Reasons for resistance 
    They included:
    There was need to preserve African independence because some African people 
    had nationalistic and patriotic feeling to their societies. Those who resisted 
    saw it as a means of keeping away foreign intruders and maintaining the 
    independence of their kingdoms. Such people were like Kabalega of Bunyoro, 
    Samori Toure of the Mandika, Menelik and Theodore of Ethiopia, etc.
    Some African chiefs and societies resisted because they trusted their military 
    strength and they hoped defeating the Europeans. For instance, Kabalega with 
    his Abarusura army, Mosheshe of Suto, Ngoni, Zulu, Samori Toure, etc.
    Some Africans resisted because their traditional enemies had collaborated. 
    Bunyoro resisted because Buganda had collaborated and gave a base to the
    British, Samori Toure resisted because Sikaso had collaborated with the French.
    Some Africans resisted because they were struggling to keep and guard their 
    trade monopolies as they knew that the coming of Whites would force them out 
    of trade. Some Africans resisted hoping that the Europeans could not withstand 
    some African geographical environment using examples of explorers, traders 
    and missionaries who had died because of the conditions in Africa.
    Some Africans resisted in order to safeguarding their traditional religion 
    because they supposed that their ancestors were not happy with the Christianity 
    introduced by the Whites in Africa.
    Some Africans resisted because of presence and pressure of Islam because it 
    was known in some areas of Africa before the Christianity, which forced the 
    Africa Moslems to counter the spread of Christianity and the Europeans.
    Some African chiefs resisted because they had known that the earlier 
    collaborators had been mistreated, undermined and politically subjected. Some 
    chiefs who had collaborated were later overthrown and replaced by others. So, 
    other chiefs who come to know about this decided to resist.
    Some African chiefs resisted because they had a long standing enmity with 
    the Whites. That long enmity was developed by explorers, missionaries and 
    traders. For instance, Kabalega of Bunyoro quarreled with Samuel Baker and 
    Samori Toure with the French.
    Some African chiefs and societies resisted because the European colonial 
    administrative and economic policies were so oppressive and exploitative like 
    forced labor, high taxes, land alienation and overthrowing of the traditional 
    political leaders.
    Note: Generally, all African resistance cases ended up to a failure. A number of 
    factors contributed much to the occurrence of this phenomenon. 
    10.2.2. Reasons for the failure of African resistance
    At the time of the arrival of the imperialists in Africa, the chiefs and African 
    societies had attempted to resist them, but they failed due to the following 
    reasons or factors:
    Africans were militarily weak comparing to the well-trained and well-armed 

    colonial invaders while the Africans were poorly armed with traditional arms.

    Disunity among resistors themselves because the African armed resistors did 
    not organize a coordinated and joint struggle against Europeans.
    Role played by the missionaries and explorers that had facilitated easy 
    European penetration in Africa by identifying the strong and weak societies 
    and preparing the minds of Africans.
    Effects of slave trade because the Europeans had taken the Africans who were 
    strong able to defend their continent and left those who were too old, weak, 
    sick and very young who could not contribute much towards the success of 
    resistance.
    The role played by the collaborators who provided food, offered protection 
    and even military support as they revealed the African defense secrets to the 
    Europeans.
    Use of diplomacy and treaty signing by the Europeans which meant the 
    surrender and submission of African sovereignty because most African leaders 
    were illiterate and ignorant about the content of the document they signed.
    Constant civil wars among the African societies made them vulnerable to 
    European defeat because the Africans had been weakened by those constant 
    wars and no longer to defend their kingdoms or empires.
    Africans were economically weak, and they failed to get finances for purchasing 
    modern weapons that would level them with the Europeans and the Europeans 
    imposed arms embargo on Africans.
    Lack of patriotic and nationalism spirit because some Africans had no sense of 
    political maturity and love for their territorial integrity.
    Europeans were determined to colonize Africa while some Africans seemed 
    relaxed and never sought support from their neighbors while the Europeans 
    used all means to get victory against the Africans.
    Geographical factors: the absence natural geographical defensive barriers like 
    mountains, valleys and deserts in many places made it easier for European 
    powers to triumph in their conquest of Africa. In only case that occurred in 

    Africa was Ethiopia which benefited from its mountains to defeat Italians.

    10.3.1.The Maasai collaboration
    The Maasai are a Nilotic speaking community. They occupied an area stretching 
    from the Uasin Gishu plateau in the north to the plains around Mount Meru in 
    Tanzania to the south. From AD 1750, they were the dominant group in the 
    Rift Valley. Organised and strong militarily, the Maasai were a constant threat 
    to their neighbours whom they raided for cattle at will. The caravan traders 
    avoided Maasai country for they spared no strangers on their land. When in 
    the late 19th Century the British appeared on the scene, it was expected that 
    the Maasai would put up a stiff resistance against them. But they did not, and 
    instead became one of the best examples of Kenyan collaborators with the 

    invading Europeans.

    A photo of Lenana, the Chief Medicine-Man of the Maasai circa 1890. Pt Lenana (4,985m), 
    the third highest peak, on Mount Kenya was named after him by Halford Mackinder. 
    Mackinder made the first ascent of Mount Kenya in 1899. Lenana is sitting next to Sir 
    Arthur Hardinge (the man wearing spectacles). Lenana was the son of Batian who was 
    the previous Chief Medicine-Man. Batian is the name of the highest peak on Mount Kenya.
    Reasons for Maasai collaboration
    This response can be explained by five main factors: 
    Effects of the rise of the Nandi: The rise of the Nandi from the 1850s adversely 
    affected Maasai power. They began raiding the same communities for cattle 
    which were traditionally Maasai raiding grounds. The Nandi even successfully 
    raided the Uasin Gishu Maasai. Second, at the time of the British penetration 
    of Kenya the Maasai were economically and politically in a state of decline. 
    The civil wars of the 19th Century had destroyed whole sections of the Maasai 
    including the Uasin Gishu, the Ngurumaini, the Iloogolala and the Losegallai. 
    From 1889 to 1890, cattle diseases spread to Maasailand, especially rinderpest 
    and pleuro-pneumonia. 
    Drought of 1891: In 1891 there was drought and famine with smallpox and 
    cholera, further reducing both human and animal populations. As a result of 

    these calamities, many Maasai joined up with Kikuyu and Akamba neighbours. 

    Others sold their women and children to neighbouring peoples. Still others 
    became mercenaries, especially in the armies of Mumia and Akamba. The 
    Maasai were no longer as strong as they used to be.
    Succession disputes: In 1890, Mbatiany, the great Laibon of the Purko and Rift 
    Valley Maasai, died. Although a laibon by tradition was only a ritual expert and 
    prophet, Mbatiany had also gained political power in the civil wars. Thus, the 
    position of laibon was still politically attractive when Mbatiany died, but there 
    was no one of his stature to succeed him, and his two sons, Lenana and Sendeyo 
    both claimed and disputed the position of laibon for ten years. Sendeyo was 
    finally driven with his followers to the Loita region of northern Tanzania. But he 
    never gave up and continued raids against the territory of his brother Lenana 
    who remained in the area between Ngong and Naivasha.
    Dispute with the Kikuyu: Succession dispute placed the Maasai in an even 
    weaker position in the face of the incoming British. Lenana was also in dispute 
    with the Kikuyu. Following the calamities that befell the Maasai as already 
    outlined, Lenana had arranged for some Maasai women and children to be 
    cared for in Kikuyu villages to avoid certain death. When he later went back for 
    them he learnt that the Kikuyu had sold many of them to the slave traders. He 
    quarrelled with the Kikuyu and prepared to go to war against them. He grew 
    desperate: his enemies threatened to destroy him and his people; he was faced 
    by the problems of raids by Sendeyo; there were frictions with the Kikuyu; 
    famine and disease were afflicting his people and cattle. Lenana sought the 
    support of the IBEACO agent, Francis Hall at Fort Smith. And Hall was only too 
    happy to oblige, and assisted Lenana in his campaigns against Sendeyo and the 
    Kikuyu. The British and the Maasai became allies. Maasai warriors assisted the 
    British against other Kenyan peoples from 1894 to 1908. 
    The Kedong Valley Massacre: There was the Ewuaso-oo-Ng’indongi Massacre 
    (Kedong Valley Massacre) of November 1895, and the friendship between 
    Lenana and the British was sealed. A caravan of the Kikuyu, Swahili and Arab 
    porters was returning from Eldama Ravine. Resting in the Ng’indongi Valley 
    near Naivasha, members of the caravan attacked the Maasai, stole food and 
    seized some Maasai girls. The Moran attacked the caravan, killing 647 out of 
    871 men. On getting the news, a Scottish trader, Andrew Dick, who was camped 
    nearby, took the caravan side and set forth with two French travellers to fight 
    the Maasai. He shot dead about 100 Maasai before he himself was killed. But 
    this incident, in which three white men had killed a hundred Maasai warriors 
    in one encounter, so shocked the Maasai that they immediately sought peace. 
    Subsequent investigation into the whole incident by British officials exonerated 
    the Maasai and put the blame for the Massacre upon the porters. 
    Lenana and his people were greatly impressed both by the military 
    might of the white men and the magnanimity and sincerity of the British 

    officials: From these and earlier contacts, good relations between the Maasai 
    and the British were established, and Lenana and his followers collaborated 

    with the British.

    According to the table above, many people in Africa tried their best to resist the 
    European occupation. But some a few cases were chosen so as to apprehended 
    how the reaction took place such as Samoure Toure. 
    Resistance of Samoure Toure in Mandinka Empire
    The Mandika people occupied the area of Western Sudan, bordered on the West 
    by Futa Jalon, on South by forests, in the north by the Tokolor Empire and in the 
    East by the Mossi and Asante’s kingdoms. The people of the area were Malinke, 

    part of the great Mande-speaking family.

    Samori Toure was born in 1830 to a Malinke peasant of a Dyula clan who 
    practiced African traditional religion, later become Muslims and traders.
    Being a Dyula by birth, he later joined Dyula traders to trade in gold from 
    Wassulu and cattle from Futa Jalon. As a trade, he travelled widely to market 
    towns in search of firearms, horses and cattle. He reached Freetown and the 
    Tokolor Empire.
    In 1852, he joined and served in the army of Sori Birema Amande chief of 
    Bisandugu in exchange for the release of his imprisoned mother. But he rapidly 
    began to build up an army of his own, centered round a solid nucleus of friends 
    and relatives.
    Between 1870 - 1890’s, Samori Toure was master of a large empire which 
    included the gold-bearing area of Boure. He established his capital at Bisandugu. 
    His expansion had brought him into conflict with Kankan and Wassulu states 
    which he captured in 1880’s.
    Reasons for the resistance
    The reasons that led to the conflict between Samori Toure and the French were 
    imperial and defensive in nature:
    Samouri Toure defended Mandika independence from being colonized by the 
    French.
    Defense of Islam since the French colonialists were Christians while the 
    Mandika were Muslims. Consequently, resisting them was a purposeful action 
    to defend Islamic state against infidels.
    Samouri Toure defended trade because the French domination would 
    monopolize the trade in the empire by out competing the Mandika merchants.
    The French colonial administration was very oppressive and repressive as it 
    was in Algeria and Senegal.
    Samouri Toure defended the land from the French settlers because they were 
    looking the fertile soils which were under the ownership of the Malinke people.
    Samouri Toure wanted to conclude an alliance with the British because he had 
    shown the willingness to hand over his empire to the British protection other 
    than the French.
    Samouri Toure defended Mandika culture which the French were set to destroy 

    and replace it with the French culture through their policy of Assimilation.

    The French plan to use Tiebe of Sikasso to attack and when Toure found out he 
    dissolved the treaty he had concluded with Sikasso and attacked them before it 
    was too late. Unfortunately, Samori Toure was defeated.
    False foreign support because Samori Toure had been falsely encouraged by 
    the military support had expected from the British, Creoles of Sierra Leone and 
    Tokolor against the French. However, they had betrayed him when they left him 
    alone in the battleground.
    Europeans were exploitative in nature; they subjected Africans to forced labor, 
    over taxation and its brutal collection like the hut tax in Sierra Leone. Aware of 

    this nature of Europeans, Samori Toure of Mandika had to resist.

    A charismatic and revered leader in his time, Samori Toure was a Guinean Muslim cleric 
    and the founder and leader of the Wassoulou Empire of West Africa. Besides south-eastern 
    Guinea, the Islamic Empire stretched to parts of the Ivory Coast, Sierra Leone and Mali. 
    Samori Touré led an armed resistance against French colonial rule from 1882 until his 
    capture in 1898. He was then exiled to Gabon where he died on June 2, 1900.
    Samori Toure’s downfall 
    A number of factors explain Samori Toure’s downfall:
    He was unsuccessful in winning British support against the French. Britain had 
    decided that the Mandinka area was a French sphere of influence.
    There were differences and lack of unity among African ruler. Samori did not 
    get the support of his neighbours, such as Ahmadou Sekou of Tukolor, Tieba of 
    Sikasso.
    Samori was faced with local resistance due to his scorched earth policy and 
    ruthless aggression against his neighbours. He thus dissipated his energy 
    fighting the French and fighting wars of conquest in the east at the same time.
    Non-Mandinka subjects – largely captives – were cruelly treated and did not 
    give the right level of support against the French. They even tended to welcome 
    the French, whom they saw as their liberators.
    French troops were better armed and trained.
    Shifting of the empire eastwards weakened him economically. He was cut off 
    from the gold fields of Wangara where he used to obtain his gold.
    Amori was also cut off from Freetown where he used to buy firearms. So he 
    had to rely entirely on his military workshops for supplies, which were not 
    adequate.
    The new empire was surrounded by the French and the British. The French 
    attacked from the Ivory Coast; the British occupied Asante in 1896; the French 
    had also occupied all the surrounding areas by 1898. Therefore, Samori was 
    stack at his second empire at Dabakala.
    His troops suffered heavy losses.
    The empire was too large for him to manage effectively.
    Samori was tricked into believing that if he surrendered, he would be allowed 
    safe conduct and quiet retirement in his home village. But the French did not 
    keep their promise, and when he surrendered in 1898, he was deported to 

    Gabon, where he died in 1900.

    Results of Samori Toure’s Resistance
    Samori’s resistance had the following results:
    ─ Samori lost his independence as the Mandinka Empire was conquered;
    ─ There was a lot of loss of lives and property as a result of the war;
    ─ Samori was sent into exile in Gabon where he died in 1900 at the age 

    of 70.

    10.4.1. Consequences of resistance
    Depopulation: caused by the loss of lives due to the fighting because where 
    Africans tried to resist, Europeans reacted by killing them massively. It was also 
    due to displacement of people who were flying from the battle field.
    Destruction of property: due to the fighting between Africans and Europeans, 
    there was destruction of properties such as houses, crops and villages, etc.
    Famine:because of insecurity and instability, economic activities were disrupted 
    and people could not provide themselves with foods and essential items. In 
    some cases, this famine was also caused by military tactics like “scorched earth 
    policy” used by the Germans in Tanganyika.
    Spread of diseases and other epidemics: This was due to the presences 
    unburied bodies and by the fact that people were living in forests because their 
    houses had been destroyed. 
    Rise of African nationalism: the rebellion provided a lesson to the Africans 
    because the patriotic and national consciousness was implanted in these people 
    who participated in the revolt and later used as base for future nationalist.
    Spread of Christianity: Traditional religion lost its credibility among the 
    Africans because of its defeat after the execution of its leaders. Thus, this 
    opened chance for the spread of Christianity.
    African submission to colonial policies: Some native people accepted to go 
    and work for the Whites on their roads, farms and railways construction and 
    other projects.
    Increase of European settlements in Africa: after defeating African resistances, 
    Africa was secured and this encouraged other European to come massively to 
    settle in peaceful African regions.
    Land alienation: Because of the end of the war of resistance, many Europeans 
    settled in Africa which increased the confiscation of the land of the Africans. 
    For instance, Zimbabwe still has a very large population of Whites.
    104.2. Consequences of African collaboration
    The Maasai collaboration had a number of consequences:
    The British helped the Maasai against the Kikuyu and against his rival brother 
    Sendeyo, and later the Maasai morans helped the British in their punitive raids 
    against the Nandi in 1905 and other ‘unco-operative’ communities. 
    The British were able to build their railway across Maasailand without any 
    trouble.
    Lenana increased his prestige because the British rewarded him with cattle and 
    he not only successfully claimed the laiboniship but was given the grand title 
    ‘Paramount Chief of the Maasai’ in recognition of his support for the British. 
    This was a purely political position, which helped to alienate him from many 
    Maasai. He then moved permanently away from his traditional home among 
    the Loita to Ngong, to live among the Kaputiei and Keekonyokie.
    However, this happy relationship did not exist for long. Not all British 
    administrators were friends of the Maasai and British Commissioner of the 
    East Africa Protectorate from 1901-04, Sir Charles Eliot openly despised 
    the Maasai, asserting that they should abandon their ‘socially and politically 
    abominable’ nomadic habits and settle down. Eliot considered that the Maasai 
    had served their purpose and could no longer pose a threat to the railway or to 
    the administration. 
    The Anglo-Maasai Agreements, 1904 and 1911: Eliot was succeeded in 1904 
    by Sir Donald Stewart, who in the same year accomplished what Eliot had been 
    working on earlier - the signing of the first Anglo-Maasai Agreement. While 
    Donald Stewart represented the British, the Maasai were represented by Lenana 
    and his associates such as Masikonte (‘Chief’ of Laikipia) and Ole Gilisho (‘Chief’ 
    of Naivasha). But the mass of the Maasai had no say in the matter. The Maasai 
    are said to have agreed to move to two reserves – to the south of Ngong and 
    to the Laikipia plateau. They were promised that the two areas would remain 
    theirs ‘so long as the Maasai as a race shall exist’. A half-mile corridor would be 
    created to link the two reserves. 
    But none of these points was implemented. On the other hand, all the land 
    formerly owned by the Maasai was made available for white settlement. As a 
    matter of fact, the Colonial Government and local settlers in particular were 
    determined to alienate the enviable Maasai land. 
    By 1911, the settlers were putting pressure on the Government to move the 
    Maasai out of Laikipia so that they could move there themselves. The Laikipia 
    Maasai, through their chief, Legalishu, refused to move. Lenana, on the other hand, 
    is said to have agreed as the ‘Paramount Chief’. The second Maasai Agreement 
    of April 1911 settled the matter. This time, the Maasai were literally forced to 
    vacate their lands at great personal inconvenience and loss of property. In fact, 
    their lands in Laikipia were appropriated before adequate arrangements were 
    made for them in the less attractive southern reserve (Ngong) even before the 
    Imperial Government in London had given its approval. It is doubtful whether 
    the Maasai agreed to move from Laikipia. 
    By April 1913, they had vacated Laikipia and moved to the enlarged, but drier 
    and less attractive southern reserve in Ngong. The Maasai ‘as a race’ still 
    existed; but they had virtually been forced to vacate Laikipia for white settlers 
    and, as for other communities, their collaboration had not spared them from 
    the ravenous intents of colonialism.


