Topic outline
UNIT 1: COMPARISON OF THE GENOCIDES
Key unit competency: The student-teacher should be able to compare
different genocides in the 20th Century.
Introductory activity
It is asserted that the occurrence of Genocide not only happened in Rwanda
but also elsewhere in the world. There have been other cases of genocide in
different parts of the world that occurred in different times. Some of the cases
of genocide that happened in the 20th century are as follows:
Among other causes of the Herero and Nama tribes’ genocide in the today
Namibia are racism, land expropriation and discrimination. These causes
are interrelated to colonial causes that pushed European powerful countries
like England, Italy, German, Spain, and Portugal to conquer and export white
civilization in Asia, Latino-America and Africa.
German invasion development
In the 1880s Germans made South West Africa (today Namibia) their
own colony, and settlers moved in, followed by a military governor
who knew little about running a colony and nothing at all about Africa.
Major Theodor Leutwein began by playing off the Nama and Herero
tribes against each other. More and more white settlers arrived, pushing
tribesmen off their cattle-grazing lands with bribes and unreliable deals.
In January 1904, the Herero, desperate to regain their livelihoods, rebelled.
Herero and Nama rebellion
Under their leader Samuel Maherero they began to attack the numerous German
outposts. They killed German men, but spared women, children, missionaries,
and the English or Boer farmers whose support they didn’t want to lose. At
the same time, the Nama chief, Hendrik Witbooi, wrote a letter to Theodor
Leutwein, telling him what the native Africans thought of their invaders, who
had taken their land, deprived them of their rights to pasture their animals on it,
used up the insufficient water supplies, and imposed unfamiliar laws and taxes.
His hope was that Leutwein would recognize the injustice and do something
about it.
In January 1904, the Herero people and Nama of South West Africa led by
supreme Chief Samuel Maherero and Hendrick Witbooi revolted against the
Germans colonialists. The white settlers were given a surprise attack by a force
of about 7 000 men. Before the Germans could organize to defend themselves,
over one hundred settlers and soldiers had been killed. The railway line from
Swakopmund to Windhoeklock was cut in several pieces and telegraph lines
were broken. German settlements and garrisons were surrounded until 1904when the German re-enforcements were sent to rescue them.
The Germans under Lentwein and Commander General Von Trotha began an
offensive in June 1904. The Herero, young and old, armed and unarmed, with or
without cattle were shot as Trotha waged a war of extermination.
The rescues of the Herero were driven into the desert of Omaheke where they
starved to death.
The Herero fled into the desert and von Trotha ordered his troops to poison
water holes, erect guard posts along a 150-mile line and shoot on sight any
Herero, be the man, woman or child, who attempted to escape. To make his
attitude to the Herero absolutely clear, Von Trotha then issued the extermination
order.
Von Trotha’s methods caused a public disagreement which led the Imperial
Chancellor Bernhard von Bülow to ask William II, German Emperor, to relieve
von Trotha of his command. This, however, was too late to help the Herero, as
the few survivors had been herded into camps and used as labor for German
businesses, where many died of overwork, malnutrition, beaten to death or
disease. Prior to the uprisings, there were estimated to be 80,000 Herero. About
54 000 of Herero died while 10 000 of Nama were died.
By December 1905, the Herero rebellion had been brought down but it was
about the same time that the Nama under Witbooi rose up against the Germans.
The Nama were more skilled at guerrilla warfare than the Herero and so their
rising lasted longer. Witbooi was killed in October 1906 and the leadership was
taken over by Jacob Morenga who was also died in 1907.
As the consequences, this genocide had devastating result as many people died:
about 2 000 Germans killed, 54 000 of Herero died out of 80 000 while 10 000
of Nama were died;
The he Germans continued a systematic purge of Nama and Herero to South
Africa and to Bechuanaland together with King Samuel Maherero. But the NamaKings Hendrich Witbooi and Morenga were killed.
c. Herero genocide
Nama and Herero who were the cattle keepers lost almost all their cattle, which
were confiscated by the Germans;
Germans banned all ethnic organizations and practices together with traditionalceremonies of the natives;
Some native people accepted to go and work for the Whites on their roads,
farms and railways construction and other projects as sign of submission to
save their life;
Thousands of African women and children who survived the war of resistance
were put in concentration camps and shepherded by German government.
Most of them died of sunny desert climates of Kalahari and the vinegary effects
of forced labor;
There was increase of German settler population because after this rebellion,
the Germans doubled in number. Their number grew from 4 600 in 1905 to 15
000 in 1913 and German administration became more secure as the uprising
was dealt with a knock down force;
The cross ethnic and cultural alliance against a common enemy left behind the
feeling of patriotism and nationalism. This background led to the formation
of a multi-ethnic and tribal organization called “South West African People’s
Organization” (SWAPO) founded under Sam Nd’joma who fought against the
South African White rule in his country and led it to its independence in 1990.
This genocide against the Herero was recognized by the Germany government
and the family of General Von Trotha but not yet recognized by the UnitedNation Organization
1.2.2 The Jews Holocaust (1939-1945)
a. What is holocaust?
The Holocaust (from the Greek holókaustos: hólos, “whole” and kaustós, “burnt”),
also known as the Shoah (Hebrew: HaShoah, “catastrophe”; Yiddish: Churben or
Hurban, from the Hebrew for “destruction”), was the genocide of approximately
six million European Jews during World War II.
It was a program of systematic state-sponsored murder by Nazi Germany, led
by Adolf Hitler, throughout Nazi-occupied territories. Of the nine million Jews
who had resided in Europe before the Holocaust, approximately two-thirds
perished. In particular, over one million Jewish children were killed in the
Holocaust, as were approximately two million Jewish women and three million
Jewish men.
b. Causes of Holocaust
The Nazis used a euphemistic phrase, the “Final Solution to the Jewish Question”
and the phrase “Final Solution” has been widely used as a term for the genocide
of the Jews subsequently. Nazis also used the phrase “Life unworthy of life” in an
attempt to justify the killings philosophically.
The Holocaust have been prepared and explained through the different myths
like Myths of the Nazi ideology and the Myth of Aryans developed during 18th
and 19th centuries.
This myth of Aryans was believed by a number of theoreticians, who included
Joseph Arthur de Gobineau, who had expressed his ideas in his book untitled
“Essay on the Inequality of Human Races (1853-1855). He stated that the Aryans
or white race was superior to all other races. Other supporters of this myth
were Eduard Drumont and Huston Stewart Chamberlain.c. Preparation and execution of Holocaust: Genocide ideology
Adolf Hitler used the Gabineau’s theory of race inequality to sustain that
the Germanic race was superior and therefore had to be protected from any
contamination emanating from mixed marriage. According to de Gobineau, the
intermarriage diminishes the proportion of the Aryan blood that they have. A
practice that was consequently forbidden and this targeted the Jews.
Hitler claimed that since the Jews were declared impure, their aim was to
intermarry with the pure Aryan people thereby corrupting the entire group
and spread bad and harmful ideologies such as Marxism, internationalism,
individualism and liberalism.
Another myth was the “Myth on Jews” developed in the 19th century was based
on religious beliefs. The Jews were accused by the first Church members not
to recognize Jesus Christ as the son of God and to have killed the son of God
(deicide). Since then, the Anti-Semitism which was political, social and economic
agitation and activities directed against Jews, was supported by the “Church
Fathers”; who included Saints Ambroise, Augustine etc.
The term of “Anti-Semitism” is now used to denote speech and behavior that is
derogatory to people of Jewish origin, whether or not they are religious. The
word Semitic originally was applied to all descendants of Shem, the eldest son
of the biblical patriarch Noah.
In the 14th century, the bubonic plague and the Black plague known as “Black
Death” devastated Europe for 20 years and killed about 25 million of people,
estimated to be 75 % of whole population. The Jews were held responsible
and rumors were spread that the Jews had poisoned water fountains. Between
1348 and 1350 due to those rumors, many Jews were hanged or buried live.
After the First World War, between 1914-1918 (WW I), many Germans blamed
the Jews for Germany’s defeat in World War I, some even claiming that German
Jews had betrayed the nation during the war. In addition, at the end of the war
a Communist group attempted to carry out a Bolshevik-type revolution in the
German state of Bavaria. Most of the leaders of that failed attempt were Jews.
As a result, some Germans associated Jews with Bolsheviks and regarded both
groups as dangerous enemies of Germany. After the war, a republic known as
the Weimar Republic was set up in Germany. Jewish politicians and intellectuals
played an important role in German life during the Weimar Republic, and many
non-Jews resented their influence.
On the basis of his anti-Semitic views, Nazi leader Adolf Hitler attacked the
impressive role Jews played in German society during the Weimar Republic,
especially in the intellectual world and in left-wing politics. He referred to themas a plague and a cancer.
In his book Mein Kampf (My Struggle, translated 1939), which was published
in 1926, Hitler blamed the plight of Germany at the end of World War I on an
international Jewish plan and used terms such as extirpation and extermination
in relation to the Jews. He claimed that the Jews had achieved economic
dominance and the ability to control and manipulate the mass media to their
own advantage. He wrote on the need to eradicate their powerful economic
position, if necessary by means of their physical removal.
On April 7, 1933, the Reichstag enacted the “Law for the Restoration of the
Professional Civil Service”, the first anti-Semitic law passed in the Third Reich;
the Physicians’ Law; and the Farm Law, forbidding Jews from owning farms
or taking part in agriculture. Jewish lawyers were disbarred, and in Dresden,
Jewish lawyers and judges were dragged out of their offices, courtrooms and
beaten. Jews were excluded from schools and universities (the Law to Prevent
Overcrowding in Schools), from belonging to the Journalists’ Association, and
from being owners or editors of newspapers. In the same year, the books
written by Jews were publically burnt.
In July 1933, the “Law for the Prevention of Hereditarily Diseased Offspring”
calling for compulsory sterilization of the “inferior” was passed. This major
eugenic policy led to over 200 Hereditary Health Courts being set up, under
whose rulings over 400,000 people was sterilized against their will during the
Nazi period.
On September 15, 1935, the Reichstag met in Nurnberg and passed two laws,
known as “The Nurnberg laws”. The first, the “Reich Citizenship Law” declared
that only individuals of “German blood” could be citizens of the German Reich
(state), thus depriving German Jews of their citizenship. The second, the “Law
for the Protection of German Blood and German Honor”, formalized barriers
between Jews and Germans, forbidding marriage and sexual relations between
Jews and “Aryans.” Thus, the Nazis deprived German Jews of all civil rights and
effectively excluded them from social and cultural life. Their policy was then
aimed at expropriating Jewish property with a view to compelling Jews to
emigrate from Germany.
From Jews physical violence to large pogrom
On November 7, 1938, a young Jewish Herschel Grünspan assassinated Nazi
German diplomat Ernst vom Rath in Paris. This incident was used by the Nazis
as a pretext to go beyond legal repression to large-scale physical violence againstJewish Germans. What the Nazis claimed to be spontaneous “public outrage”
was in fact a wave of pogroms instigated by the Nazi party, and carried out by
SA (Sturmabteilug or Storm detachment) members and affiliates throughout
Nazi Germany.
These pogroms became known as “the Night of Broken Glass” (literally “Crystal
Night”), or November pogroms. Jews were attacked and Jewish property was
vandalized, over 7,000 Jewish shops and 1,668 synagogues (almost every
synagogue in Germany) were damaged or destroyed. The death toll is assumed
to be much higher than the official number of 91 dead. 30,000 were sent to
concentration camps, including Dachau, Sachsenhausen, Buchenwald, and
Orangeburg concentration camp, where they were kept for several weeks, and
released when they could either prove that they were about to emigrate in the
near future, or transferred their property to the Nazis.
Before the war, the Nazis considered mass exportation of German (and
subsequently the European) Jewry from Europe. Plans to reclaim former
German colonies such as Tanganyika and South West Africa for Jewish
resettlement were halted by Hitler. Diplomatic efforts were undertaken to
convince the other former colonial powers, primarily the United Kingdom and
France, to accept expelled Jews in their colonies. Areas considered for possible
resettlement included British Palestine, Italian Abyssinia, British Rhodesia,
French Madagascar, and Australia.
The question of the treatment of the Jews became an urgent one for the Nazis
after September 1939, when they invaded the western half of Poland, home
to about two million Jews. Himmler’s right-hand man, Reinhard Heydrich,
recommended concentrating all the Polish Jews in ghettos in major cities,
where they would be put to work for the German war industry. The Warsaw
Ghetto was the largest, with 380,000 people, and the Łódź Ghetto the second
largest, holding 160,000. About 3 million of Jews were heaped together in those
ghettos where they died of hunger and suffered from dreadful deprivations and
diseases.
In January 1942, the Nazi leaders organized a conference in Berlin, the
Conference of Wannsee, where they devised the “Final solution of Jews problem”,
explicitly to kill the 11 million of Jews living in Europe.
As head of the German SD or Security service, or Security Service, Reinhard
Heydrich was asked by Nazi leader Hermann Göring to organize a “final
solution to the Jewish question.” And Adolf Eichmann was entrusted by theleaders of Nazi Germany with responsibility for carrying out and coordinating
the “final solution”; the murder of almost 6 million Jews during World War II
(1939-1945). Under Eichmann’s direction, Jews from all over German-occupied
Europe were sent to concentration camps to be killed.
About Jews concentration camps
A concentration camp is a place in which large numbers of people, especially
political prisoners or members of persecuted minorities, are deliberately
imprisoned in a relatively small area with inadequate facilities, sometimes to
provide forced labour or to await mass execution. The term is most strongly
associated with the several hundred camps1945.
Due to the role played by these prominent personalities, the concentration
camps were built mainly in Auschwitz, Majdanek, Treblinka, Chelmno, Sobibor
and Belzec where the majority of the deportees would perish on their arrival
in gas chambers.
The crematorium was used to incinerate the bodies of people killed in the
camp’s four gas chambers. Birkenau, along with the nearby Auschwitz complex,
was the site of scientifically planned and executed genocide by Nazi Germany
during World War II (1939-1945). It is estimated that between 1.4 million and
4 million people were killed at Auschwitz and Birkenau during the war.
Although it was the Jews who were targeted by the “Final Solution”, among the
victims were also the Gypsies, the Communists, Slavic, the Russian prisoners
of war, the invalids, homosexuals, Jehovah’s Witnesses and any other person
suspected of not adhering to the Nazi ideology.
When the WW II ended in 1945, on September 2nd, the entire Jewish secular and
religious culture in Europe had been completely destroyed and near 6 million
Jews and about 11 million of Non-Jewish Europeans were exterminated.
After the war, the Allies established an International Military Tribunal at
Nuremberg in Germany to prosecute the surviving Nazi leaders for war crimes
and crimes against humanity. Later, in 1948, a United Nations Organization
resolution established crime against humanity as a crime under international
law with no limitation period for the prosecution of those accused such crimes.
After the Holocaust, some 250 000 Jewish were survived and in 1947 the UN
voted to partition Palestine into Jews and Arab States. The Israel, a Jewish State,was established in May 1948 as a homeland for the Holocaust Jewish survivors.
Role of Eichmann in Holocaust
Otto Adolf Eichmann is considered as one of the major organizers of the
Holocaust. He formulated a plan to deport 600,000 Jews into the General
Government. The plan was stymied by Hans Frank, governor-general of the
occupied territories, who was disinclined to accept the deportees as to do so
would have a negative impact on economic development and his ultimate goal
of Germanisation of the region.
Under his order, Jews were concentrated into ghettos in major cities with the
expectation that at some point they would be transported further east or even
overseas. On 15 August 1940, Eichmann released a memorandum titled Reich
Main Security Office: Madagascar Project calling for the resettlement to
Madagascar of a million Jews per year for four years.
Eichmann’s office was responsible for collecting information on the Jews in each
area, organizing the seizure of their property, and arranging for and scheduling
trains. His department was in constant contact with the Foreign Office, as Jews
of conquered nations such as France could not as easily be stripped of their
possessions and deported to their deaths. Eichmann held regular meetings
in his Berlin offices with his department members working in the field and
travelled extensively to visit concentration camps and ghettos.
Throughout October and November 1944, Eichmann arranged for tens of
thousands of Jewish victims to travel by forced marches in appalling conditions
from Budapest to Vienna, a distance of 210 kilometres (130 miles).
Role of Heydrich in Holocaust
Reinhard Tristan Eugen Heydrich is regarded as the most fearsome member
of the Nazi elite. He was one of the main architects of the Holocaust during
the early war years, answering only to, and taking orders from, Hitler, Göring,
and Himmler in all matters pertaining to the deportation, imprisonment, and
extermination of Jews.
Heydrich was one of the organisers of “Crystal Night” (Kristallnacht),
a pogrom against Jews throughout Germany on the night of 9–10 November
1938. Heydrich sent a telegram that night to various SD and Gestapo offices,
helping to co-ordinate the pogrom with the SS, SD, Gestapo, uniformed police
(Orpo), SA, Nazi party officials, and even the fire departments. It talks about
permitting arson and destroying Jewish businesses and synagogues and orders
the confiscation of all “archival material” out of Jewish community centres andsynagogues. Twenty thousand Jews were sent to concentration camps.
On Himmler’s instructions, Heydrich formed the task forces (Einsatzgruppen)to
travel in the wake of the German armies at the start of World War II. On 21
September 1939, Heydrich sent out a teleprinter message on the “Jewish question
in the occupied territory” to the chiefs of alltask forceswith instructions to round
up Jewish people for placement into ghettos, called for the formation of Jewish
councils (Judenräte) ordered a census, and promoted Aryanization plans for
Jewish-owned businesses and farms, among other measures. The task forces
units followed the army into Poland to implement the plans. Later, in the Soviet
Union, they were charged with rounding up and killing Jews via firing squad
and gas vans.
On 29 November 1939, Heydrich issued a cable about the “Evacuation of
New Eastern Provinces”, detailing the deportation of people by railway to
concentration camps, and giving guidance surrounding the December 1939
census, which would be the basis on which those deportations were performed.
On 10 October 1941, Heydrich was the senior officer at a “Final Solution”
meeting of the RSHA in Prague that discussed deporting 50,000 Jews from
the Protectorate of Bohemia and Moravia to ghettos in Minsk and Riga. Given
his position, Heydrich was instrumental in carrying out these plans since his
Gestapo was ready to organize deportations in the West and his task forces were
already conducting extensive killing operations in the East.
In 1941 Himmler named Heydrich as “responsible for implementing” the
forced movement of 60,000 Jews from Germany and Czechoslovakia to the Lodz
Ghetto in Poland.
Earlier on 31 July 1941, Hermann Göring gave written authorization to Heydrich
to ensure the cooperation of administrative leaders of various government
departments in the implementation of a” Final Solution to the Jewish question”
in territories under German control. On 20 January 1942, Heydrich chaired a
meeting, now called the Wannsee Conference, to discuss the implementation ofthe plan
The camps increasingly became places where Jews and prisoners of war (POWs)
were either killed or made to work as slave laborers, undernourished and
tortured. It is estimated that the Germans established 15,000 camps and sub
camps in the occupied countries, mostly in Eastern Europe. The transportation
of prisoners was often carried out under horrifying conditions using rail freight
cars, in which many died before reaching their destination.
Starting in December 1939, the Nazis introduced new methods of mass murder
by using gas. First, experimental gas vans equipped with gas cylinders and a
sealed trunk compartment, were used to kill mental care clients of sanatoria inPomerania, East Prussia, and occupied Poland, as part of an operation termed
Action T4. In the Sachsenhausen concentration camp, larger vans holding up to
100 people were used from November 1941, using the engine’s exhaust rather
than a cylinder.
Action T4 was a program established in 1939 to maintain the genetic purity of
the German population by killing or sterilizing German and Austrian citizens
who were judged to be disabled or suffering from mental disorder. The program
was named after Tiergartenstraße 4, the address of a villa in the Berlin borough
of Tiergarten, the headquarters of the General Foundation for Welfare and
Institutional Care, led by Philipp Bouhler, head of Hitler’s private chancellery
and Karl Brandt, Hitler’s personal physician.
A need for new mass murder techniques was also expressed by the Nazi leaders.
It was this problem which led the SS (Security Squadron) to experiment with
large-scale killings using poison gas. Finally, Christian Wirth seems to have been
the inventor of the gas chamber.1.2.3 The 1994 Genocide against Tutsi in Rwanda
The 1994 genocide against the Tutsi was a carefully planned and executed to
annihilate Rwandan Tutsi population and Hutu political opponents who did not
agree with the prevailing extremist politics of the time. It was the fastest and
most cruel genocide ever recorded in human history.
a. Causes of the genocide against the Tutsi in Rwanda
It is so hard to identify the root causes of the genocide against the Tutsi in
Rwanda. This because all Rwandans were united and shared the elements for
national cohesion like same king, clans, language, values, same religion, culture
and same country. But the following factors had contributed to the disunity of
Banyarwanda and led to the genocide:
The racist ideology
The genocidal ideology identified the two antagonist groups like “Us” and
“Them” or “You” and after proceeded by the nomination or qualification of
those two groups.
The genocidal ideology in Rwanda is based on ideas, attitude and practices
of discrimination and hatred against the Tutsi. It has been implemented
and disseminated by the political leaders since 1959. The most important
manifestation was persecution, killing, public hatred message, loose of
goods and properties, exclusion from political and administrative functions,
discrimination in many sector like education, forced exile, physical andpsychological violence etc….
Since independence the Tutsi have been identified as “enemies” of the Hutu.
In 1960’s, the first president of the Republic, G. Kayibanda, used the hatred
speeches to qualify the danger of the Tutsi to the Hutu due to the attacks of
Inyenzi (groups of refugees) from outside of Rwanda. From 1990 with the attack
of RPF – Inkotanyi, the ideological speeches pointed out again the “double treat
presented by the Tutsi (of internal and of external) against the Hutu”. From
those qualifications and propaganda, many Newspapers and Radios, called
upon all Hutu for their self-defense, “to kill before being killed”.
Besides the presentation of the threats against the Hutu, another factor was
the dehumanization or qualification of enemy not as humankind but as an
animal like rats, snakes or cockroaches. The aim was to incite to direct and
public reactions against the “common enemy of the Hutu”, the Tutsi. This shows
that genocide crime before being act of physical destruction of enemy, the
genocidal ideology begins by ideas developing the vision of a “group-enemy”
to be exterminated.
Persecution and impunity
During the colonial period, the colonizers had favored a group of” Tutsi elites”
which was associated to colonial power as auxiliaries. When their alliance
broke up in the end of 1950s, the colonizers changed from supporting the Tutsi
elites on power considered as “minority” (“Rubanda nyamuke”), to support the
Hutu elites, the “majority” (“Rubanda nyamwinshi). This change is the origin
of the political and ethnic violence which happened since November 1959
characterized by mass killings against the Tutsi and members of UNAR party.
The same scenarios of mass killing targeting Tutsi repeated in 1963/64, 1973
and in 1990-1994. They were scapegoats of the failure of the government.
The authors of such massacres were never punished for the crimes committed.
Contrarily, many of them were promoted to the post of responsibility. On
the side of international community, it has always considered the respective
governments of Rwanda as the true representatives of population majority.
It has totally ignored the crimes committed and the injustices which those
governments are responsible for.
Discriminatory leadership
Under the two Republics (1962 – 1994), the social inequality was maintained and
encouraged by exclusion, favoritism and regionalism. It was under the Second
Republic that the policy of “ethnic and regionalism balance” was reinforced. The
social promotion was not based on meritocracy but on ethnicity and origin; a
choice which has generated negative effects on the development of the countryand the relations among Rwandans.
Over the period of 1978 and 1990, three Prefectures (Gisenyi, Ruhengeri and
Kigali) received 51% of budget allocated to prefectures. The prefectures of
Gisenyi and Ruhengeri monopolized positions of responsibility in the public
administration. The “quotas system” was adopted in 1970’s as solution to social
injustice. However, this policy led to the exclusion of the Tutsi from schools
and services. It prevented the Tutsi to enjoy their rights on education and
employment.
Finally, the governments of the first and second republic had systematically
ignored the problem of refugees who were roaming around in the neighbouring
countries since 1959. From such date, their number was increasing to 500 000
persons (according to minimum estimations). The reaction of the government
to their request of returning to their country and recovering their properties
and their rights was still the same stating that the country in overpopulated
and could not receive any other population. It was this repeated refusal that
made the refugees to organise them self in a politico-military structure, named
RPF – Inkotanyi and opted return by force.
b. Course of the genocide against the Tutsi
Mass killings started in the night of 6th April 1994, immediately after crash
of the Presidential airplane. Following the incitement from the media and
genocidal planners, soldiers of the presidential guards and Interahamwe
militias (created on September 1991) started systematic elimination of Tutsiand Hutu politician’s figures in opposition.
Following the meetings held at the High Command of the F.A.R (Forces Armées
Rwandaises), the interim government has been formed. On April 8th ,1994,
when Dr Sindikubwabo Theodore was nominated President of Republic andKambanda Jean as Prime Minister. This government was composed by ministers
belonging to extremist wing of political parties which accepted to be part of the
coalition.
From the night of April 6th – 11th, 1994, horror had spread throughout the
entire country except Gitarama and Butare Prefectures. Here killings began
respectively on 15th and 19th April after the sensitization of some members of
the interim government.
At the beginning, the assailants in small groups killed the victims at their
homes, on the roads or arrested them at the road blockers. But later on, as the
Tutsi used to escape and to look for asylums at the public offices and Churches,
the killers also went to attack and kill them in those places: Church offices,
commune offices, hospitals and health centers, school, stadiums, etc... There
were no any safe places for protection.
The concentration of the Tutsi at such places was encouraged by the local
authorities with the plan of facilitating and accelerating the mass killings
because the assailants found the Tutsi in mass in one place. The places served
as the “death camps”.
April 12th, 1994, the interim government (called also “Abatabazi”) fled the capital
of Kigali due to the advance of the RPF – Inkotanyi and settled in Gitarama, at
Murambi. Later on it will move to Gisenyi and in refugees camps located in
Goma Zaire today Democratic Republic of Congo (DRC).
At the beginning of killing, men were mainly targeted and killed, at least until
mid-May. But later on, as the plan was to exterminate all Tutsi, killers started to
kill also women and children.
One of the characterics of the genocide against the Tutsi is the many forms of
extreme violence. The main tools used during this genocide against the Tutsi are
machetes, grenades, bullets, impiri called “nta mpongano y`umwanzi”, burning
people alive, throwing living people into pit latrines, forcing family members to
kill each other among others.
Finally, RPF – Inkotanyi soldiers stopped the mass killings and scored victory
over the genocidal forces. On 4th July 1994 Kigali City and Butare were liberated.
c. Main actors of genocide against the Tutsi
The main actors and killers include soldiers of the Forces Armées Rwandaises
(FAR) and Gendarmerie. In particular, the elite Presidential Guard carried
responsibility to begin killings; another group of actors is made up by civilauthorities from the top to the local authorities: the members of the former
President Habyarimana political party (MRND) and the Interim government,
the Préfets of prefectures, the Burgomasters, the communal councilors who
basically mobilized and encouraged people to kill on hills;
There are militias such as Interahamwe and Impuzamugambi, respectively
formed as youth wing of MRND and CDR political parties and members of Hutu
Power;
The extremist Medias (newspapers and radios) who disseminated the hate
speeches during the genocide and encouraged the population to exterminate
the “enemy” namely Kangura, La Medaille Nyiramacibiri, RTLM or Radio
Television des Milles Collines...
The international representatives to have not intervened to stop the genocide
or assist victims, although they were informed about the preparation and had
enough troops in Rwanda or in the region;
Lastly, the large group of killers is composed of extremist Hutu in general over
the country.
The targeted group to be exterminated was the Tutsi population without
any distinction of age, religion, region, etc. According to the survey done by
the Ministry of Local Government in 2002, the number of the Tutsi killed is 1
074 017. Another group targeted by the killers was the members of political
opposition like the leaders of some political parties of Parti Social Démocrate
(PSD), Pari Liberal (PL), Mouvement Démocratique Républicain (MDR), Parti
Démocrate Chrétien (PDC), Parti Démocratique Islamique (PDI), and Parti
Socialiste Rwandais ( PSR) and other dissent mostly who were the Hutu as
journalists, human rights activists, lawyers and civil servants opposed to
genocide initiative.
According to the National Service of Gacaca Courts, 1 678 672 persons were
guilty of having committed the crime of genocide against the Tutsi in Rwanda.
d. Death camps
Many victims of the genocide against the Tutsi were killed at their respective
homeland, but a number of other had tried to look for asylum at some special
places where they thought to get protection. However, these places, to some
extent, served as “death camps”.
These included the schools, church offices (Kabgayi, Ntarama, Nyarubuye, Saint
Famille, Nyange, Kibeho, Cyahinda, Adventist Church of Ngoma, Nyamasheke,Mosque of Nyamirambo, Mugina, Mibilizi, etc
Commune offices (Mugina, Musambira, Rwamatamu, Kamembe, etc). Hospitals
and health centres (Centre Hospitalier de Kigali “CHK”, Centre Hospitalier
Universitaire de Butare “CHUB”, Kibuye hospital, health centre of Kaduha,
Mugonero, etc. ).
Schools (Collège Saint André Nyamirambo, Petit Séminaire Ndera, Saint Joseph
Rwamagana, Collège Marie Merci Kibeho, Ecole Technique Officielle “ETO “
Kicukiro, etc,).
Stadiums (Gatwaro in Karongi district today, Amahoro in city of Kigali and
Kamarampaka in Rusizi district today).
e. Effects of genocide against the Tutsi
The consequences of the genocide are numerous at all levels of life of Rwandans.
More than one million of men, women and children had been killed in 100 days
(1 074 017);
The genocide against the Tutsi led to the destruction of infrastructures and
equipment where the public properties and private properties were massively
destroyed;
During this genocide, the perpetrators did not only kill the victims but they also
damaged the body of the some survivors who still live with physical handicap;
The 1994 genocide against Tutsi created high level of psychological trauma
amongst the Rwanda population. This was caused by the horrific actions the
people were exposed to. These among others included rape, torture, murder
and extreme violence;
A large group of refugees, displaced people, orphans, widows, (incike) and
families who disappear completely;
The 1994 genocide against the Tutsi has led to social destruction of the Rwandan
society because it had created the suspicion and mistrust among the Rwandans.
After the genocide, Rwanda faced the problem of delivering justice. At the end
of the 1994 genocide against Tutsi, more than one million (1 678 672) were
suspected of having participated in committing genocide had been apprehended
and imprisoned. Considering the big number of these prisoners who waited to
be judged, it was impossible to give justice to both victims and prisoners in a
reasonable period. Alternatives solutions, such as Gacaca has been initiated for
that purpose.Decadence of the country’s economy: during the genocide most of the active
population abandoned their economic activities for looting and killing; other
abandoned the country as refugees and displaced people. The country recovered
the development stage after their return and re-installation.
Disgrace of Rwanda’s international image: after the genocide against the Tutsi,
the country was only seen in negative way by considering almost the Rwandans
as the killers. The Rwanda was also seen as a country totally destroyed and
without any humanity and hope for the future.
1.2.4. Srebrenica genocidea. The roots cause of Srebrenica genocide
The Srebrenica massacre, known as the Srebrenica genocide, refers to the
July 1995 killing, during the Bosnian War, of more than 8,000 Bosniaks (Bosnian
Muslims), mainly men and boys, in and around the town of Srebrenica in Bosnia
and Herzegovina, by units of the Army of Republika Srpska (VRS) under the
command of General Ratko Mladić. A paramilitary unit from Serbia known
as the Scorpions, officially part of the Serbian Interior Ministry until 1991,
participated in the massacre and it is alleged that foreign volunteers including
the Greek Volunteer Guard also participated.
The multiethnic Socialist Republic of Bosnia and Herzegovina was inhabited
by mainly Muslim Bosniaks (44 percent), Orthodox Serbs (31 percent) and
Catholic Croats (17 percent). Following a declaration of national sovereignty on
15 October 1991 as the former Yugoslavia began to disintegrate, a referendum
for independence was held on 29 February 1992. The result, in favor of
independence, was rejected by the political representatives of the BosnianSerbs who had boycotted the referendum.
b. The course of Srebrenica genocide
The Republic of Bosnia and Herzegovina was formally recognized by the
European Community on 6 April 1992 and by the United States the following
day. Following the declaration of independence, Bosnian Serb forces, supported
by the Serbian government of Slobodan Milošević and the Yugoslav People’s
Army (JNA), attacked the Republic of Bosnia and Herzegovina in order to
unify and secure Serb territory. A fierce struggle for territorial control ensued,
accompanied by the ethnic cleansing of the non-Serb population from areas
under Serb control; in particular, the Bosniak population of Eastern Bosnia,
near the border with Serbia.
The predominantly Bosniak area of Central Podrinje (the region around
Srebrenica) had a primary strategic importance to Serbs, as without it there
would be no territorial integrity within their new political entity of Republika
Srpska. They thus proceeded with the ethnic cleansing of Bosniaks from Bosniak
ethnic territories in Eastern Bosnia and Central Podrinje.
In neighboring Bratunac, Bosniaks were either killed or forced to flee to
Srebrenica, resulting in 1,156 deaths, according to Bosnian government data.
Thousands of Bosniaks were also killed in Foča, Zvornik, Cerska and Snagovo.