  • UNIT11:CONTRIBUTION OF THE MAIN ANCIENT CIVILIZATIONS TO THE DEVELOPMENT OF THE MODERN SOCIETY

    Explore above picture (Parthenon) and answer the following questions:
    1. Identify the form of art Parthenon of Athens represents?
    2. Identify its artist, location and period?

    3. Discuss its influence today?

    Human evolution has informed changes in human development. What is 
    civilization? Where did it begin? And how does it explain where humanity finds 
    itself today? These questions have been posed by humanity itself for many 
    years. We will attempt to provide answers to them in this chapter.
    The word “civilization” comes from the Latin word ‘civis’ which means a city. 
    Therefore, civilization is a way of a group of people that entails their various 
    way of life such as culture, dressing and food. Civilization is life of human 
    beings, in cities and towns. Urban dwellers had to have rules or laws to live by, 
    someone to govern them, someone to make them or see them work together, 
    urban dwellers must also exchange goods. 
    The earliest civilizations began along the banks of great rivers in warm 
    countries where the soil was fertile. Examples of such rivers were the Nile in 
    Egypt (which gave us the Egyptian Civilization), the Tigris and Euphrates in 
    Mesopotamia (Mesopotamia) and the Indus river (which gave us the Indus 
    Valley civilization). In these valleys, a variety of crops grew hence keeping 
    hunger at bay. This enabled people to have time to study the things on earth 
    and heavenly bodies in the sky.
    Two civilisations developed in Europe at different times but immediately 
    one after the other. The Greek Civilisation preceded the Roman one. The 
    development of these civilizations happened from around 1750 B.C to AD 500. 
    Each of these civilisations brought high levels of development and organisation 
    to the human society at the time. Their ideas were to be later useful to humanity 
    hence forming the background to its development today.

    From the ancient times to today, the Greeks have called their land Hellas while 
    they call themselves Hellenes. The names Greek and Greece were used to 
    describe them later on by the Romans. Superiority of Roman Civilisation made 
    their names to stick.
    Greece is to be found in a rocky, mountainous southward extension of the 
    Balkans, on the east of Mediterranean Sea. On one side, the eastern shore lays 
    the Aegean Sea. The Ionian Sea, facing Italy, is on the western side. To the south, 
    across the Sea of Crete from the portion of Greece known as the Peloponnesus, 
    is to be found the large island of Crete. The whole country is stunning and 
    very beautiful. It has over one thousand islands, the sea, the mountains and 

    numerous fertile green valleys.

    Only 20 percent of Greece is suitable for agricultural production. Most of the 
    high mountains ranging into 6000 feet, narrow fertile valleys and small to 
    medium size but fertile plains such as those of Thessaly and Boeotia are usable 
    for agriculture. Rivers are small and sometimes dry up during summer thus 
    making farming a challenge. Nevertheless, most of her climate is mild and 
    favourable for cultivation of crops such as wheat, olive and grape vines that 
    could support the population of ancient times. As during the Ancient times, 
    today, the hills and mountains provide pasture to goats, sheep and cattle.
    Greece was founded on conquest. The area witnessed invasions from time to 
    time from around 1900 BC. By the beginning of the eighth century B.C, The 
    Greek Civilization had taken shape. But it was not until the 4th Century BC 
    that it became the common cultural currency of the Mediterranean and Near 
    Eastern worlds. This was the time of the conquests of Alexander the Great’s 
    empire.
    Greece was invaded by various groups at different times. The decedents of these 
    groups were the ones who were later to be known as the Greeks. They settled in 
    the peninsula and evolved an unusual system of government for themselves on 
    the hills and rocky coasts which gradually developed into city states.
    Cretans
    Their entry into the Peninsula began around 2500 BC and was first done by 
    Cretans. One of their ancient kings was known as Minos. Theirs was therefore 
    known as Minoan civilization, named after their king. The civilization was 
    mainly concentrated along the Aegean Sea. These people are described to have 
    lived well had hot and cold running water, bathrooms and possessed elaborate 
    furniture.
     They are also said to have protected their valuables with metal locks and keys. 
    Their houses are also said to have had plastered interiors which were decorated 
    with paintings called frescoes, a technique of painting on wet plaster still in use 
    even today.
    Cretans are further said to have been fond of dancing, boxing, racing and bull 
    leaping among other sports. Lastly, they are described to have been slender, 
    short and had dark curly hair and been a very peaceful community who were 
    among the earliest sea traders in the region. Trade what was thus brought them 

    to the shores of main land Greece.

    Archeans
    After the Cretans were the Achaeans who arrived about 2000 B.C. These groups 
    came to dominate the trade and government of the area. Near the Sea, they 
    met and interacted with the Cretans thus giving rise to a new civilisation called 
    Mycenaean. This civilisation was marked by constructions of walled cities and 
    development of bronze goods. They occupied Knossos around 1400 BC and 
    ruled it until 1100 B.C. hence making them rule the whole of the Aegean area.
    Later the Bronze – Age civilizations of the Mycenaens were acquired by later 
    groups. One of the outstanding groups was the Dorians. They invaded the area 
    and overran Knossos around 1100 BC. 
    Dorians
    The Dorians invaded Greece from the North and drove the Myceanaens off to 
    Asia. At around the same time, another linguistic and religious subgroup known 
    as Ionians reached the area. Around the 5th Century the Ionians and Dorians 
    engaged in intensive rivalry in Greece. 
    The Ionians mainly inhabited the city of Athens and even prohibited the 
    Dorians from entering their sanctuaries. There was thus tension between the 
    groups even though they interacted in various ways to give forth to the Greek 
    Civilisation between 1000 BC and 800 BC.
    The Greek city states that existed in the area during their civilisation included: 
    Athens, Sicyon, Megara, Corinth, Thebes, Chalccis, Eretria, Boetia, Argolis, 
    Phoxcis and Thessaly, Arcadia, Archaea, Aetolia. 
    These cities were involved in various wars. Examples of such wars are:
    ─ Peloponnesian war (431 – 404 BC); and 

    ─ Corinthian war (395 – 386 BC)

    The Roman Civilisation grew along the Tiber River in central Italy. It was mainly 
    first concentrated in the city of Rome. This was after the Romans, conquered 
    the Greeks in 146 BC. They founded the city in 753 BC. 
    According to legend, this was done by two twin brothers – Romulus and Remus 
    who were abandoned on the Tiber River as infants and raised by a she-wolf. 
    The two decided to build the city. By the end of the Fourth Century BCE. the city 
    was already the dominant power on the Italian peninsular.
     For five centuries thereafter, Rome’s power steadily increased. By the first 
    century CE, it controlled Greece and most of her colonies, as well as most of 
    Western Europe. It expanded her hegemony in these areas through conquest. 
    Rome also managed to take control of the powerful North African city of 
    Carthage hence uniting the entire Mediterranean region. She also controlled 
    the Mediterranean Sea. 
    At the peak of its powers, her empire covered Egypt, Greece, Asia Minor, Syria – 
    all to her East. To her west were Tunisia, Algeria, Morocco and Spain, Portugal, 
    France, Switzerland, Belgium and England. She managed to Conquer all these 
    lands.
    Rome’s development was greatly influenced by the geography of the Italian 
    peninsular. The area had excellent marble and small quantities of lead, tin, 
    copper, iron (on the island of Elba) and silver in its extensive coastline. There 
    were few good harbours, most of which faced the west away from Greece and 
    the Near East. Ancient Italy, nonetheless, was well endowed with large forests.
     It had more fertile land than ancient Greece. However, it was more exposed 
    to invasion. Invaders entered it easily, as the Alps posed no effective barrier
    to invaders from central Europe. To make matters worse, Italian low lying 
    coastline opened it to invaders from the sea. All these made the Romans, from 
    an early time in their settlements, to be absorbed in military pursuits to defend 

    their own conquests against the invaders.

    The geography of the Italian Peninsular made possible the rise of Rome. The 
    peninsular extends about 750 miles from north to south with a width of about 
    120 miles. It is centrally located in the Mediterranean. The city of Rome is in 
    the centre of Italy. This central location made Rome to expand, first in Italy, and 
    later in the lands around the Mediterranean Sea.
    Italy’s location made it easier to unify than Greece. The Peninsular is not broken 
    up into small, isolated valleys. The Apennine Mountains formed a ridge from 
    north to south and divides the country into west and east. Italy was equally 
    blessed by having broad, fertile plains, both in the north under the shadow of 
    the Alps, and in the west, where the Romans settled. The fertile lands supported 

    her growing population. Rome was built on seven hills and was easily defensible.

    Occupation of Rome
    The earliest settlers in the Italian peninsular arrived in prehistoric times. From 
    as early as 1000 to 500 BC the area was already settled. Three groups inhabited 
    the region and eventually battled for its control. These were: the Latins, the 
    Greeks and the Etruscans. The Latins were farmers and livestock keepers. They 
    wandered into Italy across the Alps around 1000 BC These people settled along 
    the Tiber river valley in a region they called Latium. They are credited with 
    building the first settlement at Rome. This was a cluster of wooden huts on 
    Palatine Hill, one of the seven hills in the city. Other main hills were Esquiline 
    and Quirinal. The Latins were the first Romans.
    Next to invade the area were Greek settlers. They arrived and settled in the area 
    between 750-600 BC. They brought with them elements of their civilisation. 
    They established about 50 colonies on the coasts of southern Italy and Sicily. 
    Their cities became prosperous and commercially active. They taught the 
    Romans farming, especially how to grow grapes and olives. 
    Unlike Latins and Greeks, the Etruscans (or Rasenna as they called themselves 
    before they were given the name Etruscans) were native to northern Italy. 
    These people were skilled in metal works and engineering. They exerted 
    a great influence on the Roman Civilisation. This was especially in writing, 
    (where the Romans, adopted their alphabet) and which had been borrowed 
    from the Greeks) architecture (where they influenced Rome’s architecture, 
    especially the use of the arch). The Romans are also said to have borrowed 
    religious ideas from both the Greeks and the Etruscans e.g. from the Etruscans, 
    they borrowed rituals which they believed helped them to win the favour of the 
    gods. The Etruscans are also the ones who built the city of Rome and even gave 
    the Romans their dress – the toga and short cloak. The Romans also borrowed 
    their military organisation. 
    The Romans, from the Greeks, even took Greek gods but changed their names 
    e.g. Zeus became Jupiter, while Hera, the queen god, became Juno. They also 
    gave Rome its artistic and cultural models through their sculpture, architecture 

    and literature.

    11.3.1. The distinctive elements of the Greek Civilizations
    The Greek Civilization permeated virtually every aspect of the human life. It 
    marked a complete refinement of its predecessors, which are Egyptian and 
    Mesopotamian civilizations. Some of its elements were:
    A common language
    All the Greece islands spoke an identical language known as Greek. They were 
    thus able to communicate easily with one another. The common language also 
    brought feelings of togetherness among the islands’ inhabitants. Greeks had 
    forgotten their diverse backgrounds. All of them considered themselves as one 
    race. They regarded non-Greeks as barbarians- men and women whose speech 
    was to them meaningless noise.
    The Greek language gave them a great advantage. It was something of superb 
    beauty and clarity. The people closely associated settlement in city states with 
    it. Greek was spoken and written. The language was also used for instruction in 
    both private and public functions. The Greeks also had a common alphabet. This 
    formed the basis of the Greek language. In the 8th Century BC, they adopted a 
    simpler alphabet from the Phoenicians.
    Settlement in cities 
    City states were a major feature of the Greek Civilization. Greeks lived in cities 
    which were all independent of each other. Each city and the farms around it 
    formed a separate state called a polis. Sometimes a city sent out a band of its 
    citizens to find a daughter city elsewhere. The new city was quite independent 
    of its parent city, although naturally it had close ties with the latter.
    By the 8th and 7th Centuries BC, cities were built almost everywhere throughout 
    Greece. All these cities were independent. The city-states forged alliances with
    one another. Each city state was proud and jealously guarded its independence. 
    This made them to be characterized by battle and shifting alliances. Cooperation 
    among them also took place. The citizens were very patriotic. Where the enemy 
    was non-Greek, the other city states came to the defense of their counterpart. 
    The city-states governed themselves differently. Sometimes they had kings for 
    example at Sparta. Other cities were led by a self-imposed strong man who 
    ruled the way they wanted. Such a leader is known as a tyrant. Sometimes the 
    nobleman ruled, and this was called an aristocracy. Sometimes all the citizens 
    took part in the government. This was called a democracy. It was practiced in 
    Athens. All adult male assembled together to discuss issues of interest to their 
    polis. Other forms of government in the city states were: monarchy, oligarchy 
    and aristocracy.
    Ancient Greek city of Athens 
    In city states were found the asty (city itself) with its watchtower, the agora 
    (public square/market place) and surrounding rural- agricultural lands referred 
    to as the chora. The asty was the business, political, religious and social centre 
    of the entire community while the Chora provided the food to both the villages 
    and to the city.
    Participation in games
    In Ancient Greek, there was a strong belief that athletic competitions were a way 
    to please the gods and honour the dead heroes. Greeks therefore participated 
    in the Olympic games from 776 BC. During the games, fighting city-states even 
    suspended wars between them to allow the competitions to go on.
    The games were held after every four years. They attracted some 40,000 Greeks 
    into the stadium built in Olympia. The games were dedicated to the god Zeus, 
    father of the gods. The games lasted for more than five days.
    Games events included foot races, wrestling, boxing, jumping, javelin, discus 
    throwing and chariot-riding. Athletes were proud of their bodies and emphasized 
    physical fitness. A greek by the name Myron, made a famous marble sculpture 
    of a discus thrower around 450BC. This sculpture survives in the Roman copy 
    of the Greek Bronze. The most celebrated event during the Olympic Games was 
    known as the pentathlon. It was considered the supreme contest of athletic 
    skill. Winners were crowned with a wreath of olive leaves, a coveted Olympic 
    prize. The wreath of olives awarded the candidate was considered sacred to 

    Zeus. 