By the evening of 11 July 1995, approximately 20,000 to 25,000 Bosniak
refugees from Srebrenica were gathered in Potočari, seeking protection within
the UN compound there. Several thousand had pressed inside the compound
itself, while the rest were spread throughout the neighboring factories and
fields. Though the vast majorities were women, children, elderly or disabled,
63 witnesses estimated that there were at least 300 men inside the perimeter
of the UN compound and between 600 and 900 men in the crowd outside.
The Dutch claimed their base was full. Conditions in Potočari were deplorable.There was very little food or water available and the July heat was stifling
From the morning of 12 July 1995, Serb forces began gathering men and boys
from the refugee population in Potočari and holding them in separate locations
and as the refugees began boarding the buses headed north towards Bosniakheld territory, Serb soldiers separated out men of military age who were trying
to clamber aboard. Occasionally, younger and older men were stopped as well
(some as young as 14 or 15).
These men were taken to a building in Potočari referred to as the “White House”.
As early as the evening of 12 July 1995, Major Franken of the Dutchbat heard
that no men were arriving with the women and children at their destination in
Kladanj.
On 13 July 1995, Dutchbat troops witnessed definite signs that the Serb soldiers
were murdering some of the Bosniak men who had been separated. When
the Dutchbat soldiers told Colonel Joseph Kingori, a United Nations Military
Observer (UNMO) in the Srebrenica area, that men were being taken behind
the “White House” and not coming back, Colonel Kingori went to investigate. He
heard gunshots as he approached but was stopped by Serb soldiers before he
could find out what was going on.
The vast majority of those killed were adult men and teenage boys but thevictims included boys aged fewer than 15, men over the age of 65, women and
reportedly even several babies. The Preliminary List of People Missing or Killed
in Srebrenica compiled by the Bosnian Federal Commission of Missing Persons
contains 8,373 names, some 500 of them under 18, and includes several dozen
women and girls. As of June 2011, 6594 genocide victims have been identified
through DNA analysis of body parts recovered from mass graves and 5,138
victims have been buried at the Memorial Centre of Potočari.
c. The international community responsibility
In 1999, UN Secretary-General Kofi Annan submitted his report on the Fall of
Srebrenica. In it, he acknowledged that the international community as a whole
had to accept its share of responsibility for its response to the ethnic cleansing
campaign that culminated in the murder of some 7,000 unarmed civilians from
the town designated by the Security Council as a “safe area”.
In his address to the 10th anniversary commemoration at Potočari, the UN
Secretary-General paid tribute to the victims of “a terrible crime – the worst
on European soil since the Second World War”, on a date “marked as a grim
reminder of man’s inhumanity to man”. He said that the first duty of the
international community was to uncover and confront the full truth about what
happened, a hard truth for those who serve the United Nations, because great
nations failed to respond adequately. There should have been stronger militaryforces in place, and a stronger will to use them
a. The role played by Pol Pot
Cambodia was under the Khmer Rouge rule, Communist movement, from 1975
to 1979. The regime, which was headed by Cambodian guerrilla commander
Pol Pot (his real name Saloth Sar), came to power after years of guerrilla
warfare. While in power the Khmer Rouge murdered, worked to death, or killed
by starvation close to 1.7 million Cambodians, or more than one-fifth of the
country’s population.
Cambodia was a French protectorate under the nominal control of a king
from 1863 until 1953, when France granted Cambodia its independence. At
the same time, Communist forces known as the Viet Minh were engaged in an
independence struggle against France in neighboring Vietnam; the Viet Minh,
which had recruited an army of Cambodian allies in common cause against
French colonialism, defeated France in 1954. Although Cambodian guerrilla
forces and the Viet Minh controlled much of Cambodia by 1954, the Geneva
Conference, which marked the end of the war in 1954, left Cambodia in the
hands of its monarch, Norodom Sihanouk.
As political factionalism grew in Cambodia, Norodom Sihanouk has served, at
different times, as Cambodia’s king, prime minister, and head of state began
to crack down on his opponents, including Communists. The Communists fell
into two groups: Vietnamese-trained veterans of the independence struggle,
including former Buddhist monks and their peasant followers; and youngerurban radicals such as Pol Pot. While the former were major targets of Sihanouk’s
repression, Pol Pot and his followers were left largely untouched because of their
privileged backgrounds and French education. This group gradually assumed
leadership of the Communist movement. After Pol Pot became secretary general
of the Workers’ Party of Kâmpŭchéa (later renamed the Communist Party of
Kâmpŭchéa, or CPK) in 1963, the party made a concerted effort to seize control
of Cambodia.
b. Effects of American intervention in Cambodia genocide
By 1966, the American escalation of the war in neighboring Vietnam began
to have a destabilizing effect on Cambodia. North Vietnamese and National
Liberation Front (NLF) forces, made up of Vietnamese Communist guerrillas,
established logistical bases and supply routes in Cambodia. While Sihanouk
attempted to keep his country out of the Vietnam War, his political repression
increasingly drove veterans of Cambodia’s anti-French struggle back into
dissidence, where Pol Pot’s CPK drew them into its plans for rebellion. The CPK
launched a revolt against Sihanouk in 1967. Sihanouk termed the rebels Khmer
Rouge (French for “Red Khmers”), so-called after Cambodia’s predominant
ethnic group, the Khmers. Communist insurgency campaigns continued until
the Khmer Rouge took control of the government in 1975.
In 1969, embroiled in Vietnam, the United States began a secret B-52
bombardment of Cambodia in an effort to knock out strongholds of the North
Vietnamese and NLF (National Liberation Front). A year later, Sihanouk was
overthrown by U.S.-backed General Lon Nol. The Vietnam War spilled across
the border, and the conflict tore Cambodia apart for five years. During the
secret bombing American planes dropped 490,000 metric tons (540,000 tons)
of bombs, killing about 100,000 Khmer peasants by August 1973, when the
bombardment ended. Meanwhile, the Khmer Rouge, aided by Sihanouk and
the North Vietnamese, who did not want a pro-U.S. Cambodian government,
battled Lon Nol’s government for control of Cambodia.
c. Cambodia under Khmers Rouge leadership and American defeat
On April 17, 1975, the Khmer Rouge armies defeated the Lon Nol regime and
took the capital, Phnom Penh, immediately dispersing almost all of its more
than 2 million inhabitants to a life of hard agricultural labor in the countryside.
Other cities and towns were also evacuated. The Khmer Rouge renamed the
country Democratic Kâmpŭchéa (DK), and for the next four years the regime,
headed by Pol Pot as prime minister and other members of the Standing
Committee of the CPK (Communist Party of Kâmpŭchéa ) Central Committee,terrorized the population.
d. Consequences of genocide in Cambodia
Almost 1.7 million Cambodians were killed in the takeover, including members
of minority and religious groups, people suspected of disagreeing with the
party, intellectuals, merchants, and bureaucrats. Millions of other Cambodians
were forcibly relocated, deprived of food, tortured, or sent into forced labor.
Of about 425,000 Chinese Cambodians, only about half survived the Khmer
Rouge regime. While most of about 450,000 Vietnamese Cambodians had been
expelled by the Lon Nol regime, more were driven out by the Khmer Rouge;
the rest were tracked down and murdered. Of about 250,000 Muslim Chams
(an ethnic group inhabiting the rural areas of Cambodia) in 1975, 90,000 were
massacred, and the survivors were dispersed.
By 1979, 15 percent of the rural Khmer population and 25 percent of the urban
Khmer population had perished. The most horrific slaughter took place during
the second half of 1978 in a purge of the Eastern Zone on the Vietnam border,
where resistance to the Khmer Rouge was strong. At least 250,000 people were
killed in the worst single massacre of the Khmer Rouge period.
Religion in Cambodia was also affected by the Khmer Rouge regime. Buddhism
was completely suppressed from 1975 to 1979; many monks were defrocked
and sent into forced labor, while others were killed. The Khmer Rouge also
attacked the neighboring countries of Vietnam, Thailand, and Laos in an attempt
to reclaim territories lost by Cambodia many centuries before.
On 15 July 1979 following the overthrow of the Khmer Rouge the new
government passed “Decree Law No, 1”; this allowed for the trial of Pol
Pot and Leng Sary for the crime of genocide. They were given an American
defense lawyer, Hope Stevens. They were tried in absentia and convicted of
genocide.
In January 2001 the Cambodian National Assembly passed legislation to form
a tribunal to try members of the Khmer Rouge regime. In 2013, the Cambodian
Prime Minister Hun Sen passed legislation which makes illegal the denial of the
Cambodian genocide and other war crimes committed by the Khmer Rouge.
The legislation was passed after comments by a member of the opposition, Kem
Sokha, who is the deputy president of the Cambodian National Rescue Party.
Sokha had stated that exhibits at Tuol Sleng were fabricated and that theartifacts had been faked by the Vietnamese following their invasion in 1979.
The above types of genocides have the following as common features or
similarities:
Thorough preparation and execution by the Government using militia or
army; Large mobilization of means and human resources to execute the
genocide intention of destroying or completely wiping out the targeted group;
Involvement of the government in coming up with the necessary measures to
destroy the targeted group; Ruthless killing of the targeted group in masses;
Innocent people belonging to the targeted group were killed. The survivors
were amputated, mutilated and maimed; Cruel methods were used to torture
victims before killing them. Some examples of torture methods that have been
used are; burying them alive in mass graves, starving victims to death and
fumigating them to death in gas chambers with poisonous gases.
Trauma has been caused to the survivors of genocides as a result of loss of their
loved ones, loss of property and displacement.Authorities in the involved countries have strongly denied genocide.
1.3.2. Differences between the 1994 genocide against the Tutsi and
other Genocides
The 1994 genocide against the Tutsi is different from other genocides due to
the following facts:
It was executed within a short period of time. Over one million people lost their
lives in a period of one hundred days.
People killed their fellow citizens, their relatives and neighbours. People who
shared common culture fought, injured and killed each other.
The government agents, church members, security were all organs actively
involved in the Genocide.
The International Community did not intervene to stop Genocide in Rwanda
while it was informed. The Genocide was stopped by Rwandans themselves. It
came to an end when the Rwandan Patriotic Front (RPF) defeated the genocidal
forces in July 1994.
Cruel methods were used in the 1994 Genocide against Tutsi. For example,
torturing victims before killing them, people were buried alive in mass graves,
women were raped before being killed, babies were crushed in mortars orbeing smashed on walls.
The unit analyses the crime of genocide looking at different such cases that
happened around the world. Among these genocides we have Jews, Serbians,
Herero and Nama, Cambodian and genocide against Tutsi in Rwanda. Beyond
this listing, a deep comparison is done on how the crime was perpetrated. A
list of steps is identified and many of them are similar. We can talk about state
involvement, population racist intoxication, medias usage and exterminationetc…
UNIT 2:THE ACHIEVEMENTS AND CHALLENGES OF THE GOVERNMENT OF RWANDA AFTER THE GENOCIDE AGAINST THE TUTSI
2.1.1. Establishments of the Government of National Unity
The new government had to fill the power vacuum left by the defeated Interim
Government. In this regard, the constitution of June 10, 1991, the Arusha Peace
Agreement with all its protocols, the RPF declaration of July 17, 1994 and the
Agreement of November 24, 1994 between political parties were used by the
new Government in order to put in place its programme.
The Arusha Peace Agreement was the main source of inspiration for
governmental action. This was due to the fact that the Arusha Peace Agreement
included two important principles in the management of the state namely the
establishment of the rule of law and the power sharing arrangement. However,
the texts were adapted to the new situations. For instance, MRND and its
satellite political parties supporting the “Hutu power” and those involved in the
Genocide were excluded from new institutions of the Transitional Government.
Their posts had to be given to RPF.
A new army had to be created by integrating in the APR, the ex FAR and the
recruitment of those who had not participated in the Genocide. In addition,
independent people and soldiers were introduced in the Transitional Parliament
and a post of Vice President of the Republic carrying another portfolio was
allocated to RPF.
On July 19, 1994, the government programme was presented by Mr. Faustin
Twagiramungu. The latter was the Prime Minister designated by the Arusha
Peace Agreement.
The programme focused on the following points:
Restoration of peace and security; Organization of central and local
administration, i.e.préfectures, communes, sectors and cells; Restoration and
consolidation of national unity; Settlement of refugees and returning their
property; Improvement of living conditions of the people and solving the social
problems that resulted from war and Genocide; Revival of the country’s
economy; Consolidation of democracy.
During the establishment of the transitional institutions in July 1994, only
Rwanda Patriotic Front (RPF), Mouvement Democratique Republicain (MDR),
Parti Social Democratique (PSD), Parti Liberal (PL),Parti Democratique Chretien
(PDC), Parti Social Rwandais (PSR), Union Democratique Politique Rwanda
(UDPR) and Parti Democratique Islamique (PDI) were officially recognized.
Later, MDR was excluded from accepted political parties because of its divisive
ideology.A parliamentary report pointed out that some people wanted to use it
for their political agenda.
2.1.2. The achievements of the Government of National Unity on political level
Safeguarding national security
After the Genocide against the Tutsi, the security in Rwanda was extremely
unstable as there were still unhealed wounds from the war. Most of the
population was displaced, creating a volatile situation in the country. Military
strategies were devised to find solution and eradicate the thousands of military
groups and ex-combatants who continued to torment and kill citizens.
The problem of insecurity especially on the western border of the country was
caused by the incursions of Ex-FAR and Interahamwe militias. To put an end to
this destabilisation, the Government of Rwanda proceeded to the repatriation of
refugees from Zaïre, current DRC and military operations aiming at weakening
the combatants.
Politico-administrative reforms and fight against injustice
From its inception, the Government was supposed to set up administrative
structures from the top to the bottom. Due to lack of time to produce the
most appropriate administrative framework, it maintained the structure left
by the defeated regime namely central government, prefectures (provinces),
communes (Districts), sectors and cells.
From 2001, Rwanda’s decentralization policy was an important innovation.
Its objective was to empower and invite the population to participate actively
in debates on issues that concerned it directly. It also aimed at encouraging
the electorate in the countryside to provide information and explain issues in
order to take decisions knowingly. The decentralization of activities went hand
in hand with the decentralization of financial, material and human resources.
The first phase (2001-2005) aimed at establishing democratic and community
development structures at the district level and was accompanied by a number
of legal, institutional and policy reforms, as well as democratic elections for
local leaders. However, the decentralisation process faced some challenges
because some leaders have to perform volunteer work. In addition, some of
them cumulated jobs and this could lead to their inefficiency.
To reinforce good governance in Rwanda, anti-corruption and public
accountability institutions were created by the Government. Their operational
capacity continued to be strengthened to achieve greater accountability.
They include the Office of the Ombudsman, Office of the Auditor General for
State Finances, Rwanda Public Procurement Authority and Rwanda Revenue
Authority etc...
These institutions are mandated to fight injustice, corruption and abuse by
public officials and related offences in both public and private administration
and to promote the principles of good governance based on accountability and
transparency.
Rwanda has also signed and ratified the United Nations Convention Against
Corruption (UNCAC), the African Union anti-corruption Convention (AUCC)
and the UN convention against Transnational Organized Crime (UNTOC).
In order to promote consensual democracy, since 2000, free, transparent and
peaceful elections have been organised at local levels and Rwanda has put in
place a new constitution that clearly defines the main principles as well as
performance and limit of political institutions, multiparty system and respect
of everybody’s right.
The 2003 Constitution accepts that almost important political positions in
the country must be shared by political parties and independent politicians.
This power sharing was observed not only in the government but also in the
Parliament made up of two chambers: the Chamber of Deputies and the Senate.
These two chambers are complementary in nature, but independent of each
other. The Executive is overseen by parliament, according to the constitution,
while the judiciary power is also independent from the Executive and the
Legislative ones.
Promotion of unity and reconciliation
The national unity implies the indivisibility of the Rwandan people. All citizens
should have an equal opportunity to national economic resources and can claim
the same political rights. Rapidly, the Government of National Unity fought and
eliminated all constraints of national unity such as “ethnicity” and regionalism.
For instance, “ethnic” labels were removed from identity cards.
In the same perspective, the Commission of Unity and Reconciliation urges
Rwandans to strive to heal one another’s physical and psychological wounds
while building future interpersonal trust based on truth telling, repentance
and forgiveness. Thus, the Commission educates and mobilises Rwandans on
matters related to national unity and reconciliation and undertakes research
in the matter of peace, unity and reconciliation to make proposals on measures
for eradicating divisions and for reinforcing unity.
In addition, a series of strategies such as solidarity camps where different
categories of people meet to discuss issues related to unity and reconciliation
and programmes on radios are used by the Commission. The Government of
National Unity repatriated a big number of refugees which was a fundamental
obligation and a bridge to peace, national unity and reconciliation.
In addition to the above efforts, the Government of National Unity introduced
several structures and programmes that were meant to correct past errors that
led to war and Genocide. These structures include the National Commission of
Human Rights, the Gacaca Jurisdictions, Commission Nationale de Lutte Contre
le Génocide (CNLG) and Rwanda Demobilisation Commission.
Besides to promote unity among Rwandans new national symbols namely
the national anthem, the national flag and the coat of arms were designed to
reflect the unity of Rwandans. However, “ethnic” based ideologies propagated
by electronic media or in families keep hindering national unity.
Remaking justice
The Genocide was carefully planned and executed to annihilate the Tutsi. The
Government made it among its highest priorities to apprehend and bring to
justice the perpetrators of the Genocide.
Thousands of people were arrested and judged. Some of them were released
for lack of evidence and others convicted and sentenced. It is pertinent to the
people of Rwanda to feel that no reconciliation is possible without justice.
The big number of prisoners and cases due for trial placed severe strain on
Rwanda’s criminal justice system which had already been crippled by the
murder of professionals during the Genocide. The Government of National
Unity decided to ease pressure on the criminal justice system by categorising
Genocide suspects according to the crimes they were accused of. In this regard,
category 1 was composed of the planners and perpetrators of the Genocide.
A number of 2,133 people were convicted in the conventional courts. The
categories 2-4 where involvement was slightly less serious were convicted in
traditional jurisdictions or Gacaca courts.
This new process significantly sped up trials and sentencing, which if they had
been restricted to conventional courts would take over 200 years to complete.
The Gacaca courts also had the advantage of involving the community in the
trial and sentencing process. The Government believed that involving the
population in the trials could also contribute significantly to reconciliation.
In fact, testimonies from the general population helped survivors to discover
the corpses of the family members killed during the Genocide. Moreover,
some perpetrators demanded pardon from the survivors. In some places,
perpetrators and survivors were gathered in associations. On the debit side, the
Gacaca courts were criticised for corrupt judges and lack of lawyers commonly
used in modern judicial system.
The Government also made it a priority to strengthen the criminal justice
system. Special training was provided to magistrates and judges, while courts
around the country were renovated. A national police force was created and
charged with civil security matters and criminal investigations.
2.1.3 The achievements of the Government of Rwanda on social level
Assistance to the most vulnerable people
From the social point of view, the Government of National Unity faced with the
problem of assisting vulnerable people.
Almost all the Rwandan population that had survived Genocide and war was
described as vulnerable. With time, their numbers kept on reducing given the
situation which improved politically, socially and economically. The vulnerable
people included Rwandan refugees and repatriated displaced people, Genocide
survivors, single children and orphans, widows, people with disabilities, the
poor, HIV/AIDS victims and prisoners. Moreover, between November 1995
and February 1996, Rwanda hosted almost 37, 000 refugees including former
Burundi refugees and Kinyarwanda-speaking ones from Zaïre. In 2003, the
number of foreign refugees in Rwanda was estimated at 300, 000 persons. Only
35, 000 refugees remained in Rwanda at the end of 2003.
The survivors of Genocide were part of the most important vulnerable groups
in the country. The Government handled them as a priority. In 1998, an
Assistance Fund for Genocide Survivors, - Fonds d’Assistance aux Rescapés
du Génocide (FARG) was set up. It was allocated 5% of the national budget.
This budget enabled FARG to solve a big part of its problems experienced by
vulnerable surviving children in the fields of primary, secondary and higher
education. The fund was also used to pay for health care. FARG also helped
vulnerable survivors to construct residential homes in regrouped villages
(imidugudu) and/or elsewhere. It was also used to repair their former
residences. FARG financed small projects to help survivors fight against poverty.
From 1994, the orphans and single-children received assistance of varied
nature. For some of them, houses were constructed; others were trained and
given supplies in reception centres. In this way, they received physical and
mental health-care, education and social integration facilities. Some of them
were able to reunite with members of their families.
The ministries which were dealing with social affairs performed the following
services: designing intervention programmes in favour of widows, providing
material assistance, conducting a census of raped and pregnant women, etc.
On the other hand, women victims of war and genocide set up associations
for mutual help. These actions produced tangible results. However, a big
number of them still suffered from the after-effects of war and genocide such
as traumatism. Among them we can state AVEGA AGAHOZO (Association desVeuves du Genocide du mois d`Avril), BAMPOREREZE, DUHOZANYE, etc…
Health promotion
Between 1994 and 2003, a particular focus was put on the improvement of
health infrastructure given the role that the latter plays in the improvement
of health. Some new hospitals were constructed, and old ones were constantly
rehabilitated or expanded. Several health centres were also constructed while
old ones were repaired gradually. In 1996 the majority of health facilities
started to provide both curative and preventive treatment.
National referral hospitals such as King Faisal Hospital, the Centre Hospitalier
de Kigali and the University Teaching Hospital of Butare were rehabilitated,
re-equipped and made operational. There were 25 district hospitals in the
country. Out of 279 health centres and dispensaries, 257 were reopened after
rehabilitating them with new equipment.
In 2000, Nyanza Hospital and Kimironko Health Centre were established. In
2001, there were 33 district hospitals and 40 health centres. The above districthospitals were coordinated by 11 regional health officials.
Health staff increased qualitatively and quantitatively. The National University
of Rwanda (NUR) Faculty of Medicine produced 1,999 general doctors.
Nonetheless, the Government resorted to foreign doctors from neighbouring
countries and even beyond to solve the problem of inadequate medical
personnel. Kigali Health Institute (KHI) also trained several medical assistants
at A1 level. The nursing section at secondary school also level produced nurses
of A2 level, whereas those in the social section trained and graduated social
workers.
The government policy of encouraging the people to participate in health
programmes was successful. The Rwandan Sickness Insurance Scheme,La
Rwandaise d’Assurance Maladie (RAMA) was established to ensure that
government civil servants get proper medical insurance coverage. It started
business in 2001.
Meritocracy and skills enhancement in education
The colonial and post-colonial administrations left Rwanda with one of the
lowest skilled populations in the sub-region. In addition to this, an “ethnic”
quota system for entry into secondary schools and the university made access
to education limited for sections of the population.
On entering office, the Government of National Unity immediately instituted
meritocracy in education system and measures were put in place to address
the country’s manpower incapacity. Since 1994, the number of higher learning
institutions kept increasing and were six in 2000. The total number of students
receiving higher education rose from 3,000 and was close to 7,000 in 2003. The
number of university graduates between 1963 and 1994 was 2,160. Between
1995 and 2000, a period of just five years, the Government of Rwanda produced
over 2,000 university graduates.
A former military college in the heart of Kigali was transformed into a modern
Institute of Science and Technology. The new Kigali Institute of Science and
Technology (KIST) was established in 1997 to provide technical, skill based
training to 2,500 full and part-time students.
The institute also hosted the African virtual University and conducted business
and entrepreneurship courses. Licenses and facilitation were granted to other
institutions and colleges to make more training opportunities available to the
population.
Similarly, from 1994 to 2000, the number of primary schools increased more
than one and a half times. The number of qualified teachers rose by 53%between 1994 and 2000. More resources were made available to build new
schools and to rehabilitate old ones. In addition, Government introduced
universal primary education, established education support institutions such
as the National Curriculum Development Centre, the General Inspectorate of
Education and Examinations Board.
The National Examination Council was introduced to ensure fairness,
transparency and uniformity in standards
Promotion of gender equality
Women had suffered due to war and the Genocide. One of the Government
and civil society priorities were to strengthen capacity building programmes
for women in all fields. In this regard, the Rwandan legislation which was
disadvantaging women was amended in order to give equal opportunities
to both men and women. The Government set up the National Commission
for Women’s Rights which played an important role in revising the law and
culture. Articles which disadvantaged women were removed. Similarly, women
organizations became very active. Hence, an association called PROFEMMES/
Twese Hamwe trained women and empowered them to take up roles in decision
making organs, justice etc….
In addition, laws on inheritance were reformulated. Furthermore, the gender
factor was integrated in all national policies on Rwanda’s long term development.
In political domain, the Government encouraged women to get involved in
decision making organs. This started from the first electoral campaigns of 1999,
2001 and 2003. For example, during the 2001 elections organized by district
and sector committees, almost 25% of the women were elected.
All categories of the Rwandan population took part in the process of drafting the
Rwandan constitution of 2003. This facilitated the inclusion of the gender factor
in the constitution. The 2003 Constitution of the Republic of Rwanda stipulates
that women shall occupy at least 30% of the decision making organs in the
country. The results of the 2003 elections showed that Rwanda was among the
first world countries with the most outstanding percentage of women in the
National Assembly.
2.1.3 The achievements of the Government of Rwanda on economic
level
Enhancing economic growth and development
Due to War and the Genocide, the country’s infrastructure was destroyed.
Between July 1994 and 2000, the Government of National Unity put in place
an emergency programme of reconstruction. In this regard, policies and
programmes of economic recovery and social welfare were put in place. For
instance, the Government designed first a programme of national reconciliation
and another one of rehabilitation and development. The latter was presented
during Geneva donors’ conference in January 1995. Its aims were the restoration
of the macro-economic framework of the country, capacity building, reinforcing
the participation of local investors and integration of refugees and displaced
people. In addition, the Government had to restore favourable conditions for
economic and social activities.
Almost 600 million US dollars was received by Rwanda for the period 1995-
1996 thanks to the Geneva donors’ conference. The international financial
contribution served not only to rehabilitate and repair the basic infrastructures
but also to increase agricultural activities. It also improved Rwanda’s balance
of payments. During the second conference held in June 1996, Rwanda
received 500 million US dollars for the second recovery programme called
Rehabilitation and recovery programme (1995-1998). The third programme
presented to the World Bank and International Monetary Fund (IMF) was a
structural adjustment. It intended to stabilise the country’s macro-economic
performance to improve the balance of payments, controlling inflation, etc.
In June 1998, IMF (International Monetary Fund) approved Rwanda’s
application to achieve Reinforced Structural Adjustment Facility. In 1999, this
3 years programme was transformed into a ‘Facility for Poverty Reduction and
Growth’ (FPRG). It was supported with funds worth 413.3 million USD. Thus,
Rwanda embarked on its economic and social construction.
Even if some programmes and policies were conceived, it was from 2000 that the
Government of Rwanda started formulating long term policies. They included
Vision 2020 and the Strategic Plan for the Reduction of poverty (EDPRS) which
was published in June 2000. These two strategic programmes demonstrated
remarkable dynamism because they inspired subsequent policies which were
designed in all government sectors.
The Government immediately set out to create fiscal stability and economic
growth. Inflation was brought down from 64% in 1994 to fewer than 5% from
1998 up to 2000. In 1994, annual fiscal revenues were zero while in 2002 they
stood at nearly 70 billion of Rwandan Francs (frw). The economy grew steadily
at an average of 11%, while gross domestic incomes grew at an average of
14.3% per annum since 1995.
The process of privatisation of government enterprises started in 1996. Many
enterprises were put up for privatisation and shares were sold to local or foreign
investors. The government made it a priority to diversify Rwanda’s economic
base.
The Government of National Unity was committed to rebuilding, expanding
and improving the infrastructure of the country in order to facilitate
economic growth. Since 2003 new roads have been built and others have been
reconstructed to improve the road system.
Other efforts related to promote health conditions in residential houses
increased the availability of water and electricity. Up to 2001, only 2.4% of the
homes were connected to water supplied by ELECTROGAZ as opposed to 38.1%
homesteads which got water from natural wells. The poorest people fetched
water from rivers. The average distance between homes and water sources was
703 meters in 2001.
As for electricity, the number of ELECTROGAZ customers increased. It rose from
2% of the population in 1994 to 6% in 2002. In addition, there was a significant
difference in living standards between rural and urban dwellers.
Agriculture and animal husbandry
Ever since it took over power in July 1994, the Government of National Unity
focused its attention on boosting agricultural production. It sensitised the
population to embark on agriculture as soon as peace and security were
achieved. It distributed seeds, basic tools, pesticides, etc. to boost agriculture.
To curb the problem of famine and guarantee food security, government priority
identified the cultivation of the following crops: maize, rice, sorghum, beans
and, irish potatoes.
Rwanda’s economy heavily depended on the export of coffee and tea. The
evolution of quantitative production of coffee from 1994 to 2003 was achieved
unevenly. The new export crops on which the Government focused its attention
included flowers which started fetching foreign exchange to the Rwandan
economy. In short, agricultural production increased from 1994. Between 1995
and 2005, it multiplied twofold.
In the field of animal husbandry, government action since 1994 was bent on the
following: increasing the reproduction of animals in all regions of the country,
reopening of veterinary laboratories and research institutions in animal
technology, provision of veterinary medicines and the sensitization of farmers
to ensure an increase in animal production. In 1994 and 2003, the number of
domestic animals increased by almost five. Quantitatively, animal husbandry
also improved because big-sized animals and the number of cross-breedanimals increased though generally, a lot of improvement was still needed.
1. Describe the above picture. Explain what you think about the
above picture. How do you link it with the 1994 Genocide against
the Tutsi consequences?
2. Reading to analyse:
“Since Rwanda’s social cohesion had fractured due to the divisive politics
that preceded the Genocide, suspicion and mistrust characterized
relationships between Rwandans. Thus, the new government inherited a
a deeply scarred nation where trust within and between social groups had
been replaced by fear and betrayal”.
How do you link this text with the challenges faced by Rwandans after the1994 Genocide against the Tutsi?
2.2.1 Political challenges
Problems of insecurity
Although the RPF had captured the power and a transitional government had
been put in place, the security situation was still fluid, with former government
forces and Interahamwe militia still carrying out Genocide in various part of
the country.
A French buffer area in western Rwanda, known as Zone Turquoise had become
a safe haven for genocidal forces. In addition, infiltrators from refugee camps
across the border continued to cross and destabilise the country. The Rwandan
combatants and refugees located on the border of the current DRC became
a security threat which destabilised the hosting country and the interests of
several companies. Consequently, a campaign against Rwanda was organised
by the affected companies. It should be noted that the ex-FAR and Interahamwe
were allowed to keep their weapons and to join the civilian refugees. Other
sympathizers of the former regime continued to support combatants, notably
Zaïre (current DRC) under President Mobutu Sese Seko. All these proved to be
security challenges for a country that had been affected by one of the worst
human tragedies of the 20th century.
The Government of National Unity had to devise means to address insecurity
in the whole country so that Rwandans could begin the task of rebuilding the
nation.
Political and administrative vacuum
The Government of National Unity inherited a country without political
and administrative institutions, due to the chaos provoked by the Interim
Government. Most of civil servants were either killed or have left the country
and the political institutions were destroyed. In addition, during the period of
emergence, the Government faced the problems related to insufficient numbers
of civil servants, lack of equipment and motivation for civil servants because
they had neither salary nor accommodation, a judicial system that had come to
a standstill due to lack of adequate qualified personnel, cases of embezzlement
of public funds, districts without leadership (bourgmestres), and inexperienced
police force among others.Suspicion and mistrust among the Rwandan population
Since Rwanda’s social cohesion had fractured due to the divisive politics that
preceded the Genocide, suspicion and mistrust characterised relationships
between Rwandans. Thus, the new government inherited a deeply scarred
nation where trust within and between social groups had been replaced by fear
and betrayal.
This lack of trust between people posed a serious challenge to the functioning
of institutions because the vision of the Government of National Unity was not
shared by all stakeholders. In spite of all this, the Government of National Unity
believed that Rwanda was not dead but that it could be reborn and re-built.
To reach that goal, the Government of National Unity advocated strongly for
unity and reconciliation despite the enormous challenges.
Broken judicial system
The Government of National Unity inherited a broken justice sector. More
than 140, 000 genocide suspects had been arrested yet there was insufficient
prison infrastructure to host them. Their detention became a huge challenge in
terms of feeding, and provision of medical and other services. In the same vein,
there was inadequate number of trained lawyers to handle the large number
of perpetrators of Genocide and this shortage of judges was also true for other
crimes that were being committed in the country. For example, according to
records of the Supreme Court, out of 702 judges in 2003, only 74 possessed a
bachelor’s degree in law.
Laws were also outdated, obscure and inadequate. For example, there was no
law on the planning and execution of Genocide. Nonetheless, justice had to be
delivered. Despite meagre resources that were available, the government had
to operate reforms and introduce new judicial institutions to deal with all these
challenges.
2.2.2. Social challenges
Lack of shelter for refugees and other vulnerable people
The Government of National Unity strived to restore Rwanda as a country for all
Rwandans and provide a homeland for millions of Rwandan refugees. Tens of
thousands of internally displaced people, especially Genocide survivors whose
houses had been destroyed, were looking for housing facilities. About three
million Rwandan refugees taken as hostage by the defeated genocidal forces
in current DRC and some in Tanzania and Burundi were brought back home bythe Transitional Government.