    The Greek Olympic Games came to an end in 393 AD. They were banned by a 
    Christian Roman Emperor. He saw them as pagan practices. But fifteen hundred 
    years later, the games were revived through the efforts of a French baron, Pierre 
    de Coubertin, who was inspired by the ideals of the Ancient Greeks. In 1896, the 
    first modern Olympic Games were held in Athens, Greece. Since then, the games 
    have been a major event in the history of sports in the world.
    Belief in gods and goddesses
    Ancient Greeks were very religious. They believed in gods and goddesses. They 
    had a common religion based on twelve chief gods and goddesses. These deities 
    were thought to live on Mt. Olympus, the highest mountain in Greece. 
    The gods and goddesses include the following:
    Zeus – the chief god and father of the gods
    Athena – goddess of wisdom and craft
    Apollo – god of the sun and poetry
    Aphrodite – goddess of love and beauty
    Poseidon – brother of Zeus and god of the seas and earthquakes
    Hades – the god of the underworld – where the spirits of the dead went 
    Nemesis – god of vengeance
    Nike – goddess of victory 
    Apollo - god of archery, music, poetry, prophecy, medicine and later on god of 
    the sun.
     Although the twelve gods and goddesses were common to all Greeks, each citystate usually singled out one of the twelve Olympian gods as its guardian e.g. 
    Athena was the patron goddess of Athens, for example. Each polis also had its 
    own local gods. These local gods remained vital to the community as a whole. 
    Important elements in the Greek religion were rituals and festivals. The Greeks 
    wanted the gods and goddesses to look favorably upon their lives and activities. 
    This was what informed these religious practices.
    Artistic heritage
    The Greeks attached a lot of importance to artistic expressions. Their arts have 
    greatly influenced the standards taken by those of other European groups. 
    Human beings were the subject matter of ancient Greeks’ art. In them, people
    were presented as objects of great beauty. It was based on the ideals of reason, 
    moderation, balance and harmony in all things. 
    Greek art was shown in their unique architecture and sculptures. Here, they 
    went to great lengths to show their expression of beauty. Some of these works 
    still stand today. On architecture, their artistry was visible in the temples they 
    built for their gods and goddesses. An example was the famous building built 
    in the fifth century BC, the Parthenon. This temple was built between 447 and 
    432 BC under the supervision of Ictinus and Calibrates as the master builders. 
    The temple covered 23,000 square feet.
    It was dedicated to Athena, the patron goddess of Athens. The temple was also 
    dedicated to the glory of Athens and the Athenians. It shows the principles 
    of classical architecture: the search for calmness, clarity, and freedom from 
    unnecessary detail. The Parthenon still stands on the Acropolis in Athens. Its 
    classical beauty and symmetry symbolize the power and wealth of the Athenian 
    empire. The temple was decorated with statuary and beliefs by the sculptor 
    Phidias. 
    They also made sculptures and statues. Their sculptors showed relaxed 
    attitudes. Most of their faces were self-assured, their bodies flexible and smooth 
    muscled. They were life-like as the figures bore natural features. 
    The sculptors shown their ideal standards of beauty. Most were informed by 
    Doryphoros, a known sculptor at the time, who operated on the theory that 
    use of ideal proportions, based on mathematical ratios found in nature, could 
    produce an ideal human form, beautiful in its perfected features. The figures 
    were graceful, strong and perfectly formed. Their faces showed neither laughter 
    nor anger, only serenity. Sculptors also tried to capture the grace of the idealized 
    human body in motion. They valued order, balance and proportion in the works.
    Love of philosophy
    In the Greek society, there were thinkers who challenged the belief that events 
    were caused by the whims of gods. Instead, these thinkers, used reason and 
    observation to establish the causes of things. They were known as philosophers 
    or lovers of wisdom.
    The philosophers explored many subjects from mathematics and music to 
    logic (rational thinking). Some were interested in ethics and morality. Through 
    reason and observation, the thinkers believed that, they could discover laws 

    that governed the universe.

    They based their philosophy on two assumptions:
    ─ The universe is put together in an orderly way, and subject to absolute 
    and unchanging laws;
    ─ People can understand these laws through logic and reason.
    Greek philosophers were divided into two. There were those who questioned 
    people’s unexamined beliefs and ideas of justice, and other traditional values. 
    These were known as the sophists. The most famous of them was Pytagoras. 
    He took a position questioning the existence of the traditional Greek gods. 
    Pythagoras also argued that there was no universal standard of truth, saying 
    ‘Man (the individual) is the measure of all things …’ These ideas were considered 

    dangerous and radical.

    Marble portrait bust from the Archaeological Museum, Athens. Socrates (469-399 BC) 
    is considered to be the intellectual father of modern Western philosophy. His method of 
    enquiry was to enter into a penetrating discussion with his companions, questioning the 
    nature of knowledge itself in pursuit of absolute truths. Socrates himself wrote nothing, 
    but versions of his conversations are recorded in the written works of his pupils Plato and 
    Xenophon. Socrates’ pursuit of true knowledge brought him into conflict with the piety 
    laws of his native Athens, where his eventual prosecution led to enforced suicide. (Photo 

    by Ann Ronan Pictures/Print Collector/Getty Images)

    Plato (428-348 BC) was a Classical Greek philosopher and founder of the Academy of 
    Athens, the first university of the western world. Along with his teacher Socrates and his 
    student Aristotle, Plato is considered to have set the grounds for Western philosophy and 

    to have influences the thinking of many modern philosophers.

    Aristotle (384-322 BC) was a Greek philosopher and polymath, a student of Plato and 
    teacher of Alexander the Great. His writings cover many subjects, including physics, 
    metaphysics, poetry, theater, music, logic, rhetoric, linguistics, politics, government, 
    ethics, biology, and zoology. Together with Plato and Socrates, Aristotle is one of the 
    most important founding figures in Western philosophy. Aristotle’s writings were the 
    first to create a comprehensive system of Western philosophy, encompassing morality 
    and aesthetics, logic and science, politics and metaphysics.
    Then there were critics of the sophists. One of their harshest critics was Socrates. 
    Socrates believed that absolute standards did exist for truth and justice. He 
    however, encouraged Greeks to go further and question themselves and their 
    moral character. But like the sophists, his ideas were considered radical and 
    poisonous. He was later sentenced to death over the same. Others were Plato (a 
    student of Socrates) and Aristotle (a student of Plato).
    Literature and drama
    Athens led the other Greek city states in literature and drama. The latter was 
    made up of both tragedy and comedy. Epic and lyric were other literary forms 
    in the Greek world of literature. Drama is said to have developed out of the 
    choruses that chanted lyrical poems also known as Odes, to the god Dionysius. 
    A group of citizens judged the plays and awarded the winner a simple prize: 
    a wreath of ivy. The plays were partly acted and partly chanted. Action was 
    limited as emphasis was on the story and its meaning. Greek literature began 
    with the epics of Homer, whose stirring tales inspired later writers.
    The drama was closely tied to the political and religious life of the state, which 
    sponsored it. The Dionysian odes were improved by adding characters and 
    chorus into them, making them conversational, hence being able to bring 
    human conflict on the stage.
    In the drama, staging remained simple. There were two or three characters 
    (all male) wearing masks, with a chorus of twelve to fifteen members chanting 
    commentary on the action. Dialogue was in verse, and movements were slow, 
    solemn and formal, punctuated by music and dance; but the emotional impact 
    of tragic drama could be overwhelming. 
    Aristotle is credited with the introduction of definition and explanation of the 
    nature of tragedy. He declared that the purpose of tragedy was to inspire pity 
    and fear in the audience, and so to purge these emotions through a catharsis. 
    Comedy, on the other hand, was even more directly a form of direct political 
    commentary. It also addressed themes such as sex, farming, the good old days, 
    the nightmare of politics, the oddities of religion and the strange manners of 

    the town, among others.

    Prose was another literary genre that emerged in Ancient Greek. The people, 
    from the fifth century, began to express philosophical and political ideas 
    through prose. This symbolized the increasing functional literacy of mostly, the 
    Athenians. It was in this background that later major literary achievements, by 
    Plato and Aristotle, were to emerge.
    Drama held a vital position in the public life of Athens that citizens were 
    sometimes paid to attend the plays, just as they were paid to hold public office. 
    As part of their civic responsibility, wealthy citizens bore the cost for producing 
    the plays.
    Writing of History
    We owe the discipline of History to the Ancient Greeks. At first, History was 
    part of literature until Herodotus campaigned for its separation from literature. 
    The Greeks applied observation, reason, and logic in understanding the human 
    past. Herodotus was the pioneer in this hence he is often referred to as the 
    Father of History. According to Thucydides, history was to be written in an 
    accurate, factual and impartial way. He also vouched for the use of eye witness 
    accounts in writing in this discipline.
    Trade
    Ancient Greeks were also seamen and traders. They traded with the neighbouring 
    lands in a variety of goods. The Greek city states also traded with each other. 
    Trade made the city states to be rich and prosperous.
    In sum, the Greeks were ahead of other people in virtually all fields. Little wonder, 
    Cicero, the Roman scholar is quoted saying that “in all branches of learning, the 
    Greeks are our masters”. He made this statement in the first century B.C. It still 
    holds today. Even in medicine, astronomy and other sciences, they made their 
    footprints. The Greek Civilization spread to other parts of the world through 
    education (literacy), trade and conquest. They built their civilization from the 
    wide array of resources which abounded in their environment. A few examples 
    were marble, limestone, copper and silver. Coupled with the bounty of the sea, 
    and fertile land, they had a lot of wealth and food which supported their strong 
    and growing population. 
    The Greeks were united by geographic region, language, religion, economics 
    and common customary practices. However, they remained divided politically 
    into the scores of the independent city states. Loyalty was first and foremost to 

    the city state before it extended to the more remote ideal of Hellas.

    Architecture
    Like other ancient communities, the Romans paid attention to architecture. 
    Their architecture borrowed a lot from the Greek and Etruscans ones. They 
    also introduced new designs and materials in their works. The Romans, for 
    example, pioneered the use of concrete in construction. Roman architectural 
    works were hence an improvement over the earlier Greek ones. 
    Roman civil engineering and building construction technology became 
    developed and refined. Some of what they built have remained to date for 
    example, the Pantheon (with one of the largest single span domes in the world), 
    a building still found in the business district of the present city of Rome. There 
    was also the Colossium, a theatre which could accommodate 50,000 spectators. 
    The pantheon was a temple of all Roman gods.
    Roman architectural developments were found in virtually all the cities under 
    its control and influence. A few examples are: the Verona Arena in Verona 
    Italy; Arch of Hadrian in Athens, Greece; Temple of Hadrian at Ephesos in 
    Turkey; a theatre at orange in France and Lepcis Magna in Libya among others. 
    The architectural works were visible in palaces, stadiums, temples, private 
    dwellings, villas, public buildings and hydraulics. Roman architectural works 
    emphasized grandeur. Roman Aqueduct at Segovia, Spain

    Romans are known to have experimented with the dome and pioneered in the 
    building of amphitheaters, public baths, and race courses. In the empire, public 
    buildings were of massive proportions and solid construction.
    Roman architecture made use of rows and columns and rectangular buildings. 
    They also used curvilinear forms (forms based on curved lines): the arch, vault, 
    and dome. Combined with concrete, the curvilinear forms saw the Romans 
    building massive building by their times.
    Closely related to architecture was road construction. They made big strides 
    in this area even though they did little in science. Engineering was thus their 
    strength. The Romans built magnificent roads and bridges some of which have 
    survived to date. Aqueducts brought water into Rome from nearby hills. The 
    water was used for drinking and bathing. It also served as sewage system.
    Law
    The early Roman republic had a written code of law which was heavily based 
    on custom. It was known as the ‘Twelve Tables or tablets. They were written to 
    make the interpretation of the law objective. Work of writing the law begun in 
    451 B.C. It involved a group of ten officials. Upon finishing the work, the laws 
    were carved on twelve tablets or tables and hung in the Forum (market place). 
    These laws became the basis for future Roman law. They were based on the 
    spirit of equality of all citizens to the law. Every individual had thus a duty to 
    protect the law.
    Through the universal laws, they were able to establish standards of justice 
    that applied to all people. The standards of justice brought by the Romans 
    included principles that were recognizable by people. An individual was 
    regarded innocent until proved guilty. Every suspect was allowed to face his or 
    her accuser and himself or herself before a judge who was expected to weigh 
    the evidence carefully before making a verdict. The Roman law was based on 
    the following principles:
    ─ All persons had the right to equal treatment under the law.
    ─ A person was considered innocent until proven guilty.
    ─ The burden of proof rested with the accuser rather than the accused.
    ─ A person should be punished only for actions, not thoughts.
    ─ Any law that seemed unreasonable or grossly unfair could be set 
    aside.
    Government
    From the earliest times, the Romans had distrust of Kingship and of a sole ruler. 
    This was due to the lessons they learned from their experience with Etruscans. 
    As a result, the Romans devised a complicated system of government.
    In the Roman republic, the chief executive officers were the consuls and praetors. 
    Two consuls, chosen every year, ran the government and led the Roman army 
    into battle. In 366 BC., a new office, that of praetor was created. The occupant 
    oversaw civil law. A counsel’s term was only one year, and once elected, he could 
    not be elected again for ten years. One counsel could also overrule or veto the 
    others’ decision.
    The senate was made up of a select group of about 300 land owning men who 
    served for life. It begun by serving as an advisory body to government officials. 
    Later, by the 3rd Century BC., it got the force of law. Senators each year, elected 
    from the patrician class two consuls. The power of the consuls was thus checked 
    by the senate. Consuls’ power was further checked by limitation of terms. They 
    could only serve for one term. Membership to the senate was for life.
    There were also a number of assemblies in the Roman republic. It was 
    organized by classes based on wealth. This assembly was fixed in such a way 
    that the wealthiest citizens always had a majority. It elected the chief officials 
    and passed laws.

    

    The senate was allowed during war, to elect a dictator, or a ruler who enjoyed 
    complete control over government. The consuls chose him before the senate 
    elected. Each Roman dictator was granted power to rule for six months. After 
    the expiry of the time, the dictator had to give up power and go back to his 
    former duties. This governmental set-up made Roman writers to boast by 
    about 275 B.C. that they had attained a balanced government. This was because 
    there was a blend of monarchy, Aristocracy and democracy. They believed that 
    mixture gave them the best features of all kinds of governments.
    When Rome became an empire, from the reign of Octavian, Senate gave him the 
    honorific title of emperor. He became known as emperor Augustus. This marked 
    the beginning of the Roman Empire. From the date, Roman rulers adopted the 
    name of emperor. But like before, they exercised the very powers as during the 
    period of consulship. 
    Social organization
    The family held a central place in the Roman society. By law and custom, power 
    at the household was vested exclusively in the eldest man, known as the ‘pater 
    familias’ or the father of the family. This individual had absolute authority over 
    the family. He controlled all family property. He could sell a member of his 
    household into slavery or even kill any member of the family without penalty. 
    The father was equally the individual who protected the family, spoke on behalf 
    of the family in public assemblies or in law courts. He also acted as the family’s 
    chief priest. 
    Roman women were in charge of the day to day management of their families. 
    Generally in Rome, women enjoyed more freedom than in the Greek society. 
    They had right to own property and testify in court. They also often provided 
    advice to their husbands on business and politics.
    All members of the family and by extension the clans, were supposed to uphold 
    the principles of their ancestors, a set of traditions known mos maiorum. 
    Traditions were considered sacred and were products of many years of 
    experience.
    The Roman society was divided into classes. At the top was a group of families 
    which claimed that their ancestors had been parts or “fathers” who had founded 
    the city of Rome. These families were privileged and belonged to a class known 
    as the patrician. They claimed that due to their ancestry, they had the right to 
    make laws for Rome and its people.
    The other class which brought together common farmers, artisans and
    merchants formed the plebeians. They were citizens with a number of rights, 
    including the right to vote. However, they were considered to be below the 
    patricians. In the Roman society thus, birth and not merit or wealth, was the 
    sole determinant of an individual’s social and political status. Voting when the 
    Republic was founded in 509 BC was exercised by the patricians and plebeians. 
    Slaves, women and children were not allowed to vote.
    On food, the Romans observed very simple dietary practices. They usually ate 
    the first meal of the day at around 11 O’clock. It consisted of bread, salad, olives, 
    cheese, fruits, nuts and cold meat which had been left over from the previous 
    night’s meal. They also had other meals such as breakfast and dinner. 
    Education
    Formal schooling begun around 200 BC. In most of the Roman Empire, pupils 
    began to learn at around age six and spent the next six to seven years in school. 
    They learnt basics of reading, writing and counting. By age twelve, they were 
    introduced to learning Latin, Greek grammar and literature after which, they 
    undertook training for public speaking. Romans highly valued oratory. Good 
    orators commanded respect from the rest of the society. It was for this reason, 
    that one of the objectives of education and learning, was becoming an astute 
    orator. 
    Language
    The Romans’ native language was Latin. This was a form of Italic language in the 
    Indo-European family. There were several forms of Latin spoken in the empire. 
    Silver Age Latin was the most popular. The language’s alphabet originally came 
    from the Greek one.
    Greek was spoken by the well-educated elite. Most of the literature studied 
    by Romans was in Greek. Latin in this area was mostly used by the Roman 
    administrators and soldiers. Eventually, Greek replaced Latin as both the official 
    written and spoken language of the eastern empire. The western empire used 
    Latin. Later Latin was to spread in various dialects to Western Europe as a 
    distinct Romance language hence giving birth to Portuguese, Romania, French, 
    Italian and Spanish. 
    Literature
    Roman literature, like, its religion, was greatly inspired by the Greeks’. The 
    earliest were historical epics which told the early history of Rome e.g. Augustus 
    sponsored the historian, Livy, to document the history of Rome from its founding
    to the rule of Augustus. He did this in 142 Roman style books. Generally, Latin 
    literature took many forms.
    The expansion of the empire culminated to expansion in the type of literally 
    works. Writers began to produce poetry, comedy, history and tragedy. Some of 
    these works have survived in today e.g. “Histories” of Tacitus, Julius Ceasers’ 
    “Gallic wars” and Livy’s “History of Rome”.
    During the reign of Augustus, the literature of the time is generally referred to 
    as works of the Golden Epic. Most literature of the “Golden Age” were vigorous, 
    affirmative and uplifting. It mainly served political and propaganda ends. 
    Whereas that of the silver age was characteristically less calm and balanced. Its 
    effects are said, to have derived more often from self-conscious artifice. Most 
    were intended to entertain than instructor uplift the mood of the reader.
    Visual art
    Roman art was greatly influenced by Etruscans – especially in portrayal 
    of political issues. Greek art also influenced Roman art from the 3rd BCE. It 
    surpassed the influence the Etruscans had exerted on the Romans. Many Roman 
    homes were decorated with landscapes by Greek artists.
    With time the Romans came up with their own styles. Some remarkable ones 
    were: “Incrustation” in which the interior walls of houses were painted to 
    resemble coloured marble. A second style involved painting interiors as open 
    landscapes, with highly detailed scenes of plants, animals and buildings.
    The Romans learned the art of sculpture from the Greeks. From the knowledge, 
    they were able to create realistic portraits in stone. Much of the Roman art was 
    practical in purpose. It was intended for public education.
    The Roman artists were especially good in creating mosaics. These were 
    pictures or designs made by setting small pieces of stone, glass, or tile onto a 
    surface. Most villas, the country houses of the wealthy, had at least one coloured 
    mosaic. Romans also made good works of painting. Most of the wealthy people 
    had bright, large murals, called frescoes, painted directly on their walls.
    Music
    The society in Rome recognised and appreciated the vital role played by music 
    in life. In the entire empire. They graced both private and public events with 
    music. There was music during nightly dining and in military parades and 
    maneuvers. Romans used a variety of musical instruments in their songs. Some
    of the main ones included; tuba, cornu, aulos, askanles, flute, panpipes, lyre, 
    lute, cithara, timpani, drums, hydraulis and the sistrum.
    Economy
    In Imperial Rome, agriculture was the main economic activity. All else depended 
    on the industry. About 90% of the population engaged in farming. Most people 
    survived on produce from their farms. Additional food stuffs (when needed) 
    and luxury items for the rich were obtained through trade. 
    From the time of Augustus reign, a silver coin called a denarius, was used as 
    a medium of exchange. Existence of a common currency made commercial 
    transactions throughout the empire. The coins often carried the likeness of 
    the emperor or depicted a Roman achievement. A standard system of coinage 
    developed in 269 BCE.
    Transportation when carrying out trade was made easy by the existence of 
    the Mediterranean Sea. Ships from the east travelled along the sea under the 
    protection of the Roman’s navy. Trade made cities on the eastern Coast of the 
    Mediterranean to expand and become rich. Examples of these cities were: 
    Corinth, Ephesus and Antioch.
    Apart from water transport, the empire had a good network of roads. Roads 
    linked various places in the empire. The roads were originally built by the 
    Roman army for military purposes. The most important were the silk roads, 
    named for the overland routes on which silk from China reached the Romans. 
    Other luxury goods also passed through the same routes. There were numerous 
    trade goods which changed hands in the empire.
    Religion
    The earliest Romans worshipped powerful spirits or divine forces, called 
    Mumina. These spirits were thought to reside in everything around them. 
    Closely related to these spirits were the Lares, for each family.
    Interactions with the Greeks and Etruscans made the Romans begin to associate 
    the spirits with human like forms and individual personalities. The spirits now 
    got Roman names and were honoured through rituals. People expected the gods 
    and goddesses to give them favour and ward off misfortunes from their midst.
    In the empire, the state and religion were linked. The deities were symbols of 
    the state. Individuals were expected to honour them in private rituals and in 

    their homes. Priests also conducted public worship ceremonies in temples.

    Polytheism or belief in more than one god, thrived in the Roman Empire. Among 
    the most important gods and goddesses were Jupiter (father of the gods), Juno 
    (Jupiter’s wife who supposedly watched over women), Minerva (goddess 
    a wisdom and of the arts and crafts) and Vesta (goddess of home). Emperor 
    worship also came with the creation of the institution.
    It became part and parcel of the state religion of Rome. Priests were appointed 
    to work for the governor. Their religion depended on knowledge and the correct 
    practice of prayer, ritual and sacrifice. They also never placed great emphasis 
    on rewards and punishments after death.
     But unlike the Greeks, the Romans revered their ancestors, their “household 
    gods” included deceased members of a lineage who were worshipped in order 
    to ensure a family’s continued prosperity. 
    Each home had a household shrine at which prayers and libations were offered 
    to the family deity. The Romans looked on their gods to bestow upon their 
    households, city and empire, with the blessings of prosperity, victory and 
    flexibility. 
    There was religious toleration in the Roman Empire. This witnessed varied 
    religious traditions. People were expected to honour Roman gods and 
    acknowledge the divine spirit of the empire and upon meeting these conditions, 
    they had freedom to observe their other religious practices as they pleased. 
    Sports
    In the ancient city of Rome, there was a place called the campus. Here, Roman 
    soldiers conducted drills. Later the campus became Rome’s track and field 
    playground. Other urban centres in the empire copied the campus in their 
    centres and military settlements. The youth in the urban centres, assembled 
    in the campus to play, exercise and perform inappropriate acts. These acts 
    included: jumping, wrestling, boxing and racing, riding, throwing and swimming. 
    In the rural areas, people also participated in fishing and hunting. Women were 
    prohibited from partaking of these activities.
    There were several ball games which could be found in Ancient Rome. These 
    included: dice (Tesse-rae or tali) Roman Chess (Latrunculi) Roman Checkers 
    (Calculi), tic-tac-toe (Terni Lapilli) and Ludus duodeeim Scriptorum and Tabula.
    Philosophy
    Roman philosophy heavily borrowed from its Greek predecessor. Two major 
    philosophical schools – Cynism and stoicism – derived from Greek religion and 
    philosophy became prominent in the Roman empire in the 1st and 2nd Century 
    A D. These two philosophies were fairly merged in the early years of the Roman 
    Empire.
    The two philosophies expressed negative views on civilization, something which 
    was reflected in their adherants way of life. Cynicism upheld that civilization 
    was corrupt and people needed to break away from it and its trappings while 
    stoicism, on the other hand, taught that one must surrender all earthly things 
    and assist others.
    Apart from the three philosophical schools we have mentioned above, there was 
    also Epicureanism. The most renowned of its Roman exponents was Lucretius 
    (98-35B C). He expresses the view that everything is a product of mechanical 
    evolution, including human beings and their habits and beliefs. He nonetheless 
    admitted the existence of the gods but saw them as living in eternal peace, 
    neither creating nor governing the universe. 
    Lucretius and Cicero led the other Roman philosophers in advancing Greek 
    thought in the Roman Empire. Their teachings resonated well with the upper 
    classes. Cicero wrote in a rich and elegant Latin prose style that has never been 
    surpassed. His prose became a standard for composition and has been up to 
    today.
    Militarisation
    The Roman society was highly militarised. Citizenship for provincials could 
    be obtained after 25 years of military service. The army doubled as an army 
    corps of engineers. They built roads and other forms of infrastructure such as 
    aqueducts.
    Rome fought mercilessly with its neighbours. It had most of its male population 
    pass through military service. This made it a highly militarized state. Even 
    leaders had to have passed through the military to be accepted to lead. Political 
    career of an individual could only commence after ten years of service in the 
    military.
    The Roman Civilisation spread to all the lands they controlled. This happened 
    through trade and conquest. Its location along the Mediterranean region 
    enabled people to pursue their commercial interests while their military 
    nature, allowed them to register victories in their enemies’ camps. Once they 
    had brought an area to their fold, the Roman administrators helped to spread 

    their civilisation in the areas.

    Sports
    In sports we owe to the Greeks the Olympic games which are held after every 
    four years. The games are today a global event which attracts teams from 
    various nations in different parts the World.
    Literature
    Greeks pioneered drama as a form of entertainment. They performed plays 
    which explored the struggles made by individuals to free themselves from the 
    imperfections in their characters. The playwrights balanced their tragedies 
    with comedies that poked fun at the important and the disliked. Some of the 
    outstanding playwrights included:
    Aristophanes added his genius by using satire and comedy to make his points 
    about society and politics of the time.
    Hommer believed to have been two people with the name to have written the 
    Iliad and the Odyssey. 
    Sappho brought lyric poetry as a genre. 
    Aeschylusintroduced ideas of dialogue and interacting characters to playwright 

    hence inventing drama.

    Sophocles brought irony as a literacy technique.
    Plato introduced philosophy in literature through his dialogues. 
    Writers valued and preserved much of the knowledge and writings of the past 
    in libraries such as Alexandria, the most famous in the world. 
    Athenians led other Greek city states in literary appreciation. They are famous 
    for their love and appreciation of literature especially poems and plays. The 
    world today has borrowed heavily from their rules and habits for writing, 
    reaching and theatre arts performance. Some of their plays are still being 
    performed in different parts of the World today.
    History
    The Ancient Greeks are credited with developing history as a distinct discipline 
    of study. Prior to this, history was considered to be part of literature. Herodotus 
    constructed a narrative of the Persians wars using critical methods and 
    interpretative framework. Later, Thucydides (460 – 400 B .C) used scientific 
    methods in writing the History of the Peloponnesian war. He used the analytic 
    methods borrowed from science and philosophy in writing the history so as to 
    produce ‘an exact knowledge of the past as an aid to the interpretation of the 
    future.’
    Philosophy
    Philosophy is the study of nature and meaning of the universe and of human life. 
    The Greeks believed in rational explanation for the existence of the universe or 
    wise people. They believed that truth was relative and depended on how one 
    argued his or her case out notwithstanding whether what was at stake was 
    truthful or false.
    The philosophers tried to understand humanity’s relationship to nature, the 
    gods, individual to another and between the individual and the groups of human 
    society. Some of the most renown philosophers of ancient Greece are. Socrates, 
    Plato, Aristotle, Zeno, Epicurious. 
    Science and Mathematics
    Greeks made most pronounced legacy in science and mathematics. Various 
    personilities made numerous contributions. A few examples include:
    Aristarchus of Samos living around 200 B.C. discovered that the earth and the 
    other planet revolved around the sun.
    Eratosthenes discovered that the earth is spherical. 
    Euclid around 300 B.C, in his school at Alexandria, borrowed from the 
    ideas of other scientists from Mesopotamia and Greece and developed the 
    basic principles of geometry. Later other Greek mathematicians developed 
    trigonometry. In schools today, students still study Euclid geometry. Euclid also 
    noted that light travels in straight lines and described the law of reflection.
    Archimedes (287 -212 BC). He was a student of Euclid. He developed various 
    laws of physics. His discoveries included: the principle of determining specific 
    gravity and the basic principle of the modern conveyor belt. He is also said to 
    have known the use of the pulley system and the lever and once used them to 
    pull a loaded ship out of the sea and brought it to the beach. Today, there is even 
    a screw pump which bears his name. Archimedes also defined a spiral.
    Hero living in Alexandria, around 100 BC made a long list of inventions some of 
    which includes a fire engine and steam engine. 
    Hippocrates is known today as the father of medicine. He believed that sickness 
    is a result of natural cause and not a product of god’s wrath. He formulated the 
    Hippocratic Oath which outlines the responsibilities of the medical profession 
    up to today.
    Herophilus lived around 200 B.C. He made several discoveries on how the body 
    functions. The main ones were that blood is pumped from the heart through 
    the arteries to other parts of the body, the pulse is vital in revelation of sickness, 
    there exists a relationship between the brains and the nerves and lastly, the 
    brain is divided into many sections, each with its own functions in controlling 
    various parts of the body.
    Thales of Miletus (640 – 610 to 548 – 545 BC ) – He travelled widely and learnt 
    a lot during his travels. Thales brought Phoenician navigational techniques 
    into Miletus. He also revised the calendar, brought Babylonian mathematical 
    knowledge to Greece and used geometry to solve problems such as calculating 
    the height of pyramids and the distances of ships from the shore. Thales studied 
    astronomy in Babylon and came back home and predicted the eclipse of the sun. 
    Pythagoras (569 – 475 B.C). He was a philosopher and mathematician. He 
    studied astronomy and geometry before founding the Pythagorean cult. The 
    cult was devoted to the study of numbers which they saw as concrete. As a 
    mathematician, Pythagoras also investigated the ratios of lengths corresponding 
    to musical harmonies and developed methods of geometric proof. In geometry, 
    he developed the Pythagoras theory or Hypotenuse theorem that is still being 

    used today.

    Architecture
    Ancient Greeks excelled in great architectural works. Most of the formulas they 
    invented as early as the 6th Century B.C have informed the world of architecture 
    for the past two millennia. They built temples, theatre and stadiums which are 
    still the envy of the present world. We owe today our theatres and stadium 
    designs to this Ancient civilization.
    Greek architecture still influences many people today. The US Supreme Court 
    design, for example, was influenced by the Parthenon, the Greek temple to the 
    goddess Athena.
    Government and law
    Greeks are credited for introducing and practicing democracy, system of 
    checks and balances in government, equality before the law and active citizen 
    participation in the civic functions of the state. They also brought the issue of 
    political and civil rights which were limited to citizens of a city state. As citizens, 
    people had their duties and responsibilities to the state and fellow citizens 
    clearly spelt out.
    Athens was the first Greek city to set up a democratic government. All free men 
    were members of the government. They passed laws and were allowed to serve 
    on a jury of its 30,000 citizens, 500 were chosen on a yearly basis to run the 
    city. Those chosen were given stipends as token of appreciation for their work. 
    The outstanding Athenian leaders who contributed towards the development 
    of democracy were Solon (early 594 – 508 BC) Pericles (461 – 429 BC) and 
    Alexander the Great (336 – 323 BC).
    Art, music and dance
    Greek art, music and dance have exercised an enormous influence on the 
    culture of the present world. In art they made sculptures and statues of stones 
    marble, limestone and clay. Drinking vessels were made from lumps of gold, 
    silver or bronze, stamped with a geometric design. One of the great sculptors 
    was Phidias who lived during the 400 B.C. 
    He is credited with carving the massive statues of Athena which stood within 
    the Parthenon. He also carved the great statue of the seated Zeus at Olympia, 
    the site of Olympic Games – today listed as one of the Seven Wonders of the 
    World. Other well known sculptors were Praxiteles and Myron who both lived 

    in the 300s B.C.

    On music and dance, Greek folk music and the ballad-like reciting of epic poetry. 
    The Greeks created their art to look natural and realistic. The depictions of 
    nature, humanity and noteworthy events of society were designed to please 
    the public, support civic pride and to reinforce Greek ideals of beauty. 
    The Greeks civilizations as can be seen from these contributions left a rich legacy 
    to the modern world. However, it equally had it flaws. Women and slaves had no 
    political rights. Foreigners were also prohibited from owning land. These made 
    the Greek system to be discriminative by today’s standards.
    Religion
    The Greeks shared a common religion and belief system. They believed in many 
    gods and goddesses. Their belief system was also made up of heroes and myths.
    Greek gods and goddesses had human appearance. They also bore human 
    characteristics and attributes. The deities participated directly in human affairs 
    according to Greek beliefs. In addition, the Greeks believed in oracles to tell the 
    future and to give prophesies.
    Today, religion is common to humanity. It is based on a system of beliefs just 
    as during the Ancient Greek period. Belief in oracles is still practiced in games 
    and sports and many other fields of human endeavour. The belief in existence 
    of gods (or god), life after death, provision of sacrifices and offerings to god, 
    command of divine powers over human life and observance of festivals and 
    rituals in religious life, were evident in the Greek Civilization. We owe these 
    partly to the Greek Civilization.
    Belief in military power of a country
    Sparta was renowned for her military power. She built an army which proved 
    fatal to other Greek city – states and beyond. War was glorified and every effort 
    was made to train boys to serve in the military. Today, all world states have 
    developed their military along almost similar lines. A might of a nation is partly 
    seen through its military capability.
    During training today, like during the Spartan period, body and mind held a 
    central place. The recruits and those in service have their bodies and minds 
    hardened and shaped for war. This is also what took place in Sparta.

    The saying “all roads lead to Rome” attests to the fact of Rome’s contribution 
    to modern society. They made countless contributions to us in virtually all the 
    fields. Today, we use some of the inventions and innovations. The main ones 
    include:
    Christianity
    Rome allowed Christianity to spread and flourish in her empire. Ideas about the 
    faith spread easily inspite of persecution from some rulers and even citizens. 
    Today, Christianity is one of the major world religions. We owe it partly to some 
    Roman emperors.
    The same can be said on monotheism e.g. emperor Constantine made 
    Christianity legal thus elevating it above other religions. This gave it an upper 
    hand. Rome thus helped spread Christianity to other parts of the world.
    Government
    Representative democracy was reflected in the Roman republican system. 
    Senators represented groups of people thus bringing an element of democracy. 
    The people’s representation injected some checks and balances in the 
    governance process. 
    Power was distributed and not concentrated in one office. This form of 
    government has been emulated by governments in the world today. In a way 
    too, the Roman division of their republic into three branches: the Consuls 
    (who served as judges and army leaders) the Senators (who acted as political 
    advisers) and the Assembly (made up of army members whose role was to 
    approve or reject laws) mirrors the separation of powers found in democratic 
    governments today.
    Like modern democracies, the Romans through their “Twelve Tablets” had 
    something akin to a written constitution. The rules, like today, applied to all 
    citizens alike. They also referred to property, marriage, family, crime, theft and 
    inheritance.
    Architecture
    Architecture is one field in which the Romans made great strides in. Their 
    knowledge and skills have been acquired in the modern world. Their 
    architectural styles were evident in use of improved arches and columns of the 
    Greeks; the rounded domes, sculptures, frescos and mosaics. They also used 
    concrete, mortar and cement. This enabled them to develop some structures 
    which have withstood the test of time such as the pantheon and the colosseum.
    In their architectural work, we are able to witness symbols of their power and 
    creativity in mixing materials and creating masterpieces using new building 
    techniques for visual effect and structure enforcement. 
    These structures were made across rivers, included large networks of 
    underground channels which supplied water to cities and valleys. Later, through 
    the aqueducts, households benefited from indoor plumbing, an efficient sewer 
    system. Central floor heating or hot baths were also spread by the Romans even 
    though they were not inventors.
    Today all the innovations of Romans have made our life easy. Buildings, bridges 
    and harbours and pipeline transport for water are in use in virtually every part 
    of the world. The Roman architectural styles have also been copied in many 
    parts of the world e.g. the US capital building, the Lincoln memorial and most 
    state capitals in the USA.
    Entertainment
    Our idea for mass entertainment came from the Romans. People were 
    entertained in the forum and in the colosseum, Rome’s Amphitheatre which had 
    a capacity of accommodating 60,000 persons. Games were played, sports were 
    held, musical and theatrical performances, public executions and gladiatorial 
    combat performed. The colosseum’s floors also hosted mock naval battles for 
    public watch. Today mass entertainment is a feature of modern humanity.
    Roads
    Roman roads have greatly influenced our modern road construction. Some 
    of these roads are still in use today e.g. via Appia, an old road that connects 
    Rome to Brindisi in southwest Italy. Their highways were straight, plane and 
    resistant to damage. Like today’s highways, these roads use the most direct 
    route to connect cities. In fact, several of the modern roads connecting what 
    were Roman cities have followed routes that were chosen by the Romans.
    Calendar
    The Julian calendar (named after its inventor, Galus Julius “Ceasar”) gave a lot 
    to the modern calendar. (Which was reformed by Pope Gregory 1600 years 
    later). The calendar is still being used the way it was in many Greek Orthodox 
    churches.
    Our modern calendar has retained the names of the months as they were in 
    the Julian calendar. All the months’ names are derived from Latin e.g. January 
    (from “Janus”, god of the beginning of times) February (from “Februa” a Roman 
    festival), March (from “Mars” the god of war), April (from “aspire” meaning 
    “open”, referring to the blossoming of plants in spring), May (from “maia,” 
    goddess of fertility), June (from “Juno”, goddess of women and marriage, hence 
    the expression “June bride”), July (from Julius Ceasar himself), August (from 
    emperor Augustus), September (7th as March was the First month at the time), 
    and, October (8th), November (9th) and December (10th month). The use of 

    calendar has remained in today’s society.