This humanitarian exercise was largely successful despite the failure of the
international community to address their plight in refugees’ camps. A big
number of older refugees (from 1959 and subsequent years) came back also in
their country. All these categories of the needy people were looking for houses.
A bleak health sector
In the health sector, the picture was equally bleak. This sector was weak in
Rwanda. The personnel in health services were few and poorly trained. This
was a result of chronically poor human resource development strategies that
characterised colonial and post-colonial Rwanda. On one hand, this situation
was greatly exacerbated by the Genocide in which several health personnel had
either participated in or had fled the country. On the other hand, some health
workers had been killed. Few refugees that had returned from exile settled in
Kigali.
The capital city attracted health personnel because it had some infrastructures
and was also safer to live in.
To mitigate the health crisis, a number of NGOs and the army came in and tried
to make a difference, but the task was overwhelming since the number of the
injured and the patients was very high. Statistics indicate that immunisation
coverage for children had decreased as a result of war and mismanagement.
Malnutrition levels were also very high. Child as well as maternal mortality
rates were equally high due to poor health service delivery.
The prevalence of water-borne diseases and other conditions related to poor
sanitation was among the highest in Africa at that time. The high infection
rate of transmittable diseases, especially HIV and AIDS was equally high. This
pandemic disease had worsened during the Genocide because rape was used
as a war weapon.
The situation worsened due to a good number of traumatized people and high
fertility rate coupled with ignorance. Malaria was hyper endemic in some parts
of the country, especially in the eastern and southern provinces.
A selective education system
During the genocide against the Tutsi, most education infrastructure was
destroyed and the human capital almost decimated.
The education system was poor and did not respond to the socio-economic
needs of the country. Few educated Rwandans could not translate theirknowledge into productive activities to improve the standard of living of the
Rwandan people. For instance, in the eastern part of the country, schools were
not only few and scattered, but in some areas they did not exist at all. Higher
education was not only quantitatively low but was also a privilege of the few
favoured by the quota system. For example, in the period between 1963 and
1994, only about 2000 Rwandans had completed tertiary education.
2.2.3 Economic challenges
The Rwandan economy and political situation before 1994 were marked
by economic stagnation and high levels of poverty, mainly attributed to lack
of vision and poor economic planning, mismanagement, embezzlement,
corruption by the leadership of the time.
As a result, post Genocide Rwanda faced a number of economic challenges
including an unstable macroeconomic environment. For example, in 1994, the
economy shrank by 50 % and inflation rose to 64 %. Between 1985 and 1994,
the GDP (Gross Domestic Production) growth rate was a mere 2.2% against a
population growth rate of 3.2%, meaning there was an annual decline of-1% of
per capita GDP.
These challenges were mainly due to the fact that the economy was characterised
by low productivity in all sectors, but most especially in agriculture.
Yet more than 90% of the population depended for their livelihood on
agriculture. This situation resulted in a very weak export base coupled with a
narrow revenue collection. It implied internally generated resources or external
aid to fund social services like education and health.
In addition, there was low private investment. As a result, the country lacked
a serious and vibrant private sector to drive economic growth. In the public
sector too, there was a high unskilled labour force. For example, in 1994, at
least 79% of civil servants in the country had not done tertiary education.
To make matters worse, skilled professionals had been particularly either
targeted in the Genocide or had fled the country. In brief, the Government of
National Unity inherited an economy completely destroyed by the Genocide
and mismanagement over three decades.
Agriculture was the key economic sector for Rwanda because it employed more
than 90% of the population. However, despite this fact, its output continued tobe poor because the techniques of production were still rudimentary with the
use of the hand-hoe as the primary tool, lack of or inadequate use of fertiliser,
poor training of farmers in terms of technological use and poor soils emanating
from over cultivation and overpopulation.
Rwanda’s agriculture suffered from structural and fluctuating problems. For
example, Rwanda’s soils depended entirely on rains because 1.64 % of this soil
was under irrigation and only 1.2% was cultivated. This showed that Rwanda’s
agriculture depended on unpredictable climatic changes. In addition, soil
erosion affected more than 20% of the national territory. A fraction of
the Rwandan population still suffered from food insecurity and malnutrition.
Price fluctuation of exported products was also another problem whenever the
agricultural prices fell. Although agricultural production increased from 1994,
food availability per capita per year was on the decline.
Farming and animal husbandry activities needed agricultural space. However,
the Rwandan soil suffered from demographic pressure and physical degradation.
It was overexploited because of high population density. Rwanda’s inheritance
system of family land transfers also led to land fragmentation. On average,
the size of owned cultivable land by a household was 0.72 ha, although there
were differences at regional level. Hence, land fertility reduced gradually. Soil
erosion affected a big portion of this land and anti-erosion techniques were
not yet widespread on the entire territory. Other behaviours contributed to
aggravate the soil situation. For example, overgrazing, bush burning practices,
irresponsible deforestation, un-reasonable exploitation of marshlands by brickmakers and the extraction of sand along valleys.
Throughout the whole unit, emphasis has been put to achievements of Rwanda
government after Rwanda government after the 1994 genocide against the
Tutsi. . Attention has been given to challenges caused by genocide and genuine
solutions found to overcome the tragedy consequences. It has been highlighted
that measures taken rank the country in well and organized one world widely
and serve as a model in Africa. However, more initiatives needs to be achieved,
like it has been proved that the country lacked a serious and vibrant private
sector to drive economic growth. In the public sector too, there is still low level
skilled labour force to prompt the economic vibrant progresses to a higher level.UNIT 3:GENOCIDE IDEOLOGY AND GENOCIDE DENIAL IN RWANDA AND ABROAD
3.1.1 Genocide ideology
Normally, an ideology is an organized collection of ideas. It was used in the
late 18th century to define a “science of ideas”. For genocide ideology, according
to Article 2 of the Rwanda law N°18/2008 of July 23, 2008, relating to the
punishment of the crime of genocide ideology, it is an aggregate of thoughts
characterized by conduct, speeches, documents and other acts aiming at
exterminating or inciting others to exterminate people basing on ethnic group,
origin, nationality, region, color, physical appearance, sex, language, religion or
political opinion, committed in normal periods or during war.
In article 3 of the law above, it is characterized of any behavior manifested by
facts aimed at dehumanizing a person or a group of persons with the same
characteristics like threatening, intimidating, degrading through defamatory
speeches, documents or actions which aim at propounding wickedness or
inciting hatred.It can also be committed through:
The crime of genocide ideology is punishable by the law. Under article 135 of
the penal code, “any person who commits the crime of genocide ideology and
other related offences shall be liable to a term of imprisonment of more than
five to nine years and a fine of one hundred thousand (100,000) to one million
(1,000, 000) Rwandan francs.
3.1.2. Genocide denial
Encyclopedia universalis defines Genocide denial as an assertion contesting
the existence of historic facts mainly related to mass killings genocide denial
is also understood as “an attempt to deny or minimize statements of the scale
and severity of an incident of genocide”. It is a speech aiming at contesting or
denying the reality on Genocide against Jews perpetrated by the Nazis and
their accomplices during World War II. This denial appears through hiding
the reality, scale of killing methods used as well as the will of Nazis to commit
the genocide. In fact, it is a speech whose target is to deny genocide as well as
its execution conditions. In other words, it is an attempt to deny or minimize
statements of the scale and severity of an incidence of genocide.
From then on, such a speech is applied on genocides namely Genocide against
the Tutsi in Rwanda, the Serbian Genocide, the Holaucost and the Bosnian
Genocide, Nama and Herero Genocide, etc.
Being a stage that always follows a genocide, genocide denial is among the
surest indicator of further genocidal massacres. It is characterized by:
─ The digging up of the mass graves;
─ Burning of the victim bodies;
─ Trying to cover up the evidence and intimidate the witnesses;
─ Denying the commission of any crimes;
─ Often blaming what happened on the victims.
The crime of genocide ideology is punishable by the law. Under the Article 116
of the penal code “Any person who publicly shows, by his/her words, writings,
images, or by any other means, that he/she negates the genocide against
the Tutsi, rudely minimizes it or attempts to justify or approve its grounds,
or any person who hides or destroys its evidence shall be liable to a term of
imprisonment of more than five (5) years to nine (9) years. If the crimes under
Paragraph One of this Article are committed by an association or a politicalorganization, its dissolution shall be pronounced
1. Explore above picture and discuss 3 forms of genocide denial
and ideology in Rwanda and abroad?
2. Using internet, textbooks in library or other documentation,
explain twelve ways to deny 1994 genocide against Tutsi?
https://www.genocidewatch.com/twelve-ways-to-deny-genocide or https://www.newtimes.co.rw/opinions/genocide-denial-remaining-weapon-perpetrators
3.2.1 Forms of genocide denial in Rwandan society and abroad
The 1994 genocide against Tutsi was committed according to home-made
Rwandan plans already underway by early 1992 as it has been suggested by
numerous historical and legal record and studies like the International Criminal
Tribunal for Rwanda.
Since 1994, the genocide denial has taken three main forms: Literal genocide
denial, interpretative and implicatory genocide denial. In the case of the 1994
genocide against Tutsi, all these three forms of genocide denial are more or less
linked one to another.
The literal genocide denial
It involves negating the facts of genocide, silencing talk of genocidal plans and
killings. The literal denial becomes harder to sustain once evidence emerges
that genocide plans were made and executed right across Rwanda.
The interpretative genocide denial
It reframes or relabels the events of the genocide, viewing them as part and
parcel of civil war, rather than genocide. Interpretative genocide denial
involves recategorizing evidence that is established, and goes beyond
negating, ignoring or silencing talk of genocide. Higher moral goals are often
invoked in cases of interpretative denial, such as: ‘…revolutionary struggle,
ethnic purity, Western civilization’, or in the case of Rwanda, legitimate selfdefence and a striving for ethnic-based self-determination.
The implicatory genocide denial
It becomes prevalent and involves explicit counter-accusations that genocide
was planned by those previously viewed as saving the victims. For instance,
the RPF (Rwandan Patriotic Front) government is thus accused of planning
genocide, not only in Rwanda but also in Eastern Congo, now DRC (Democratic
Republic of Congo).
A double genocide thesis is part of both the interpretative and implicatory
forms of genocide denial. All the three forms of denial tend to reinforce two
parallel and mutually incompatible accounts of the 1994 genocide against Tutsi,
of the past, and tend to further polarise political and public opinion, reinforcingdivisions over the past, present and future direction of the country.
3.2.1 Forms of genocide ideology
Forms of genocide ideology may bear two common forms as long as they have
consequent aspects. These may be: official and family-based forms.
Official form of genocide ideology
Official ideology is a system of ideas through which the state leaders learn to
structure their environment and explain reality. It helps the leadership reflect
upon various courses of action and rationalize the choices they have made.
Official form of genocide ideology, in this perspective and the case of Rwanda,
refers to a set of genocidal ideas by which the 1st and 2nd Republics leaders
referred to whenever they wanted to respond to home social and political
problems by shouldering the root causes to Tutsi. It helped the two former
Republics to reflect upon the attack of Inyenzi in 1963 and 1967, 1973 revolts
and attack of RPF in 1990 (Liberation war) and justify the reaction of the
leaders of that time against Tutsi (Killing of Tutsi who remained in Rwanda
and imprisonment of so-called RPF accomplices in 1990). This form of official
genocide ideology was used then from 1990 up 1994 when it finally ended in
justifying the Genocide against Tutsi in 1994 as defense legitimacy to avenge
J. Habyarimana’s death in airplane crash on national and international levels.
After genocide, former Republics leadership (in exile-FDLR) continuously
refashioned and reinterpreted ideological formation according to the changing
international and domestic environment especially by denying genocide and
accusing the acting Government of Rwanda of having perpetrated Genocide
against Hutu.
Family-based form of genocide ideology
The ideology of the family consists of all those values and norms that instruct
us on how ‘ideal’ family life should be lived. It provides a justification for the
type of institution the family is seen to be in our culture. Most of the time this
ideology is ‘hidden’ and it lies in our unconscious, but not often brought to
consciousness and seriously questioned.
The family-based form of genocide ideology, in the case of Rwanda, may refer
to all values and norms instructed to children by their parents (Hutu) on how
children have to live with their neighbors especially with those their parents
qualify as “them” meaning those who are not of their clan or ethnic group
(Tutsi) following the genocide-based indoctrination of the past history. In this
sense, it affects most the society when comes the mourning times where this
form of ideology is kept as status quo against hatred side (Tutsi) because theother side (Hutu) feels uncomfortable
So kept, it develops the ideals of genocide ideology and is liable to make family
members (parents and children) maintain genocide denial thoughts andactions.
3.3.1 Channels of genocide ideology and denial
a. Channels of genocide ideology
Education
In Rwanda, education played the major role in development of and instilling
genocide ideology especially through the teaching of History of Rwanda
in primary and secondary schools after independence. Just before the
independence, it was based on the idea of Rwandan settlement where Hutu
were made the first settlers of the country, oppressed and poor while Tutsiwere said to be invaders, feudal and rich.
When Rwanda became independent, this history was included in the
teaching curricula to reinforce Hutu identity as legitimate where it focused
on describing different components of the population, demographic rates,
origins and settlement periods. Tutsi, as foreigners or invaders, pastoralists
settled in Rwanda after Hutu and Twa. Hutu being the majority and organized
in chiefdoms. In fact, this teaching program also aimed at identifying African
social groups to which every Rwandan population component was related; Twa
as indigineous people, Hutu as part of Bantous of central, Eastern, Southern
and Western Africa while Tutsi were said to be related to Hima of Buganda and
Tanzania and to Massai of Kenya hence their origin being North-eastern Africa
(Somalia and Ethiopia). Teaching like this one in Primary 6 and in all levels
of secondary had the mission of accelerating the process of rationalizing the
marginalization of Tutsi.
Another point resided in the teaching of Civic education where students’
knowledge was initiated around political institutions by presenting eminent
political leaders, ups and downs of the 1959 revolution and conditions of
accessing to independence. Furthermore, they were stigmatizing the opponents
and imposing history reconstructions through official speeches.
Divisions and violence between Hutu and Tutsi students are the results of a deep
indoctrination of representations drawn through the channel of education.
Press (media)
It should be noted that apart from the role of education described above, between 1990-1994, the press/media achieved a remarkable task in broadcasting genocide ideological information on the causes and effects of the war. It was
centered around the “dual hutu-tutsi”, fixing the origins of hutu-tutsi dual in
past history and associating it with positive behavior for one camp (side) and
negative one for the other.
Additional to general difficult conditions, the war crystallized then passions
and pushed on to seek a scapegoat who was eventually a Tutsi.
Political speech
As a privileged channel for mobilizing identity tendencies by political authorities,
a political speech bears different contents such as listing measures to take,
formulation of projects to be executed, interpretation of events, etc. Mainly, it
plays a major role during hard times (social and political crises). It was mostly
used in the First Republic by Gregoire Kayibanda to recall referential values
of Hutu during the celebration of independence and identify the responsiblefor the failure. He expressed despise and hatred vis a vis Tutsi. He also used
to remind the nativity and majority of Hutu, hence Tutsi would pay for their
oppressive actions in the past against Hutu.
By 1990, following the attack of RPF, Juvenal Habyarimana’s speeches constantly
referred to historic settlement of Rwanda and mobilized the maximum support
of Hutu to chase out Tutsi by all means. In addition, one may remember the
deadly speech of Leon Mugesera (Member of MRND party) at Kabaya- Gisenyi
in 1990s when he called Tutsi “Abyssinians” who might go back home by
Nyabarongo river.
Political, Social and economic development movements
These are movements or actions regrouping a given number of individuals
who commit to run determined activities for individual or common interest.
In politics, they are formed and organized by the government to implement
formulated ideologies or policies. Their members are regularly trained to the
cause and are requested to hold meetings periodically to evaluate their actions
and debate on the tasks ahead. In Rwanda, such movements were formed
and given extra-mission tasks of instilling genocide ideology throughout the
country during the First and Second Republics. They include: Cooperatives,
Militias, Youth Movements and state-organized community works of every
Tuesday. These were followed by singing songs (eg National Anthem) glorifying
the achievements of the acting government and the win over Tutsi domination
and gain of independence despite Tutsi indifference.
Cooperatives during the 1st and 2nd Republics. Officially known as the Government
policy of bringing together efforts for sustainable development in different
sectors of development, they were also channelling through which the
genocide ideology had to be taught. This is because, in their meetings, not only
development matters were concerned but also history of Rwanda was taught
by the identifying Tutsi as enemies of the development regained grounds for
debate.
Political party militias. These were paramilitary organizations of people formed
and trained for the civil defense of the country especially by 1990. Groups like
Interahamwe (MRND), Impuzamugambi (CDR), Inkuba (MDR), etc. were used
to echo hatred, suspicion, division against Tutsi as the Liberation War was on
the move. The teachings recalled so many times differences between Hutu andTutsi, prejudices or other kinds of stereotypes of each group
Faith-based organizations
These organizations which include Christian churches over nosed in the
politics (eg. Mgr Vincent Nsengiyumva-Archbishop of Kigali in MRND political
area) other examples in adventists, Islam and took part in disseminating
hatred among their followers during their missionary activities. This is well
understood because many of them had acquired knowledge offered by the
same system of education in primary and seminaries. They preached a hatredcoated evangel where they consented on the fact of killing an enemy potentially
a Tutsi wherever he/she would be found as a legitimate action because before
being Christians, they were humans to defend themselves. Most of these biblical
teachings climaxed since 1990.
International political system
This channel plays this role through the bilateral cooperation system. It is the
case of influence of a given western power over her ally in Africa or elsewhere.
The genocide ideology is taught to state officials during the state visits with
the aim of assuring its political presence in a country as long as one group is
not digested by the western power collaborating with the acting Government.
It is the case of France in Rwanda that supported, trained Militias and even
perpetrated genocide in Rwanda. This means, the genocide ideology was indeed
part of terms agreed on for long time with Juvenal Habyarimana regime.
The ideology-based family
It will be recalled that the first family lesson makes the most remarkable
impact in child’s life. In addition, the acquisition of culture begins at home.
Most families in Rwanda have lived different experiences in the past history
of Rwanda under two former Republics. They are witness of political speeches
full of hatred, listened to them, even put into actions as state policies dictated
the move. Having been so long indoctrinated, some parents retold their past
memories reflecting the genocide ideology to their children. As being not
mature enough to assess the given information, children embrace the ideology.
Social media (Internet, WhatsApp,…)
As a social media and ground for a diversity of information, it has become a
channel where anyone believing in ethnic differentiation, hatred against Tutsi
can gather works written against or for genocide ideology from any corner ofthe world.
b. Channels of genocide denial
Press (media)
Genocide denial is seen through the international press. For example, Pierre
Péan, a French journalist, who asserts the double genocide in Rwanda in his
publications and Press Conference where he shows that Tutsi are the root cause
of their killings. This was explained in his book published in 2005, « Noires
fureurs, blancs menteurs. Rwanda, 1990-1994 ». Another Author, Charles
Onana, from Cameroon, who wrote in his book, «Les secrets du genocide
rwandais » that Genocide was caused by the crash of Juvenal Habyarimana
airplane by adding that Tutsi prepared their killings. He is even the one to accuse
Rwandan authorities of standing behind Congo conflicts and blames Rwandan
forces for Hutu refugees killings in Congo and six million of Congolese.
Works of Robin Philpot, Canadian journalist, in his book “Ca ne s’est pas
passé comme ça à Kigali”, saying that what is being reported on Genocide
against Tutsi in Rwanda is not true. Another one who denies Genocide in her
publications is Jane Corbin of BBC in her documentary film “Rwanda’s untold
story” who collaborated with genocide deniers to produce a misleading tool for
permanent enemies of Rwanda and false accusations to the high authorities of
Rwanda for having caused Genocide.
Authors and Researchers
Authors and Researchers like Filip Reyntjens, A Belgian Professor, Permanent
Advisor of Juvenal Habyarimana, who even participated in the ethnic-based
1978 Constitution drawing up under Juvenal Habyarimana regime, always
writes by asserting that RPF was behind the plan of J. Habyarimana’s airplane
crash. Another genocide denier is Bernard Lugan, a French, who denies the role
of France in the Genocide against Tutsi and asserts that in Rwanda happened a
double genocide.
Manipulation of the number of victims (Minimization)
There are so many other pseudo-researchers who deny genocide by
manipulating the number of victims of genocide and including a great number
of killed Hutu. These include: Allan Stam and Christian Davenport, Professors
in one USA universities. When denying genocide, they end up with giving
200,000 as a number of Tutsi killed during the genocide instead of over one
million victims. This way of minimizing the number of victims is always used
by the deniers of the Holocaust where they limited their number at 200,000only instead of 6,000,000
Law Specialists (Lawyers)
Genocide denial is also seen through reports of Law specialists who assisted
the genocide perpetrators in Arusha International Criminal Court for Rwanda.
For example, Carl Peter Erlinder, Lawyer at Arusha, wrote so many reports
explaining that there was no genocide planning, and even genocide did not
happen in Rwanda.
International tribunals and courts
In denying genocide against Tutsi, it accuses Rwandan authorities for having
masterminded genocide hence making not guilty genocidaires themselves.
For instance, the arrest warrants formulated by French justice and that of
Spain against some of High authorities of Rwanda. This was used as a political
instrument for hiding their role in genocide in Rwanda. Here also comes
International Criminal Court based in Arusha which is reluctant to pronounce
its position by freeing or reducing penalties of genocidaires in Arusha (Cases of
Bagosora, Zigiranyirazo, Mugenzi, Ndindiriyimana, etc.).
United Nations Organization reporting
For political reasons and refuting their role, UN and member States of UN
Security Council produce reports aiming at showing that in Rwanda happened
double genocide.
These include: “Mapping report” asserting the role of Rwanda in the Congo
genocide; Report of Steve Hege, former coordinator and armed groups expert of
the United Nations, on Democratic Republic of Congo’s armed groups, speaking
on behalf of Forces Démocratique de Libération du Rwanda (FDLR) by denying
its atrocities in 1994 in Rwanda and other crimes committed in Congo, Reports
of Human Rights Watch, Amnesty International publishing fabricated lies on
Rwanda. This brings about questions as these organizations have a hidden
agenda instead of promoting human rights.
Some French political figureheads
To hide the role of their government in the genocide in Rwanda, French
authorities namely Francois Mitterrand (Defunct), Alain Juppé, Hubert Vedrine,
Bernard Debra and Dominique de Villepin glorify the good image of France
(“Operation Turquoise”) during the genocide against the Tutsi and insist on the
happening of the double genocide in Rwanda.
For them, the genocide against the Tutsi was the reaction to JuvenalHabyarimana’s airplane crash they gratuitously attribute to the RPF.
Faith-based organizations and affiliated charity organizations
These mainly include White Brothers organizations, Guy Theunis who played
the role in disseminating press of hate before the genocide, Serge Desouter in
his book “RWANDA, LE PROCES DU FPR”, deny genocide against Tutsi advancing
the causes of it out of the President’s airplane crash and the killing of Hutu.
In this line, some organization like “S’OLIVAR Foundation” and INSHUTI
Association whose tasks are collecting money for FDLR to buy weapons and
advocating for it in Western countries.
Genocidaires abroad and their friends holding genocide legacy
These include: genocidaires, their friends, political refugees and prisoners
jailed in different countries such as Augustin Ngirabatware who wrote the book,
“RWANDA, Le faît du mensonge et de l’injustice” and Ferdinand Nahimana,
who wrote the books, “Rwanda: les virages ratés” and “Rwanda. L’élite Hutu
accusée”. All of these individuals deny genocide and their Government’s role.
Family
In a family, parents contribute the biggest share in children’s education: initiating
children into good manners, teaching politeness, discouraging the bad habits,
supervising them and assisting them where necessary. In Rwanda today, some
parents won by genocide ideology or having been involved in genocide, jailed
for that purpose still hold on informally interpreting to their children at home
or in the neighborhood their preferable views on genocide against Tutsi. This
has been seen very often during the mourning times where young people send
phone calls or messages to some Radio stations trivializing the genocide. This
also happens in some secondary schools and universities as well as in some
private areas. Nowadays, one cannot imagine where a student, a child born
after 1994 could have got such a behavior unless from her/his parents at home
and the neighborhood.
3.2.3 Ways of fighting against different forms and channels of
genocide ideology and denial
Ways or strategies may include:
Sensitizing the mass by making public the law N°18/2008 of July 23, 2008,
relating to the punishment of the crime of genocide ideology; Deploying efforts
in pursuing genocidaires who are still free abroad and making a follow up of
such trials;Instituting laws relating to the punishment of the crime genocide denial on
regional level (Great Lakes and in East African Community); Improving diplomatic
relationships among countries of the Great Lakes and exchanging information
about genocide denial; Encouraging other countries to commemorate Genocide
against Tutsi;Teaching the History of genocide against Tutsi to the Youth so that
they are aware of and prevent it; Carrying out and publishing researches on
genocide denial; Continuing keeping the country’s security; Fighting against
genocide ideology from its bases (ethnic and divisionist ideas as well as its
channels-rumor and lie); Reinforcing memory of genocide because without it
its history will be forgotten; Establishing and substituting denial maneuvers
for the truth by reconstructing genocide events (mission of CNLG); Legally
forbidding use of hate symbols or ethnic classification words, hate speech, etc ;
Counter-productive prohibition, as part of an ideology of denial, which prevents
people from naming, discussing and overcoming deep cultural divisions;
Genocide denial and ideology radio stations should be shut down as well as
hate propaganda banned; Denial as the final stage of genocide is best overcome
by public trials and truth commissions, followed by years of education about
the facts of the genocide, particularly for the children of the group or nationthat committed the crime.
Unit Summary
This unit is central as it talks about the crime of genocide and genocide denial.
Its main objective is first to give a clear meaning of the concept, second list
different forms of genocide ideology and examines strategies used to spread
out it in order to be committed easily and lastly make a complete survey of
channels used to deny the crime basically in case of Rwanda society. Among
other channels, formal and non formal education played a very big role to
disseminate the ideology, while in denying it overseas community is involved.
Hence books and articles are written by either perpetrators or politicians and
scholars etc…. Beyond this, acts of sabotage are committed even witnesseskilled or proofs destroyed.
UNIT 4:PREVENTION OF GENOCIDE
4.1.1 Concept of genocide prevention
Prevention is a continuous process that aims at avoiding the occurrence of
something harmful by tackling the causes of the harm prior to it and at each
phase of the process to its occurrence and after. Genocide Prevention is any
action that works toward averting a future genocide.
Since the adoption of the Genocide Convention in 1948 until now, the response
of the governments at the international community level to prevent genocides
and mass killings have been very poor. These poor performances are testified
by a number of tragic situations of genocide since the Holocaust.
The tragedies in Cambodia, Rwanda, Bosnia and Darfur in Sudan have shocked
the conscience of mankind, and there is a fear that the list may grow even longer
in future, if prevention of genocide is not clarified and taken seriously.
What is absurd is that, while for other tragedies it is generally not easy to
foresee them before they happen and therefore difficult or even impossible to
prevent them, genocide is preceded by factors and clear signs that it may or is
about to happen. That would logically provide enough opportunities to take
measures to prevent those factors from leading to genocide.
Several years before the genocide against the Tutsi in Rwanda occurred, there
existed factors and signs that showed that a genocide could potentially break
out but it was not prevented.
4.1.2 Factors that may lead to genocide
Genocide is not something that happens overnight because for genocide to
happen there are a number of factors that precede and make it possible. They
create conditions or opportunities for genocide to occur. Hence, one needs to
first understand the process to genocide in order to know what to do, by whom,
at which moment and by which means of preventing it.
The prevention of genocide will not be successful, if the concerned people do
not understand the process to genocide. Many factors have been discussed, but
there is no consensus on a definitive list of signs or elements that are present in
all genocides. The following are some of the factors that may lead to genocide:
Differences in identity: Genocide is not possible where there is no difference
among the population in a given state but this difference itself cannot lead to
genocide if not combined with other factors;
Difficult life due to economic problems (poverty): Being poor itself does
not make genocide possible but it certainly creates a favourable environment
to other associated problems that may contribute to the process to genocide;
Deprivation or inequalities in the allocation of resources: When this
inequality is based on the differences in racial, ethnicity grounds, meaning,
when some groups are given more privileges than others or when a group is
totally excluded from accessing the resources, it may create tensions that may
lead to other problems that may soon or later lead to genocide;
Political problems: in many cases the origin of the genocide is the political
dominance of one group over other groups. The dominant group may intend
to eliminate other groups in order to have the guarantee of continuation of
dominance. In reaction, the underprivileged group may feel discriminated and
plan to get to power by any means. In both cases, they tend to use a war which
might be itself another factor leading to genocide;
Armed conflicts: the existence of armed actors has served as a motivation
and excuse for human rights violations, including killings, arbitrary arrest
and discrimination committed against the civilian population that the armed
actors claim to represent. Refugees from the persecuted side may also become
warriors determined to overthrow the government in place in order to recover
their rights (like having a home land);
Human rights violations and impunity: genocide is always preceded by
successive human rights violations and by impunity. In Rwanda, the culture
of impunity of perpetrators of human rights violations based on ethnicity that
characterized the colonial and post-colonial periods played a leading role in the
genocide against the Tutsi that occurred in 1994. The episodes of unpunished
massacres committed against the Tutsi “ethnic” group in 1959, 1963-1964,
1973, 1990-1993, did not only pave the way to genocide against them, but
also contributed to its magnitude in that it made the public participation high
because of the then assurance that no prosecution would follow. The role of the
elites and leaders in denying the enjoyment of human rights to some groups
and in the impunity before and during armed conflicts is also an important
factor.
4.1.3 Practices leading to genocide
During the process to genocide some special practices reinforce the divisions.
Based on different studies, the practices are as follows:
Social categorization
People are classified into “us and them” by ethnicity, race, religion, or nationality:
Germans and Jews, Hutu and Tutsi. In Rwanda, during the colonisation,
researchers measured for instance the people’s height and the length of their
noses. And then everyone was classified as Tutsi, Hutu or Twa.
Identities cards were issued to each individual mentioning the ethnicity. It may
not be deduced that this policy was meant to incite Hutu to commit genocide
against the Tutsi, but this permanent line put between the groups and the
implications related to that, contributed to the antagonism between the two
groups that later, combined with other things, led to genocide.
Discrimination/classification
The social categorization which gives the basis for defining groups may be
followed by the exclusion of some groups, intensified by the injustice in the
allocation of resources as well as the injustice on how the participation in
decision making process is distributed. Since these practices of discrimination
against some targeted groups are either done by state leaders or supported by
them, they grow and lead to other phases that may lead to genocide.
Dehumanization
Dehumanisation is a denial of the humanity of others and a step that permits
killing with impunity. This genocidal ideology “dehumanises” members of a
group and justifies violence against it. Victims are not considered as belonging
to the same human race as the oppressors. The targeted group is often likened
to a disease, microbes, cockroaches, infections or a cancer in the body. That is
what explains why during the genocide, bodies of victims are often mutilated to
express this denial of humanity.
Dehumanisation is an important phase in the process that leads to genocide
because ideologically, the perpetrators claim to purify the society as a
justification. So, the ideology grows deeper to convincing one group that another
deserves nothing but death and this is a legitimization to kill. The availability of
the dehumanising ideology is important in the process to genocide but may not
be enough to cause genocide if it is not followed by other actions.
Propaganda for the elimination of targeted group (to which stage this fact could
be linked in Staton categorization)
For the dehumanisation to have its effect, it needs propaganda to spread out
the hate ideology done either by leaders themselves, the authorised who are
supported by them. This is an important phase in the whole process because
it helps the elite members of the eliminating group to disseminate the
dehumanising ideology and to bring other members of that group to believe
in that hatred. This is an important motivating factor to take part actively in
killings. A prominent example of the hate media in Rwanda during the 1990s
is the famous Kangura newspaper as well as the Radio Television Libre des
Mille Collines (RTLM).
Preparation
This phase is when some possible acts liable of making genocide are performed.
They include writing lists of victims, creation and training of militia, purchase
and distribution of arms to be used.
Massacre of the target group members
In many cases, genocide is always preceded by killings targeting a given group
or individuals belonging to that group in different places. Genocide may also
be preceded by killings of moderate people because, of not supporting the
extermination of the targeted group.
Extermination (genocide)
This is the phase when the genocide is executed. It is when the intent to destroy
the targeted group can be seen from what is happening on the ground. When
killings are sponsored by the state, the armed forces often work with militias to
kill like the Interahamwe in Rwanda during the Genocide
In the case of the genocide against the Tutsi, the main actors were: the interim
government, local administration, security forces, militia, the media, civil
society organizations (churches included), the population and the international
community.
Denial and impunity of genocide
During and after every genocide, the perpetrators always find a way of denying
their crime. They try to justify the killings, and to blame the victims, claiming
that their own behaviours brought about the killings. In Rwanda, killers alleged
that Tutsi were helping rebels of RPF, and they used this to justify the mass
killing of innocent Tutsi. The denial of genocide is not only the destruction of
the truth about the genocide by negating or minimising it, it is also a potential
cause of its repetition.
4.2.1. Prevention of genocide at primary level
Genocide is not something that happens overnight or without warning.
Genocide requires organization and constitutes in fact a deliberate strategy and
one that has been mostly carried out by governments or groups controlling
the state apparatus. Understanding the way genocide occurs and learning to
recognise signs that could lead to genocide are important in making sure that
such horrors do not happen again.
Since genocide is a process, prevention of genocide would mean to tackle it at
a very early stage. The prevention at the primary level consists of measures
aiming at creating an environment that reduces the risk of its escalation. At this
phase the aim is to put in place measures that may pre-empt the start of the
harm. This means preventive measures that may avoid the occurrence of the
harm by tackling its root causes. Prevention will therefore include the adoption
of measures that not only prohibit the harm but also put in place mechanisms
that ensure the prevention of that harm.
On international level, the focus in upstream prevention is determining which
countries are at the risk. This is mainly done using risk assessments which are
quite accurate predictors. Numerous models have been developed, each looking
at different factors such as differences in identity, difficult conditions due to
economic problems, sharing of available resources, democracy and respect of
human rights.
Among other things to consider when assessing and addressing the risk of
genocide is looking at structural and institutional frameworks in the country
including domestic legislation, an independent judiciary and an effective police
force to protect people.
By using risk assessments (Early Warning System), policy makers, civil society
organisations and the UN must take appropriate measures to stop the situation
from evolving into genocide.
When the primary preventive measures are unsuccessful, then the need to take
other measures may arise.
4.2.2. Prevention of genocide at secondary level
Prevention of genocide at this secondary level is necessary in two situations.
Firstly, in case a state has not adopted measures at the primary level and
secondly, in case the measures adopted before did not prevent the risks of
genocide from developing.
The secondary prevention takes place when a genocide is already taking
place. At this level, many genocidal actions are observed, such as hatred,
intolerance, racism, ethnic cleansing, torture, sexual violence, disappearances,
dehumanizing and public discourse.
The main focus is to end the genocide before it progresses further and claims
more lives. Measures tailored to the situation are taken in order to prevent the
risk from materialising or the situation from becoming worse.
This level of prevention may involve military intervention of some sort,
especially when it is in an armed conflict context. But there is a debate about
the effectiveness of this military intervention whereby some claim that military
intervention promotes rebel groups or that it is too expensive for the lives it
saves. They prefer peaceful prevention because it saves lives and does not
require costly intervention for example (MINUAR, MONUSCO).
4.2.3. Prevention of genocide at tertiary level
When the measures at the secondary level fail or have never been taken and
the mass killings start, measures at the tertiary level are needed in order to
respond to this final phase of the genocide. Tertiary prevention focuses on
avoiding genocide in future by rebuilding, restoring he community and dealing
with all the consequences to repair the damage caused
Rwanda is an example of the failure of international community to intervene. In
1994, with the presence of United Nations (UN) peace keepers, it was possible to
stop the genocide against the Tutsi, but because of various politico-diplomatic
reasons, these peace keepers were obliged to go back to their countries and let
Tutsi die in the hands of the perpetrators.
Tertiary prevention takes place during and after the genocide has ended. Its
focus is on preventing genocide in the future, thus re-building and restoring
the community. In other words, the tertiary prevention level also deals with
all consequences in order not only to repair the damage but also to avoid the
reoccurrence of the harm.
In concluding, it is important to say that prevention is a continuous process
which involves several actions at different levels which involve the individuals,
government, and international community.
The first challenge is related to lack of certainty that the presence of factors
at different phases may lead to genocide and the second is the uncertainty
on whether the preventive measures to be taken can prevent it. Sometimes it
is better to highlight the key aspects in the text where needed for more facts
visibilty.
Regarding the first challenge, it must be said that the certainty from the existing
factors and risks at early phases that they will to genocide may be difficult to get,
given the fact that the genocide is planned by those in power. Even at advanced
phases, the degree of certainty of occurrence may still not be there. The process
to genocide cannot be understood as an exact science. That is why it may be
argued that the answer to the lack of certainty may be negative. Before taking
preventive measures, one cannot wait until there is certainty that genocide will
happen.
In fact, by the time this is clear, it might be too late to prevent genocide from
happening and too difficult to do it without causing other problems. The
analogy with the prevention of environmental damage which does not require
full scientific certainty can help to understand the uncertainty of the occurrence
of genocide. The fact that there may not be a linear process to genocide that is
identical everywhere is a big challenge.
4.4.1. The role of the international community
The poor record in preventing genocides forced the United Nations to
conceptualize ways of deterring the crime while “recognizing and fully
respecting the sovereignty of States.” The then UN Secretary - General Kofi
Annan took important measures which inspired many programs in the field
of genocide prevention. He identified a Five Point Action Plan to end genocide:
Prevent armed conflict, which usually provides the context for genocide;
Protect civilians in armed conflict, including the mandate for UN peacekeepers;
End impunity through judicial action in both national and international courts;
Gather military information and set up an early warning system; Take quick
and decisive action along a continuum of steps, including military action.
Annan created the Office of the Special Advisor on the Prevention of Genocide,
later changed to the Special Advisor on the Prevention of Genocide and Mass
Atrocities (SAPG). The mandate of the SAPG is to:
a. Collect existing information, in particular from within the United
Nations system, on massive and serious violations of human rights and
international humanitarian law of ethnic and racial origin that, if not
prevented or halted, might lead to genocide;
b. Act as a mechanism of early warning to the Secretary - General, and
through him to the Security Council, by bringing to their attention
potential situations that could result in genocide;
c. Make recommendations to the Security Council, through the Secretary
General, on actions to prevent or halt genocide;
d. Liaise with the United Nations system on activities for the prevention of
genocide and work to enhance the United Nations capacity to analyse and
manage information relating to genocide or related crimes.
With the introduction of Responsibility to protect people in 2001, the
international community has taken significant steps towards greater awareness
of escalating situations and employing a tempered preventive mechanism
which views intervention as a last resort.
According to this international norm signed by all member states of the UN,
any nation has the right to intervene if a state fails to protect its citizens from
genocide or other crimes. This means that state sovereignty can be violated for
the protection of a population if the state is unable or unwilling to do it. This
norm has enabled the international community to step in more easily for the
prevention of genocide. However, there has been some question of the abuses
of this norm as an excuse to intervene or create regime changes. Also there are
still difficulties when intervention is discussed but it fails to give an answer to
who should intervene and what are the constraints to such intervention.
4.4.2 Availing different mechanisms for prevention of genocide
At regional level
Role of the African Union (AU). It is significantly more engaged in the region.
It has set up mechanisms related to conflict prevention, early warning and
preventive diplomacy, peace-building, intervention and humanitarian action,
and disaster management.
The intervention of Eastern Africa Standby Force (EASF). This force was created
by the decision of the Summit of the African Union held in July 2004 in Addis
Ababa to deal with the possible outbreak of genocides and peace in Africa.
All countries have to put in place measures related to genocide prevention
especially where they occurred.
All countries have not put in place measures related to genocide prevention.
Only those who have experienced that tragedy seem to be aware more than
others and Rwanda is in that case. In the aftermath of genocide, measures have
been taken to face the immediate consequences and to prevent genocide from
happening again.
In the case of Rwanda, the Constitution of Rwanda chapter III, article 10 commits
to upholding the following fundamental principles and ensuring their respect:
1. Prevention and punishment of the crime of genocide, fighting against
denial and revisionism of genocide as well as eradication of genocide
ideology and all its manifestations;
2. Eradication of discrimination and divisionism based on ethnicity, region
or on any other ground as well as promotion of national unity;
3. Building a State governed by the rule of law, a pluralistic democratic
Government, equality of all Rwandans between men and women
Laws punishing the crime of genocide and the genocide ideology have been
elaborated. Special organ to monitor and implement these principles has been
created, the National Commission for the Fight against Genocide established
by Law Nº09/2007 of 16/02/2007. Its mission is “to prevent and fight against
Genocide, its ideology and overcoming its consequences”.
Keeping alive the memory of past acts of genocide. In case of Rwanda, genocide
against the Tutsi Memorials are kept and are extremely important in prevention
of Genocide in Rwanda. Therefore, it is imperative that the genocide against the
Tutsi and all other acts of genocide elsewhere in the world be remembered.
It is imperative that the genocide against the Tutsi and all other acts of genocide
elsewhere in the world be remembered. The second one is to educate people
for sustainable peace and prevention of genocide using memorials.
Then the prevention of genocide should be done in educational setting. The
country of Rwanda has included the prevention of genocide and peace education
as a cross cutting issue in the programmes that have to be taught at all levels of
education from primary to tertiary levels.
Other measures of prevention of genocide encompass effective arrest, trial
and punishment of those who have committed genocide. The implementation
of these measures requires the existence of the early and effective functioning
of the International Criminal Court, the use of national courts with universal
jurisdiction, and the creation of special international tribunals to prosecute
perpetrators of genocide. That is why the International Criminal Tribunal for
Rwanda (ICTR) was set up in Arusha, Tanzania, began operating in 1995, after
a UN Security Council resolution 955 of November 8, 1994.
At national level, the country of Rwanda had put in place Gacaca court which is
a traditional justice system based on telling truth, in the eradication of impunitythat lead to genocide against Tutsi in 1994.
- Secretary Ban Ki-moon. Comment on your position.
2. Evaluate three initiatives made by the Government of Rwanda
to prevent the reoccurrence of genocide both at national and
international levels.
3. To what extent does lack of an institution in charge of assessing the
factors that can lead to genocide be a challenge to the prevention of
genocide?
4. Read carefully the following extracts:
Text 1:
“The first thing I can tell them [other Rwandan children] I can explain that
ethnic or skin color is not very important in this world. We must live together
without discriminating against any person because we don’t choose what we
are. That is why I preferred to forgive rather than revenging”!A genocide survivor
Text 2:
“We were walking with many other refugees near Ruyenzi, across the
river from Kigali. The road was so crowded with people. I was with my
grandmother. As I was walking, I heard a voice of a woman crying, and
screaming from a child. I looked to the side and saw a lady with a baby. I
asked my grandmother to stop, to go and see what is happening with the
lady. But my grandmother didn’t want to go, saying, “If we go there, they will
kill us.” And then I went down off the road alone, but other people continued
on. The mother was lying on her side with the child lying on top of her. She
was around one year, because she couldn’t walk. I was thinking, “Of course
this mother will die, but at least I can rescue this child. I never had a sister. If
I rescue her, she will be my sister.” My grandmother said, “Make sure that you
don’t ask me for anything to help you.” I said, “I will take her; if I die, she will
die. If she doesn’t die she will be my sister.” But my grandmother said, “You
should not walk close to us, because we may be killed. Walk behind us, with
a little distance between us and you. ”I was very, very committed. We kept
going; I was carrying the baby on my back up until we got to Zaire”.
Source: Aegis Trust Archives
Questions
1. After reading text 2, if it was you, what would you have done when the
grandmother prevented the young girl to go down off the road to see
the child? Justify your position.
2. By comparing text 1 and 2 explain how the measures taken by the
main characters can help to prevent genocide from happening again
in Rwanda. You can use direct quotes from the text. Do you agree that
visit of genocide memorial has a role in genocide prevention? Justify
your answer.
3. Write an essay in no more than 300 words on the importance of
genocide commemoration.
4. Imagine a genocide memorial you can create in your home community.
Describe what you can put in the memorial and explain how it canhelp to prevent further genocide.
Unit Summary
In this unit, the focus is put to prevention to genocide crime. Indeed, the concept
means in general a continuous process that aims at avoiding the occurrence
of something harmful by tackling the causes of the harm prior to it and at
each phase of the process. Concerning genocide, prevention is any action that
works toward averting a future genocide. However, since the adoption of the
Genocide Convention in 1948 until now, the response of the governments at
the international community level to prevent genocides and mass killings have
been very poor. These poor performances are testified by a number of tragic
situations of genocide since the Holocaust. The tragedies in Cambodia, Rwanda,
Bosnia and Darfur in Sudan have shocked the conscience of mankind, and there
is a fear that the list may grow even longer in future. Normally, genocide is
preceded by factors and clear signs that it may or is about to happen. In the
case of Rwanda, several years before the genocide against the Tutsi in Rwanda
occurred, there existed factors and signs that showed that a genocide could
potentially break out but it was not prevented. The unit explores a big number
of those factors and give tentative solutions and measures to better prevent
(primary, secondary and tertiary levels) it from Rwanda society and elsewherearound the world.
UNIT 5:RIGHTS, DUTIES AND OBLIGATIONS
5.1.1 Concepts of rights, duties and obligations
5.1.1.1 Rights
The term “rights” have different understandings and senses. In this context it
refers to legal, social, or ethical principles of freedom or entitlement i.e rights
are fundamental normative rules about what is allowed or owed to people
according to some legal system, social convention, or ethical theory. Rights
are of essential importance in such disciplines as law and ethics, especially in
theories of justice and deontology.
b. Types of Rights
Natural rights. Sometimes called moral rights or inalienable rights, they are
rights which are “natural” in the sense of “not artificial, not man-made” as in
rights deriving from human nature or from the edicts of a god. They are universal
that is they apply to all people and do not derive from the laws of any specific
society. E.g a natural right of humans: right to protect or to be protected.
Legal rights. Sometimes called civil rights or statutory rights, they are rights
based on a society’s customs, laws, statutes or actions by legislatures. E.g a
right to vote of citizens.
Claim rights. These are rights which entail that another person has a duty to
the right-holder. E.g claim rights to things like “life, liberty, and property”; these
rights impose an obligation upon others not to assault or restrain a person, or
use their property, without the claim-holder’s permission.
Liberty rights. Also known as privileges, they are simply freedom or permission
for the right-holder to do something, and there are no obligations on other
parties to do or not do anything. E.g a liberty right to free speech where nobody
has the obligation to listen to the speech or refrain from speaking to anyone
Negative rights: They are permissions not to do things, or entitlements to be
left alone. E.g a right against being assaulted.
Positive rights: These are permissions to do things, or entitlements to be done
unto.
One example of a positive right is the “right to welfare”.
Individual rights: These are rights held by individual people regardless of their
group membership or lack thereof.
Group rights: These are rights existing when a group is seen as more than a
mere composite or assembly of separate individuals but an entity in its own
right. E.g a set of rights which individuals-as-group-members have such as the
rights to specific working conditions or wages for workers grouped into a labor
union.
5.1.1.2 Duties
A duty is a term that conveys a sense of moral commitment or obligation to
someone or something. When someone recognizes a duty, that person theoretically commits himself to its fulfillment without considering his/her
own self-interest. Its fulfillment generally involves some sacrifice of immediate self-interest. For instance, the services performed by a minister
of a church, by a soldier or by any employee or servant are a kind of duties.
Note that duty is not only about doing things right, it is also about doing the
right thing.
There are two major known types of duty: Civic duty and Filial duty
Civic duty is referred to as something owed to one’s country (patriotism), or to
one’s homeland or community.
A civic duty could include:
─ Obey the law;
─ Pay tax;
─ Provide for a common defense, should the need arise;
─ Enroll to vote, and vote at all elections and referenda (unless there is
a reasonable excuse such as a religious objection, being overseas or
illness on polling day);
─ Serve on a jury, if called upon;
─ Going to the aid of victims of accidents and street-crime and testifying
as a witness later in court;
─ Reporting contagious illnesses or pestilence to public-health
authorities;
─ Volunteering for public services (e.g. life-saving drills);
─ Donating blood.
Filial duty is defined as appropriate actions children would perform in
relationship with, or feelings towards their parents (families).
A filial duty could include:
─ Upholding the family’s honor in the eyes of the community;
─ Entering into arranged marriages that benefit the family’s status;
─ Caring for in poor conditions relatives;
─ Being good as a son and obedient as a young man.
Note: a filial duty plays the role of mobilizing the loyalties, labor power, and
other resources children in the ostensible interests of the household and, in
some cases, those of the lineage clan as a whole.
5.1.1.3 Obligations
An obligation is a course of action that someone is required to take, whether
legal or moral (eg an obligation of keeping a promise or fulfilling a contract).
The word “obligation” can also designate a written obligation, or such things as
bank notes, coins, checks, bonds, stamps, or securities.
The term “obligation” in plural “obligations” has so many uses and types
depending on the context in which it is used. Here it is looked at in the normative
context where its types include:
Obligations of etiquette: These are referred to as a code of behavior that defines
expectations for social behavior (a behavior among two or more organisms,
typically from the same species eg Humans) according to present conventional
norms within a society, social class or group.
Social obligations: Also known as “social responsibilities”, these ethical
frameworks which suggest that an entity, be it an organization or individual,
has a duty to act for the benefit of society at large.
Political obligations: These moral duties a citizen’s (or member’s) owes to
obey the law.
These obligations above are generally known as Legal obligations (intend to
make citizens obey the laws enacted by the civil authority), which can incur
a penalty for non-fulfillment, although certain people are obliged to carry out
certain actions for other reasons as well, whether as a tradition or for social
reasons.
Civil obligations: These are obligations to respect and uphold the legitimately
constituted civil authority.
Note: Obligations vary from person to person. Eg a person holding a political
office will generally have far more obligations than an average adult citizen, who
him/herself will have more obligations than a child. Furthermore, obligations
are generally granted in return for an increase in an individual’s rights or power.
5.1.2. Role of rights, duties and obligations in society
They play the role of:
Developing Individual’s personality. Rights, duties and obligations are
indispensable for the development of the personality of an individual as water,
air, soil, sun are so for a plant.
Providing the success of democracy: Rights, duties and obligations enable
citizens to take part in administration and this leads to the success of democracy.
Availing Liberty and Equality: Enjoyment of rights, performance of duties and
fulfilling of obligations by the individuals lead to liberty and equality.
Promoting the welfare of the society and State: A society/state can get on the
path of peace, progress and prosperity only when its citizens are vigilant about
their rights, perform their duties and meet their obligations properly.
Giving way to other people’s rights: When the law, public order and collective
well-being are respected;
Providing ways of working and acting independently by meeting the set rules
and regulations;
Promotion of accountability and the respect of the human dignity.
5.1.3 Duties of a citizen towards his/her nation
As a member/ part of a particular Nation each citizen is supposed to fulfill
certain obligations/duties/responsibilities such as:
─ Respect for national symbols;
─ Respect for national values;
─ Respect for public property;
─ Prompt payment of taxes;
─ Promotion of peace, national unity and reconciliation;
─ Defense of territorial integrity;
─ Proof fellow-citizens and their property;
─ Contribution to national development;
─ Supporting good morals in the family and the society;
─ Participation in the creation of a conducive environment within the
family and the society.
As the supreme institution, the state owes to its citizen obligations such as:
Protecting its populations from genocide, war crimes, ethnic cleansing and
crimes against humanity; Providing equal access to public service in accordance
with their competence and abilities and gender balance; Maintaining relations
conducive to safeguarding, promoting and reinforcing mutual respect, solidarity
and tolerance among its citizens; Protecting and defending the security of
citizens inside and outside their motherland; Respecting the Constitution,
other laws and regulations of the country; Protecting and preserving the
environment; Promoting the national culture; Safeguarding and promoting
positive values based on cultural traditions and practices; Preserving the
national cultural heritage; Providing the socio-economic development facilities
to its people; Educating its people; Promoting good relationship with other
countries;Repressing the culture of impunity and promoting equality before
law for all; Providing a legal right of self-defense of its citizens, etc.
This implies the policies and actions through which the Government of Rwanda
demonstrates its commitment to work towards the fulfillment of its duties and
obligations to its citizens and the ways citizens work likewise.Achievements in the fulfilling of duties and obligations of either side
Out of the ways the government fulfills its duties and obligations to its citizens
likewise, there arises positive results which include:
─ Rwanda’s being on spot in terms of peace and security keeping
regionally and internationally. Eg Participation in UN mission troops
in Darfur, Centrafrique, Haiti…
─ Booming of socio-economic development (UNDP- Human
Development, 2014 Report);─ Enhancing citizens’ loyalty;
─ Increase of diplomacy on regional and international levels;
─ Success of the country’ s policies.eg Decentralization;
─ Sharpening of patriotism;
─ Increase of the pride to belong to a country that cares for its citizens;
─ Promotion of dignity and self-reliance among Rwandans;─ Promotion of Unity and reconciliation, etc
The unit above captures main duties and obligations the state and citizen
should perform in achieving socio-economic development. This implies the
policies and actions through which the Government of Rwanda demonstrates
its commitment to work towards the fulfillment of its duties and obligations to
its citizens and the ways citizens work likewise. As consequence, if all is well
done, this leads to citizen welfare improvement at every sector of economic
field countrywide.in this book, planned activities allow learners to assess howfar they understood the shared responsibilities.
UNIT 6:DIGNITY AND SELF-RELIANCE
6.1.1. Home-grown solutions (initiatives)
Home -Grown Initiatives (HGIs) are Rwanda’s brain child solutions to economic
and social development. They are practices developed by the Rwandan
citizens based on local opportunities, cultural values and history to fast track
their development. Being locally created, HGIs are appropriate to the local
development context and have been the bedrock to the Rwandan development
successes for the last decade.
HGIs are development/governance innovations that provide unconventional
responses to societal challenges. They are based on:
─ National heritage/legacy
─ Historical consciousness
─ Strive for self-reliance
HGIs include Umuganda (community work), Gacaca (truth and reconciliation
traditional courts), Abunzi (mediators), Imihigo (performance contracts),
Ubudehe (community-based and participatory effort towards problem solving),
Itorero and Ingando (solidarity camps), Umushyikirano (national dialogue),
Umwiherero (National Leadership Retreat) and Girinka (One cow per Family
program). They are all rooted in the Rwandan culture and history and therefore
easy to understand by the communities.
Self-reliance: This is a state of being independent in all aspects. The
independence could be social, political or economic.
6.1.2. Abunzi – Community mediators
The word “abunzi” can be translated as “those who reconcile” or “those who
bring together” (from verb kunga). In the traditional Rwanda, abunzi were men
and women for their integrity and were asked to intervene in the event of conflict.
Each conflicting party would choose a person considered trustworthy, known
as a problem-solver, who was unlikely to alienate either party. The purpose of
this system was to settle disputes and also to reconcile the conflicting parties
and restore harmony within the affected community.
Abunzi can be seen as a hybrid form of justice combining traditional with modern
methods of conflict resolution. The reintroduction of the Abunzi system in 2004
was motivated in part by the desire to reduce the accumulation of court cases,
as well as to decentralise justice and make it more affordable and accessible for
citizens seeking to resolve conflicts without the cost of going to court. Today,
Abunzi is fully integrated into Rwanda’s justice system.
a. Conflict resolution through community participation
Historically, the community, and particularly the family, played a central role in
resolving conflicts. Another mechanism for this purpose was inama y’umuryango
(meaning ‘family meetings or gatherings) in which relatives would meet to find
solutions to family problems. Similar traditions existed elsewhere, such as the
“dare” in Zimbabwe. These traditional mechanisms continue to play important
roles in conflict resolution regarding land disputes, civil disputes and, in some
instances, criminal cases.
The adoption of alternative dispute resolution mechanisms in Rwanda emerged
from the recognition of a growing crisis in a judiciary where it had become
almost impossible to resolve disputes efficiently and in a cost-effective manner.
The Government of Rwanda concluded that modern judicial mechanisms of
dispute resolution were failing to deliver and so the decision was taken to
examine traditional mediation and reconciliation approaches as alternatives.
By doing so, it would not only help alleviate the pressure on conventional
courts but also align with the policy objective of a more decentralised justice
system. In addition, the conflict resolution mechanisms rooted in Rwandan
culture were perceived as less threatening, more accessible and therefore more
intimate. Those who referred their cases to Abunzi were more comfortable
seeking mediation from within their community, which afforded them a better
understanding of the issues at hand.
b. Establishment of the mediation committees ( Abunzi committe)
In 2004, the Government of Rwanda established the traditional process of
abunzi as an alternative dispute resolution mechanism.
Established at the cell and sector levels, abunzi primarily address family disputes,
such as those relating to land or inheritance. By institutionalizing Abunzi, low
level legal issues could be solved at a local level without the need to be heard in
conventional courts. Citizens experiencing legal issues are asked to first report
to abunzi, cases not exceeding 3,000,000 Frs (for land and other immovable
assets) and 1,000,000 Rwf (for cattle and other movable assets). Cases of these
types can only be heard in a conventional court if one party decides to appeal
the decision made at the sector level by the mediation committee.
As the Abunzi system gained recognition as a successful method to resolve
conflict and deliver justice, the importance of providing more structure and
formality to their work increased. Consequently, the abunzi started receiving
trainings on mediating domestic conflicts and support from both governmental
and non-governmental organizations to improve the quality of their mediation
services.
6.1.3. Gacaca – Community courts
The word gacaca refers to the small clearing where a community would
traditionally meet to discuss issues of concern. People of integrity (elders and
leaders) in the village known as inyangamugayo would facilitate a discussion
that any member of the community could take part in. Once everyone had
spoken, the inyangamugayo would reach a decision about how the problem
would be solved. In this way, Gacaca acted very much as a traditional court.
If the decision was accepted by all members of the community, the meeting
would end with sharing a drink as a sign of reconciliation. If the parties were
not happy with the decision made at Gacaca, they had the right to take their
case to a higher authority such as a chief or even to the king.
One aspect particular to traditional Gacaca is that any decision handed down
at the court impacted not only the individual but also their family or clan as
well. If the matter was of a more serious nature and reconciliation could not
be reached, the inyangamugayo could decide to expel the offenders or the
members of their group from the community.
The most common cases to come before Gacaca courts were those between
members of the same family or community. It was rare for members of other
villages to be part of the courts and this affirmed the notion of Gacaca as a
community institution.
Colonisation had a significant impact on the functioning of Gacaca and in 1924
the courts were reserved only for civil and commercial cases that involved
Rwandans. Those involving colonisers and criminal cases were processed under
colonial jurisdiction. While the new justice systems and mechanisms imported
from Europe did not prohibit Gacaca from operating, the traditional courts saw
far fewer cases. During the post colonial period, the regimes in power often
appointed administrative officials to the courts which weakened their integrity
and eroded trust in Gacaca.
The Genocide against the Tutsi in 1994 virtually destroyed all government and
social institutions and Gacaca was no different. While Gacaca continued after
the Genocide, its form and role in society had been significantly degraded.
a. Contemporary Gacaca as a home-grown solution
Contemporary Gacaca was officially launched on June 18, 2002 by President
Paul Kagame. This took place after years of debate about the best way to give
justice to the survivors of the Genocide and to process the millions of cases that
had risen following the Genocide.
Contemporary Gacaca draws inspiration from the traditional model by
replicating a local community-based justice system with the aim of restoring
the social fabric of the society. In total, 1,958,634 genocide related cases were
tried through Gacaca. The courts are credited with laying the foundation for
peace, reconciliation and unity in Rwanda. The Gacaca courts officially finished
their work ten years later on June 18, 2012.
Gacaca first began as a pilot phase in 12 sectors across the country one per
each province as well as in the City of Kigali. After the pilot, the courts were
implemented across the country and the original Organic Law No. 40/2000
(January 26, 2001) was replaced by the Organic Law No. 16/2004 (June 19,
2004) which then governed the Gacaca process.
b. The aims of the contemporary Gacaca
─ Expose the truth about the Genocide against the Tutsi
─ Speed up genocide trials
─ Eradicate impunity
─ Strengthen unity and reconciliation among Rwandans
─ Draw on the capacity of Rwandans to solve their own problems.
These activities were carried out at three levels of jurisdiction: the Gacaca
Court of the cell, the Gacaca Court of the Sector, and the Gacaca Court of appeals.
There were 9013 cell courts, 1545 Sector courts and 1545 Courts of Appeal
nationwide.
According to the statistics given by National service of Gacaca Courts, the Gacaca
Courts were able to try 1,958,634 cases of genocide within a short time (trials
have begun on to 10/3/2005 in pilots sectors). This is on irrefutable evidence
of the collective will and ability of Rwandans to overcome huge challenges of
their country and work for its faster development basing on “ Home grown
solutions”
6.1.3 Girinka Munyarwanda- One Cow per Poor Family Programme
The word girinka (gira inka) can be translated as “may you have a cow” and
describes a centuries’ old cultural practice in Rwanda whereby a cow was
given by one person to another, either as a sign of respect and gratitude or as a
marriage dowry.
Girinka was initiated in response to the alarmingly high rate of childhood
malnutrition and as a way to accelerate poverty reduction and integrate
livestock and crop farming.
The programme is based on the premise that providing a dairy cow to poor
households helps to improve their livelihood as a result of a more nutritious
and balanced diet from milk, increased agricultural output through better soil
fertility as well as greater incomes by commercialising dairy products.
Since its introduction in 2006, more than 203,000 beneficiaries have received
cows. Girinka has contributed to an increase in agricultural production in
Rwanda - especially milk products which have helped to reduce malnutrition
and increase incomes. The program aimed at providing 350,000 cows to poor
families by 2017.
a. Traditional Girinka
Two methods, described below, come under the cultural practice known as
gutanga inka, from which Girinka is derived.
Kugabira: Translated as “giving a cow”; such an act is often done as a sign of
appreciation, expressing gratitude for a good deed or to establish a friendship.
Ubuhake: This practice established a relationship between the donor and
beneficiary. An informal but highly valued social contract was established
which was fulfilled through the exchange of services such as cultivating the
farm of the donor, looking after the cattle or simply vowing loyalty.
For centuries the cow has been considered as a symbol of prosperity in Rwanda
and was used in barter trade before colonisation. For these reasons, the whole
chain of social relationships across the country has been built around cattle for
generations. This remains true up-to-date.
The 20th century experienced a dramatic shift in the social understanding of
what it meant to own cattle in Rwanda. Before colonisation, there was little
distinction between cattle keepers and those who cultivated. Herders and
cultivators often worked together to achieve greater agricultural production.
During this time while owning cattle was associated with being rich, herders
and cultivators alike faced the challenges of drought, poor soil fertility and the
country’s topography. The arrival of colonisation, however, brought a change
in these understandings and cultural practices. The cow was used to divide
Rwandans along “ethnic” lines and cattle became a symbol of elitism and a
commodity reserved only for a portion of the country’s people.
While significant progress had been made since the genocide in improving the
livelihoods of its people, Rwanda continued to face high levels of poverty and
childhood malnutrition. It was with these indicators in mind that Girinka was
established in 2006.
b. Contemporary Girinka
Girinka was introduced in 2006 against a backdrop of alarmingly high levels of
poverty and childhood malnutrition. The results of the Integrated Household
Living Conditions Survey 2 (EICV 2) conducted in 2005 showed rural poverty
at 62.5%. The Comprehensive Food Security and Vulnerability Analysis (CFSVA) and Nutrition Survey showed that 28% of Rwanda’s rural population were
food-insecure and that 24% of the rural population were highly vulnerable to
food insecurity.
The survey showed that in some parts of the country (such as Bugesera), up to
40% of the households were food insecure. The Demographic Health Survey of
2005 indicated that 45% of Rwandan children under the age of five had moderate chronic malnutrition and 19% had severe chronic malnutrition. At that
time, 90% of the Rwandans lived in households that owned some farming land
and more than 60% of the households cultivated less than 0.7 hectares of land,
according to the EICV2. It was these factors that provided the catalyst for the
Girinka programme.
c. The objectives of the Girinka programme
─ Reducing poverty through dairy cattle farming.
─ Improving livelihoods through increased milk consumption and
income generation.
─ Improving agricultural productivity through the use of manure as
fertilizer.
─ Improving soil quality and reducing erosion through the planting of
grasses and trees.
Promoting unity and reconciliation among Rwandans based on the cultural
principle that if a cow is given from one person to another, it establishes trust,
respect and friendship between the donor and the beneficiary. While this was
not an original goal of Girinka, it has evolved to become a significant aspect of
the program.
The program is structured in two phases. First, a community member
identified as someone who would greatly benefit from owning a cow is given a
pregnant dairy cow. That person benefits from its milk and manure production.
Beneficiaries are then obliged to give the first born female calf to another
worthy beneficiary in their community. This is known as the ‘pass on’ principle,
or kuziturirana/kwitura.
Girinka has been described as a culturally inspired social safety net program
because of the way it introduces a productive asset (a dairy cow) which can
provide long-term benefits to the recipient. Approved on 12 April 2006 by
Cabinet decision, Girinka originally aimed to reach 257,000 beneficiaries;
however, this target was revised upwards in 2010 to 350,000 beneficiaries by
2017. The Government of Rwanda was initially the sole funder of the Girinka
program, but development partners have since become involved in the program.
This has led to an increase in the number of cows being distributed.
Girinka is one of a number of programs under Rwanda’s Vision 2020, a set of
development objectives and goals designed to move Rwanda to a middle income
nation by the year 2020. By September 2014 close to 200,000 beneficiaries had
received a cow.
6.1.4 Imihigo – Performance contracts
The word Imihigo is the plural Kinyarwanda word of umuhigo, which means to
vow to deliver. Imihigo also include the concept of guhiganwa, which means to
compete among one another. Imihigo practices existed in pre colonial Rwanda
and have been adapted to fit the current challenges of the Rwandan society.
a. Traditional Imihigo
Imihigo is a pre-colonial cultural practice in Rwanda where an individual sets
targets or goals to be achieved within a specific period of time. The person must
complete these objectives by following guiding principles and be determined to
overcome any possible challenge that arises. Leaders and chiefs would publicly
commit themselves to achieving certain goals. In the event that they failed,
they would face shame and embarrassment from the community. Definitions
however vary on what constitutes a traditional Imihigo. Some have recalled it
as having a basis in war, where warriors would throw a spear into the ground
while publicly proclaiming the feats they would accomplish in battle.
b. Contemporary Imihigo
Imihigo were re-initiated by Rwanda’s President, Paul Kagame, in March 2006.