    Meal system
    Ancient Romans invented the three-course meal that is popular in the world 
    today. Their meal was made up of starter, main dish and dessert. This tradition 
    was prevalent in the empire. 
    Law
    The modern world has also borrowed a lot from the Roman law. The Justinian 
    Dynasty opened the eyes of the world to the need for legal reform. This had 
    followed the Twelve Tables. But the ascendancy of the Justinian dynasty saw 
    steps being made towards reforming the Roman law. 
    Beginning AD 528, a panel of experts was assembled by the emperor to reform 
    the law. They came up with the codex, an updated collection of the laws. Later, 
    the Digest and the institutes were completed. All these saw the bringing to an 
    end of the legal reforms in AD 534. Together, these writings were called the 
    “Corpus Juris Civilis” the body of civil law”. They have greatly influenced law, 
    first in the western world and secondly, by extension to the whole world. 
    Literature, philosophy and history
    Poetry and use of satire in verse in literature were popular in the Ancient 
    Roman empire. Use of history to achieve nationalistic and patriotic ends was 
    a major feature among Roman historian’s works’ Like today, historians equally 
    criticized aspects of governance or regimes they felt took away the peoples’ 
    liberty. The Romans respected philosophy’s contribution to society. They were 
    guided by Greek philosophical schools. The Romans spread ideas of these 
    philosophies to the areas they controlled.
    Today, the world owes a lot in these three fields to the Romans. Even some of the 
    books they wrote in literature, philosophy and history have been interpreted in 
    other languages and are still being used today.
    Art
    Art was another area where the Romans have left an indelible mark. Uses of 
    realism, idealism and revealing of an individual’s character in a piece of art 
    have their origin in Ancient Rome. Today, art is dominated with these qualities. 
    We can also not forget the idea of beautifying homes with works of art in the 
    modern society. This was also popularized by the Romans. Use of frescoes and 
    mosaic have also their roots in ancient Rome.

    Science and mathematics
    This is an area where the world today also owes something from the Romans. 
    Although the Romans generally left scientific research to the Greeks, these were 
    their citizens hence their contributions are treated as Rome’s.
    In Egypt, the Romans left the Hellenistic scientists to exchange their ideas freely. 
    This made scientists like the astronomer – mathematician Ptolemy, to come up 
    with his theory that the earth was the centre of the universe, a mistaken idea 
    that was accepted in the western world for nearly 1,500 years. 
    The Greek doctor Galen made advances in the medical field. He insisted on 
    experiments to prove a conclusion. This medic compiled a medical encyclopaedia 
    which summarized what was known in the field of medicine at the time. This 
    book remained a standard text in the medical profession for more than 1,000 
    years.
    In addition, the Romans, popularized the use of science. They applied geography 
    to make maps, and medical knowledge to help doctors improve public health.
    Currency and trade
    Throughout their reign, the Romans maintained a stable currency and a prosperous international trade. Stability of currency and promotion of international trade are today still vital economic issues.



     



    

  • UNIT12:CAUSES AND IMPACT OF AMERICAN REVOLUTION

    A revolution is a fundamental change that sweeps across political, social 
    and economic spheres of life in a given society. A revolution is either gradual 
    (peaceful) or sudden (violent). It occurs in a society not because people want it 
    but due to unbearable circumstances or conditions experienced by the masses.
    Between 1765 and 1774, a revolution broke out in North American colonies 
    as a peaceful political and economic reform movement but later in April 1775 
    embraced a violent approach against London leaders. It had been the same 
    scenario in France French revolutionaries wanted political reform from the 
    Bourbon Monarchy that had ruled France for about 500 years.
    American Revolution of 1776 is recognized as the decline of Modern Times 
    History. It marks the beginning of changes that transformed world evolution 
    during contemporary Epoch. This revolution had been the first to attempt on 
    Absolute Monarchy powers that ruled Europe since the medieval period. 
    Before analysing the causes of the 1776 American Revolution better an overview 
    is made on this part of the world inhabited and ruled up the outbreak of this 
    revolution.
    12.1.1. American settlement
    - Since the 15th century AD (end of the Middle Ages), central and southern 
    America was well known to Europeans through transoceanic voyages 
    discoveries. Christopher Columbus and Amerigo Vespucci reached 
    American coast in 1492 AD. But the rest of the Northern America came 
    to be known after in the 17th century during the European colonisation. 
    This part of America was turned into a settlement and exploitation colony 
    where numerous peoples especially whites from Europe (British, French, 
    Dutch, Spanish, etc.) shared all of its lands.
    ─ The Indians, as the indigenous peoples, lived in the modern Canada;
    ─ The British, numerous, settled along the Northern coast of Atlantic 

    ocean in modern United States of America;

    ─ The French occupied Saint Lawrence valley and Louisiana State;
    ─ The Dutch settled for a short time New York;
    ─ The Spanish occupied California, Texas and Florida States;
    ─ The first Black Africans settled America in 1619 where they were 
    used as slaves working on European plantations. Due to this forced 
    labour system, Blacks were scattered from eastern to western coasts 
    of America but most of them settled North and South Carolinas, 
    Virginia, Georgia and Maryland where were working on sugarcane 
    and cotton plantations.
    12.1.2. Creation of the Thirteen North American colonies
    Between 1606 and 1733, the British created in North America thirteen colonies 

    depending on the British Crown’s rule.

    Those colonies were: Pennsylvania, Massachusetts, Georgia, Virginia, Rhode 
    Island, New Hampshire, New York, New Jersey, Maryland, Connecticut, 
    Delaware, North Carolina and South Carolina.
    Politically and economically, all these colonies had to report to the British 
    crown in London through the British representatives appointed in American 
    and small number of American born local authorities working on behalf of the 
    British.
    This situation lasted from the inception of these colonies up 1765 where started 
    peaceful petitions of Americans on the way they were treated on their own 
    land. The harsh rule of the British crown in North America created discontent 

    that progressively amounted in a violent revolution of between 1774 and 1776. 

    The American Revolution of 1776 broke out during the reign of King George 
    III in England due a number of factors which were economic and political in 
    nature and character.
    12.2.1. Political causes
    The rise of nationalism and liberalism in America in the opening years of 
    18th century: American colonies were not visibly represented in the British 
    administration and British Parliament was in the majority of the British 
    whereas a great number of Americans were so literate and had no participation 
    in political matters.
    The rise of literates’ class and philosophers like Sam Adams and Thomas 
    Jefferson: These ones persuaded all Americans to fight for their freedom
    from the British hands. This determination resulted in American war for 
    independence of 1776.
    Military and financial assistance from France: France sent troops led by 
    General Marquis Delafayette to America with the prime objective of revenging 
    against Britain which from 1756-1763 fought, defeated France and grabbed 
    France colonies of India and Canada. During this assistance, France lost (spent) 
    2000 million French livres as a financial assistance.
    Long distance between Britain and America contributed to the sending of a 
    few British troops in America to put under control all colonies security: This 
    weakness helped a lot American revolutionaries get their independence.
    Taking back of the charter of Massachusetts: This aimed to end American 
    local self-government.
    The effects of Anglo-French war of 1756-63: During this war, France was 
    fighting with Britain over profitable colony of Canada. The war ended with 
    the defeat of France by Britain and taking over Canada. The effect of this was 
    that it weakened Britain financially and encouraged the Americans to revolt 
    against her. Britain also raised taxes to solve financial crisis at home. Americans 
    protested against the tax increment. The role played by revolutionary leaders. 
    The most notable one was George Washington. He organised the minutemen 
    and mobilised foreign support to fight for their independence.
    The character of King George III of England:He came to power in 1760. Unlike 
    the former kings, he wanted to bring American colonies to closer control. In 
    order to achieve this, he introduced a number of harsh laws. He was also so 

    rigid that he refused to change the taxation system.

    The oppressive rule of the British government: The British leaders such as 
    Greenville, Townshend and Rocking were harsh to the Americans. They did not 
    allow freedoms such as of speech, press and worship. There were no fair trials 
    in courts of law. All these annoyed the Americans.
    The passing of intolerable acts: These included the Stamp Act whereby 
    revenue stamps were put on printed materials and commercial documents like 
    news papers. It was replaced by Townshend Act whereby the British chancellor 
    levied taxes on lead paper, paint, glasses and tea. These were received with 
    negativity by Americans making them to begin a war of independence.
    12.2.2. Economic causes
    Protectionism on American goods imposed by the British King George III:
    This was a strict restriction to Americans for only buying the British-made 
    goods and selling their agricultural products to Britain. This measure prevented 
    Americans from getting new goods from abroad. It resulted in fighting for their 
    trading rights.
    British mint: Any banknotes used in exchange had to bear King George III’s 
    portrait. This hurt more Americans. 
    Financial policy: No American could own land without British Parliament 
    clearance authorization. To own it he had first to submit land request to the 
    British parliament and pay money for that.
    The Boston massacres of 1770: After the Townshend Act, the Americans 
    started shouting and throwing snow and ice to the English troops. The troops 
    responded by firing and killing them at Boston. This is what came to be known 
    as the Boston massacres. It drove the Americans into a war of independence 
    against the British.
    Undemocratic nature of the British leadership: The Americans were not given 
    chance to participate in the politics of their country. This made them inferior. 
    Only the rich were elected to the colonial assemblies as opposed to the poor. 
    This was opposed by the majority hence leading to the revolution.
    Inter-colonial congress at Philadelphia: In 1774, representatives from all 
    colonies met at Philadelphia. It was there where they started preparing for war. 
    They chose George Washington as the leader of the revolution. They trained 
    soldiers known as minutemen and started seeking for assistance from other 
    countries.
    The Boston Tea Party in 1773: This was when the Americans dropped boxes 
    of tea from Britain into water at Port Boston at night. This made the British
    government furious. The government decided to close the Boston harbour. It 
    also punished Americans so as to pay back the tea. This too led to American 
    Revolution.
    Trade monopoly by the British: In America, trade was exclusively done by 
    the British. All European goods imported to the colonies had to pass through 
    England for taxation. The British benefitted while the Americans did not. On 
    top of that, the imports were expensive compared to exports. This exploitation 
    made the Americans to revolt for their independence.
    Other causes were unfair judicial system of Britain and the restriction for 
    colonies to occupy new lands of Ohio and Louisiana.
    12.2.3. Social causes
    ─ The role of political philosophers: These were intellectuals and 
    great thinkers who exposed the wrongs of the British government to 
    the Americans. Philosophers such as Thomas Penn and Patrick Henry 
    inspired and awakened Americans to fight for their independence. 
    They used newspapers such as New York gazette, American Mercury 

    and The Boston News-Letter.

    Foreign support: The Americans got foreign support from other countries such 
    as France, Germany and Spain. These countries gave Americans military, moral 
    and financial support. This increased the determination of Americans to fight 
    for their independence.
    Religious intolerance: There were religious differences between the 
    Americans and the British. Americans had many religions which were different 
    from the British Anglicans. The British forced Americans to adopt their religion 
    against their will. The protestant religions practiced by the Americans included 
    Lutherans, Puritans, Huguenots and Presbyterians. Americans strongly opposed 
    it thus leading to the revolution.
    To put an end on all of these Intolerable Acts, American colonists headed by Sam 
    Adams later George Washington started fighting in April 1775 by destroying 
    Boston Tea plantation and by dumping into Atlantic Ocean 342 tea sacks 
    downloaded from British trading ships.
    Informed of the situation, the King George III of Britain reacted by sending the 
    British troops to Boston who killed a great number of American colonists on 
    April 19th 1776. This date is known as “Massacres of Boston”.
    However, fighting went on and American feelings grew stronger because the 
    British government seemed unwilling to give in at all (reform its policy on 
    colonies). Finally, on July 4, 1776, representatives of the colonies signed the 
    Declaration of Independence. This increased the king’s anger but the French 

    fleet and 6000 troops helped the American colonies win. 

    The American Revolution had a great impact on today’s world political, social 
    and economic systems. Let us now look at its effects:
    The revolution led to loss of lives. Many people including soldiers, civilians, 
    Americans, the French and the British died in the war.
    It led to destruction of property such as buildings, roads, bridges and 
    communication lines.
    It led to the inclusion of blacks into Americans citizenship, a privilege which 
    had earlier been denied to them by the British.
    The monopoly of the protestant church was removed and after the revolution. 
    There was freedom of worship among the Americans. It increased religious 
    freedom in all states of America. The citizens were no longer forced to join 
    Protestantism. Many churches came up. Other Americans became Muslims.
    It led to French Revolution due to the effects it had on the French government. 
    For example, there was a financial crisis in France. There was also the spread 
    of revolutionary ideas by the ex-soldiers of the American Revolution such as 
    General Lafayette.

    Marie-Joseph Paul Yves Roch Gilbert du Motier, Marquis de La Fayette (6 September 
    1757 – 20 May 1834), known in the United States simply as Lafayette, was a French 
    aristocrat and military officer who fought in the American Revolutionary War, 
    commanding American troops in several battles, including the Siege of Yorktown 
    ...
    It led to the granting of independence to the American colonies. At Paris treaty 
    of 1783, the British king recognised the colonies of America to be free, sovereign 
    and independent. The 13 states were now free to join together and become the 
    United States of America.
    There was liberalisation of trade after the American Revolution. The Americans 
    were free to carry out trade without the British monopoly. The British limitations 
    on American trade were removed, allowing the marine merchans to trade freely.
    It created good diplomatic relationship between France and America. This 
    was due to the assistance rendered by the French to the Americans against the 
    British imperialists. France provided Americans with arms and a combat army 
    to serve under George Washington. They also sent a navy that prevented the 
    second British army from escaping from Yorktown in 1871.
    It increased the status of women and subsequent women emancipation. Women 
    now took control of the families and catered for school going children. Men 
    were away fighting for independence. The revolutionary war affected women 
    by placing them in non-traditional roles. As men went off to war, women were 
    left to fill jobs typically fulfilled by men. This in turn changed society by showing 
    the world that women could do what men can do.
    American Revolution increased the status of George Washington for his role in 
    gearing the struggle for independence. During the American Revolution, he led 
    the colonial forces to victory over the British and became a national hero. Its 
    success was attributed to him. He later became the first president of America.
    Other effects included: The creation of a new state; Introduction of a 
    democratic regime or democracy; The 1st American constitution drawing up; 
    Washington, the First USA President’s name, was granted to the capital city of 
    the federal government; Rise of American patriotism; Education improvement; 
    Reinforcement of French prestige and the fall of the British one; Spread of 
    diseases; Decline of British economy; Colonization of Africa; Displacement of 
    people (migration and refugees); New currency (USA Dollar); Improvement 
    of transport in America; Financial crisis in France; Development of strong 
    capitalistic economy in USA; End of trade between Britain and USA; Spread of 
    American culture; Rich people out of the war; Unemployment in America and
    food shortage especially during the course of the struggle for independence. 
    In 1783, a peace treaty was signed, and Britain recognized the thirteen colonies 
    as independent. England did not lose any other colonies, however.
    After the signing of that treaty, as mentioned in the effects above, these colonies 
    tried to organise themselves by making people equal under the law. Besides, they 
    eventually created “a federal Republic that is, a group of separate states, each 
    giving up some governing rights to become united under a central government. 
    Also, under the leadership of George Washington (The 1st President of the 
    United States of America), the Americans after the war drafted a democratic 
    constitution based on the principles of the British.
    The Americans believed in written constitutions and in limiting the powers of 
    government. Besides the federal constitution, all thirteen states had written 
    constitutions that separated legislative, executive and judicial powers and 

    included a bill of rights (amendments).