This was as a result of the concern about the speed and quality of execution
of government programs and priorities. The government’s decentralisation
policy required a greater accountability at the local level. Its main objective
was to make public agencies and institutions more effective and accountable
in their implementation of national programs and to accelerate the socioeconomic development agenda as contained in the Vision 2020 and Economic
Development and Poverty Reduction Strategy (EDPRS) policies as well as the
Millennium Development Goals (MDGs).
Today, Imihigo are used across the government as performance contracts and
to ensure accountability. All levels of government, from the local district level
to ministries and embassies, are required to develop and have their Imihigo
evaluated. Members of the public service also sign Imihigo with their managers
or head of institution.
While Imihigo are now widely used across government, it first began at
the district level. When developing its Imihigo, each local government
administrative unit determines its own objectives (with measurable indicators)
taking into account national priorities as highlighted in the national as well as
international strategy and policy documents such as the MDGs, Vision 2020,
EDPRS, District Development Plans (DDPs) and Sector Development Plans
(SDPs). The Imihigo, at both planning and reporting phases, are presented
to the public for the purpose of accountability and transparency. The mayors
and province governors also sign the Imihigo or performance contracts with
Rwanda’s President committing themselves to achieving set objectives. The
Imihigo process ensures the full participation and ownership of citizens
because priorities are developed at the grassroots level.
Between 2006 and 2009 a limited evaluation process took place whereby the
best ten performing districts from across the nation were reviewed (two from
each province and the City of Kigali). Each province and the City of Kigali would
rank the performance of their districts with the top two then communicated to
the national evaluation team. This team then conducted their own review and
ranked them from 1-10. This approach suffered from significant limitations
including the fact that it was not possible to objectively compare the performance
of all districts because while one province may have had better performing
districts than another, this system did not allow that to be discovered.
Due to these shortcomings, a nation-wide district Imihigo evaluation exercise
was conducted in 2010 for all the thirty districts. A national evaluation
committee with technical expertise and experience conducts this process.
Undertaken by a multi-sector team of experts from government, the private
sector and civil society institutions, the first Imihigo evaluation was launched
on May 11, 2010 and completed on June 17, 2010. The evaluation exercise was
significant because it was the first time that the Government of Rwanda had
thoroughly assessed the degree to which district priorities and targets were
realised against their Imihigo. The exercise acknowledged key achievements
and challenges in the areas of planning, implementation, reporting and
communication.
c. Principles and objectives of Imihigo
Imihigo are guided by the following principles:
Local: Each district decides what goes into its Imihigo. However, alignment with
national priorities is required.
Ambitious: Pledges are made to achieve only what has not already been gained
or achieved.
Excellence: Imihigo is about outstanding performance.
Imihigo aims at:
─ Speeding up implementation of the local and national development
agenda.
─ Promoting accountability and transparency;
─ Promoting result-oriented performance.
─ Instilling innovation and encourage competitiveness.
─ Engaging stakeholders (citizens, civil society, donors, private sector,
etc) in policy formulation and evaluation.
─ Promoting zeal and determination to achieve set goals.
─ Instilling the culture of regular performance evaluation.
d. Imihigo preparation process
Imihigo and action plans are used by the Government of Rwanda to define
goals, targets and objectives. While different in their purpose, the two tools are
interlinked. The action plan is a set of activities to be achieved within a set time
period, usually a period of one year. Imihigo are a subset of the action plan
showing priority activities to be used as a performance measure. The action
plan may contain any number of activities of a routine nature such as payment
of salaries whereas Imihigo define targets that have a significant impact on
economic development, poverty reduction, good governance and social welfare.
When Imihigo are developed, the Rwandan Government leaders are advised
to ask some key questions before including activities in Imihigo. Activities
that answer positively to the questions outlined below are given priority
consideration.
1. Will the activity impact positively on the welfare of the local population
(water access, transport, energy access, schools, etc.)?
2. Does it create jobs for the local population?
3. Does it create income generating opportunities for the population /local
government?
4. Does it have an impact on poverty reduction?
5. Is it a priority for the residents in the area?
6. Does the activity have synergy with development of other areas (an
activity may have potential to impact development in neighbouring
areas)?
7. Is the activity sustainable or are the results sustainable?
8. Is there ownership from the local population for the activity?
9. Does it help to achieve the national targets and is it linked to the national
and international priorities, programs or policies (MDGs, EDPRS, Vision
2020)?
10. Can the activity produce quality results/outputs with minimum
resources?
11. Can it improve the way services are delivered or reduce costs?
12. Does the activity promote social cohesion (unity and reconciliation)?
13. Does the activity reduce social disturbances (insecurity, drug abuse,
prostitution, environmental degradation, conflicts, corruption, etc.)?
14. Does it address key cross cutting issues (gender, HIV/AIDS, environment,
social inclusion and youth)?
15. Has the source of funds for implementation been determined?
16. Is it realistic and can it be achieved?
Imihigo is the result of a participatory process of identifying and implementing
priorities from the grassroots to the national level. In the process of identifying
priorities, each level demonstrates its contribution to the achievement of the
development goals. The table below describes who prepares Imihigo from the
individual to provincial level.
Step 1: Identification of national priorities by the central government
Each ministry identifies national priorities to be implemented at local levels
for which they have earmarked resources that they will transfer to local
governments.
Consultation on the following policies and programs occurs:
Vision 2020.
Economic Development and Poverty Reduction Strategy (EDPRS).
Government of Rwanda programs and policies.
National Leadership Retreat and National Dialogue resolutions.
Cabinet resolutions.
Three Year Medium-Term Expenditure Framework (MTEF)
Five Year District Development Plan (DDP).
Millennium Development Goals (MDGs).
Seven Year Government Program.
Where they do not have earmarked resources, line ministries identify how the
resources, whether financial or non-financial, can be mobilised (both national
and local).The central government consolidates the priorities paying special
attention to areas of quick wins and synergy while avoiding duplication.
Step 2: Communication of national priorities to the local government
The list of central government priorities is communicated and discussed with
local government leaders at a forum of central and local government leaders.
Step 3: Identification of local priorities
District leaders consult their District Development Plans (DDPs). Consultative
meetings with different stakeholders are held at province/Kigali City, districts,
sector, cell and village levels to discuss and consolidate the emerging priorities.
Step 4: Preparation and approval
Firstly, districts consult their respective DDPs and national priorities as
communicated in the forum/meeting between central and local governments.
Secondly, local and national priorities at district level are consolidated. Thirdly,
the draft (for district and province/City of Kigali) is discussed with Quality
Assurance Technical Team (from the Ministry of Local Government and
Ministry of Finance and Economic Planning). Fourth, priorities are presented
to stakeholders. Finally, priorities are approved.
The Quality Assurance Technical Team was set up to assist the districts and
provinces/Kigali City in preparing tangible Imihigo that respond to national
targets. The Quality Assurance Technical Team is composed of members of the
Imihigo evaluation team, the Office of the Prime Minister (PMO), the Ministry of
Local Government (MINALOC) and Ministry of Finance and Economic Planning
(MINECOFIN) as well as all sector ministries that are part of decentralization
including:
─ Ministry of Health
─ Ministry of Education
─ Ministry of Agriculture
─ Ministry of Infrastructure
─ Ministry of Trade and Industry
The team gives regular feedback to district planners during the process of
preparing Imihigo. District leaders across Rwanda are asked to prepare plans
that are realistic, take into account the cost of delivering services as well as the
available resources. To make sure that proper monitoring and evaluation can
be conducted, indicators, targets and outputs must be clearly identified in the
planning process.
e. Monitoring and evaluation
A full evaluation of Imihigo takes place once a year. Evaluation teams are
established to carry out the process in all districts (each province and the City of
Kigali). The terms of reference for the team are distributed to all team members
beforehand to ensure proper understanding of the exercise.
The evaluation team is made up of people with skills in planning, monitoring
and evaluation (this might include a director general, coordinators and experts).
Objectivity is also assessed to make sure that any person with potential bias is
excluded from the team.
The methodology for the evaluation (including scoring) is developed and
communicated to local government in advance of the evaluation exercise. The
evaluation used is a standard template developed against the Imihigo of each
district.
After analysing the Imihigo reports received from the districts, the evaluation
team conducts field visits to specific activities for verification and assessment
purposes.
After the field visits and verification of selected activities, the team scores/
assesses performance against Imihigo targets and provides a written report.
f. Reporting
Districts report their Imihigo progress to the provincial level on a monthly basis.
Reporting to the national level is completed quarterly (in line with the timelines
of the EDPRS). An assessment of the progress in implementing Imihigo is done
after six months, while a full evaluation is done at the end of each fiscal year. The
assessment and evaluation of Imihigo is conducted by the National Evaluation
Team whose composition is shown in the table above.
6.1.5 Itorero - Civic education
a. Introduction
Itorero was an educational institution where Rwandans would learn Language,
Patriotism, Social Studies, Sports, Creative Arts, Martial Arts, good governance,
the spirit of courage, integrity, and synergy while dealing with challenges
because Intore would never give way to defeat so that should be the very legacy
we hand over to our posterity. This program was reintroduced in 2007 as an
appropriate tool of achieving the goals of all Visions and enhance sustainable
development through Rwandan culture values. Participants were encouraged
to critically discuss, explore and analyse Rwandan cultural values with the aim
of instilling its values, which would in turn give them the lifelong foundation in
the way they mirror their social environment, shape their conduct, tune their
mind-set, their way of doing things, and mound their social interaction.
b. Traditional Itorero program
As a traditional school, itorero trainers planned daily activities according to
different priorities. The common belief was that intore were different from the
rest of the community members, especially in matters of thoughts, expression
and behaviour they were expected to be a role model in social relations, quick
thinkers and knowledgeable. Each Itorero included participants of various age
groups and had its own unique name. The best performer (Indashyikirwa)
would receive cows or land as award.
The tradition of Itorero provided formative training for future leaders. These
community leaders and fighters were selected from intore (a person trained
through Itorero. Itorero was found at three levels of traditional governance:
the family, the chief, and the king’s court. At the family level, both girls and
boys would be educated on how to fulfil their responsibilities as defined by
the expectations of their communities. For example, the man was expected to
protect his family and the country, while the woman was expected to provide
a good home and environment for her family. Adults were also asked to treat
every child as their own in order to promote good behaviour among children
At the chief level, a teenage boy was selected by either his father or head of the
extended family to be introduced to the chief so that he could join his Itorero.
Selection was based on good behaviour among the rest of his family and his
community.
At the king’s court level, the person selected to join this highest level of Itorero
could either be the son of a man who went through the king’s Itorero or a young
man who distinguished himself while in the chief’s Itorero. The king could also
select the young man who would join his Itorero based on his own observations
of the candidate in action.
Both the chief and king’s itorero trainings lasted for long periods of time to
test the perseverance of the participants. Those who performed well would
be rewarded with cows, allowed to return home and get married, or were
nominated to various national duties. Intore who lead/represent others were
called Intore zo ku mukondo, which translates as the ‘frontline Intore’.
From 1924 to 1994, Itorero was banned by the colonial rule and further by
the post-independence regimes. Itorero lost its significance which resulted in
distortions of the Rwandan culture and breakdown of Rwandan social fabric,
mutual support and selfless service to the nation. The Itorero during and after
the colonial period were different in the sense that they focused on singing and
dancing only. These distortions are indubitably among the main causes of the
1994 Genocide against the Tutsi which devastated the Rwandan society.
c. Contemporary National Itorero program
In the aftermath of the Genocide against the Tutsi, the Government of Rwanda
reintroduced Itorero in view of societal transformation. This HGS translated as
Civic Education Program, was adopted following the top leadership retreat in
February 2007.
The Government of Rwanda established the National Itorero Commission
(Reference: Law N0 41/2013 of 26/06/2013) as public Institution with the
objective of build a patriotic Rwandan who has values and taboos of the Rwandan
culture and who has Ubutore culture. The commission was entrusted with
developing a program that allowed all Rwandans from diverse backgrounds
to undertake personal development and contribute to the wellbeing of the
communities where they live or that they serve. The Itorero program provides
opportunities for participants to enhance positive values, build a sense of
responsibility through patriotism and gain professional knowledge.
Itorero operates on the following structure namely “Ingamba” in
Kinyarwanda
1. Children of 0-5 years old called Ibirezi/Nursery,
2. Children of 6-12 years old (Imbuto)/Primary level,
3. Children of 13-18 years old (Indirira)/Secondary level
Those groups be trained through Itorero at Village and school level with
intention to help them grow up and become responsible citizens.
• Compulsory National Service (Urugerero) is designed for those between
the ages of 18 and 35 (Indahangarwa)/University & Professionals
levels who have completed secondary education.
• Other years old Ingobokarugamba/Professionals
• From 56 years old and above (Inararibonye/Experts)
Those groups are given the opportunity to do so according to their professional
backgrounds.
• Rwandan citizens living abroad also join Itorero program and a number
of young Rwandans living abroad participate in Itorero indangamirwa
course in Rwanda
• Non-nationals desiring to participate and provide service to the
country can also do so.
• University graduates and retired people who participated in Urugerero
before and wish to do so again are also given the opportunity to join
Itorero.
Curriculum/content/Program
The curriculum content for Itorero ry’igihugu is unique to Rwanda since it is
based on principles of intore and values peculiar to the Rwandan culture while
Urugerero (National Service) on the other hand, has much in common with
what takes place in other countries. Different curricula have been developed to
suit the program’s varied participants.
The values at the core of contemporary Itorero are unity, patriotism, selflessness,
integrity, responsibility, volunteerism and humility.
1. Unity: The state of being joined together to form one unit. A genuine
vehicle of “the same wisdom, the same vision of the world, and the
perception of political life
2. Patriotism: Love and allegiance to the nation and the government of the
Republic of Rwanda
3. Selflessness: the renunciation of one’s own interests in favour of the
interests of others. The spirit of not putting one’s self first but being
willing to give one’s time and resources for the benefit of others.
4. Integrity: the act of consistency of actions, values, methods, measures,
principles, expectations and outcome.
5. Responsibility: the obligation and authority to take the necessary
actions to ensure success. The obligation for the proper custody, care,
and safekeeping of resources entrusted to the possession or supervision
of an individual.
6. Volunteerism: Volunteering is the practice of people working for a
particular cause without payment for their time and services. It is the
desire to undertake by choice and free will a task or work for the benefit
of the wider community beyond the volunteer’s immediate family and
friends
7. Humility: defined as a disposition to be humble; a lack of false pride.
This attribute increases one’s willingness to listen to others.
Contemporary Itorero includes 5 major activities in each Itorero session:
Participants performing practical exercise (Umukorongiro) simulating the
exercises of moving people from a certain living condition to another one.
Civic or political component of the training included an Introduction to the
Legacy of Rwanda in general and a history of the liberation struggle in particular,
National strategy for transformation and African development
Participants
Participating in Itorero is the right of every Rwandan, regardless of status and
social group.
Training is adapted for the group participating in Itorero relevant to their
profession, age and category. For example, Local leaders, Student within
Country and living abroad, journalists, veterinary and agronomist, drivers,
electriciticians, teachers, education professionals, health workers… have been
trained on activities, service delivery, good governance and so on.
6.1.6. Ubudehe – Social categorisation for collective action and mutual support
Ubudehe refers to the long-standing Rwandan practice and culture of collective
action and mutual support to solve problems within a community. It is one
of Rwanda’s best known Home Grown Solution because of its participatory
development approach to poverty reduction. In 2008, the program won the
United Nations Public Service Award for excellence in service delivery. Today
Ubudehe is one of the country’s core development programs.
a. Traditional Ubudehe
The origin of the word Ubudehe comes from the practice of preparing fields
before the rainy season and finishing the task in time for planting. A community
would cultivate clear the fields together to make sure everyone was ready for
the planting season. Once a community had completed Ubudehe for everyone
involved, they would assist those who had not been able to take part, such as the
very poor. After planting the partakers gathered and shared beer. Therefore, the
focus of traditional Ubudehe was mostly on cultivation. It is not known exactly
when Ubudehe was first practiced, but it is thought to date back more than a
century.
Ubudehe was an inclusive cultural practice involving men, women and members
of different social groups. As almost all members of the community took part,
the practice often led to increased solidarity, social cohesion, mutual respect
and trust.
Colonisation and the introduction of a cash-based economy weakened the
practice of Ubudehe as some members of the community were able to recruit
some people to perform agricultural works for payment. While this trend
occurred across the country, in some places Ubudehe was still practiced until
the 1980s.
b. Contemporary Ubudehe
Contemporary Ubudehe is a poverty reduction initiative by the Government of
Rwanda which provides communities with the skills and support necessary to
engage in problem solving and decision making for their development. This
programme was conceived through a set of meetings of political, social, legal
and religious leaders between 1998 and 1999 known as the Urugwiro Debates.
These gathering discussed the most pressing issues concerning national
reconstruction after the 1994 Genocide against the Tutsi. The Urugwiro
Debates prioritised policies and programs that promoted collective action and
that upheld the principles of decentralisation.
After Urugwiro Debates, Ubudehe was reintroduced into Rwandan life in 2001
as a way to better involve communities in their development by setting up
participatory problem solving mechanisms. The program helps citizens to use
local institutions to achieve goals set by the community.
The program was seen as a way to strengthen democratic processes and good
governance through greater community involvement in decision making
process. In this regard, Ubudehe creates opportunities for people at all levels of
the society, especially the village level, to interact with one another, share ideas,
create institutions and make decisions for their collective development.
Ubudehe has its roots in the Participatory Poverty Assessment (PPA) whereby
citizens would self identify as poor or otherwise according to a set of criteria.
The objective of the PPA was to help community groups and some poor
households to create their own problem solving strategies.
c. Evolution of Ubudehe
The programme was reinstituted and launched in a pilot phase in Butare
prefecture (known today as Huye) by the Ministry of Finance and Economic
Planning and the Ministry of Local Government in 2001. The pilot covered
all 769 cellules in the prefecture. The pilot was carried out as a way for the
government to test the methodology of Ubudehe as well as to demonstrate its
potential for nationwide adoption. After a positive assessment at the end of the
two year pilot, Ubudehe was rolled out nationally.
The national roll out of Ubudehe took place between 2004 and 2006 as the
programme was officially adopted as a national policy overseen by the Ministry
of Local Government.
Ubudehe took place between 2007 and 2012. This was at the same time as
an administrative restructure which saw the creation of 14,837 villages
(Umudugudu) as the lowest level of government organisation. In 2011-12,
Ubudehe was conducted in ten districts and in 2012-13 Ubudehe was conducted
in 15 districts.
The Government of Rwanda planned to carry out Ubudehe in the 20 districts by
2014.
How Ubudehe works
a. Identifying and analysing the problems facing the community and
determine a priority problem to be addressed. Planning the activities
and resources needed for addressing the prioritized problem through a
collective action plan (Ubudehe).
b. Putting in place a system to manage the identified collective action.
c. Assisting people to classify the level and type of poverty that exists in their
community and reach a common understanding of this classification.
d. Drawing up the social map of the cell showing the names of household
heads, their social category (different categories are again decided by the
people themselves) and development infrastructure.
e. Helping communities define their development priorities by bringing
communities together to discuss and decide upon the most effective
and efficient ways to achieve poverty reduction and their development
priorities.
f. Helping communities establish ways of funding their development plans,
at a group and individual level.
To achieve these aims, participating villages across Rwanda come together over
a period of four to seven days (at times convenient to the community such as
after farming activities) to complete the Ubudehe process. This process takes
place at the beginning of the financial year.
Meetings are chaired by the President of the local Ubudehe Committee and the
village leader. They usually last for three hours each day. Ubudehe takes place at
both the umudugudu (village) and household level through similar processes.
The management committee, elected by the community, local technicians, local
authorities and other stakeholders approve the execution of the collective
action and engage to safeguard and respect the principles of collective action.
After this process, funds are made available to support the identified Ubudehe
collective action.
At the household level, one household is chosen to undergo the Ubudehe process
to assist it in overcoming poverty. The purpose of singling out one household is
to provide the community with a model that can be followed. The household’s
coping strategies are analysed before the following process is undertaken
with the assistance of trained Ubudehe facilitators. A compatibility test is then
carried out by people of integrity in the community (inyangamugayo) to make
sure that the retained strategy is appropriate and will be of good use to the
household. The household members finally accept and sign for the funds that
are accorded to them. They agree that the funds supporting the execution of
their strategy will have a rotating character.
A key part of Ubudehe is the residents of a community defining the levels of
poverty that exist in their village. This process takes place every two years and
the information is used to decide development priorities as well as who should
benefit from other social security programs and Home Grown Solutions such as
Umuganda and Girinka.
Traditionally, at the end of a successful harvest, the community would come
together to celebrate at an event known as Umuganura. Everyone would
bring something from his/her own harvest for the celebrations. This event
would often take place once the community’s sorghum beer production was
completed.
6.1.7 Umuganda – Community work
In simple terms, the word Umuganda means community work. In traditional
Rwandan culture, members of the community would call upon their family,
friends and neighbours to help them complete a difficult task.
Umuganda can be considered as a communal act of assistance and a sign of
solidarity.
In the period immediately after independence in 1962, Umuganda was only
organised under special circumstances and was considered as an individual
contribution to nation building. During this time, Umuganda was often referred
to as umubyizi, meaning ‘a day set aside by friends and family to help each
other’.
On February 2, 1974, Umuganda became an official government programme
and was organised on a more regular basis – usually once a week was in charge
of overseeing the program. Local leaders at the district and village level were
responsible for organising Umuganda and citizens had little say in this process.
Because penalties were imposed for non-participation, Umuganda was initially
considered as forced labour.
While Umuganda was not well received initially, the programme recorded
significant achievements in erosion control and infrastructure improvement
especially building primary schools, administrative offices of the sectors and
villages and health centres.
After the Genocide, Umuganda was reintroduced to Rwandan life in 1998 as part
of efforts to rebuild the country. The programme was implemented nationwide
though there was little institutional structure surrounding the programme.
It was not until November 17, 2007 with the passing of Organic Law Number
53/2007 Governing Community Works and later on August 24, 2009 with Prime
Ministerial Order Number 58/03 (determining the attributions, organisation,
and functioning of community work supervising committees and their relations
with other organs) that Umuganda was institutionalised in Rwanda.
Today, Umuganda takes place on the last Saturday of each month before noon.
For Umuganda activities to contribute to the overall national development,
supervising committees have been established from the village level to the
national level. These committees are responsible for organising what work is
undertaken as well as supervising, evaluating and reporting what is done.
Rwandans between 18 and 65 are obliged to participate in Umuganda. Those
over 65 are welcome to participate if they are willing and able. Expatriates
living in Rwanda are also encouraged to take part. Those who participate in
Umuganda cannot be compensated for their work – either in cash or in kind.
Today close to 80% of the Rwandans take part in monthly community work.
Successful projects have been developed for example the building of schools,
medical centres and hydro-electric plants as well as rehabilitating wetlands
and creating highly productive agricultural plots.
While the main purpose of Umuganda is to undertake community work,
it also serves as a forum for leaders at each level of government (from the
village up to the national level) to inform citizens about important news and
announcements. Community members are also able to discuss any problems
they or the community are facing and to propose solutions together. This time
is also used for evaluating what they have achieved and for planning activities
for the next Umuganda a month later.
6.1.8 Umwiherero – National leadership retreat
Umwiherero, translated as retreat, refers to a tradition in Rwandan culture
where leaders convene in an isolated place in order to reflect on issues affecting
their communities. Upon return from these retreats, the objective is to have
identified solutions. On a smaller scale, this term also refers to the action of
moving to a quieter place to discuss issues with a small group of people.
(The first National Leadership Retreat was held from 10th to 17th January
2004at Akagera Game Lodge in Kayonza District. It gathered Senior Officials
such as ministers, permanent secretaries, provincial governors, Mayor of City
of Kigali as well as representatives from the private sector)
Now, the Government of Rwanda is drawing on this tradition to reflect on, and
address the challenges the country faces on an annual basis.
Umwiherero is annuary organised by the Office of the Prime Minister in
parterniship with the Office of the President. The President chairs Umwiherero
during which presentations and discussions centre on a broad range of
development challenges, including economics, politics, justice, infrastructure,
health, education and others. Contemporary Umwiherero was intended for
senior public officials but has evolved to include leaders from the private sector
as well as civil society.
Since its inception, organisers of Umwiherero have adopted numerous initiatives
to improve the implementation of resolutions agreed upon at each retreat.
By 2011, these efforts resulted into noticeable improvements in planning,
coordination, and accountability leading to clear and more concise priorities.
In 2011, six priorities were identified, down from 174 in 2009, allowing for
more effective delivery and implementation of Umwiherero resolutions.
6.1.9 Community Policing
When Rwanda National Police (RNP) was established in 2000, it adopted
the community policing strategy to build ties and work closely with members
of the community to fight crime. Since then, the department for Community
Policing has reduced crime throughout the country. The department is run on
a philosophy that promotes proactive partnerships with the public to address
public safety issues such as social disorder and insecurity.
Traditionally, the police respond to crime after it occurs. On top of that, the
police cannot always be everywhere and, therefore, relies on routine patrols,
rapid response to calls for service, arrests and follow-up investigations.
Community Policing, therefore, was adopted to encourage citizens to participate
in crime-solving. It is focused on the prevention of crime and disorder, by
partnering with the public to increase police visibility in all communities so as
to solve, prevent and reduce crime.
Community Policing enables the police to engage citizens in reporting incidents
or to use volunteers to provide timely reports that help in anti-crime operations.
This strategy has improved police response to crime, because many reports are
now provided by community members. This shows that they trust the police.
The police now serve the citizens professionally and ensure that they have a say
in the security of their communities.
The culturally based policies have contributed a lot in helping getting some
socio-economic solutions that were not possible to get otherwise.
6.2.1 Contribution of Abunzi
As the abunzi system gained more recognition as a successful method to resolve
conflicts and deliver justice, the importance of providing more structure and
formality to their work increased.
During the fiscal year ending June 2017 for example, mediation committees
received 51,016 cases. They were composed of 45,503 civil cases representing
89.1% and 5,513 penal cases received before the amendment of the law
determining organization, jurisdiction, and competence and functioning of
mediation committees. A total of 49,138 cases equivalent to 96.3% were
handled at both sector and cell levels. 38,777 (76.0%) cases received by
mediation committees were handled at cell level, 10,361 (20.3%) cases were
mediated at sector level whereas only 3.6% were undergoing at the end of the
year. The number of cases received by mediation committees increased at the
rate of 30.9% over the past three years.
The Rwanda Governance Board (RGB) conducted an investigation into public
perceptions of some of the benefits of Abunzi in comparison to ordinary courts.Those surveyed highlighted the following positive attributes:
The reduction of time spent to settle cases (86.7%).
─ Reduction of economic costs of cases (84.2%);
─ The ability to mitigate conflicts between litigants (80.1%).
─ The participation of citizens in the mediation process (67.3%)
and freedom to choose a judge by the complainant and defendant(56.7%)
The best practices from mediation committees are as follows:
Pre-hearing counselling: Before cases are heard, mediators call on both
complainant and defendant to emphasize the importance of social cohesion
and conflict resolution through community mediation. In some instances, both
parties may opt to withdraw the case at this point and come instead to a mutual
agreement. In other cases, litigants are more inclined to accept, rather than
appeal, the mediation decision as a result of the counseling.
Reduced social distance between parties and mediators: Since mediators
are members of the same community from which disputants come, the latter
feel less intimidated and more comfortable expressing themselves during those
sessions, whether in public or in camera.
Integrity over legal literacy: Most of the participants insisted that the question
of integrity, which determine the selection of mediators, confer more “trust and
confidence” in the committees and fostered an environment in which justice
prevailed.
• Parties’ freedom to choose mediators:This was another factor highlighted
by participants who felt that the freedom to choose mediators helped
ensure equal treatment during mediation and reduced the likelihood
of corruption.
• Win-Win approach: During mediation, Abunzi avoid referring to either
party as “winner” or “loser” as these words could create resentment
and further contribute to the atmosphere of conflict. The goal of these
mediations is to find lasting solutions through reconciliation, hencethe avoidance of such words
6.2.2 Contribution of Gacaca courts
Gacaca courts officially finished their work on June 18, 2012 and by that time
a total of 1,958,634 genocide related cases were tried throughout the country.
As earlier mentioned Gacaca is credited with laying the foundation for peace,reconciliation and unity in Rwanda.
Girinka has led to a number of significant changes in the lives of the poorest
Rwandans. The impact of the program can be divided into five categories
including: (1) agricultural production, (2) food security, (3) livestock ownership,
(4) health outcomes, (5) unity and reconciliation.
Agricultural production
Girinka has contributed to an increase in agricultural production in Rwanda,
especially milk products. Milk production has risen due to an increase in the
number of cows in the country and because beneficiaries have received cross
breeds with better productive capacity than local cattle species. Between 2000
and 2011, milk production increased seven fold allowing the Government of
Rwanda to start the One Cup of Milk per Child program in schools. Between
2009 and 2011, national milk production increased by 11.3%, rising to 372.6
million liters from 334.7 million liters. Over the same period, meat production
increased by 9.9%, according to the Government of Rwanda Annual Report
2010-2011. The construction of milk collection centres has also increased and
by February 2013, there were more than 61 centres operational nationwide
with 25 more due to be completed by the end of 2013.
Most of the beneficiaries produce enough milk to sell some at market, providing
additional income generation. The manure produced by the cows increases
crop productivity, allowing beneficiaries to plant crops offering sustenance and
employment as well as a stable income. Girinka has also allowed beneficiaries
to diversify and increase crop production, leading to greater food security.
Food Security
According to the Comprehensive Food Security and Vulnerability Analysis and
Nutrition Survey (CFSVA) conducted in March/April 2012, almost four in five
(79%) or about 1,717,000 households had acceptable food consumption and
could be considered food secure. Others either had poor food consumption
(82,000 households, representing 4% of all the households) or borderline food
consumption patterns (378,000 households, 17%), adding up to a total of 21%
of food insecure households in Rwanda. These figures show a 7% decrease
in food insecure households since 2006 at which time the figure was 28%according to the CFSVA report of 2006
Livestock ownership
The Third Integrated Household Living Conditions Survey (EICV III) of 2012
indicated that 4% of all Rwandan households received a cow under the OneCow per Poor family policy. The highest rate was seen in the Eastern Province
(7%). Animal production and the integration of livestock into smallholder
farming is a key contributor to food security. Animal products are a good source
of proteins and lipids and, in times of crisis, livestock functions as a shock
absorber, contributing to the resilience of poor households.
According to the CFSVA and Nutrition Survey 2012, 70% of all households in
Rwanda own some type of livestock. Results of the EICV III of 2012 showed
that in comparison to 2005/2006, higher proportions of households are now
able to afford cattle at 47% nationally (up from 34%). The survey also showed
that the percentage of livestock-owning households owning cattle increased to
47.3% in 2012, up from 34.4% in 2005/2006.
Health outcomes
While Girinka cannot be credited with single-handedly for improving the health
outcomes across Rwanda, the program has certainly played a part in reducing
the level of malnutrition across the population, among children under five
years. According to the Demographic Health Survey of 2010, the percentage of
stunted children fell from 51% in 2005, to 44% in 2010, and the percentage of
underweight children fell from 18% to 11%.
Unity and Reconciliation
Girinka has played a significant role in post genocide reconstruction in Rwanda.
During the colonial period, the cow was used to divide Rwandans along ethnic
lines and cattle became a symbol of elitism and a commodity reserved only for
a portion of the country’s people.
Girinka has changed what it means to own cattle in Rwanda. While the symbolism
of prosperity is still attached to the cow, by giving cattle to the poorest in society,
the program has helped to end the divisive perception surrounding owning
cattle. The ‘pass on’ component of Girinka, whereby a recipient gifts the first
born calf to a neighbour, has helped to rebuild social relationships which had
been destroyed during the 1994 Genocide against the Tutsi. This is because
the giving of a cow to someone or “Gutanga Inka” translated as “sealing a bond
of friendship” remains a cultural practice owned, understood and valued byRwandans.
6.2.4 Contribution of Imihigo
Swere completed including roads and bridges, hospitals and health centres,
classrooms and toilet facilities, houses for vulnerable people, modern markets,
selling points, drying grounds, street lighting and housing development in
urban areas, trading centres and administrative offices. There was great
improvement in distribution of electricity and water in both urban and rural
areas. In addition, there was evidence in most districts of small scale factories
being started, especially those involved in agro-based products being initiating.
Greening and beautification: Reasonable effort was made to plant grass
and flowers at most public buildings such as district, sectors and cell offices,
schools, health and trading centres. In other places, especially at district level,
pavements were laid.
Rural settlement (imidugudu): There was a general improvement in
mobilizing citizens to build in areas set aside for communal villages. This was
accelerated by setting up basic infrastructure like roads, water supply and
power. The eradication of grass thatched houses and the construction of houses
for vulnerable people was also a contributing factor to this success.
6.2.5 Contribution of Itorero
The contribution of Itorero as a home-grown solution towards good governance,
self-reliance and dignity is observed through Itorero activities described above.
Ubutore culture, self reliance and dignity among Rwandans instiled and
promoted structures of Intore were elected from villages up to sector levels in
2009. Later on in 2012, Itorero ry’Igihugu was officially launched in primary
and secondary schools. From November 2007 up to the middle of September
of 2017, National Itorero Commission had a total of 2.502.000 trained Intore
nationwide. Those mentored are the ones who go down to mentor in villages,
schools, and at various Itorero for specific groups.
Impact of Itorero at village level to resolve social, economic and financial
challenges through“amasibo” groups.
Impact of induction week by welcoming new students into their respective
High Institutions of Learning in order to continue familiarizing those students
with Rwandan culture values as way to enhancing civic education; namely
patriotism, integrity, self-reliance and hardworking just to mention few.
Instilling the culture of unity, truth and hard work among Rwandans:
in 2009, Itorero ry’Igihugu was launched in all districts of the country. Each
district’s regiment presented their performance contracts at that colourful
ince its introduction, Imihigo has been credited with improving accountability
and quickening the pace of citizen centred development in Rwanda. The
practice of Imihigo has now been extended to the ministries, embassies and
public service staff.
Once the compilation of the report on Imihigo implementation has been
completed, the local government entity presents it to stakeholders including
citizens, civil society, donors and others. After reviewing the results,
stakeholders are often asked to jointly develop a way forward and this can be
done by utilising the Joint Action Development Forums (JADF)
Since the inception of Imihigo in 2006, the following results and best practices
were observed:
SACCOs (Savings and Credit Cooperatives) and payment of teachers’ salaries
and arrears: Good progress was made in mobilising citizens to join SACCOs
and reasonable funds were mobilised. Although most of the SACCOs obtained
provisional licenses from the National Bank of Rwanda to operate as savings
and credit cooperatives, they needed to mobilise more member subscriptions
in order to realise the minimum amount required to obtain full licenses. Most of
all SACCO at the sector level needed adequate offices. In addition great efforts
were made to ensure that teachers were paid their monthly salaries on time.
Nine Years Basic Education (9YBE): All districts evaluated made substantial
progress in classroom construction, made possible by the willingness of the
community to play a role in the districts’ development programmes, particularly
Imihigo. This was as a result of awareness raising campaigns and mobilisation
efforts to encourage citizens to own their development activities.
Vision 2020 Umurenge Programme (VUP): Programmes implemented
under VUP substantially improved the welfare of citizens and facilitated the
implementation of government policies such as SACCO, terracing and road
construction.
Community assemblies (Inteko z’Abaturage): The function of Community
Assemblies was reasonably understood, taking place once a month to resolve
various community problems. This was evidenced by the fact that very few
unresolved problems reached the district level.
Citizen participation and ownership of government programmes: Most
of the citizens contacted during the field visits were aware of, and actively
participated in government programs especially the health insurance scheme,
SACCOs, 12YBEs, Girinka and adult literacy. Citizen participation in the Imihigo
process was especially visible in rural areas.
Health statistics such as those of maternal and child mortality, accessibility
of maternal and child care, and accessibility to health insurance (Mutuelle de
Santé) revealed improved levels of health care for Rwandans.
Land use consolidation: Through programs such as Umuganda, TIG (Travail
d’Intérêt Général, meaning community service done by prisoners) and the one
village one product program, selected crops such as wheat, Irish potatoes,
coffee, tea, and beans were cultivated extensively.
Improvement of agricultural production: Significant efforts were made by
the districts in mobilizing and advising farmers on how to improve farming,
notably among which was land use consolidation (maize, rice, coffee, tea,
cassava, potatoes, banana and beans) which helps to guarantee national food
security.
Infrastructure development: A significant number of infrastructure projects
were completed including roads and bridges, hospitals and health centres,
classrooms and toilet facilities, houses for vulnerable people, modern markets,
selling points, drying grounds, street lighting and housing development in
urban areas, trading centres and administrative offices. There was great
improvement in distribution of electricity and water in both urban and rural
areas. In addition, there was evidence in most districts of small scale factories
being started, especially those involved in agro-based products being initiating.
Greening and beautification: Reasonable effort was made to plant grass
and flowers at most public buildings such as district, sectors and cell offices,
schools, health and trading centres. In other places, especially at district level,
pavements were laid.
Rural settlement (imidugudu): There was a general improvement in
mobilizing citizens to build in areas set aside for communal villages. This was
accelerated by setting up basic infrastructure like roads, water supply and
power. The eradication of grass thatched houses and the construction of houses
for vulnerable people was also a contributing factor to this success.
6.2.5 Contribution of Itorero
The contribution of Itorero as a home-grown solution towards good governance,
self-reliance and dignity is observed through Itorero activities described above.
Ubutore culture, self reliance and dignity among Rwandans instiled and
promoted structures of Intore were elected from villages up to sector levels in
2009. Later on in 2012, Itorero ry’Igihugu was officially launched in primary
and secondary schools. From November 2007 up to the middle of September
of 2017, National Itorero Commission had a total of 2.502.000 trained Intore
nationwide. Those mentored are the ones who go down to mentor in villages,
schools, and at various Itorero for specific groups.
Impact of Itorero at village level to resolve social, economic and financial
challenges through“amasibo” groups.
Impact of induction week by welcoming new students into their respective
High Institutions of Learning in order to continue familiarizing those students
with Rwandan culture values as way to enhancing civic education; namely
patriotism, integrity, self-reliance and hardworking just to mention few.
Instilling the culture of unity, truth and hard work among Rwandans:
in 2009, Itorero ry’Igihugu was launched in all districts of the country. Each
district’s regiment presented their performance contracts at that colourful
ceremony marked by cultural festivals. Each district’s Intore regiment publically
announced its identification name. At the national level, all the 30 district Intore
regiments comprised one national Itorero, but each district regiment has its
identification name. Each district regiment can have an affiliate sub-division
which can, in turn, also have a different identification name. There is also
Itorero for Rwandans in Diaspora that has the authority to develop its affiliated
sub-division.
In order to enable each Intore to benefit and experience change of mindset,
each group chooses its identification name and sets objectives it must achieve.
Those projected objectives must be achieved during or after training, and this is
confirmed by the performance contracts that necessarily must be accomplished.
With this obligation in mind, everyone also sets personal objective that in turn
contributes to the success of the corporate objectives.
Instill among youth, fraternity, patriotism and participation in National
programmes through National Service/Urugerero program: Plans to
implement Urugerero (National Service) started towards the end of 2012 and
the actual implementation started in 2013. Despite this short time, however,
Urugerero program has started to yield impressive results. Students who
completed Secondary School since 2012 went through Itorero mentorship.
Upon the completion of the prescribed course, participants were given the
certificates, but later on they had to undergo practical exercise of Urugerero
non residential and Residential National service since 2017 and organized
through various activities designed to promote social cohesion and community
wellness in particular and boost national development in general.
Intore contributed to activities related to the Volunteer Services in National
Development Programmes. In the Rwandan culture, “volunteerism” means
rendering a sacrificial and selfless service out of love either to a national
cause or to a needy neighbour. According to the policy of Itorero ry’ Igihugu,
volunteerism refers to any unpaid communal work, voluntarily undertaken in
the service of the nation.
Volunteerism is reflected in various community works such as: Umuganda,
Ubudehe and contributions to a common cause. Other voluntary activities
include those of community mediators, various councils, community health
workers, Community Policing Committees/CPCs, Red Cross volunteers, etc.
6.2.6 The contribution of Ubudehe
Ubudehe has been recognised internationally as a highly successful
development program. In 2008, Ubudehe was awarded the United Nations
“Better Management: Better Public Service” Award.
One of the most significant impacts of Ubudehe is the way in which it has
transformed citizens’ engagement with their own development. Much of the
twentieth century in Rwanda was characterised by centralised planning and
delivery of services with little or no involvement from local communities.
Ubudehe has changed this and, coupled with decentralisation efforts, has
changed the way Rwandans participate in decision making processes that affect
their lives. Ubudehe has achieved almost nationwide coverage and communities
across Rwanda are now actively involved in developing their own social maps,
visual representations and collection of data to the extent of poverty in their
village.
This information is used to determine national development objectives against
which the national government and its ministries are held accountable.
The way through which Ubudehe has brought communities together for collective
action based on their own priorities is also considered a major achievement
of the programme. The provision of a bank account to each community has
enabled thousands of communities to lead actions such as purchasing livestock,
undertaking agriculture activities, building clean water facilities, classrooms,
terraces, health centres as well as silos for storing produce. In 2006-2007,
9,000 communities undertook different projects through Ubudehe and in 2007-
2008 that number rose to 15,000. 2010 saw over 55,000 collective actions by
communities with the assistance of 30,000 Ubudehe facilitators.
At least 1.4 million people, around 20% of the population, have been direct
beneficiaries of Ubudehe. Between 2005 and 2008, around 50,000 people were
trained on Ubudehe concepts and procedures. This has resulted in a greater
level of skills available to the community at the local level helping Ubudehe to
be more effective.
6.2.8 Contribution of Umuganda
Umuganda is credited with contributing to Rwanda’s development, particularly
in the areas of infrastructure development and environmental protection.
Common infrastructure projects include roads (especially those connecting
sectors), bridges, heath centres, classroom construction (to support the nine
and twelve12) Years of Basic Education programs), housing construction for
poor and vulnerable Rwandans (often to replace grass-thatched housing) and
the construction of local government offices and savings and credit cooperative
buildings.
Environmental protection projects undertaken include tree planting and
terracing to fight erosion, wetland rehabilitation, renewable energy construction
and crop planting.
From 2007 to 2010/11, the activities valuated at 26,397,939,119 Rwf consisted
mainly of the construction of houses for vulnerable people, roads, classrooms
for the Nine Year Basic Education Programme (9YBE), health centres, public
offices, tree planting, terracing and other infrastructures to protect against
erosion.
To measure the impact of Umuganda and encourage greater participation, the
Government of Rwanda introduced the National Umuganda Competition in
2009. The aim of the competition is to create awareness of the best projects
carried out, award communities that have completed good initiatives and to
encourage communities to plan properly and maintain what they have achieved.
The competition includes all levels of Rwandan society from the village up to
the national level. The best activity in each district is awarded with a certificate
and funding for future projects, and the best three projects in each province
are awarded prizes. The best three projects from across Rwanda are awarded
a cash prize of between US $1,500 (1,200,000 RWF) and $2,300 (1,840,000 RWF).
Umuganda is also credited with assisting in reconciliation and peace building
in Rwanda. This is because neighbours are brought together to build their
community and can discuss problems and solve them collectively.
6.2.9 Impact of Umwiherero
For a few days every year, leaders from all arms of Government come under one
roof to collectively look at the general trajectory the country is taking and seek
remedies to outstanding problems. Initially, Umwiherero had been designed
exclusively for senior public officials but it has evolved to include leaders from
the private sector as well as civil society. Provided under the constitution,
Umwiherero is chaired by the Head of State and during this time, presentations
and discussions centre on a broad range of development challenges including
but not limited to the economy, governance, justice, infrastructure, health and
education.
Since its inception, organizers of Umwiherero have adopted numerous innovative
initiatives to expedite the implementation of resolutions agreed upon at each
retreat. Since then, the results are quantifiable. These efforts have resulted in
noticeable improvements in planning, coordination, and accountability leading
to clearer and more concise priorities.
As discussions go deep in exposing matters affecting the wellbeing of the people
of Rwanda, poor performers are reprimanded and those who delivered on theirmandate are recognized
Umwiherero provides a platform for candid talk among senior officials. For
example, an official raises a hand to mention his/her superior who is obstructing
a shared development agenda. The said superior is then given a chance to
explain to the meeting how he/she intends to resolve this deadlock. The retreat
sets a scene for every leader to be held accountable. Ultimately, this provides an
opportunity for leaders to forge a better future for Rwanda. The organization,
implementation and outcomes of Umwiherero have vastly improved and
significant achievements recorded.
The focus has been to make number of key priorities that makes it easier for
meaningful discussions and effective implementation. The retreats are also
credited with significantly improving coordination and cooperation between
government ministries and agencies. This time round, priorities might not be
just small in number, but much more challenging and tougher.
6.2.10 Contribution of Community Policing
The Rwanda Governance Scorecard produced by the Rwanda Governance Board
in 2016, presented results from a nationwide survey, which indicated that 92
per cent of the citizens trust the Police. This is an indicator of professional
services, discipline and partnership. It is when the community and the police
work together for their common good that citizens will trust the police.
Once the citizens trust the officers, they will provide them with information to
help prevent or solve crimes and to arrest criminals.
This has enabled the police to serve communities better and to fulfill its missionof making the people living in Rwanda feel safe and secure.
Some of the challenges encountered during the implementation of Abunzi are:
Inadequate legal knowledge: While most mediators acknowledged that they
received training session on laws, they expressed a desire to receive additional
training on a more regular basis to enhance their knowledge of relevant laws.
Insufficient mediation skills: Mediators also expressed a desire to receive
additional training in professional mediation techniques in order to improve
the quality and effectiveness of their work.
Lack of permanent offices: In some areas, mediation committees do not always
have workspace reserved for them and must share space with the staff from
cells and/or sectors offices; this sharing can sometimes result in the loss or
mix-up of case files.
Incentives: A number of mediators complained that the incentive promised to
them and their families in the form of “mutuelle de santé” (health insurance)
was not always forthcoming.
Transportation for field visits: Mediators complained about not always being
able to afford transportation to perform site visits when reviewing cases. While
each chairperson at the appeal level received a bicycle, it has been recognised
that field visits for all mediators have been very difficult in some cases. This can
result in delays in the mediation process.
Communication facilities: To perform their duties, mediators must communicate
among themselves or with other institutions, but they are not given a
communication allowance. This proves problematic at times and can lead to
financial stress for some when they are obliged to use their own money to
contact for instance litigants and institutions.
6.3.2 Challenges of Gacaca courts
Below are challenges faced during implementation of Gacaca.
At the beginning of the data collection phase at the national level, 46,000
Inyangamugayo representing 27.1% of the total number of judges, were
accused of genocide.
This led to their dismissal from Gacaca courts. Leaders, especially in the local
government, were accused of participating in genocide constituting a serious
obstacle to the smooth running of Gacaca. In some cases, there was violence
against genocide survivors, witnesses and Inyangamugayo.
Serious trauma among survivors and witnesses manifested during Gacaca
proceedings. In some cases, there was a problem of suspects fleeing their
communities and claiming that they were threatened because of Gacaca. In
some cases there was corruption and favouritism in decision making.
6.3.3 Challenges of Girinka
The following are the major challenges faced by the Girinka programme:
In some cases, the distribution of cows has not been transparent and people with
the financial capacity to buy cows themselves were among the beneficiaries.This
issue was raised at the National Dialogue Council. (Umushyikirano) in 2009
and eventually resolved through the cow recovery programme. This program
resulted in 20,123 cows given to unqualified beneficiaries (out of a total of20,532 wrongly given) redistributed to poor families.
A lack of feed factories in the country has hindered efforts to properly feed some
of the cattle affecting their health and productivity. The Ministry of Agriculture
worked with investors who have shown interest in building feed factories in
Nyagatare, Kayonza and Kicukiro. In some instances, the cost of management
inputs has been high and, in some districts, there has been a delay in utilisation
of earmarked fund.
Decentralisation of the programme has helped address this. Provision of
additional services (especially veterinary services and artificial insemination)
has been limited in some cases due a shortage of skilled staff with relevant
training. This has affected the cows’ milk production and the ‘pass on’ system.
With regards to bank loans, some farmers received cows that were overpriced.
As a resolution, farmers who were overcharged are required to pay the bank
the actual cost of the cow only through a new contract with the difference paid
by those who were responsible for over costing.
Poor management by inexperienced farmers has increased the mortality for
some cows. A shortage of land requires an intensification program in cattle
management practices which can sometimes have adverse impacts on the
cows such as increase in disease prevalence. To address this, beneficiaries now
receive training about modern farming practices prior to receiving their cow.
6.3.4 Challenges of Imihigo
While Imihigo have provided the Government of Rwanda and citizens with a way
to hold leaders to account, some challenges listed below have been identified
from the 2010-2011 evaluation report:
There is a planning gap especially on setting and maintaining logic and
consistency: objectives, baseline, output/targets and indicators.
Setting unrealistic and over-ambitious targets by districts was common. Some
targets were not easily achievable in 12 months. For example, construction of
a 30 km road when no feasibility study had been conducted or reducing crime
by 100%.
In some districts low targets were established that would require little effort
to implement. The practice of consistent tracking of implementation progress,
reporting and filing is generally still weak. Some targets were not achieved
because of district partners who did not fulfil their commitments in disbursing
funds - especially the central government institutions and development
partners. There is a weakness of not setting targets based on uniqueness of
rural and urban settings.
Setting targets that are beyond districts’ full control was observed: For
example, construction of stadiums and development of master plans whose
implementation is fully managed by the central government. There was
general lack of communication and reporting of challenges faced that hindered
implementation of the committed targets.
6.3.5 Challenges of Itorero
During its implementation, Itorero faced a series of challenges including:
a. Insufficient budget compared to workload.
b. Small number of personnel;
c. Staff compensation low compared to workload;
d. National service program not reflected in Districts plan;
e. Training sites at districts and provincial level still missing;
f. Some partners not owning Itorero activities (not yet included activities
relating to the promotion of Ubutore culture in their planning).
g. Low understanding of the role of Itorero especially at the village level.
6.3.6 Challenges of Ubudehe
The major challenges of Ubudehe can be divided into categorisation and project
implementation:
Categorisation
In some cases, village members have preferred to be classified into lower
poverty levels as a way to receive support from social security programs such
as health insurance and Girinka. To overcome this, household poverty level
categorisation takes place publically with all heads of households and must be
validated by the village itself.
If community members dispute the decision made by their village, they are
entitled to lodge a complaint and appeal in the first instance to the sector level.
The Ubudehe Committee at the sector level conducts a visit to the household
and either upholds or issues a new decision. If community members remain
unhappy with the decision, they can appeal in the second instance to the district
level. The final level of appeal is to the Office of the Ombudsman at the central
government level.
Project implementation
The major challenges of project implementation are with the community
choosing a project and then completing the project.
Communities sometimes have difficulty to define the problems affecting their
development and struggle to know how best to prioritise the projects and
select the most crucial project to execute. Challenges also sometimes arise
when communities are required to choose one household to act as a model for
the village. This can be a point of contention because that household receives
significant resources to carrying out its Ubudehe development plan.
To overcome these challenges, the programme has increased training provided
to communities on how to select and prioritise projects. In deciding which
household will be the model for the village, the community is required to vote
which helps members support the decision.
At the household level it has been observed that some beneficiaries have
struggled to manage the funds or resources they received. In some cases,
households spent the money on things other than their project or sold the
livestock they received. To overcome this challenge, the Ubudehe Committee
at the village level has been tasked to provide regular follow up and support.
6.3.7 Challenges of Umuganda
The challenges faced by Umuganda fall into two broad categories: planning and
participation. In some areas of the country, poor planning has led to unrealistic
targets and projects that would be difficult to achieve without additional
financing.
To address this challenge, the team responsible for Umuganda at the Ministry
of Local Government has run trainings for the committees that oversee
Umuganda at the local level. These trainings include lessons on monitoring
and evaluation, how to report achievements, the laws, orders and guidelines
governing Umuganda as well as responsibilities of the committee.
In urban areas, participation in Umuganda has been lower than in rural areas.
So in order to overcome the issues of low participation rates in some areas
of the country, especially in urban areas, an awareness raising campaign is
conducted through documentaries, TV and radio shows to inform Rwandans
about the role Umuganda plays in society and its importance.
A mobilisation strategy is also currently being devised which includes ideas
about how to streamline the laws and policies governing Umuganda so that
they are more easily understood. This is also to ensure that they are in line with
the National Community and Local Development Strategy. The City of Kigali is
also embarking on a process to find the best ways to encourage those living in
urban areas to take part in Umuganda.
The Ministry of Local Government has begun a partnership with South Korea to
learn from the community work practice there known as Saemual Undong. This
is part of attempts to learn from the best practices all over the world as well as
share Rwanda’s experience with other countries.
6.3.8 Challenges of Umwiherero
The first four years of Umwiherero saw questionable results. The organisation
of the retreat was often rushed, objectives were poorly defined, and few tangible
results could be measured.
This led the establishment of the Strategy and Policy Unit in the Office of the
President and the Coordination Unit in the Office of the Prime Minister. At the
same time, the Ministry of Cabinet Affairs was set up to improve the functioning
of the Cabinet. These two newly formed units were tasked with working
together to implement Umwiherero. While the first retreat organised by the two
new teams suffered from similar problems to previous retreats, improvement
was noticeable.
Following Umwiherero in 2009, Minister of Cabinet Affairs served as head of
the newly formed steering committee tasked with overseeing the retreat. The
steering committee was comprised of 14 team members. Alongside the steering
committee, working groups were set up to define the priorities to be included
on the retreat agenda. This process was overseen by the Strategy and Policy
Unit who developed a concept paper with eleven priority areas to be approved
by the Prime Minister and the President.
Since that time the organisation, implementation and outcomes of Umwiherero
have vastly improved and significant achievements have been recorded.
The focus on a small number of key priorities has made it easier for meaningful
discussions to be had and for effective implementation to take place. For
example, the number of national priorities agreed upon by participants fell from
174 in 2009 to 11 in 2010 and to six in 2011. The retreats are also credited with
significantly improving coordination and cooperation between government
ministries and agencies.
6.3.9 Challenges of Community policing
While the Community policing is helping the police to address security related
problems, every district faces its unique challenges, but in general common
challenges are:
a. Increase of drug abuse and gender based violence;
b. The issue of human trafficking in Rwanda;
c. The persistence of home assaults and prostitution becoming a threat tosecurity everywhere.
This unit focuses basically to home grown solutions initiatives. It intends to
contribute to instill various innovations taken by the country in order to improve
and speed economic progress. These are all related to historical background
and Rwanda society genuine and impactfull issues. Among them we can stateubudehe, umuganda, girinka munyarwanda, kwigira, community policing etc…
UNIT:ORIGIN, RISE AND DECLINE OF WEST AFRICAN EMPIRES
1. Identify and locate those empires on a map of Africa
2. Discuss on the main characteristics of those empires3. Map the gradual growth up and break up of Western African empires
Ghana was the first kingdom to emerge as an empire in the Western Sudan. Apart
from metropolitan Ghana, the empire included several important provincial
territories. Chief among these was Awkar, a name by which Ghana was, for some
time, better known in the Islamic world. At its height, the territories governed
or influenced by Old Ghana covered a considerable area in the source-region ofthe Rivers Niger and Senegal
7.1.1 Origin
The earliest known Negro Empire of Western Sudan recorded in history is
Ghana Empire. The Kingdom was founded by the Soninke who were a branch of
the Mande speaking people in about 300 AD. It started as the small independent
kingdom of Wagadu, which later came to be named Ghana with its capital at
Kumbi-Saleh. The first King was named Kaya Magha Cisse.
By the 10th and 11th centuries, the Empire of Ghana had reached its highest peak
of glory and power. By this period it stretched from Timbiktu on the Niger to
central Senegal then to the north into Sahara and to the south up to Balile River.
7.1.2 Factors that led to the rise and growth of Old Ghana
These were the reasons for the rise of Old Ghana:
Control of trade routes. The empire occupied the savannah land between the
rich gold-fields of Wangara and the most important of the trans-Sahara trade
routes. In this middle-man position, the ruler of Ghana could control and tax
both the trading goods taken from North Africa to the Western Sudan (e.g. salt
and horses) and those taken from the Western Sudan to North Africa (e.g. gold,
ivory, kola). From this trade came wealth and with this wealth the rulers of
Ghana were able to establish and maintain a reasonably efficient administration
and army.
The use of iron. The Soninke were apparently the first group of people in
that part of the Western Sudan to discover the use of iron. The ability to make
weapons of iron was important and assisted in Ghana’s military strength and
growth.
Use of horses. Soninke are considered the first people to secure a sufficiently
large number of horses from North Africa to build up a powerful cavalry.
Effective administration. The Soninke built up a fairly effective large-scale
government, which enabled them to rule a large area and to maintain law and
order.
Unity in the empire. The fact that the rulers of Ghana were considered
semidivine must also have helped the rise of the empire by maintaining unityand limiting the incidence of rebellion.
7.1.3 Organization of Ghana Empire
Political organization
At the head of the empire was the king, operating from the headquarters at
Kumbi Saleh. The king was assisted by able administrators. These men served
also as secretaries. In the capital city, there was a governor. He was in charge
of the civic administration of metropolitan Ghana. In the conquered (or vassal
states) two types of provincial government seem to have operated: In some
provinces, the administration was entrusted to governors appointed directly by
the emperor. These were places where either hostile subjects were constantly
plotting to rebel where there was no centralized native provincial ruler. In
other places the local rulers were allowed a great measure of independence. All
that was required of these provincial native rulers was loyalty to metropolitan
Ghana, and regular payment of tax to the emperor.
Vassal kings sent up their sons to the emperor’s palace. This practice was
maintained for two reasons. Firstly, as long as the sons of the vassal kings were
at the emperor’s palace or court, it was not wise for their fathers to rebel against
the imperial authority. Secondly, these pages learnt a great deal of the arts of
government from the imperial court. The experience thus gained stood them in
good stead when later they returned home to assume the reins of government
in their own land, in succession to their fathers.
The supreme judicial power in the empire was vested in the emperor, assisted by
a hierarchy of subordinate officials. The king did not maintain a standing army.
Men were recruited or called up when the king needed them for a campaign orto defend the empire from external attack.
Economic Organisation
The sources of economic prosperity of Ghana came from the gold mines were
a source of revenue. The king held a monopoly of all the gold mines in the
empire. This policy helped to maintain the high value of this precious metal. It
also accounts for the great wealth which the kings enjoyed. Ghana’s middleman
position helped it to benefit immensely from the trans-Saharan trade. Taxation
on trade goods gave the emperor good revenue. The import and export taxes
yielded much revenue for the king’s treasury. The people of Ghana used their
skills in iron-working in good farming and adequate production of food. The
people were successful fishermen from the many rivers.
Social Organization
The king of Ghana made use of Muslims in his government, but his people still
followed the traditional religion. The king of Old Ghana was regarded as semidivine. As the chief priest, the king conducted special ceremonies and rituals,
and was the link between the living and gods. The people believed in life after
death. This was seen in the burial rites that were performed when the king
died. After his death, the king’s body was placed in a special building on a bed
decorated with fine cloths. His clothes, weapons and other personal belongings
were placed near him. When all this had been done, some of the closest servants
entered the tomb, which was then sealed. The people threw earth over the
tomb until a small burial mound had been created. The people of Old Ghana
lived in thatched houses that were built of wood. The king wore special robes
and ornaments during official ceremonies. People approached the king on their
knees as a sign of respect.
7.1.4 Decline of old Ghana
By the end of the 11 century, Old Ghana had begun to decline. A number of
reasons caused this:
Generally speaking, the inherent structural weaknesses common to most
Sudanese states caused the decline. In this case it was particularly due to the
disruptive activities of the Almoravids, who, either because of a genuine desire
to purify and spread Islam, or because of the prospects of booty, descended on
and sacked Ghana in AD 1076.
The Almoravid attacks had opened the way for internal revolts and incursionsfrom hostile neighbours which Ghana could not control.
Ghana’s great wealth, which had been an asset in its heydays, was now a
disadvantage as its envious neighbours began to make increasingly menacing
attempts to seize it;
Towards the end of the 12 century, the Soninke dynasty, established by Kaya
Magan about 770 AD, was overthrown by a soldier called Diara Kante who was
succeeded in turn by Sumanguru Kante (1200-35).
From the small vassal state of Kaniaga, Sumanguru Kante took advantage of his
suzerain’s weakness and conquered Ghana in 1203. The resultant confusion
and insecurity caused the merchants and scholars in the capital of Old Ghana
to move out and settle in Walata. Sundiata, the only surviving son of the ruler
of the state of Kangaba which was sacked by Sumanguru in 1224, captured andkilled Sumanguru at the Battle of Kirina in AD 1235.
From the ruins of the Old Ghana Empire, there rose the Mandingo Empire of Mali.
Two important personalities dominated the history of this empire, Sundiata
(1230-1255) and Mansa Musa (1312-37). Under Sundiata, Mali became the
dominant trading empire of the Western Sudan. It therefore took the place
of Ghana and although there are differences, it imitated the previous empire
very closely. One essential difference is that everything that Mali did was on a
grander scale; there was more trade, a larger army and a larger empire.
7.2.1 Origins
Mali was not given the name by which it is known until after Sundiata started to
build the empire. Its original name was Kangaba. The people of Kangaba were
the Mandinka, or in other words, the southern Mande. Thus, Mali developed
from the coming together of a number of Mandinka chieftaincies to form the
small state of Kangaba. However, the neighbouring Old Ghana ruler Sumanguru
Kante viewed this up-and-coming state with grave concern; and in about
1224 he descended on Kangaba and conquered it, killing, according to some
traditions, all but one of its ruler’s twelve sons, Sundiata, who went into exile.
Kangaba was left in a desperate situation, but eventually Sundiata returned
from exile and became the king. He was sent help by many of Sumanguru’s
enemies, such as the king of Bobo who sent 1,500 archers to help Kangaba.
Thus, Sundiata was able to assemble a large army to face his foe at a place called
Kirina. His greatest obstacle to victory was the fear that Sumanguru inspired in
the Mandinka.
They believed incredible stories about Sumanguru; for example, that he
possessed eight heads. It was very important for Sundiata to lead the way in
battle and to demonstrate that the Susu king was human and indeed mortal,
which he did. The Susu were defeated and Sundiata went on to capture the old
kingdom of Ghana.
Between 1235 and his death in 1255, Sundiata created the empire of Mali. Mali
is a name given to the empire by Arab travellers and its meaning is the ‘place
where the king lives’. The title which the Mali people gave to their king was
mansa; so by 1235 the once crippled Sundiata was Mansa Sundiata of Mali.
By 1337, Mali controlled an area in West Africa that included most of what are
now Gambia, Guinea, Senegal, and Mali and parts of present-day Burkina Faso,Mauritania and Niger
7.2.2 Rise and expansion of Mali Kingdom
A number of factors led to the rise and expansion of Mali:
Strategic geographical position: Mali’s position, away from the southern
movement of the Sahara Desert, and near the centre of the savannah lands, gave
it a good geographical advantage. Thus, with good farming land Mali could be
sure of adequate food, a large population and a powerful army.
Unity in Islam: The empire was not a target of the jihads because Mali, unlike
Ghana, had long been a Muslim state. Not all the people of Mali, including
Sundiata, were strict Muslims, but most kings seem to have been. This fact was
beneficial to smooth running of Mali government.
Expansion of trade: Sundiata extended the empire’s trading activities resulting
in the expansion of the empire. By concentrating trade in positions on the Niger,
he could be sure of keeping in contact with Gao and copper-producing area of
Takedda and Taghaza from where the salt came.
Military conquests and annexations: Sundiata extended Mali kingdom through
a series of conquests and annexations. Following the defeat of Sumanguru,
Sundiata annexed the kingdom of Kaniaga and all her vassal states, including
Ghana which he conquered in 1240.
Good administration: Sundiata organized an effective administrative system.
He united many petty states, including the newly-annexed ones under one
centralised system of administration. He himself took control of the metropolitanadministration.
The contributions of Mansa Musa: He made contributions in the expansion of
Mali by for instance devoting to Islam and expanding trade.
7.2.3 Organisation of Mali Kingdom
Political organisation
The Mali Empire covered a larger area for a longer period of time than any
other West African state before or since. This in part can be explained by its
political organisation:
Decentralisation of administration: The farther the territory was from Niani,
the more decentralized the mansa’s power became. Nevertheless, the mansa
managed to keep tax money and nominal control over the area without agitating
his subjects into revolt. The Empire reached the limit of its expansion in the
reign of Mansa Musa.
Skilful leaders: Sundiata was an able ruler. Mansa Musa even surpassed him.
This great ruler of Mali, who possessed considerable administrative skills, did
much to organize Mali’s machinery of government.
Administration: Mali was divided up into two main administrative units; the
metropolitan area which comprised the state of Mali itself and a collection of
provincial states annexed through conquest. Sundiata divided the empire into
a number of provinces. Mansa Musa re-organised the provinces in the south
into fourteen administrative units. The government of these provinces was
entrusted to able governors.
Motivation of officials: To encourage faithful and effective local administration,
provincial officials were all well paid, not only in gold, but often in kind with
horses and leases of land. In addition, Mansa Musa instituted special honours
to reward outstanding leaders.
Administration of justice: The administration of justice was keenly promoted
by the kings of Mali, notably Mansa Musa. The king made sure that no-one
received preferential treatment in the law courts, whether the case involved a
governor against an ordinary citizen, or a native against an alien.
Loyalty and respect for authority: Loyalty and respect for authority were othercharacteristics of the people of Mali, which resulted from good administration.
Economic organization
Mostly, the Mali Empire flourished because of trade of gold and salt. All gold
was immediately handed over to the imperial treasury in return for an equal
value of gold dust. Gold dust had been weighed and bagged for use at least since
the reign of the Ghana Empire.
Salt was as almost if not equally valuable to gold in Sub-Saharan Africa. It was
cut into pieces and spent on goods with close to equal buying power throughout
the empire. Also Copper, traded in bars, was mined from Takedda in the north
and traded in the south for gold.