  • UNIT 13:THE 1789 FRENCH REVOLUTION



    France pursued a monarchical system of government. She was one of the 
    dominant powers in Europe. She had enjoyed this status for long. This made 
    her the envy of many powers. Her greatest rival was Great Britain. As a country, 
    she found herself in great difficulties as shown below:
    13.1.1. The Enlightenment period
    The age of reason had opened the people’s eyes. In France, where most of the 
    philosophers were found, Enlightenment ideas made people to question the 
    inequalities of the old regime which still operated on the basis of divine rights 
    of kings. The biased treatment by the government of sections of the population 
    did not go down well with the majority of the citizens. To them, the favoured 
    position of the clergy and nobility went against reason. Therefore, there were 
    calls for fair treatment of all classes throughout France.
    13.1.2 Colonial wars among European nations
    There were increased wars among European countries to acquire colonies in 
    different parts of Europe and the Americas. Weak European nations wanted 
    to acquire colonies so as to conquer them hence increase their power and 
    prestige. Interestingly, on the eve of the French Revolution, Europe was very 
    varied. Western Europe was generally more advanced than Eastern Europe. In 
    the north, Sweden was the most important power. It controlled Finland and 
    some territories in Germany. Denmark in the North was equally powerful. It 
    controlled Norway and had a large navy. In Eastern Europe, Russia and the 
    Ottoman Empires were the most backward. Russia nursed feelings of territorial 
    expansion in the Baltic Sea and Asia. It had, prior to the revolution, allied with
    Prussia and Austria to divide Poland among themselves. This was done under a 
    Russian ruler, who was a true product of the Enlightenment, Empress Catherine 
    II, the Great.
    The Turkish (Ottoman) empire held power over the Christian people of southeast Europe (the Serbs, Wallachians, Bulgars, Greeks and others). It also 
    controlled Asia Minor and North Africa. Russia wanted lands in this empire. In 
    south east Europe, there was the kingdom of Hungary. It controlled modernday republics of Czecholslavia (Moravia and Bohemia), Galicia (today part 
    of Poland) Croatia and some territories in Northern Italy. It also controlled 
    Belgium. All these territories were controlled by the head of the Hapsburg 
    family in what was known as ‘The Holy Roman Empire of the German Nation’.
    This was a loose grouping of more than 300 states covering modern Germany 
    and some areas beyond. Most of these territories, although controlled by 
    Germany, were not made up of Germans. Like Russia, it was ruled, by a ‘disciple 
    of the Enlightenment’ known as Joseph II when the French Revolution occurred. 
    Another powerful empire was Prussia. Like other empires, it had interests of 
    colonial acquisition. 
    It was interested in territories controlled by Austria and Poland. By the time 
    of the French Revolution, Prussia had been under the rule of Fredrick II. He 
    died just before the revolution. The powerful European powers even wanted 
    territories in Italy, which at this time was still a combination of kingdoms. Spain 
    was another great power. It had many colonies in the Newlands. Britain wanted 
    these colonies, too. Spain thus formed an alliance with France to keep away 
    British advances. 
    It, however, fought with Britain from time to time. Portugal was another 
    European power. It still had a large colonial empire although it had lost most of 
    her colonies to the Dutch. Portugal formed an alliance with Britain to safeguard 
    her territorial interests. 
    Generally, the period towards the French Revolution came at a time when 
    colonial wars among the European states were being experienced. It was 
    characterized by war and rivalry.
    13.1.3 Political problems in France
    France faced numerous problems by the time revolution took place. These 
    problems can be traced back to the 17th and early 18th Centuries and some 
    even much earlier. The ancient regime had a chaotic legal system. For example, 
    in 1789, there still existed 360 different feudal codes of law in different parts 
    of the country (there were numerous feudal courts in a town). The government
    tried to regulate affairs in over 40,000 townships but things were very slow as 
    they were controlled from a central authority – Paris. 
    Nearly all powers in national matters were in the hands of the king and his 
    personal advisers. The kings were absolute monarchs. They cared less about 
    the welfare of the people. The king’s word was law and the state was like his 
    personal property. France was thus under an undemocratic and repressive 
    regime that cared less about the welfare of the bulk of its population. People 
    detested the government but they could do nothing about it. It was just a matter 
    of time before they rose up in arms against the regime.
    13.1.4. Deterioration in economic conditions
    It is estimated that peasants at the time of the revolution were 23 million out 
    of a population of 25 million. Most of the peasants were poor and heavily taxed. 
    They were thus very discontented and depressed. Most of them lived in the 
    rural areas. There were direct taxes on land and households (poll). These were 
    collected by government officials. There were also a myriad of indirect taxes. 
    The way these taxes were collected was ruthless and inhuman. Many peasants, 
    unable to pay, were severely punished. Things were not different for the 
    bourgeoisie. Although they mainly lived in towns, they were equally weighed 
    down by the heavy taxes. Besides having political grievances, the middle class 
    had several economic grievances other than heavy taxation.
    The finances of the government during the reign of the King Louis XVI were 
    deteriorating. This was of the cost of France’s support to Americans in their 
    war of independence (1775–1783). There was extravagance and luxury of the 
    court at Versailles which housed the royal family and bad financial management 
    made the government expenditure to exceed its income. To address the issue, 
    the government resorted to domestic borrowing. It took loans from the nobility, 
    the bourgeoisie and the church. The bourgeoisie were unsure whether they 
    could get back their money because the government had been bankrupt long 
    before 1789. The middle class was further angered by the government’s policy 
    to exempt the nobility and the church from taxation.
    In the clergy class, the parish priest was just like the peasant. He was poor and 
    not entitled to those privileges enjoyed by the higher clergy such as bishops. 
    In the army, the same fate befell the ordinary soldier. In a nutshell, before the 
    outbreak of the revolution, the French society had serious economic problems 
    which made the life of a majority of the population difficult. There was also 
    a general economic decline from the 1770s. Later, in 1780 there were bad 
    harvests which made food prices to rise, especially, the bread.
    13.1.5. Social problems in France
    Many social problems faced the French society before the revolution. 
    Segregation in virtually all the fields – government, army and the church were 
    the most annoying. There was also abject poverty among the peasant, priests, 
    ordinary soldiers and some sections of the middle class. Life to these groups of 
    people was very difficult yet the authorities did little to address their problems. 
    Poverty brought great hunger, especially in the urban areas. The division of 
    people according to classes was another major social issue.
    Those who were not favoured felt unwanted. Many were therefore; ready to join 
    opposition against the government whenever such an opportunity presented 
    itself. 
    In spite of these challenges, France, for more than a century, since the early days 
    of Louis XIV, had remained the undisputed leader of European civilization. It 
    gave Europe its ideas, fashions, language and even its codes of polite behaviour. 
    The country enjoyed stability of leadership unmatched by any European 
    power; she had a line of kings which with its branches had continued for 800 
    years. The country possessed a wealth and a culture far beyond all the other 
    European powers.
    The success of the American Revolution encouraged French people who wanted 
    far-reaching changes in their own nation. Discontent there had been growing 
    for a long time.
    In fact, France was under the Monarchy that had reigned for over 500 years. 
    Monarchs right from Louis XIV to XVI were despotic and French society was 
    still divided along feudal lines where inequality might breed discontent.
    This was one of the greatest revolutions witnessed in the history of humanity. 
    It had ramifications in virtually all sectors of life. Its causes were as varied as 
    its consequences.
    Its aims were crystallized after it had brought change in the society. This was 
    brought out in the triple watchword of “Liberty, Equality and Fraternity”


    The French revolution had both long and short-term causes. Its origins are said 
    to have stretched back into the 17th and 18th Centuries.
    The outstanding causes were as follows:
    The poor political existing government: It had very poor practices. The 
    government agenda ran systems that were so chaotic in virtually all areas. It 
    closed its doors to political reform, which was taking place in other parts of 
    Europe, especially Britain. The king enjoyed absolute power and cared less 
    about what took place among the population. Common citizens had no say 
    or share in the government. The peasants were underprivileged while the 
    educated were unhappy with their exclusion from official position at the head 
    of the army, the navy and the diplomatic service.
    The influence of the philosophers: The ideas of the philosophers of the 
    Enlightenment period had great influence over the middle class and other 
    people of the French society. Ideas of key outstanding personalities such as 
    Voltaire, Diderot, Montesquieu and Rousseau had a strong impact on the people. 
    According to the people, it was time such great ideas were put in practice. This 
    was part of the causes of the French revolution.
    Example of the American Revolution: America provided a practical example 
    of how a revolution could be organized and its benefits. The French rulers 
    had supported the Americans against their masters, the British. She did this 
    to revenge her loss of colonies in Canada and India to the British during the 
    seven-year war (1756–1763). 
    When Americans won, the French rulers were happy about the victory. Little 
    did they know that it could influence a revolution in France. French soldiers 
    who participated in the war were influenced by oppressive democratic ideas. 
    They reflected on why the Americans rose up in arms against the British. It 
    dawned on them that the conditions back in France were worse and equally
    oppressive. Americans rose against heavy taxation, yet the French were also 
    heavily taxed by the government.
    Bankruptcy of the French government: The French government, as we have 
    already observed, had been bankrupt for many years before the revolution. 
    This was caused by the luxurious lifestyle of the kings and members of the royal 
    family. Exemption of the nobility, higher clergy and -the church from taxation 
    led to loss of Canada and India to Britain. French involvement in the American 
    War of Independence also contributed to its bankruptcy. All these forced the 
    government to live on debts, which were a costly affair altogether. The bankrupt 
    government could not provide essential services to its citizens. 
    The bankruptcy made successive government ministers for finance to 
    advise on taxing the exempted groups: This was first never supported by 
    the king (due to opposition from the groups concerned) but the worsening 
    economic conditions, made the king to accept the idea in May 1789. To enforce 
    the recommendation, a meeting of the estates-general was to be summoned. It 
    was this meeting that began a revolution. The third class had to be handled well 
    for things to move according to plan. This meant removing some of the burden 
    of taxation from their shoulders and putting it onto into those of the first and 
    second classes. This was not to be.
    Character of King Louis XVI: Louis XVI was weak and indecisive. His personality 
    contributed to the revolution. Louis XVI was inconsistent in his actions.

    At every stage in the revolution he encouraged reform and then drew back. 
    This was dangerous and things were made worse because he was influenced 
    by his wife, Marie Antoinette. Being an Austrian, she was viewed with contempt 
    because it was the French alliance with Austria which made France to fight in 
    the seven-year war, which led to the loss of Canada and India. Marie Antoinette 
    had partly contributed to the people’s hatred of her. She was ignorant of the 
    need for reform and was unsympathetic to her people’s situation at the time. 
    The queen is said to have misadvised the king into making unpopular decisions.
    Inflation: There was high inflation which led to increase in the price of various 
    goods. 
    However, the rise in prices did not have a corresponding increase in salaries. 
    The result was widespread poverty among the peasants.
    Bad weather of 1788: Climate equally contributed to the revolution. There 
    was bad weather in 1788 which ruined the harvest. This eventually raised 
    the prices of maize, bread and other foodstuff, bringing about widespread 
    starvation. There also followed a severe winter in early 1789, which besides 
    the unbearable cold conditions froze all rivers and ports in the country.
    The result was even greater distress. Coupled with a treaty France had signed 
    with Britain in 1786, which allowed cheap British manufactured goods into 
    France in return for corresponding concessions on French wine, there was 
    much suffering in the society. Unemployment increased and people moved to 
    towns, hoping to get better conditions. These people brought into being the 
    characteristic Paris mob of the revolution – idle, desperate, ready to cheer on 
    the most extreme measures and destined to sway the fortunes of events on 
    several vital occasions.
    All these factors jointly contributed to the breakout of the revolution in 1780. 
    The process began with the king’s, summoning of the Estates-General meeting 
    on 5 May 1789.
    13.2.1. The course of the 1789 French Revolution
     13.2.1.1. The calling of the Estates General Meeting
    It was the first major event in the course of a revolution. It was called upon 
    the advice of the financial minister Necker to discuss the social, economic and 
    political issues of France whereby people were to present a list of grievances
    (Cahiers des doléances).
    These grievances included: lack of a constitution and an elected assembly, need 
    to reduce the burdens of taxation, insuring the freedom of press, abolition of 
    feudal dues and feudal courts as well as the notorious Lettres de Cachet, ending 
    the privileges and exemptions of the clergy and nobles, promotion on merit in 
    army and education, confiscation of the Church’s properties.
    The point to note is that the grievances of the first and second classes were 
    contracting with each other but those of the third Estate were uniform. What is 
    important however was that none of the three groups wanted to do away with 
    the monarchy but wanted the King’s despotic powers reduced.
    When bitter disagreements increased it led to the third Estate to declare itself 
    National Assembly under Honoré Gabriel Riquet, Comte de Mirabeau and 
    even called upon the clergy and noble to join him.
    Significances of the event
    It marked the beginning of the French Revolution. This was after the Third 
    Estates had declared itself the National Assembly. At this point in time, the 
    French revolutionaries got a firm ground to begin to challenge the position and 
    powers of the Ancient regime.
    It showed weakness of the King Louis XVI. It should be noted that, he failed to 
    control the three Estates after disagreements that had risen over the sitting 
    arrangement and voting procedure. More weaknesses were shown by Louis 
    XVI when he ordered the nobles and the clergy to join the National assembly 
    which was established by the members of the Third class.
    It showed unity of the Third class members. In fact, it was on May 5th, 1789, when 
    King Louis XVI exposed his weakness. On this day, the Third Estate members 
    exhibited their unity during the time they were taking the Tennis Court Oath 
    on June 20, 1789. On the other hand, the members of the lesser nobility and 
    lower clergy showed their disunity to the public when they decided to join the 
    National Assembly.
    It started the beginning of Parliamentary democracy because for about 175 
    years, the Estates General Meeting had never sat, and it just resurrected on 5th
    May 1789.
    The French Parliament which had passed about 175 years without functioning 
    was resurrected. In fact, it was from May 5, 1789 that the National Assembly 
    could regularly meet and discuss different issues that affected France.
    It led a foundation stone for the members of the Third Estate to start demanding 
    their rights. It was not due to the Estates Meeting, the members of the Third 
    class would not have got a chance of forwarding their grievances. 
    13.2.1.2. The Tennis Court Oath of June 1789
    The King decided to call a meeting of all three classes and for this purpose it 
    was necessary to clean the hall. Without any notice, the Third class workers 
    closed the hall and then the delegates arrived they were shocked at finding 
    the hall closed. With no alternative left, the Third class members proceeded to 
    the Tennis court and they took an oath: “Never dissolve until France gets a new 
    Constitution.”

    On June 20, 1789, in response to a financial crisis in France, representatives of 
    the common people gathered at a tennis court at Versailles after the king had 
    deprived them of their usual meeting place. They swore not to disband until 
    they had drawn up a new constitution, an event known as the Tennis Court 
    Oath.
    Significance of the event
    It showed a deliberate act by the King to deny the Third Estate a chance to use 
    the Hall. It gave them the strength to struggle against the Ancient regime.
    13.2.3. The Royal session of 23rd June 1789
    The Royal session wall was called on 23rd June 1789 and at this time the King 
    had realized the possibility of trouble and was very sad, because the Third class 
    refused to follow his orders. In his speech, he announced a number of reforms, 
    but made one mistake of ordering the Third class to separate with other classes. 
    He also declared that it was illegal for the Third class to call itself the National 
    Assembly.
     After the King left the Hall with the First and the Second classes’ delegates, the 
    Third class’ members seated and when the King ordered through his messenger 
    that they should leave the Hall, Mirabeau, the leader of National Assembly 
    replied: “Go and tell your Master that we are here by the will of the people, and 
    we shall not leave until the point of bayonets.”
    Significance of the events
    ─ It marked the first victory of the 3rd class members because on 27th
    June 1789, the king accepted that the nobles and the clergy should be 
    joined to the 3rd class members in constitution making.
    ─ The meeting partly marked the end of dictatorship in France.
    13.2.4. The Storming of the Bastille on July 14th 1789
    Bastille acted as a symbol of despotism of the French aristocracy. It was a 
    highest prison of all victims arrested under the king’s royal chits (Lettre-deCachet) following the dismissal of Jacques Necker on 11th July 1789 from being 
    a financial controller. The people realized that the king had followed the Queen’s 
    advice as usually.
    The invaded the French great military depot and hospital at Les invalids where 
    they seized arms on the morning of 14th July 1789 and moved on Fortress prison 
    of Paris Bastille which was known to contain large quantities of gunpowder. 
    They fought with the guards and forced the prison official to surrender.

    On July 14, 1789 an angry mob, tired of the oppressive brutality of the French 
    monarchy, captured the Bastille, the royal prison in Paris.
    Significance of the events
    July 14, 1789 became a memorable liberation day in France. This was the day 
    on which Bastilles Prison was stormed by the revolutionaries. Besides, up to 
    now the 14th July every year is a National day in France and is a public holiday.
    After the fall of Bastilles Prison, the Royalist Flag which was white was removed 
    and replaced by the tricolour flag of Blue, White and Red. This signified that the 
    Ancient regime had begun to experience its downfall and the French revolution 
    was swiftly taking control over the French political situation. 
    The Royal Guards were replaced by the National Guards after the fall of Bastilles 
    Prison under the command of General Marquis de Lafayette. These troops had 
    the duty of safeguarding the French revolution and all its successes.
    It forced many unsatisfied nobles and clergy into exile in Austria, Russia and 
    England and these were later called Emigrés.
    Prisoners were released and most of them were detained under the infamous 
    law of “Lettre-de cachet”. Immediately after being released, they began killing 
    nobles and the clergy.
    The revolutionaries formed a new government based at Paris. King Louis was 
    simply left in control of Versailles alone. It marked the collapse of dictatorship 
    and other forms of torture in the French society. 
    13.2.5. The Session of the 4th August 1789
    The abolition of feudalism came on the 4th August 1789 when the Assembly 
    met at Versailles with the king. The Assembly enacted a decree of abolition of 
    feudalism, peasant’s land-lord relationship. Thus, feudal dues and feudal course 
    were abolished. The inequality of all classes on taxation was inaugurated or 
    introduced. But the king refused to sign a document denouncing feudalism.