Social organization
Social organization of Mali covered a number of areas such as:
Islamisation of state: Mansa Musa’s major achievement was that he made Mali
a much more devoutly Muslim country.
Education: Mansa Musa encouraged the establishment of Islamic schools.
These increased the prestige of both Mali and professors in the schools and
colleges in the empire.
Architecture: Returning from the pilgrimage, Mansa Musa brought with him
a group of renowned Muslim architects and scholars. Chief among these men
was As-Sahili the celebrated architect and poet. Among his great constructional
works were the famous burnt brick mosques in Gao and Timbuktu as well as
the burnt brick palace at Timbuktu. Through the influence of As-Sahili the
knowledge of the use of burnt bricks for houses spread throughout the empire.
Mansa Musa’s pilgrimage to Mecca: In the years 1324-5, Mansa Musa went
on a pilgrimage to Mecca, passing through Muslim centres like Walata, Tuat and
Cairo.
The important effects of his pilgrimage to Mecca may be summarised as follows:
• Mansa Musa’s own faith and zeal increased remarkably;
• He based about purifying the religion in his empire and, as noted
earlier, insisted on the strictest observance of the faith and practice of
Islam;
• He promoted Islamic learning;
• Mansa Musa’s example and his devout insistence on the faithful
observance of the rules of Islam must have increased his prestigegreatly among the Muslims of Western Sudan.
7.2.4. Decline of Mali Kingdom
Mali’s greatness and renown continued up to the end of Mansa Sulayman’s
reign. It was then that the empire began to decline. By the end of the 15 century
it had lost much of its power to Songhai. The disintegration of the empire of
Mali took place because of internal and external reasons:
Internal causes
Internal causes of Mali’s decline included the following:
Weak and incompetent leaders. The death of Sulayman began a period of forty
years of constant civil war and changes of kingship. There were immediately
two men ready to rule over Mali: Sulayman’s son Kamba and the grandson of
Mansa Musa, Mari Jata II. The army was split in civil war and the royal clan was
divided. Temporary peace was restored when Mari Jata became king (1360-
1374). A greedy despot, he hardly reflected the greatness of his grandfather.
The attempts made by Mansa Musa II (1374-87) to revive the strength of the
army, trade and government failed. Constant internal dissension resulted in the
assassination of Mansa Maghan II (1387-9), after a short reign.
Rebellion by vassal states. At the height of its glory the Mali empire was very
extensive, comprising many provinces which were inhabited by different
ethnic groups. Each of these was waiting for signs that the central authority
was weakening; for them to seize an opportunity to become independent of
imperial control. Some of these attempts were successful. The first to do this
was Gao (Songhai).
On his way from pilgrimage, Mansa Musa had stopped at his vassal city of Gao
and taken with him to Mali two princes of Gao, Ali Kolen and Sulayman Nar,
as hostages to ensure the continued loyalty of the people to his authority. Not
long afterwards, the two princes escaped from Mali and went back home to
Gao. They organized a successful rebellion and drove out the military forces
stationed there by Mansa Musa. The people of Tekrur in the west followed the
example of Gao.
External causes
The empire suffered a number of attacks by her jealous neighbours:
Attack from Mossi: In the reign of the great Mansa Musa, in 1333, the Mossi in
the south had attacked Timbuktu. They were Later repulsed. About 1400 they
made another destructive attack on the empire.
Tuareg attack: Mali’s northern neighbours, the Tuareg, under their able leader
Aki lag Malwal, took Walata and Timbuktu in 1433-4.
Songhai attack: In 1468, Sunni Ali of Songhai started raids on Mali. By the end
of the 15th century, Mali had been completely annexed by Songhai.
French colonization: Mali as an ancient kingdom disappeared from the maps
from about 1670 onwards. About a century and a half later, this former great
West African territory fell into the hands of the French. Great patriots like Samori
Toure made courageous attempts to recover Mali’s lost heritage. But it was not
until 1960 that this French colony regained her independence. The founders
of this new nation renamed their country Mali, to recall the past glory of themedieval Sudanese empire of that name, to which their ancestors belonged
7.3.1 Origin
What became the nucleus of Songhai began with the coming together of
two mutually unfriendly groups of oborigines: the Sorko, who were mostly
fishermen, and made their living on the river Niger; and the Gabibi, who were
agriculturalists, and lived in different parts of the countryside. Depending
mainly on fishing, the lives of the Sorko were dominated by the river.
By the 7th century, they had organized themselves into a fairly strong kingdom,
with Kukia as their capital. With time, the Sorko dominated the Gabibi. The two
people’s merged into one kingdom, which the Arabic records refer to as AlKawkaw. About the beginning of the 8th century, the Berber Lemta tribe from
the north of Gao, under their leader Za Alieamen, conquered the kingdom.
Thus, began a long line of Za rulers in Al-Kawkaw. Al-Kawkaw grew into a
prosperous and powerful kingdom through fishing, cattle-rearing and trade.
The growing prosperity attracted Muslim merchants from the north. In about
1010 the ruler, Za Kossoi, was converted to Islam. We have seen that Sundiata
moved the capital of Kaniaga from Jeriba to Niani (Mali) to be nearer the centre
of trade. The leaders of Al-Kawkaw transferred their capital from Kukia to
Gao for the same reasons. Al-Kawkaw grew in importance alongside both the
Ghana and Mali empires. But as the two empires developed, more and more of
the Sudanese trade shifted westwards, and Al-Kawkaw declined gradually in
importance. Indeed, she lost her independence for a time to Mali.
7.3.2 Factors that led to the growth of Songhai
A number of factors led to the growth of Songhai:
Trade: Songhai’s rich and fertile land and other resources attracted traders.
Three principal trade routes converged at the capital, Gao.
Influences of Islam: Trans-Saharan trade brought into the kingdom Muslim
influences which helped the development of the kingdom. These influences
became more pronounced from the beginning of the 11th century, following
the conversion of the king, Za Kossoi, to Islam. Furthermore, as happened
elsewhere, the Muslims became advisers in the royal court, and influenced not
only the administration, but also the social, economic, and political life of the
kingdom.
Gao’s resistance to Mali domination: In the 14th century, the kingdom of Gao
came under the control of Mali in the reign of Mansa Musa. In due course, Gao
threw off Mali’s domination, in a rebellion initiated by the two Gaoan princes,
Ali Kolen and Sulayman Nar whom Mansa Musa had taken away to Mali as
hostages. These princes escaped and Sulayman Nar drove out the army of Mali
stationed at Gao. However, some time elapsed before Gao, now developing into
an empire, was able to gain its independence of Mali completely.
The work of Sunni Ali (1464-92): Just as Sundiata was the founder of the Mali
Empire, so was Sunni Ali’s role in the history of the Songhai empire.
The work of Askia Muhammad (1493-152): When Sunni Ali died in 1492, he
was succeeded by his son, Abu Bakr (also known as Sunni Baru). He reigned
for only a little over a year. After a long a period of succession disputes Askia
Muhammad took over. Askia Muhammad took measures to improve the social
and economic life of the empire.
7.3.3 Organization of Songhai Empire
Songhai reached its peak in political, economic and social organizations under
Askia Muhammad (1493-1528).
Political organization
Under him the empire reached its greatest extent stretching from Walata in the
west to Kano in the east it included a number of important trading centres in
the Sahara.
Territorial expansion: Askia followed the example of Sunni Ali and made further
territorial gains through conquests and treaties. He renewed Songhai’s attack
on the Mossi but, like his predecessor, Sunni Ali, he failed to subjugate these
strong southern neighbours. After a long campaign he then conquered what
was left of the Mali kingdom. His next move was against the Hausa states of
Gobir, Kano, Katsina, and Zamfara, all of which he annexed. At the height of
Askia’s reign the Songhai empire stretched from the Atlantic to Lake Chad.
Administration: Askia set about consolidating the territorial gains made by his
predecessor, Sunni Ali, by an elaborate administrative system. He extended this
administrative system to the new lands he added to the empire. He redivided
the empire into four regions, and at the head of each he placed a vice-roy or
governor. The regions were Kurmina Masina, Bambara; Dendi Bala, to and
Bangu Each region was headed by a governor, called fari, farma or koy. Local
rulers still had authority but they were responsible to the regional governors.
In metropolitan Songhai itself, the king held direct control of the machinery of
government. He appointed a council of ministers who assisted him in ruling notonly the metropolitan area but the entire empire.
Military organization: Askia Muhammad also organised the army effectively.
The soldiers kept Tuareg bandits out of the empire and maintained a peaceful
atmosphere in which commerce could flourish.
Social organization
Religion: Like Mansa Musa, Askia Muhammad was a devout Muslim. He used
Islam as a unifying force and adopted Islamic principles as guidelines for the
conduct of his people. Askia appointed judges in each important town of the
empire. These judges followed the Koranic law and the Sharia. As a devout
Muslim, Askia Muhammad made a pilgrimage to Mecca in 1497. Though not
as fabulous as Mansa Musa’s, Askia’s pilgrimage had important effects on the
development of his empire.
Education: Askia Muhammad encouraged the spread of education. It was
recorded, for example, that during Askia’s reign, there were as many as 150
Koranic schools in Timbuctu alone. The standard of learning at centres like the
Sankore Mosque in Timbuktu, in Jenne and in Gao reached a very advanced
level. Scholars from all over the Islamic world came to these centres for further
studies.
Economic organization
Under Askia Muhammad the economy was reformed and put the economy
of Songhai on a firm basis. He encouraged regional specialisation according
to the natural distribution of the Empire’s economic resources. Thus, some
areas specialised in the cultivation of food crops, some in fishing, others in the
production of building materials, in smith work and in the mining of gold, salt
and copper.
He regularised the system of weights and measures and made salt, in addition
to cowries, the imperial currency. His reforms increased the yield of state
revenue from slave-worked in royal estates, regular contributions from the
provinces, tributes from vassal states and proceeds from state-controlled
commerce, particularly the trans-Saharan trade. The prosperity helped, among
other things, in the establishment of a standing professional army vital to the
strength and stability of Songhai.
The economy was principally based on:
Weights and measures: Askia established a unified system of weights and
measures throughout the empire, allowing, where necessary, a degree of local
variation… He legislated against cheating in trade, and appointed inspectors tocontrol weights and measures and prices.
Collection of imperial revenue: The imperial treasury derived its revenue from
farming and industry, court fines and from a variety of taxes. The income from
these sources and the huge sums of money gained from commerce helped the
kings to maintain an effective administration, to build up a strong army and
navy, and to develop flourishing cities like Gao, Timbuctu and Jenne.
Farming: Much wealth was derived from farming and fishing. Throughout the
empire, the government established vast estates which were worked by slaves.
Each estate was under a fanfa, or estate manager. The revenue from these state
farms went into the imperial treasury.
Crafts: Teams of slaves were also organised for the production of boats, spears
and arrows. Some of these products went to equip the imperial army and navy.
Some were sold to replenish the imperial treasury.
Tributes: Other sources of imperial revenue were tributes collected from vassal
states.
Taxes: Taxes were collected from farmers by the regional governors and were
sent regularly to the capital.
Tolls and duties: In addition, much revenue was collected in form of tolls and
customs duties.
Court fines: These were another source of imperial revenue.
• Reign of Sunni Al Ber Kolon (1464 – 1492)
Sunni Ali Ber also known as Ali Kolon was one of the most powerful performing
king of Songhai. He claimed power in 1464 and ruled up to 16491 when he
drowned in Niger River when he was returning from a military expedition
against the Fulani. During his reign, he laid a foundation for the rise and growth
of the empire to the greatest standards in western Sudan. His reign had been
characterized by the following facts:
He was a founder and liberator: He founded the greatest Empire of Songhai when
he liberated his people from the tyranny of the Tuaregs and the Berbers, raids
and transformed the small State of Gao into a large, powerful and a peaceful
Empire of Songhai.
He expanded the Empire: He expanded the empire through his conquests of the
neighbors. In 1468 he conquered Timbuktu, 1472 he captured Jenne, Haussa
state of Kebbi, remaining parts of Mali etc and added them to make a largeEmpire of Songhai.
He built a strong army: He consolidated himself in Gao and improved the army
by establishing cavalry, infantry and naval fleets which he used for a vigorous
conquest policy, defending the empire and maintaining law and order that
brought peace and stability.
He promoted good governance and administration. He also established a good
and efficient system of governance by dividing his conquered into provinces.
He appointed new governors and areas where there was submission he left
them with their rulers. Special governors were appointed to the state, resisted
his rule and commanders in chief who were loyal to him.
He eliminated enemies of the empire: In his duty to build his empire, he used
excessive hostility on his enemies but generous to those who submitted to his
authority. It’ said that he hated and killed the Fulani and the Moslems clerics
and scholars of Timbuktu because they resisted his administration.
He promoted trade: Sunni Ali promoted trade and commerce by capturing the
commercial centers like Timbuktu, controlling the trade routes, encouraging
his people to participate in the T.S.T with foreign countries and by creating the
stability and security in his empire.
He promoted agriculture: He encouraged his people to get engaged in agriculture
and fishing activities in order to meet food and commercial requirements in the
selling of the surplus.
He did not tolerate Islam: Though, he was a Moslem, he was not in practice. In
fact he did not promote Islam as a religion and he remained indifferent and he
could kill his fellow Moslems as long as they did not obey him.
He never employed and integrated his enemies in the government: He excluded
people he considered as enemies in his government and judiciary. He was also
too harsh to Moslems and Fulani who refused his authority and killed them.
He failed to annex Mossi: However, Sunni Ali Ber is said to have failed to defeat
and annex the Mossi of Yatega as a tributary State. He murdered his enemies
whether man or women or innocent or not, brands him a murderous despot
who destroyed his empire other than building it.
However, his efforts are greatly appreciated for founding the empire of Songhai
by laying a foundation on which his successors began from. Within a period of
28 years, Sunni Ali had converted the title State of Gao into a huge empire of
Songhai. It is no wonder that he was clever politician, a brave soldier and anable administrator.
• Reign of Askia Muhammad, the Great (1493 – 1529)
After the death of Sunni Ali, Askia Muhammad originally called Muhammad
Toure Ibn Baker replaced him. He was one of Sunni’s general and Prime minister.
Since he did not belong to the royal family, he had to grab power through a coup
d’état by deposing his former master’s son Abu Bakr Dao (Bari) in April 1493
who was the legitimate claimant of the throne.
After gaining power, Askia Muhammad killed and expelled all members of
the previous ruling family and established his own dynasty known as “Askia
dynasty”. Because of his great achievements in Songhai, he was given a title of
“the Khalifa of Blacks”, and his achievements can be seen as follow:
He eliminated enemies of the Empire: He introduced “Askia Dynasty” in Songhai
by eliminating members of the previous ruling dynasties so as to eliminate
opposition who would cause political revelries. He either killed or expelled
them from the empire i.e. the “Za’ and “Sunni” dynasties.
He promoted Islamic unity: He consolidating himself by promoting as s unifying
factor although he and his master had previously persecuted it. He appointed
Moslems as his advisers, went on a pilgrimage to Mecca in 1497 and built many
mosques.
He expanded Songhai: He consolidated Sunni Ali’s conquest and also expanded
the empire by conquering the remains of Mali, Agadez, Kano, Katsina and
Zamfara etc.
He established efficient administration: He introduced an excellent administration
by dividing the empire into four regions each under a Regional Commissioner.
He further divided each region into provinces each under Provincial Governor.
He also appointed a Council of Ministers like Commander in Chief of the army
known as Balama, Chief Tax Collector called Farimudya, Minister in charge of
Rivers, Lakes and fisheries and Minister of Foreign Affairs.
He formed a strong administration over Vassal States: He forced kings in the
provincial states to marry from the royal family, placed permanent official to
oversee the payment of annual tributes but left them under their rule.
He established good flow of income: Muhammad established good source of
income to maintain his administration and army namely, royal estates which
produced rice, corn, spears arrows etc. by use of slaves, fish, tributes fromprovincial states, taxes from peasants, farmers and custom duties.
He promoted local factory: He established local factories such as smelting from
where he got spears and arrows, cotton and lien weaving, salt mining etc., which
improved the defense and standards of living of people.
He promoted agriculture: He strengthened the agricultural sector as a strong
foundation of the economy by establishing royal estates which produced
specific commodities (food) by use of slaves.
He promoted diplomatic relations: Askia Muhammad had compassion for
foreigners by promoting diplomatic and commercial relationships with outside
countries. His regime saw many foreign traders, scholars etc who contributed
to the development of trade, Islam and education.
He promoted Islamic education: Askia Muhammad is a distinguished ruler of
Songhai for developing education. He introduced higher education, attracted
scholars and professors and made Timbuktu a popular centre of education.
He built many Koranic schools and University education was provided in the
mosque of Sankole.
By 1529 Askia Muhammad became ripe, old and blind and his son Musa seized
the throne on 15th, August 1529 and in 1537 he was deposed from Gao to
Kankaka Island on the Niger. But only returned by his good-Son Askia Ismail to
Gao where he died peacefully in 1538.
7.3.4 Decline and collapse of Songhai Empire
In 1590 the great Empire of Songhai built by Sunni Ali and strengthened by
Askia Muhammad collapsed due to the following reasons:
Internal conflicts: The Empire had been characterized by internal disorders
created by succession disputes. After the death of Askia Muhammad, struggle
for power between his sons Askia Muhammad Bani and Sadiq with official
weakened Songhai Empire.
Weak leaders: The cruelty of Askia Musa and Askia Bankouri who oppressed
the subjects discredited the rule of Askia dynasty among their subjects and the
foreigners. They became too weak to maintain the defense of the large empire
and the captured States took advantage of such weak leadership to break away.
Weakness of the army: This was mainly a result of numerous civil wars that took
place after the reign of Askia Muhammad the great and probably the political
incompetence of the new leaders. So, the army was so weak so that they could
no longer defend and protect the Empire
Decline of Trans-Sahara Trade.: due to political instabilities in Songhai and
insecurity in desert, the T.S.T declined which means that guns, gifts and revenue
were no longer got and the army that was used to defend the Empire became
weak.
Disunity in Songhai: The Songhai Empire declined probably because of disunity
among the people e.g. non-Moslems and Moslems, the Sunni dynasty and Askia
dynasty; that paved way for the weakness and fall of Songhai.
Neglect of agriculture: By political instabilities, agriculture was neglected which
led to famine, the army and population were not supplied with food and the
army was incapable defending Empire.
Rise of nationalism among captured States: Many people in the captured States
wished to regain their independence which they had lost. They rose and
revolted demanding for self-rule and they took advantage of Songhai being
ruled by weak leaders.
Expensive nature of Songhai: At the greatest peak of power, Songhai had widely
expanded and it became difficult to control and to administrate it effectively
especially after the death of able and strong leaders.
Attacks of the Fulani and Tuaregs: These were constant attacks from the war-like
people who eventually attacked Songhai, taking away the salt mine of Taghaza
which weakened the economy of Songhai.
Moroccan invasion of 1590: This was the last blow to the life of Songhai. The
Moroccan invaders wanted to control trade and Songhai resources. Morocco
had a stronger army with superior weapons while the Songhai army was weak.
In 1590, Ali Musa, the Sultan of Morocco sent his force, the Moors, who were
4 000, but only 1 500 were Moroccans the rest were mercenaries from Spain
and Portugal. They attacked and defeated the soldiers of Songhai at the battle
of Tondibi, (nearest of Gao). This led to the final of Songhai and it became a part
of Moroccan Empire.
7.4.1 Origins
The origins of the Kanuri Empire are very unclear. Much of what we know
about it is purely legendary. According to the so-called Kisra legend, Kanem
was founded by a prince called Kisra and his followers who migrated to the east
of Lake Chad from eastern Africa. It is believed that the westward movement of
Kisra and his people took place as a consequence of the destruction of the city
of Meroe (in the present day republic of the Sudan) by the people of Axum (in
Ethiopia) in about AD 350.
Archaeologists have unearthed several historical remains in Kanem, which
seem to point to the influence of Meroe. Some of the early peoples of the Kanem
area were the So, who were the original inhabitants of the area; the Zaghawa – a
nomadic people who were believed to have immigrated from eastern Africa in
early times, and to have settled to the east of the lake in about eighth centuryAD; the Kanuri or Kanembi; and the Bulala.
7.4.2 Factors for the rise and growth of Karem-Bornu
The power and growth of Kanem-Bornu, unlike that of most other Sudanese
states, fluctuated over the years, but the state never really completely broke
down. One reason for this was the remarkable longevity of the Sefawa dynasty
whose rulers were able to sustain the state through crises of disintegration.
Their profiles below show how this happened:
a. Mai Dugu
The first known Mai (or ruler) who ruled these early settlers as a united people
was Dugu. He founded the Sefawa dynasty in about AD 774. His capital was
Njimi, situated to the north-east of Lake Chad.
b. Mai Umme Jilmi (1085-97)
It was in the reign of Mai Jilmi that Islam was introduced to Kanem-Bornu. He
is said to have died while on pilgrimage. Between 1085 and 1240 Islam gained
ground in Kanem Bornu, especially among the ruling class. Islam tended tomake a positive contribution to scholarship and administration.
c. Mai Dunama 1 (1097-1150)
Dunama had a long reign. He was powerful and pious. He strengthened the hold
of the Kanembu on their subjects and went on pilgrimages several times.
d. Mai Selma (1194-1221)
Mai Selma is notable as the first Kanembu king of Kanem-Bornu, his predecessors
in office having been the Zagha was who founded the state. He continued to
strengthen the state by maintaining a firm control over his more troublesome
peoples,particularly the nomadic tribes, and by controlling the trans-Saharan
trade as far as Fezzan. Njimi became well-established as the capital of the
growing empire in Selma’s time.
e. Mai Dunama Dabalemi ibn Selma (1221-59)
He was also known as Dunama II. His reign was full of wars, and with an army
30,000-40,000 strong men, he made extensive conquests. Dunama II maintained
good relations with the powerful Hafsid rulers of North Africa. He is said to
have exchanged rich presents with them, including a giraffe which he sent to
Al-Mustansir. The first phase of the empire (ie from its foundation to the time
when it moved westwards to Bornu) reached its height under Mai Dunama II.
f. Mai Ali Ghaji (Ghazi) (1472-15-4
He came to the throne after a period of civil wars which threatened the
continued existence of Kanem-Bornu. On his accession, he began to move the
headquarters from Njimi to Ngazargamu, completing this in 1484. He thus laid
the foundation for the second phase of the Kanem-Bornu Empire. He ended the
disruptive civil wars, ands reformed the administration and the army. But he
is best remembered for his remarkable career of conquest which earned him
the title ‘El Ghazi’ or the Warrior.Ali Ghaji patronized Islam and is said to have
enforced Islamic practices with the help of his Chief Imam.
g. Mai Idris Katakarmabi and Mohammed (1504-45)
This was Ali Ghaji’s son and successor, who completed his father’s conquests.
He checked the Bulala threat, and strengthened the link with North Africa by
sending an embassy to Tripoli about 1512. Idris Katakarmabi was followed
by Mai Mohammed (1526-45). Mohammed more or less ended the continued
Bulala menace by a ruthless military action in which the Bornu ‘rebels’ were
beaten and their king killed.
After Mohammed, succession disputes flared up again and there followed a
brief interregnum when the Magira Aicha ruled, preparing the way for the most
famous Mai of Kanem-Bornu.
h. Mai Idris Aluma (1571-1603)
Kanem-Bornu peaked during the reign of the outstanding statesman Mai Idris
Aluma (1571-1603). Idris Aluma’s reign was well-documented by his chief
Imam, Ahmed Ibn Fartua. Aluma (also spelled Alooma). He is remembered
for his military skills, administrative reforms, and Islamic piety. His main
adversaries were the Hausa to the west, the Tuareg and Toubou to the north,
and the Bulala to the east. Mai Aluma’s reign can be remembered for a number
of innovations and achievements:
Military innovations. His innovations included the employment of fixed military
camps (with walls); permanent sieges and ‘scorched earth’ tactics, where
soldiers burned everything in their path; armoured horses and riders; and
the use of Berber camelry, Kotoko boatmen, and iron-helmeted musketeers
trained by Turkish military advisers. (ii) Good diplomatic relations. His active
diplomacy featured relations with Tripoli, Egypt, and the Ottoman Empire,
which sent a 200-member ambassadorial party across the desert to Aluma’s
court at Ngazargamu. Aluma also signed what was probably the first written
treaty or cease-fire in Chadian history.
Legal and administrative reforms. Aluma introduced a number of legal and
administrative reforms based on his religious beliefs and Islamic law (sharia).
Islamisation. Idris Aluma was a great patron of Islam and used his great power
to boost the process of Islamisation within his sphere of influence. Previously
only the clerical families and the ruling class had adopted Islam; but in Idris
Aluma’s time all the notables, and a good many others, according to Ibn Fartua,
became Muslims. He began the process of substituting the Sharia for customary
law in certain spheres. He sponsored the construction of numerous mosques
and made a pilgrimage to Mecca, where he arranged for the establishment of a
hostel to be used by pilgrims from his empire.
Political alliances: As with other dynamic politicians, Aluma’s reformist goals
led him to seek loyal and competent advisers and allies. He frequently relied on
slaves who had been educated in noble homes. Aluma regularly sought advice
from a council composed of heads of the most important clans. He commanded
the loyalty and support of the Kanuri who came to identify themselves with the
Bornu empire, and he went a long way towards the political unification of the
various groups within it. He used a combination of Islam, dynastic marriages
and a careful definition of Bornu’s sphere of influence, to achieve this. He
required major political figures to live at the court. He reinforced political
alliances through marriages.
Economic organization: Kanem-Bornu under Aluma was strong and wealthy.
Government revenue came from tributes, sales of slaves, and duties on
participation in trans-Saharan trade. The Chadian region did not have gold. Still,
it was central to one of the most convenient trans-Saharan routes. Between Lake
Chad and Fezzan lay a sequence of well-spaced wells and oases. From Fezzan
there were easy connections to North Africa and the Mediterranean Sea. Many
products were sent north, including natron (sodium carbonate), cotton, kola
nuts, ivory, ostrich feathers, perfume, wax, and hides. But the most important of
all were slaves. Imports included salt, horses, silks, glass, muskets, and copper.
Mai Idris Aluma’s achievement for the second Kanem-Bornu empire is
comparable to that of Mansa Musa of Mali and Askia Muhammad Ture for
Songhai. He died in 1603 when returning from an expedition. He died, he had
expanded the empire to its widest extent; he had Islamised all aspects of life in
the empire; he had made his empire widely known and respected throughout
the Muslim world in Africa, Asia and Turkey; he left the empire at the peak of
its power and prosperity. His reign coincided with the decline of the Songhai
empire. His fame did not end with his death but persisted down to the 19th
century.
7.4.3. Organization of the empire - Social and political organization
The empire lasted for over a thousand years. During this long period institutions
of government underwent changes. However, the following may be regarded as
an outline of how the vast empire was organized, when at the peak of its power.
At the head of the central government was the king (Mai). He was regarded
as sacred and was more or less worshipped. For this reason, he did not show
himself in public, except on two annual festivals. Otherwise he remained always
hidden behind a curtain, even when receiving guests. Next in importance was
the queen mother Magira. Some of these Magira became so powerful that they
had great influence over and sometimes vetoed the decisions of the Mai. Another
influential person was the first or ‘eldest’ wife of the king Gumsu. The Mai in
effect ruled indirectly through a hierarchy of officials, including the Supreme
Council of State. Each of the twelve councilors exercised authority over a feudal
like territory, sometimes in addition to other administrative assignments in the
capital.
The most important Councillors were the Yerima First War Lord and Warden of
the South, the Warden of the North, the Warden of the East and keeper of the
Mai’s household and the (Galadima) Warden of the West. In time these titles
became honorific, as circumstances changed, and their holders settled down to
a life of cultured leisure in the capital. They appointed officers called Chimagana
to administer their fiefs.
The change of dynasty, from Seifawa to Shehu, in the 19th century also saw the
shifting of effective political power from these old dignitaries to a new class of
administrators called ‘Kokenawa’.
Other important officials of Kanem-Bornu included the Mainin Kanendi (Chie
Judge), who was the second most important citizen after the Mai. He and twelve
other judges formed the High Court which dispensed justice; a Registrar (Talba)
kept records of its proceedings. There were also courts in the main towns
from which appeals could be put before the High Court. Eventually, as Islamic
practices took root in Kanem-Bornu, Muslim Qadis and local judges (Malamai)
joined the judiciary.
Royal personages like the Queen Mother the Mai’s official elder sister (Magara),
and his consort or official wife (Gumsu), enjoyed certain privileges and took part
in the administration. In particular, the Queen Mother wielded considerable
political influence, if not direct power. For instance, one Mai, Biri Ibn Dunama
(1151-74), was said to have been imprisoned by the Magira of his time. Another
Queen Mother, Aicha, successfully fought and won the throne for her son, Idris
Aluma, who was to become the greatest Mai of Kanem-Bornu.
Economic organization
Kanem-Bornu got its revenue from poll tax (binemram) which was levied
through each fief-holder and the sadaa, a special harvest tithe. The proceeds
went direct to the royal coffers. Tribute was collected from vassal states, and
officials of royal origin were generally entrusted with this.
Trade was the greatest source of income, despite the absence of large and
important commercial centres as in the Western Sudan. Grain from the empire
was exchanged for salt at Bilma, and natron or potash from the Lake Chad region
was sent to Kano from where it was distributed over wide areas of the Sudan.
Kanuri middlemen handled the copper trade between Darfur and Nupe. Kola
from the forest belt came through Kano and was exported, along with slaves
from the southern part of the empire, to Tunis, Tripoli and Cairo. Cowries androlls of cloth were the standard currency.
7.4.4. Decline of Kanem-Bornu Empire
The administrative reforms and military brilliance of Aluma sustained the
empire until the mid-1600s, when its power began to fade. By the late 1700s,
Bornu rule extended only westward, into the land of the Hausa. Around that
time, Fulani people, invading from the west, were able to make major inroads
into Bornu.
By the early 19 century, Kanem-Bornu was clearly an empire in decline. In
1808, Fulani warriors conquered Ngazargamu. Usman dan Fodio led the Fulani
thrust and proclaimed a jihad (holy war) on the irreligious Muslims of the area.
His campaign eventually affected Kanem-Bornu and inspired a trend toward
Islamic doctrines. But Muhammad al-Amin al-Kanemi contested the Fulani
advance.
Kanem was a Muslim scholar and non-Sefawa warlord who had put together
an alliance of Shuwa Arabs, Kanembu, and other semi-nomadic peoples. He
eventually built a capital at Kukawa (in present-day Nigeria). Sefawa mais
remained titular monarchs until 1846. In that year, the last mai, in league with
Wadai (Ouadai) tribesmen, precipitated a civil war. It was at that point that
Kanem’s son, Umar, became king, thus ending one of the longest dynastic reigns
in regional history. Although the dynasty ended, the kingdom of Kanem-Bornu
survived. Umar, who eschewed the title mai for the simpler designation shehu,
(from the Arabic“shaykh”) could not match his father’s energy.
He gradually allowed the kingdom to be ruled by advisers (wazirs). Bornu
began to decline, as a result of administrative disorganization and attacks by
the militant Wadai Empire to the east. The decline continued under Umar’s
sons. In 1893 Rabih Fadlallah, leading an invading army from eastern Sudan,conquered Bornu. He was defeated by French soldiers in 1900.
The unit considers the raise of great and powerful empires West Africa such as
Songhai, Mali, Kanem Bornu etc…. It focuses to their raise, their organization
and their decline. In general, many of them were muslim believers and
geographically vaste. Their dimemnsion is one of the cause of their decline.
Trade seems to be the major income activity, even the use of horses in battleand commerce to travel long distances.
UNIT 8:ORIGIN OF ISLAM AND ITS IMPACT IN WEST AFRICA
The religion of Islam arose in Middle East (Saud Arabia in Asia) about 622 AD.
The word “Islam” means ”the act of submitting, or giving oneself over to God
Allah, the followers of Islam are called ”Muslims” which means “believers”. This
religion was founded by Muhammad Ibn Abdulah. He became to be known as
the prophet of Allah or God
Muhammad and Islam
The name Muhammad means “a name praiseworthy”. Abdoul KASSIM known
as Muhammad was born around 570 AD and died on June 8th 632 in Mecca, his
birthplace. His parents were ABDALLAH and AMIN. As a child, at the age of six,
he became orphan and raised by relatives (at his uncle’s ABOU TALIB who also
died shortly after). He had a hard life. He first became” a shepherd and then his
employer (Khadija) caravans’ leader.
As Muhammad grew older, his employer (who was a wealthy widow) Khadija’s
respect and love for him grew likewise. At 25 years old, Khadija married
Muhammad and they had four children. But all these children died except his
daughter FATIMA by whom all Muhammad’s descendants are recognized.
However, this marriage brought him economic security and social prestige. It
also gave him leisure time, which he spent in mediation and prayer.
When Muhammad was about 40, he began to have visions in which God and the
Angel Gabriel were speaking to him in 610 AD. Muhammad became convinced
that he was the appointed prophet or messenger of the one true God, calledAllah (in Arabic language).
According to Islam the prophet Muhammad received many divine revelations
during his life. These revelations were written down and together make up the
Qur’an, the holy book of Islam. In this painting from an 18th-century manuscript,
Muhammad (shown at the right without facial features) is receiving a revelation
during a battle. Muhammad’s face is never depicted in Islamic art.