    French citizens cheer as members of the National Assembly announce the 
    decision to abolish the privileges of the nobility. Before the night of August 4, 
    1789, was over, the assembly had abolished the feudal system in France.
    Significance of the event
    Feudal coasts where peasants who had misunderstanding with their land-lord 
    were judged from were abolished.
    The notorious titles and all laws that oppressed the peasants were abolished;
    Lettres-de-Cashet was all abolished.
    The meeting marked the destruction of the old order of the Ancient regime.
    13.2.6. The declaration of rights of man
    After the abolition of feudalism, the National Assembly took the name of the 
    Constituent Assembly and was in position to make a Constitution under the 
    guidance of Lafeyette. The first Framework of the French Constitution contained 
    the declaration of Human Rights as it is introduction and it was formula on the 
    model of U.S.A.
    The main point of the Constitution was the declaration of the rights of man 
    and citizens. It contained such phrases like equality of man before law, liberty, 
    and fraternity, freedom of speech, expression and worship. The revolution of 
    masses against injustice was a holy duty.
    But they made a mistake of leaving the king with too many powers to veto 
    (refuse) what had been passed by National Assembly, which powers he used to 
    refuse to sign the declaration of rights of man and the decree of the 4th August 
    1789, which led to the march of women.
    Significance of the event
    The declaration of rights of man and citizens brought equality of all men before 
    the law in France. No more privileges were to be granted to anybody because of 
    the accident of birth right or social status.
    The rights that were announced laid a foundation stone for fundamental human 
    rights and freedom wide world. It is this context that the 16th article of UNO 
    charter about the fundamental rights of man and citizens was extracted from 
    the document of August 27, 1789 declaration.
    It elevated the status of France in Europe. In fact, France became the point of 
    reference as far as the liberation of human race was concerned in Europe and 
    beyond. 
    The French masses got a chance of participating fully in formulating State 
    policies through democratic elections and parliamentary deliberations and 
    debates. They also got universal right to vote.
    13.2.7. The march of women to Versailles on 5th October 1789
    The king’s refusal to sign the decree of 4th August 1789 and the Declaration of 
    rights of man plus increased of price of bread and a mobilization from Austria 
    led to the march of women whose cries would be the most heard.
     On the 5th October 1789, a huge group of women followed by men dressed as 
    women began their move from Paris to Versailles aiming at the king reducing 
    the price of bread.
     When the king was called from his daily game (hunting), he was surprised and 
    promised special food for the people of Paris and agreed to sign the Declaration 
    of right of man as well as the decree of 4th August 1789.
    Significance of the event
    This event signified that everybody in France was concerned about the 1789 
    French Revolution. Before, women had played an active role, but this round 
    they became part of it.
    King Louis XVI was compelled to accept and sign the declaration of the rights 
    of man and citizens.
    The National Assembly was transferred from Versailles to Paris. Versailles 
    which had been the strong hold of the Bourbon Monarchy lost its importance 
    in favor of Paris that was the bleeding ground and centre of the 1789 French 
    Revolution.
    King Louis XVI was forced to promise special food relief to the masses. At the 
    same time, he also accepted to reduce the price of bread.
    It was a great humiliation to the royal family as they were moved from Versailles 
    to Paris following day, 6th October 1789.
    13.2.8. The Civil Constitution of the Clergy
    The Assembly went on in its determination to change the position of the Church 
    in France. The Pius VI in Rome was not to have any power in Church affairs in 
    France. All Bishops and Priests became servants of the State and salaries of the 
    High clergy were reduced while those of lower clergy were increased.
    Significance of the events
    It ends the privileges of the Church in France. Politically, the Pope’s influence in 
    France was reduced. The clergy members who refused the above were either 
    killed or forced into exile.
    13.2.9. The King’s flight to Varennes of 22nd June 1791
    As the revolutionary changes increased and became so violent, the king got 
    afraid and decided to escape from the country to save himself and his family by
    fleeing to Austria in order to join other Emigrés. Unfortunately, the king and his 
    wife were identified to Varennes few miles to the French – Austria border and 
    brought back to Paris. It was a worst experience for the royal family; they were 
    abused, mocked and spat by the mob through each opening.


    On June 20, 1791, King Louis XVI attempted to escape revolutionary France and 
    flee in disguise with his family to Austria. However, he was caught at Varennes 
    and returned to Paris. Two years later he was executed. 
    Significance of the event
    The flight gave to the new favor of republicanism because King Louis XVI was 
    looked at as a traitor. Many people felt that it was no longer necessary to trust 
    the king with all the powers of the State.
    The revolution was led by the extremists like the Jacobins who led to the Reign 
    of Terror. Other European countries like Austria, Britain and Prussia became 
    scared by event in France and began preparing for the war against the French 
    Revolution.
    13.2.10. The new Constitution of September 1791
    The new constitution was completed by the National Assembly in September 
    1791. According to it, the Assembly was to consist of 745 members and they 
    adopted a system of indirect voting where all men over 25 years paid a tax
    equivalent to a three days work pay and became active citizens. France was 
    divided into Districts which were later divided into Communes. This Constitution 
    made France a Constitutional monarchy, with a monarchy with power limited 
    by written law.
    Still people could not agree over the aims of the Revolution. Once again, 
    they began to fight over control of the government. In 1792 they abolished 
    the monarchy. The following year, in 1793, they executed King Louis XVI by 

    guillotine.

    During the French Revolution (1789-1799), King Louis XVI of France was tried 
    treated as a traitor and condemned to death. His execution by guillotine, which 
    took place in a crowded plaza in Paris, was a public spectacle. 
    13.2.11. The Reign of Terror 1792-1794 
    In 1793 a new constitution was written. But it was never used. A special 
    revolutionary tribunal, or committee, led by Maximilien de Robespierre took 
    over control of the government. This tribunal began to execute nobles and 

    anyone else suspected of being against the Revolution.

    Maximilien Robespierre was one of the most controversial figures in the French 
    Revolution. In the cause of fostering democracy, Robespierre helped bring 
    about the Reign of Terror, in which thousands were executed by the guillotine. 
    He eventually met the same fate.
    The wave of killing came to be known as the “Reign of Terror”. Because of it, 
    many people began to oppose Robespierre. In 1794, the leaders who hoped to 
    restore order to the government had Robespierre executed.
    Causes of the reign of Terror
    The death of Mirabeau in April 1791: It is said that if Mirabeau had lived 
    beyond 1791, he would have cooled the violent tempers of the extreme 
    revolutionaries. His death carried the last rags of the ancient regime because he 
    was replaced by extremists like Robespierre who planned the Reign of Terror.
    The resistance of Nobles and Clergy to surrender their privileges: The Nobles 
    and Clergy who refused to surrender their privileges after the March of women 

    were intimidated by the revolutionaries, hence the Reign of Terror.

    The threats of Emigrés led to the Reign of Terror: The Emigrés abroad were 
    busy organizing a counter revolution and they had internal collaborators 
    in France, and the Reign of Terror was organized to eliminate these internal 
    collaborators.
    The role of the Paris mob: Economic hardships (problems) in villages forced 
    people to move from villages to towns, and this led to the formation of the Paris 
    mob which was a group of desperate people who were used by Robespierre in 
    the reign of Terror.
    The role of political parties: There were different political parties which were 
    struggling to eliminate their rival parties and they resorted to the politics of 
    killing their rival party leaders like the killing of Danton.
    The foreign invasion: The European countries organized coalition against 
    France, and they invaded and defeated the French troops, and the revolutionary 
    government in France passed the law of suspect, which was extravagantly 
    applied, and whoever was quilt of lack of interest in the revolution was killed in 
    the Reign of Terror.
    The worship of reason of Herbert: By 1793, Herbert and his followers began to 
    worship of reason which led to religious terror where the clergy that protested 
    against the worship of reason and civil Constitution of the clergy were either 
    imprisoned or killed.
    The weakness of King Louis XVI: The king had refused to sign the reforms 
    proposed by the revolutionaries, refused to sign declaration of rights of man, 
    decree of 4th August and expelled Necker. These acts led to the violence during 
    the storming of the Bastilles and March of women.
    The King’s association with Emigrés: The King’s attempt to escape cost all 
    the sympathy that people had to him and this was worsened when they found 
    papers showing the association with Emigrés, indicating that he was a traitor, 
    which led to his execution on Sunday, January 21,1793 and his wife on October 
    16,1793;
    The economic crisis: The economic terror was used to eliminate the 
    businessmen who were hoarding commodities creating economic crisis.
    The Reign of Terror made Robespierre very unpopular and Frenchmen decided 
    to kill him on 28th July 1794, where he was imprisoned and later escaped but he 
    was re-arrested and was killed as criminal. This marked the end of the Reign of 

    Terror and a new government was voted and the third Constitution was written. 

    The new government was called the Directory Government and was headed by 
    Five Directors, ruled in France from 1795 to 1799.
    Effects of the Reign of Terror
    It led to the massive loss of lives where above 17 000 people were killed;
    There was destruction of property like building and communication lines;
    There was general economic decline which came as result of unstable political 
    atmosphere which led to unemployment, starvation, inflation etc.;
    It created the fear of being killed by the Paris mob that forced many nobles and 
    clergy to go to exile;
    It caused the downfall of the political parties after the death of Robespierre and 
    led to the formation of the Directory Government in 1795;
    It led to the collapse of the bourbon monarchy which gave chance to France to 
    become a Republic;
    It restored order in France by helping to fight the first coalition that was 
    organized against France;
    It made dictators of the European countries to be more conservative in order 
    to safeguard themselves from the terrorist acts of the France. For instance, Pits, 
    the Prime Minister of Britain expelled the characters that were suspected and 
    passed out the law of treason.
    It paved way for the rise of Napoleon Bonaparte because it led to the scarcity of 
    army officers giving chance to Napoleon to be quickly promoted.
    It brought war between France and her neighboring countries like Russia, 
    Austria, Russia and England because of they were scared of massive loss of lives 
    and mistreatment of King Louis XVI which would teach a lesson to their people.
    13.2.12. Directory Government, 1795 – 1799
    This was a conservative middle class oriented Government that ruled France 
    from 1795 to 1799. Administration was in the hands of five (5) Directors, each 
    Director rules for one year. The Directors were assisted by a Council of 500 who 
    were persons of age above 30 years and a Council of 250 parsons over 45 years. 

    These Councils were responsible for marking and amending the Constitution.

    Problems faced by the Directory Government in France
    The Directory Government that took over the power in France after Reign of 
    Terror had inherited many problems as the following:
    There was a problem of irreligiousness where the French people showed no 
    respect for the Catholic religion.
    There was a confusion situation where people refused to do their activities 
    because of terrorism.
    There was a problem of the hostile Catholic Church that had not yet forgiven 
    the State because of the civil Constitution of the clergy.
    There was a problem of hostile neighboring countries which formed a coalition 
    against France.
    It inherited a situation where the Emigrés abroad were planning a counterrevolution.
    There was a problem of the members of the ancient regime who resurfaced 
    after the Reign of Terror.
    There was a problem of poor poverty characterized by poor agricultural 
    production, stagnant commercial activities and poor communication network.
    There was a problem of financial crisis that had characterized France since the 
    time of King Louis XVI. There was a problem of inflation, which was persistent, 
    increase in the price at general level.
    The Directory Government found there a weak, inexperienced and disorganized 
    army.
    Achievements of the Directory Government
    Although the problems faced, the Directory Government had succeeded to 
    achieve by the following facts:
    It upheld the principle of Parliamentary democracy by creating councils of 
    people which were responsible for marking and amending the Constitution.
    It increased the French military capacity by re-organizing and re-equipping the 
    French army to a very high level of military efficiency with men of rare talents 

    like Napoleon Bonaparte.

    It managed to defeat the coalition of Britain, Holland, Prussia and Austria that 
    had been formed against France.
    It brought to an end the Reign of Terror as it banned the Jacobins Party, the 
    masterminded the Reign of Terror.
    It restored Constitutional rule by safeguarding people’s freedoms and rights 
    throughout the 5 years that it was in power.
    It expanded the boundaries of France after the Italian campaign of 1796 – 1797 
    when the French troops defeated Austria in Italy and took some Italian States.
    It destroyed internal opposition as in 1795 when it crushed the Royalist violent 
    demonstrators and the plot organized by François Babeuf.
    It kept alive the spirit of the French Revolution and succeeded in spreading 
    the revolutionary ideas of liberty, equality and fraternity beyond the French 
    borders like in Italy and Germany.
    It started various reforms like centralized system of administration, codification 
    of the French laws and education reforms which were completed by Napoleon 
    Bonaparte.
    It preserved the French Republic established by Directory Government in 1793.
    Weaknesses and failures of the Directory Government
    By 1799, the Directory Government started to show the signs of its weakness 
    despite its success and it gave chance to Napoleon Bonaparte to take over the 
    power as explained below:
    It went against democratic rights by making tax qualification as criteria for one 
    to vote, which denied poor peasants the right to vote.
    It lacked confidence as it over-relied on Napoleon in suppressing internal 
    revolts which increasing Napoleon’s popularity thus made it possible for him 
    to stage a coup d’état in 1799.
    It was characterized by corruption and embezzlement of public funds; it 
    overprinted the currency leading to the inflation, unemployment and famine.
    It failed to reconcile the Catholic Church and the State because the Government 
    encouraged the worship of reason and changed the calendar to contain the 

    names of revolutionary events and leaders than of Saints and Jesus Christ.

    It failed to coordinate its Directors and the Legislative Councils reason why 
    some joined Napoleon and they overthrew the Government.
    It failed to defeat the Britain troops during Egyptian Campaign due to the failure 
    of its foreign policy.
    It failed to improve the agricultural and industrial production levels which 
    remained poor being disappointed during the Directory regime.
    It became unpopular due to the return of the Emigrés from the exile and the 
    release of the political prisoners.
    It failed to stamp out all the elements of socialism in France planted by a political 
    club known as “The society of Pantheon” or “The society of equals” started by 
    Francois Babeuf.
    It paved way to Napoleon Bonaparte to rise to power in 1799 who later became 
    the dictator in France with his ambition to become the European Emperor.
    13.2.13. France under Napoleon Bonaparte
    Historical background of Napoleon Bonaparte 

    Napoleon I (1769-1821), was emperor of the French, whose imperial 
    dictatorship ended the French Revolution (1789-1799) while consolidating the 
    reforms it had brought about. One of the greatest military commanders of all 

    time, he conquered much of Europe.

    Napoleon Bonaparte was the greatest military genius of the 19th century. He 
    conquered most of Western Europe and Egypt for France, while instituting
    reforms in these new territories aimed at guaranteeing civil liberties and 
    improving the quality of life. He crowned himself emperor of France in 1804 
    and introduced reforms intended to unify the revolution-fractured nation. 
    Many of Napoleon’s reforms are still in effect today.
    Napoleon was born on August 15, 1769, in Ajaccio, Corsica, and was given the 
    name Napoleon (in French his name became Napoleon Bonaparte). He was the 
    second of eight children of Carlo (Charles) Buonaparte and Letizia Ramolino 
    Buonaparte, both of the Corsican-Italian gentry. No Bonaparte had ever been 
    a professional soldier. 
    Carlo Bonaparte was a lawyer who had fought for Corsican independence, 
    but after the French occupied the island in 1768, he served as a prosecutor 
    and judge and entered the French aristocracy as a count. Through his father’s 
    influence, Napoleon was educated at the expense of King Louis XVI, at Brienne 
    and the École Militaire, in Paris. Napoleon graduated in 1785, at the age of 16, 
    and joined the artillery as a second lieutenant.
    However, Napoleon’s family background made life difficult for him at school, 
    where he was isolated and lacked good relationship with children from rich 
    family background. He had a miserable life but he did well in mathematics 
    and military science. When he was given permission to go home in 1791, he 
    overstayed and on return to Paris he found out that he had been dismissed. But 
    due to poor artillery officers, Napoleon was called back in the army and became 
    a Lieutenant Colonel.
    In 1795, Napoleon Bonaparte saved the Directory Government from Royalists’ 
    uprising and he was promoted to Brigadier General and married with Josephine 
    de Beauharnais, a daughter of Barras who was the first Director of the Directory 
    Government. 
    By 1797, the Directory Government sent him to Egyptian campaign and thought 
    that he could die there. But while he was there he learnt about the collapse 
    of Directory Government. He returned to Paris where he was welcomed with 
    open hands and organized a coup d’état, known as”The Coup d’état of Brumaire” 
    against the Directory Government with assistance of Abbey Sieyes, Roger Duccus 
    and Barras. He became the leader of France on November 9th, 1799 as the First 
    Consul and opened the new regime of Consulate in France. In 1800, through 
    a referendum he was granted a 10 years term of office, but later in 1804 he 

    confirmed himself the life Emperor of France.

    Factors of the rise of Napoleon Bonaparte to power
    Different factors have contributed to the rise of Napoleon to power included 
    the following:
    The French Revolution stopped discrimination of social class and offered 
    opportunities to talented men like Napoleon, which made him to be quickly 
    promoted in the army, hence his rise to power. 
    The annexation of Corsica Island by France from Italy in 1768, a year before 
    napoleon’s birth by France made him a Frenchmen by birth.
    The exile and death of many officials as a result of French Revolution gave 
    chance to Napoleon to control the army during the Reign of Terror.
    Napoleon used revolutionary ideas of fraternity, liberty and equality. These 
    helped him to build his popularity hence his rise to power.
    Napoleon’s military and political abilities helped him to rise to power. In fact, it 
    was his ability as soldier that he was assigned tasks in campaigns, which made 
    him popular among the French, and was able to rise to power.
    The role played by his brother Lucien Bonaparte who was the president of a 
    Council of 500 members during the Directory Government.
    Napoleon’s marriage to Josephine made him popular among the French. 
    Josephine was a daughter of a principal Director while Napoleon was from a 
    peasant family background. 
    The weaknesses and the failures of the Directory Government created a political 
    vacuum and gave opportunity to a liberator like Napoleon Bonaparte. Actually, 
    the Directory Government was characterized by corruption, embezzlement 
    of funds, financial crisis, unemployment, inflation, famine, devaluation of the 
    currency and over-relying on Napoleon. This situation gave chance to Napoleon 
    to organize a successful coup d’état.
    The success of the famous coup d’état of Brumaire made by Napoleon on 

    November 9, 1799 was for Napoleon an opened door to the power in France.

    In the coup d’etat of November 9-10, 1799, Napoleon and his colleagues 
    seized power and established a new regime in France—the Consulate. Under 
    its constitution Napoleon, as first consul, had almost dictatorial powers. The 
    constitution was revised in 1802 to make Napoleon consul for life and in 1804 
    to make him emperor
    Napoleon I came to power in France through the 1799 Brumaire coup d’état 
    and ruled up to 1814. 
    In order to consolidate his power in France, he adopted the following 
    policies:

    He declared himself the first Consul on February 1800 with considerable powers 
    of appointment of officials in the army, civil service and local government.
    He abolished the old constitution in 1799 and introduced a new one that 

    favored his interests.

    He over centralized powers in his hands and by this policy he dismissed his two 
    colleagues Abbey Sieyes and Ducus Roger who seemed strong.
    He introduced domestic reforms like in education, agriculture and public works 
    among others which won him popularity among the Frenchmen.
    He used his relatives to govern different parts of the empire such as Louis 
    Bonaparte in Holland, Jérôme Bonaparte in Spain and Joseph Bonaparte in 
    Naples among others.
    He allowed the political exiles back to France and in so doing he reduced on the 
    external revolts.
    He built a very strong and powerful army with the major purpose to fight and 
    protected France and her people.
    He put a strict censorship on press whereby he reduced the number of 
    newspapers published in France which kept Public opinion under his control 
    and the masses ignorant.
    He used diplomacy in defeating wars like diplomatic League of Armed Neutrality 
    with Sweden, Denmark, Prussia and Russia which pleased the French who in 
    return supported his regime.
    He kept his army occupied with wars without getting bored which minimized 
    the chances of military insurgences that would have undermined his powers.
    He restricted the teaching of liberal subjects like history, philosophy, literature 
    and political science which he considered as threat to his political career.
    His successful foreign victories like the defeat of the second coalition of Austria, 
    Britain, Prussia and Russia in 1800, won Napoleon great respect especially 
    from the glory seekers who later supported his foreign policies.
    He tolerated the former enemies of French Revolution and avoided revenge 
    against them which reduced the strength of opposition especially from the 
    Royalists.
    Achievements of Napoleon Bonaparte
    After that Napoleon made himself the Emperor of France, he had made the 
    following achievements:
    He signed a Concordat with Pope Pius VII in 1801 where he agreed with the 
    Pope and the Catholic religion became a State religion and this led to the 
    reconciliation of the Church and State.
    He established reforms in education when he re-organized the education 
    system where elementary education was removed and secondary education 
    was promoted. The study of science subjects was encouraged;
    He constructed a good system of transport and communication because during 
    his time many roads, bridges, telegraphic system, railways and canals were 
    constructed.
    He founded a museum which helped in beautifying France.
    He introduced reforms in trade and industry by introducing the new ones and 
    rehabilitating the old ones and he also founded the National Bank to promote 
    trade and commerce.
    He improved agricultural sector by initiating the use of machines and creating 
    peace and stability.
    He increased the food production in order to solve the problem of famine in 
    France which had been inherited from the Directory Government.
    He introduced the code of law known as” Napoleonic Code” where the French 
    laws had been codified and reduced to only five codes which help in maintaining 

    law and order

    Adopted in 1804 and still in effect, the code of French civil law was named in 
    honor of Emperor Napoleon, who participated in its formulation. The Code 
    Napoléon became the model of law for two jurisdictions in North America—the 
    Canadian province of Québec and the U.S. state of Louisiana.
    He modernized the French army and France had the best army in the whole of 
    Europe. The army was used to maintain law and order and was used against 
    political opponents as well as for expanding the French boundaries.
    He centralized the administration and at the same time consolidated himself to 
    power and he re-organized the administrative structure of France by creating 
    departments headed by Prefects and sub-Prefects. All these officers were 
    appointed by Napoleon.
    He controlled corruption and embezzlement of the public funds and even 
    helped to maintain law and order.
    Impact of Napoleon I on Europe from 1799 to 1814
    Napoleon I succeeded in spreading the French Revolutionary ideas to various 
    parts of Europe especially in Conservative States like Austria, Germany and 
    Italy.
    He established Code Napoléon in which basic human rights were clearly spelt 
    out. This code was adopted in many European States.
    He divided over 200 German states into Rhine Confederation under his control 
    and this brought the Germans near each other later encouraged the German 
    unification.
    He expanded the French size (French Empire) by destroying the old European 
    boundaries where Italy, Poland, Denmark and Germany were all brought under 
    the French control.


    Napoleon I, emperor of the French, controlled much of Europe, from Spain 
    to Poland, by 1810. In 1812, however, he undertook a disastrous invasion of 
    Russia, and afterward his empire began to fall apart.
    The aggressive policies of Napoleon I gave birth to a period of international 
    cooperation in continental Europe like the 4th coalition formed by Britain, 
    Russia, and Prussia against Napoleon (I) Bonaparte
    During Napoleonic wars like the Peninsular War of 1808 and the Moscow 
    campaign of 1812 over 580 000 people died.
    Napoleon’s Continental System caused economic problems which led to a cute 
    shortage of food, unemployment and inflation in European states like France, 
    Spain, Portugal, Italy and Britain.
    In 1808, Napoleon I imprisoned the Pope Pius VII which caused him a lot of 
    resentment from the Catholics in the entire European continent.
    He overthrew legitimate rulers in the Italian, German, Holland and Spain among 
    others whom he replaced with his brothers.
    Napoleon’s endless wars in Europe caused wanton of destruction of like roads, 
    railways, industries and ships among others.

    The factors that had led to the downfall of Napoleon Bonaparte

    The Continental system: It was an economic war used by Napoleon to defeat 
    Britain after realizing that his military power cannot fight with the British 
    Naval supremacy. Because of this continental system, he lost support from the 
    Middle class who had put him in power and when they withdrew their support, 
    Napoleon was defeated.
    The Moscow Campaign of 1812: It was a programmed war to attack Russia to 
    teach Tsar Alexander I a lesson for pulling out the Continental System. Napoleon 
    mobilized his troops and on 24th June 1812 he crossed River Niemen. The 
    Russians withdrew and used the “Scorch Earth Policy” in which they destroyed 
    by fire everything that would be used by the advocating French soldiers.
    Napoleon expected victory within 30 days, but it became a prolonged war 
    where Napoleon lost many soldiers (around 300 000) due to guerilla Russian 

    attacks and severe winter.

    In 1812 Napoleon invaded Russia and by September his forces occupied 
    Moscow. The Russian Tsar ordered the city burned so there would be no winter 
    quarters for the French troops. In October the French retreat from Moscow
    began. The troops suffered from hunger, cold, and constant attack, and many 
    died during the retreat.
    After the defeat from the Moscow Campaign, Napoleon’s armies were too weak 
    so that they could not defeat the 4th coalition against France.
    The failure to defeat Britain: Napoleon failed to defeat Britain in 1789 during 
    Egyptian Campaign and later in 1805 which gave confidence, strength and 
    courage to small countries that had before feared Napoleon and lined with 
    Britain to form the 4th coalition to defeat Napoleon.
    The strength of the 4th coalition: Although Napoleon succeeded in defeating 
    the earlier coalitions directed against France, it should be noted that the 
    strength of the 4th coalition formed (by Austria, Prussia, Russia and Britain) 
    against France in 1813 was too strong to defeat Napoleon in 1814.
    The Napoleon’s extreme ambition: Napoleon was never satisfied with his 
    conquests and wished to control the whole of Europe which mad him to be 
    involved in endless and risky wars that he could not manage but ended by his 
    defeat. Napoleon used to say:”I have known the limits of my legs, I have known 
    the limits of my eyes, I have never known the limits of my work”.
    The growth of nationalism among the captured states. Napoleon had brought 
    many nationalities under his control like Prussians, Italians, Spanish and 
    Holland but due to his oppressive rule and over-taxation; the States demanded 
    for their independence from where they got courage to form the 4th coalition 
    that defeated Napoleon.
    The dictatorial administration of Napoleon: He centralized all powers in 
    his hands and killed democracy. His administration was not to be criticized, 
    he set up a secret police and he restored Lettre-de Cachet by which there was 
    imprisonment without trial. All of these made him unpopular leading to his 

    downfall.

    Nepotism: Napoleon practiced nepotism which made him unpopular among 
    the people. He mostly favored his relatives, brothers and brothers-in-law in key 
    appointments, in administration, army and in French captured Provinces;
    The vast nature of his empire: Napoleon built a very large empire through 
    his conquests but he failed to effectively control it. A result was a massive 
    opposition against him which left him isolated in 1813 and led to his downfall.
    The imprisonment of the Pope Pius in 1808: The Pope was not agreed with 
    Napoleon on Continental System, and then he decided to imprison Pope Pius. 
    This reduced Napoleon’s popularity among the Catholics in France and whole 
    World. When he was attacked in 1814 by the 4th coalition, the whole catholic 
    Community in Europe did not support him.
    In 1814 Napoleon was forced to give up his throne and he was sent to live out 
    of his on the small island of Elba off the coast of Italy. But he managed to escape 
    with his group together invaded France. For a short, about 100 days, Napoleon 
    again regained as Emperor. 
    The allies finally defeated him in 1815 at the battle of the Battle of Waterloo
    in modern Belgium. They gave the French throne to Louis XVIII and they sent 
    Napoleon to the Saint Helena off the coast of Africa, where he died on May 5th, 

    1821.

    The French revolution had far- reaching consequences to the French society, 
    Europe and to the rest of the world. Some of these included:
    Loss of lives: Many lives were lost in the confusion that characterized the 
    revolution. At first it targeted the privileged sections of the society. Mobs killed 
    those they felt had in one way or another been responsible for their suffering 
    during the ancient regime. With time, the introduction of the guillotine, saw 
    many perceived to be against the revolution being killed. The guillotine even 
    consumed some of the revolutionaries as rivalry and suspicion hit their camp. 
    Aside from France, counter revolutionaries in other parts of Europe joined the 

    war. 

    From 1792, Europe was thus enmeshed in war for a generation. Many lives 
    were lost.
    Overthrow of the ancient regime: The reign of Louis XVI came to an abrupt 
    end. This marked true end of the reign of the Bourbon family which had ruled 
    France for over 800 years. The revolutionaries experimented with one form of 
    governance after the other until the Great Napoleon Bonaparte usurped the 
    reign of power thus establishing his rule.
    Spread of revolutionary ideas: Revolutionary ideas spread to other parts of 
    Europe. Everywhere in Europe, people talked of and wanted equality, liberty 
    and fraternity the three things that crystallized in the course of the revolution 
    as its aims. Generally, there was a clamor for democratic ideals. The revolution 
    heralded a period of political liberalism hitherto witnessed in European 
    mainland.
    Promotion of human rights: The declaration of the Rights of man at the 
    infancy stages of the revolution may be looked at as a way of promoting human 
    rights. This is definitely a precursor to human rights as they exist today. As 
    we have observed, the rights asserted the equality of human beings and right 
    of people to rule. In an equal measure, it also brought out the fundamental 
    freedoms: freedom of speech (expression) and choice individual ownership 
    of property, religious rights to minorities, etc. They also vouched for fair trial 
    (justice) and acceptable taxation system. All these are issues that dominate the 
    issue of human rights today. The same can be said on the rule of law. However, 
    the society failed to address the issue of women rights as it gave men rights 

    prominence.

    Lawlessness in the society: From 1789 to the time Napoleon Bonarparte came 
    to power on 9 November 1799, there was a state of disorder and discontent in 
    France. There was lawlessness and anarchy in the rural and urban areas alike. 
    Citizens were not subject to any known law as once the Ancient regime had 
    been overthrown, there lacked a centralized system of power. The situation 
    was aggravated by the poor financial situation the country found itself in.
    Delinking of the church from state: There was a strong link between the 
    church and state. As we have already observed, the two institutions were 
    marred married with massive divisions within their ranks. Class system was 
    a common feature in both. The French revolution led to a clear line between 
    the two institutions. The church was now left handling spiritual matters as the 
    state dealt with political, economic and other social issues. The church had its 
    massive estates of land taken over by the government in 1796. Prior to this 
    development, on July 1790, the civil constitution of the clergy which made all 
    clergy servants of the state was promulgated. This development was to later 
    lead to separation of the two institutions as the revolution came to an end. 
    However the state had now reduced the power of the pope in the church in 
    France. It now exerted a lot of power over the institution in France.
    Rise in nationalism: The French Revolution and the war the country waged 
    against other powers, instilled in the French people a strong sense of nationalism. 
    They developed a strong sense of identity. This was in sharp contrast to the prerevolutionary years when people closely identified with their local authorities. 
    The government partly contributed to this new development by rallying citizens 
    to the defense of their country against its enemies. 
    There was a strong sense of nationalism. People attended civic festivals which 
    celebrated the nation and the revolution. A variety of dances, and songs on 
    themes of the revolution and French identity became popular. A song “La 
    Marseillaise” which urges the “children of the father land” to match against the 
    “bloody barrier of tyranny” was so popular that it became the French national 
    Anthem. Its second verse and chorus goes …
    In sum, the revolution encouraged the growth of nationalism in both liberal and 
    authoritarian forms. 
    Promotion of social reforms: The revolutionaries pushed for social reforms 
    and religious toleration. State schools were set up to replace religious ones. 
    Systems were also put in place to help the poor, old soldiers and war widows. A 
    major slave revolt in St. Dominique (Haiti) also made the government to abolish 

    slavery in its Carribean Colonies.

    The first in Haiti and the second in France so that property could now be inherited 
    among all immediate heirs equally and not only the oldest son as it used to be 
    the tradition and practice. Attempts were also made to de-Christianize France. 
    The government created a secular (non-religious calendar with 1793 as the 
    first year of the new era of freedom) many religious festivals were also banned 
    and, in its place, came secular celebrations. The social reforms introduced by 
    the revolution outlived it.
    Emergence of new artistic styles. A new grand classical style that echoed the 
    grandeur of Ancient Rome emerged. Among its notable proponents was Louis 
    David. This artist immortalized on canvas such stirring events as the Tennis 
    Court Oath, and later, the coronation of Napoleon Bonaparte. He contributed 
    heavily to the way future generations understood the French Revolution.
    Disorganization of the map of Europe. This was done by France in her expansionist 
    policies and conquering of various states like Spain, Naples, German and the 
    Italian states. 
    Serious financial decline in France. This was due to numerous wars France 
    fought with the rest of Europe. The reign of terror also led to serious financial 
    collapse during the French revolution.
    The 1789 French revolution destroyed Bastilles prison as a symbol of despotism 
    on 14th July.
    It revived the French parliament (National Assembly or Estates general Meeting 
    on May 5th 1789) after 175 years since 1614.
    The revolutionaries succeeded in spreading the French Revolutionaries 
    principles of equality, liberty and fraternity beyond French borders.
    The French Revolutionaries passed a radical law known as “Civil Constitution 
    of the clergy” and brought freedom of worship in France.
    The National Assembly produced a new Constitution in September 1791.
    The French Revolution ended feudal privileges on August 4th 1789 in the 
    Assembly at Versailles.
    Multiparty politics was achieved in France with various political parties or 
    clubs like Jacobins, Girondins, Feuillants, Montagnards and Cordoliers.
    The Royalist Guards had been replaced by National Guards after the Storming 

    of the Bastilles on the 14th July, 1789.

    The class divisions had been removed by 1791 as by Declaration of man where 
    all men were declared equal before the law.
    The French Revolution resulted into the terrible loss of lives and destruction of 
    properties.
    The July 1790 Civil Constitution of the Clergy passed during the French 
    Revolution made the Catholic Church and the State enemies.
    It spoilt the diplomatic relations between France and her neighbors like Prussia, 
    Austria, Russia and Britain due to mistreatment of King Louis XVI.
    The 1789 French Revolution inspired the outbreak of other revolutions like the 
    1830 and 1848 in Europe that left a lot of lives and properties destroyed.
    The French revolutionaries failed to end financial crisis in France which had 

    started way back during the Ancient regime.

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