He believed that God had called him to turn Arabs away from idolatry, the only
true God of Abraham, Moses, Jesus, and now himself. In 620 AD, he began
preaching his new religion. But most of Mecca wealthy merchants becamehostile and opposed him and few followers.
The al-Haram Mosque in Mecca, Saudi Arabia, holds the holiest shrine of Islam,
the Kaaba. As the birthplace of Islam’s founder, the Prophet Muhammad, Mecca
is considered a holy city. It is a pilgrimage point for Muslims worldwide, who
are expected to visit the city at least once if they can do so.
In 622 AD, Muhammad fled Mecca for a more promising field for his missionary
work, the city of Medina. His departure, called Hijra, is so important to Muslims
that it marks the beginning of the Muslim Calendar, just as the birth of Jesus
marks the first year of the Chritian calendar. Muhammad soon became Medina’spolitical and religious leader.
Medina, in western Saudi Arabia, is a sacred city that only Muslims are
permitted to enter. The Prophet Muhammad took refuge in Medina after fleeing
Mecca in 622 ad, and the city’s numerous mosques remain a destination for
large numbers of Muslims on their annual pilgrimage. The income derived from
visiting pilgrims forms the basis of Medina’s economy.
In 630 AD, he returned to Mecca in triumph. By Muhammad’s death two
year later, Islam had spread to most of Arabia. But before his death, he had
recommended his followers of setting down his teachings and sayings in one
and unique sacred book called Koran (the Muslim holy book) containing Muslimlaws on personal behavior and dogma.
Islam is based on two basic truths in what is called the Islamic creed. The creed
of Islam is a simple statement in two parts.
1. The first part is “La ilaha ilalah wa muhammadur rasuk al-lah,” meaning
there is no God but Allah the almighty.
2. The second part of the creed is that Muhammad is the messenger of God.
Muslims accept these two basic statements in the heart, that there really is
one God, supreme and unique, and that the revelation given through Prophet
Muhammad by Allah is genuine, final and complete, and supersedes all
revelations that came before it.
The teachings of Islam are based on the revelations Prophet Muhammad received from God. They were first memorized by the prophet before they were
written in the Quran. Muslims believe that the original books from where these
revelations were got are in heaven with God. To Muslims, God will not reveal
anything else beyond the Quran. They regard Muhammad as the medium
through which God’s revelations reach humanity.
Muslims believe that the Quran is the direct word of God. It contains 114
chapters, or suras. The chapters are divided into verses called Ayat. Adherents
of Islam have five principal duties which they are obliged to fulfill as part of
the faith. These are usually termed the five pillars. They constitute the main
teachings of the Quran.
The five pillars are discussed below:
Profession of faith (Shahada): All Muslims are expected to utter the following
statement: “There is no god but Allah and Muhammad is the messenger of the
God.” This statement is to be uttered by new converts and is also the principal
means by which an individual asserts his or her adherence to Islam. It stresses
that for Muslims, there is only one God and the belief in one God (monotheism)
is central to the Islamic faith.
Giving of alms (Zakat): Zakat is regarded as a requirement in Islam. It does
not stop Muslims from giving money or goods to charity at any time. The alms
usually consist of giving two and a half percent of one’s income, and perhaps
other assets to charity or deserving causes. There are however, variations in
the income and goods which form its basis, how it should be donated and how
it should be collected. Communities may differ on who is required to give the
alms. The zakat collected is often used not only to support those in financial
need, but also to help with passing the message of Islam onto others.
Ritual prayer: It requires that Muslims – who may pray to God at any time
of the day – to pray five times a day, using certain words while facing Mecca.
The prayers are also accompanied by certain forms of kneeling and bowing
(prostrations). This form of prayer is known as Salat and should be preceded
by ritual washing to create a sense of spiritual cleanliness prior to prayers
in what is known as wudu. Where there is no mosque, a clean and peaceful
place is used, and a prayer mat is placed on the ground as a symbol of spiritualcleanliness.
The ritual prayers take place on five occasions during the day: at daybreak,
midday, the middle of the afternoon, at sunset and during the evening. The
main prayer time of the week is at noon on Fridays. These prayers are said by
the Imam, who also gives a sermon based on a few verses from the Quran.
Fasting during the holy month of Ramadhan: Ramadhan is usually marked in
the ninth month of the Islamic calendar. The fast is observed from sunrise to
sunset for a total of 30 days. All Muslim adults are prohibited from taking food
or drink during the day. This occasion is a period which Muslims demonstrate
great discipline, both in a physical sense and in a spiritual sense.
They also contemplate God and the religious life. At sunset each day during
Ramadhan, Muslims eat a light meal to break the fast. Later in the evening, there
is a much more substantial meal taken together with family members. People
visit the mosque in the evening for prayers and to take part in the special events
marked during the holy month. After a night’s sleep, people wake up early to
take a light meal which they will survive on up to evening.
Towards the end of Ramadhan there are special celebrations. One important
celebration is celebration symbolizes the first night during which Prophet
Muhammad received revelation from God. The conclusion of the fast of
Ramadhan is usually graced by great celebration, when family members gather
and offer each other presents. This festival is known as Eid-Ul-Fitr.
Making of pilgrimage to Mecca: This is also known as hajj. A Muslim is expected,
where possible, to make the pilgrimage at least once during one’s lifetime. The
event is held every year at approximately the same time. This date is usually
between certain specific days on the 12th month of the Islamic calendar.
Prophet Muhammad made a hajj in AD 632. Most of the tradition
and celebratory features of the hajj are based on this visit. During
the pilgrimage, people visit Mecca, the neighbouring towns and sites
of religious significance in the history of Islam. There is a particular
dress code for men and women. The first place to be visited is the
Kaaba (a large cube-shaped building covered in black cloth at the
time of the Hajj).
In one corner of it, there is a black stone which was said to have been
given to Ibrahim (Abraham) by Angel Jibril (Gabriel). The Kaaba is
situated in the grand mosque in Mecca. Pilgrims walk around it seven
times, moving in an anti-clockwise direction.
All Muslims are expected to “fight” to further the faith and to defend
it against any acts that might seek to undermine Islam. Jihad may attimes involve a physical struggle.
The Islamic civilization comprises the politico-administrative, economic,
social and religious organisations and science and art of Muslims. In terms
of the politico-administrative organization, the Umma (Muslim Community)
was under Allah’s authority and led by a theocratic chief called “caliph”, a
successor to Muhammad. Caliphs were both political and religious leader
helped by the Visir (or Prime Minister) and sheiks in the provinces. Regarding
economic organization, throughout Muslim world, the economy was/is based
on agriculture and trade while for the social organization, Islam is based on
egalitarian system but yet the caliphs living standards is a rich aristocracy.
The Muslim faithfuls were fanatics and so the submission made them progress
because they could only respect the Koran teachings. The men are family bosses.
In Muslim society, the infanticide is prohibited. Arab women could own and
inherit property and also have rights on education. The polygamy is tolerated
but not compulsory because Muhammad’s teachings limited men to four wives.
And in addition, men can unilaterally repudiate their wives if necessary.
In the field of religious organization, very often Muslims follow the Koran
teachings and hadiths (traditions collection of the living time references of
Muhammad once ruling Medina) and the respect for the five pillars is required.
In science and art of Muslims, most of the scientific and artistic activities
developed in leading big cities where some of the caliphs encouraged scholars
and hence promoted scientific knowledge. The Arabic language and Islam
religion promoted the spread of Islam civilization. This is how the Muslim
world produced writers, philosophers and famous scientists. In this regard,
were known as philosophers such as Avienna and Averroès.
In mathematics, Muslims invented algebra, the numeral zero, Arabic numerals
improved from Indians, analytical geometry and trigonometry. In geography,
they made several maps with a wealthy information provided by an Arab
traveler Ibn Batuta.
In medicine and chemistry, they performed alcohol distillation, delicate surgery,
the urine tests and the treatment of eye diseases.
In literature, the Arabs promoted poetry due to the presence of a library and
a museum at cordova in Moorish Spain and also due to presence of paper. In
art, Arab art was very significant in architecture. Arabs did build Mosques as
the churches of Islam and palaces for their Caliphs. It is why some people say
that Arab art was civil or religious art. For decoration and painting, they did not
make human and animal representations.
From Saudi Arabia, Mecca in the 7th century, after the death of Muhammad,
Islam as well as its civilization spread fast over the world due to the Holy wars
(Jihads), economic gains and religious fanatism and many other factors such as
uniting religion, zeal of fighting against infidels, etc. Thus, Muslims conquered,
dominated a great number of people and ended up establishing a vast Muslim
empire in the world. However, Muslims did not gain all of these conquests in
one day. It took them several stages and time.
Effects of the spread of Islamic civilization in the world
Islam like Christianity had both positive and negative consequences in Europe
and the rest of the world. Some of these consequences were identical while
others were unique to Islam. The main ones were as follows:
Liberation of women: In Arabia women had rights not enjoyed in all the other
lands. They could legally inherit property, divorce husbands, and engage inbusiness ventures.
Division of Muslims: At first Islam had uniform adherents. But due to
Loss of life and destruction of property: This issued from the Jihads. It involved
interpretation of the faith vis-à-vis leadership, divisions occurred. This led to
the emergence of the Sunni and Shi’a. Each has interpreted the teachings of the
prophet differently.
Formation of dynastic rule: Islam was responsible for the emergence of various
dynasities in areas controlled by the religion. Both the Umayyad and Abbasid
dynasities came and emerged as strong dynasties after the death of Prophet
Muhammad. The two dynasties brought centralization of authority in areas
where they exercised control.
Urbanisation: Muslims equally contributed to emergence of urban centres in
areas under their control. Populations increased at the same time with business
opportunities. This directly led to emergence of urban centres. Old centres
were also expanded e.g. Bagdad during the Abbasid dynasty was a symbol of
authority, wealth and power. The Abbasid rulers in the city, adopted traditional,
ancient style of Persian court with a high degree of luxury.
Belief in monotheism: Muslims believed in only one God – Allah and his prophet
was (is) Muhamad. People reached Allah through prayers. Islam also brought to
an end paganism in areas it controlled.
waging a physical struggle against non-believers who threatened Islam. The
wars led to massive loss of lives and destruction of property.
Change in dietary habit: Islam brought some dietary regulations on its adherents.
Acceptable foods were (and are) called ‘Halal’ while forbidden ones are called“Haraam”. Muslims have since stuck to these dietary regulations.
In Africa, the Islamic civilization first spread in North Africa between 750 AD
and 1250 AD. By 1850, it had spread into most parts of West Africa during
the early trade contact between the Arabs and the Berbers and the people of
western Africa during the Turkish occupation of North and West Africa.
There were two principal ways through which Islamic civilization spread in
West Africa in the 19th century; through peaceful means and force (jihads) as
follows:
The commercial activities: Between the States of North Africa and West Africa
because the trade involved the Berbers who were Moslems and converted the
West Africans to Islam. This Trade is the Trans Saharan Trade. Even, the name
of Sahara has been given referring to as the Dar-Al- Islam meaning the country
of Islam.
Migration: Some communities of North and Sahara region due to hot climate
migrated and settled in Western Sudan and forest region of West Africa which
had good climate e.g. the Berbers, the Wolof, the Serere and the Fulani who
were mostly Moslems. They integrated with the people of West Africa who alsojoined Islam.
Moslem missionaries. Moslem fanatics came in West Africa to win many people
to Islamic through preaching and building mosques, for example, a Creole well
known missionary Muhammad Shita converted many people and built mosques
in Freetown, Furah Bay and Lagos.
Education. Many Moslem schools were built in West Africa and many Arab
scholars arrived to teach Islamic principles to the children of West Africa who
eventually converted to the faith.
Conversion of the West African leaders: Some African kings and chiefs who joined
Islam encouraged their subjects to join Islam too, especially who got interested
in leadership joined Islam as a symbol of loyalty.
Jihads: Moslem fanatics by force declared a holy war in order to purify or reform
Islam faith which was declining in the region by conquest e.g. the Fulani jihad in
Hausaland, Macina, Tukolar, and the Mandika Empire etc.
Prestige: Those who made pilgrimages to Mecca came back with wealth, new
ideas etc. They were considered heroes in their communities; therefore, others
were inspired to join in order to enjoy such status.
Moslem solidarity: Islam was based on simple theology of brotherhood which
was an admiration of other non-Muslims who joined in order to be integrated
in society by sharing the brotherhood in problems and happiness.
Similarity with African culture: Islam tolerated some African culture in case of
similarity. It accepted polygamy, discourage immorality and it also tolerated
traditional African religion.
Oppression from African leaders: People from the Hausa States faced a lot of
oppression and brutality from their leaders. They therefore decided to joinJihad’s movement hence they voluntarily accepted Islam faith.
The spread of Islamic civilization in West Africa had brought the following
effects:
The rulers who undertook pilgrimages to Mecca brought with them technology
and scholars from the Moslems world. These influenced and charged the
political, economic and social situations in West Africa.
Islam was a new religion, for many people were diverted from their traditional
practices and adopted those of Islam such as attending Juma prayers, fasting
and pilgrimages to Mecca.
Islam introduced literacy as well as Moslem education for example Arabic
language and writing was taught. This made the cities of the Niger to become
great centres of learning such as Timbuktu University.
Islam helped to unite empires that were made up of people with different tribes,
culture, language and customs. In other words, Islam brought about different
ethnic groups to be one in religion.
The leaders employed educated Moslems such as secretaries, administrators
and judges. These were conversant with Arabic writing and reading.
The coming of Islam increased and made stronger trading links between West
and North Africa to the Arab World and Europe.
Islam gave rise to the growth of small states into large empires which used the
Moslem system of government and laws.
The Sharia law was introduced in governments of some West African states as
the constitution of Moslem states.
It discouraged slave trade among Moslems in West African states though in
Western Sudan it encouraged slavery.
It affected African culture by eroding African traditional cultural practices like taking alcohol,taming dogs, etc. So many Africans abandoned their traditional ways.
8.6.1 Concept of Jihad
A Jihad is an Islamic religious movement or a holy war that is fought by fanatic
Moslems against those who do not believe in their faith aiming at spreading,
purifying and strengthening Islam.
The 19th Century saw a wave of Jihad or Islamic movements in northern Sudan.
The causes of these jihads were extremely complicated. Although, they were
religious movements, they had a mixture of political, economic and intellectual
causes.
The first jihads in West Africa were recorded in Guinea in Futa Jallon in 1720s
led by Ibrahim Musa. In 1770s, there was yet another jihad in Senegal in Futa
Toro led by Sulayman BAL. In 1808, Uthman Dan Fadio began holy wars in
the Hausa States (Daura, Kano, Katsina, Zaria, Rano, Gobir and Hiram). Other
West African Jihadists were Seku Ahmadu of Macina, Al Hajj Umar of Tukolorand Ahmed Bello.
8.6.2 Causes of Jihads in West Africa
They included:
Purification of Islam. It argued that after the decline of Mali and Songhai,
there was a decline in Islamic faith in Western Sudan. Islam was mixed with
paganism for example. Therefore, there was a need for retrieving Islam. To stop
unfair judgments in courts of law: These courts were infected with rampant
corruption and bribery which were against the teaching of Islam.
Tribal sentiments: The Fulani who were leaders of the Jihads aimed at
overthrowing the government of the Hausa people and to establish a government
that was favourable to their people. This act was so because the Fulani were
discriminated.
Wide spread belief of the Mahdi (Savior). According to the Moslems, he was
supposed to come during the 13th century of the Islamic calendar. This started
from 1785 to 1882.
Overthrow of pagan governments. The Jihadists wanted to establish governments
on Islamic rule, strict Muslims in West Africa could not tolerate being ruled
by pagans. To make matters worse, Moslems were forced to go to war against
fellow Moslems contrary to Islamic practice.
Spreading Islam. This was aimed at the people who had resisted to be converted
in Islam. Thus, they would be forced to join Islam.
Desire to spread Islamic education. By removing the pagans who were against
Islamic education, the Jihadists hoped to an ideal Islamic society through
education. This was an intellectual cause.
Over taxation. Governments in Western Sudan imposed heavy taxes on the
town Fulani merchants while the Fulani pastoralists or nomads were opposed
to the heavy taxation.
Unfair methods for tax collection: These methods were ruthless because the tax
collectors were harsh. They wiped and imprisoned the people if they failed to
pay. Even then some of the property was confiscated. Reason why the people up
rose and welcome Islam.
Defense of African independence: The West African joined jihad in order to
save their independence and against slave trade allowed in West Africa. This
because according to Sharia law, no Muslim is supposed to enslave or sellanother Muslim.
Therefore, with the above, causes, time was right for a revolution that needed
only as part. This was provided by the arrival of men filled with religious zeal
and reformist ideas with the ability to lead and organize for example UthmanDan Fodio, Al Hajji Umar, Seku Ahmadu among others.
The Sokoto Caliphate, which spanned much of the northern halves of today’s
nations of Nigeria and Cameroon
The first jihad in western Sudan took place in Hausaland in 1804. This jihad
was led by Uthman Dan Fodio. He was a Fulani and a scholar. He was born in
1754 at Martha in Gobir.
He received Islamic education from various teachers but finally he ended up
in Agades under the famous Islamic teacher Jibril Ibn Umar. At the age of 20,
he started his career as a writer and teacher in Senegal. From here, he started
missionary tours in Hausaland, especially Zamfara, Kebbi and Daura. In his
preaching and writing, he attacked all unreligious tendencies. He condemned
corrupt and unjust governments, and illegal taxation. He insisted on complete
acceptance of the spiritual and moral values of Islam.
He soon mobilised a large number of followers. Most of these believed that he
was the Mahdi or the saviour. His fame attracted the administration of Sultan
Bawa, the leader of Gobir. He was employed as the tutor of the Sultan’s son.
All these increased Fodio’s influence. Because of this influence, he successfully
negotiated with Sultan Bawa of Gobir to release all Muslim prisoners. He also
requested the king to grant freedom of worship and also exempt Muslims from
un-Islamic taxes.
Unfortunately, Bawa was succeeded by Sultan Nafata and later Yunfa who did
not support Uthman Dan Fodio. Because of Uthman’s growing influence, Yunfa
arranged the assassination of Fodio but he managed to escape. Along with his
brother Abdullah and son Mohammed Bello, Fodio escaped to Gudu outside
Gobir.
At Gudu, many Fulani tribesmen joined him and he was elected commander of
the faithful, Amir Al Munimin. He then, declared a jihad on the non-believers in
1804 and confronted Yunfa’s army. After a prolonged fight, Yunfa’s army was
defeated and he was killed at Akolawa. Serious resistance against Fodio’s army
collapsed in 1809. Immediately, Fodio declared the Sokoto Caliphate and he
became the undisputed caliph.
Once the conquest period was over, Fodio returned to his work of writing books
since he was basically an Islamic scholar. He divided the empire between his
son and his brother. Mohammed Bello his son was in charge of the eastern
region and Abdullah his brother the western region. Fodio died in 1817 andhis son Mohammed Bello was recognised as the caliph of the Sokoto Caliphate.
Al Hajj Umar was born in 1794 in Futa Toro. His father was a Tukolor scholar.
Umar belonged to the Tijaniyya brotherhood and his first teacher was Abd Al
Karim. Umar was also a disciple of Uthman Dan Fodio.
In 1825, he made a pilgrimage to Mecca. The Tijani authorities were impressed
with the works of Umar and he was appointed the Khalifa or religious leader
of the Tijaniyya in western Sudan in 1831. He was charged with the duty of
reviving and spreading Islam in the region.
While away, he was impressed by the reformist ideas of the day. He witnessedMohammed Ali’s revolution in Egypt. He also spent sometimes in Bornu, Sokoto.
In Sokoto, he was impressed by the leadership possibilities opened by jihad. He
married the daughters of both Alkanem of Bornu and Mohammed of Sokoto.
He witnessed the expansion and spread of Islam through a jihad. He was also
convinced that the revival and purification and spread of Islam would be
possible through embracing Tijaniyya ideas.
In 1838, he returned home with even greater inspiration and determination to
purify and spread Islam. He settled at a place called Fouta Djalon. From here he
made extensive tours, teaching, preaching and converting.
In his book “Rinah”, he attacked evil and illegal tendencies. He condemned
mixed Islam. He appealed to the masses, assuring them of favoured treatment
on the day of judgement as members of the Tijaniyya. His teachings were well
received by the ordinary persons. These had been alienated by the Quadiriyya.
His fame as a scholar and teacher attracted a large following. He was regarded
as the Mujahidin (soldiers fighting in support of their strong Muslim beliefs).
His growing fame and influence alarmed the Quadiriyya scholars and Fouta
Djalon political authorities. In 1851, he fled to Dinguiray.
Here, he established an armed camp with his faithful disciples as well as
students attracted from West Africa. These were mainly from the lower classes.
He equipped the army with European weapons bought from the coastal towns
of West Africa. He even established a workshop of gun smiths who could repair
guns. At a later stage, Al Hajj Umar was able to manufacture some of these arms,
thus supplying his army.
In 1852, Umar declared a holy war on infidels in the Sudan. In 1854, he
conquered the Wangara states. By 1857, he was ready to attack the Bambara
of Segu. Nevertheless, this brought him into conflict with the Muslim state of
Massina. After this, Umar diverted his attention against French imperialists.
This was a mistake that he would regret later. By 1863, the Tukolor Empire
extended from Futa Djalon to Timbuktu.
In February 1863, Al Hajj Umar was killed in the famous Massina uprising.
This was spear-headed by the Quadiriyya leaders who were opposed to his
Tijaniyya principles. But the empire under his eldest son and successor Ahmadi
Bin Sheikh, survived till it was over-run by the French in 1893.
Umar strengthened Islam expanded the borders of the Tukolar Empire, and
promoted Islamic literacy. For example, he set up new centres of Islamic
education in western Sudan. Lastly, in his efforts he made the Tijaniyya sect
more popular than the Quadiriyya. Today, the Tijaniyya is more dominant in
West Africa.
We note that some of these jihad movements succeeded while others failed. So,
the jihad leaders succeeded in their holy wars due to the following factors like:
─ Disunity among non-Islamic states in West Africa against fanatic
Muslims;
─ Jihad movement in West Africa enjoyed good leadership;
─ These jihads were led by elites who had very convincing rhetoric or
persuasive speech that won then big numbers of followers;
─ The possession of fire arms by the jihadists;
─ The hope to gain economic achievements. The non-Muslims whowere poor supported the jihads with hope of raiding for wealth.
They included:
The Jihads led to the closer contacts with the outside World. This was much so
with Saudi Arabia and the Middle East. In fact, a pilgrimage made by Al Hajji
Umar to Mecca in 1825 further exposed the Sudan to the outside world.
They led to the spread and revival of Islam culture for example the way of
dressing with items such as the veil, the turban and others like the daily prayers
and the Hijja.
They led to the employment of literate Moslem officials by Kings and Emperors
as clerks, secretaries, judges, auditors, inspectors and teachers were parts of
this Islamic change.
The large and powerful political states were formed as Islamic States under
Moslem rulers like Uthman Dan Fodio of the Sokoto, Muhammad Bello of the
Sokoto, Seku Ahmad of the Macina, Al Hajji Umar of Tokolar and Al Kanemi of
Dinguiray.
They created clashes and conflicts between the traditional pagans and the
Moslems for example there was enslavement of non-Moslems as permitted by
the Koran. This led to tribal wars and antagonism.
The formation of States enough to resist European infiltration because Jihads
united the masses behind their leaders; against the French for example.
The creation of a new order of administration known as a centralized system of
administration and the rule in accordance to the requirement of Koran.
The stabilization and efficient management of the economy in the Islamic states
because they started abolishing the unlawful taxes and levied taxes that were
stipulated in the holy Koran.
They led to the decline of the African traditional religions because the leaders
of the religion and people that refused to change to Islam were executed.
By the Jihads, there was a control of the spread of Christianity in West Africa
because the European Christian Missionaries were deterred from entering theMuslim lands.
Unit Summary
The unit examines the raise of Islamic as a religion and civilization. Mainly
it focuses to how coquests were done from north Africa and how different
caliphates were consequently organized. Important cities comprising even
universities were created like Timbuktu one and up today, this part of Africa
shows deep Islamic beliefs that expose the region to terrorism and blood
conflicts. Among so called jihad movements leading such events are BokoHaram, AQMI (AL-Qaeda in Maghred Islamic) to mention but few.
UNIT 9:ROLE OF COLONIAL AGENTS IN THE CONQUEST OF AFRICA
An agent is a person who acts on behalf of another. It can also mean a person
who obtains and provides information for the government in a certain area
in secret. Europeans who acted as agents to their respective governments in
the second half of the 19th Century and early part of the 20th Century came to
Africa either individually or in groups such as: traders, hunters, explorers and
missionaries among others.
9.1.1. Explorers
Exploration is the act of searching for the purpose of obtaining information
or resources. An explorer is a person who travels in search of information
about various things and places. European explorers in Africa were seekers
of information on geographical features, trade possibilities and agricultural
potentials to mention but a few areas.
However, whatever their immediate motivation, the result of their explorations
led to European ultimate conquest of Africa. Examples of explorers include
Mungo Park, Clapperton, Richard Lander, Speke, Burton, Grant, Henry Morton
Stanley, Joseph Thomson
9.1.2. Traders and hunters
During the latter part of the 19th Century, traders penetrated Central Africa
using two main approaches: from the east coast, either overland from the
central settlements in Tanganyika and Mozambique; or up the Zambezi and the
Shire and Luangwa rivers, to the land between the four great lakes of Mweru,
Bangweulu, Tanganyika and Malawi.
Many Arab and Swahili traders used the overland routes while Portuguese
traders generally used the Zambezi one. The other main approach was from
South Africa to Barotseland and the area south of the Zambezi. European hunters
and traders went into this area from the south. They went first to Matabeleland
and then extended their interests to Mashonaland and Barotseland. Few
penetrated further into Zambia which was very inaccessible before 1890.
Most of the visitors travelled along the so-called ‘Missionary Road’ to
Matabeleland, which ran between the borders of the Transvaal and the Kalahari
Desert. This area offered good facilities for hunting, as elephants and other
game animals were plentiful in the savannah. Traders too were attracted as
they were able to bring their goods into the area quite easily by wagon from the
south. Examples of traders and hunters included George Philips, George CobbWestbeech and Frederick Selous.
9.1.3. Missionaries and Christianity in Africa
Missionaries or the ‘soldiers of Christ’, as they called themselves, provided the
first concerted thrust at African institutions and way of life. Although they were
preceded by the explorers, the missionaries were men with a mission. They
wanted to stay and win Africa into Christianity.
Their activities were to have a serious bearing on the direction of African history
in the 19th and 20th Centuries. They usually invited their home countries to
come and conquer Africa. In a sense therefore, the pattern of the partition was
substantially affected by the earlier settlement of the missionaries.
Secondly, the missionaries purported to know the African better than other
Europeans. Thus, many of the policies pursued by the colonizing powers were
inspired by the reports of the missionaries. It is important therefore to regard
missionary activity in Africa in the 19th Century as the pioneering arm of
imperialism.
Examples of missionary organisations included the Church Missionary Society
(founded and run by Evangelical Anglicans), the Wesleyan Missionary Society,
The Church of England (Anglican Church), The Society for the Propagation of
the Gospel (SPG), Church Missionary Society (CMS) and the Roman Catholic
Missionaries, The Lutherians The Orthodox Missionaries and The Holy GhostFathers.
9.2.1. Explorers
They mapped the economic potentials of Africa so that the future colonialists
would know where they could establish their colonies. Explorers discovered
and drew the maps indicating the location of the strong and hostile African
tribes.
They show on maps where located the weak African kingdoms and befriended
some Africans and their chiefs. They also indicated the location of African
geographical features like navigable lakes and rivers.
They called upon their home government to come and to exploit and dominate
Africa, leading to the African colonization by European.
They revealed to colonialists the ways of life of African people i.e. language,
culture and all kind of organizations.
They took to Europe African soils sample which enabled the colonialists to
identify and occupy fertile part of Africa.
They encouraged the treaty signing with some African leaders, consequently
facilitated and accelerated the colonization process.
They established the contacts and relationships between Africans chiefs and
European colonialists. For instance, we can mention the visit of Stanley to
Kabaka in Buganda and Von Goetzen to Kigeli IV Rwabugili in Rwanda.
9.2.2. Missionaries
Missionaries exaggerated the wealth of Africa. For instance, Livingstone and
Rev. Moffat said that the minerals of South Africa were found in all areas from
South Africa to Cairo. This attracted the Europeans to come and control these
areas in order to exploit Africa’s wealth.
Missionaries gave alarming reports about slave trade and human sacrifice which
raised deep humanitarian fillings. According to them those could end if the
African chiefs are overthrown and replaced by whites in colonial environment.
Missionaries financed bankrupt – chartered companies as a means of enabling
them to finish the assigned duties and completed the preliminary work of
colonization.
Missionaries played key roles in the signing treaties as long as they were
working in fraternity with chartered companies and other colonial agents in
luring Africans to sign treaties.
Missionaries agitated for the coming of many white settlers to come and
occupy Africa. According to their plan, the white settlers would in turn seek for
protection from their metropolitan countries.
Missionaries with collaboration of chartered companies trained Africans who
became army men and later used by the colonialists. They condemned African
cultures and customs as backward primitive and barbaric. This weakened the
African spirit of resistance and made it easy for Europeans to take over.
Missionaries built schools where they trained Africans that were to receive
and work for colonialists. In such schools, missionaries trained Clerks
administrators, interpreters and the masses taught the new language that
imperialists would when they joined them.
Missionaries established communication facilities which were seen by European
powers as favoring factors for their take over. Since they were assured of easy
movements into most parts of Africa especially the interior, they did not hesitate
to come to Africa to colonize it.
Missionaries did the work of softening the minds and hearts of the Africans.
In their constant preaching, they emphasized on “Love one another as you love
yourself”. This meant that the European strangers should not be killed but loved;
which neutralized African resistance, but Africans might receive European
colonialists in a hospitable behavior.
9.2.3. Traders (Chartered Companies)
Traders ended up being regrouped in Chartered companies. These ones paved
way for European colonization by signing treaties with African leaders. To
Europeans these treaties meant surrender of the Africans thus such areas for
their home government.
They exaggerated the mineral wealth of Africa, which created more appetite to
colonize Africa. The British South African Company (BSACo) exaggerated the
mineral wealth of South Africa; Leopold’s company said that the Diamonds and
copper in Congo extend up to the coast of East Africa.
Troubles of slave trade were exaggerated which forced some countries to come
on a ticket of humanitarianism. These companies argued that slave trade could
only be controlled if the social, economic and political lives of the Africans were
firmly governed by Europeans hence leading to colonial conquests.
The Chartered companies created peace, established law and order and courts
to promote justice in Africa. When all these were done, their metropolitan
countries saw the situation ready for take over from the Chartered companies.
Chartered companies built social facilities like hospitals and schools that helped
the colonialists to come to do their work. The fear of diseases was reduced
which encouraged the imperialists to come to Africa.
Chartered companies, in collaboration with missionaries, created manpower
that was to help the imperialists in colonial administration as they financed
some schools that trained clerks, interpreters and administrators as colonial
auxiliaries.
Chartered companies trained and equipped African Loyal Army which was
used in suppressing African resistance and rebellion. It was used also in the
annexation of more land for the Europeans.
Chartered companies drew the maps and boundaries of the areas under their
control and their establishment meant that the partition of Africa began when
the companies were still operating.
Chartered companies supported religious, internal and external wars in Africa.
This was meant to weaken African military, make them become enemies to
each other and force one of these seek for European protection.
Chartered companies exploited the interior of Africa, opening it to the
colonialists and they drew the map of African interior locating the fishing
grounds, fertile soils, forests, mineral locations, mountains and other African
economic potentials. All these had to attract the colonial powers to take overAfrica.
9.3.1. Explorers
None of the explorers really knew where they were going because they were
the first European who came in Africa without any previous knowledge to this
continent. As results, they faced the following problems:
Explorers had to use big waters like oceans which were by the time inhabited by
dragons and some sea monsters. Those animals have hindered the movements
of explorers.
Explorers were facing a problem of wild animals like lions, hyenas, leopards,
snakes, etc. To some extent, those animals claimed their life especially in the
areas where they had to cross the forests.
Explorers face a problem of shortage of food and water and other major supplies
as they would go so far interior of Africa and they could not easily adapt African
food as their diet.
The problems of diseases like malaria, yellow fever and sleeping sickness which
scared them and even some attacked and killed them like Dr David Livingstone.
Due to the previous problems, the number of explorers was limited so that
they could not effectively carry out their work in Africa. This became a great
problem as long as they would explore a large area in Africa.
Explorers also encountered the problems related to the lack of means of
transport and accommodation because the African rivers and lakes were not
yet navigable and large area was still covered by the forests and desert.
Explorers were facing the problems of linguistic barriers as long as they used
Europeans languages to the local people with the local languages.
9.3.2. Missionaries
Like explorers, missionaries had a few knowledges about Africa. So, they had to
face problems on their ways such as:
Lack of means of transport: This was because in Africa there were no roads,
railways and water bodies like rivers and lakes were not yet open for navigation.
The small number of their own while their proscribed areas of operation
were so wide and with a large population: So, their influence got limited to a
few communities.
Poor communication facilities: The Missionaries went into little-known areas
with poor communication facilities, and for months, or even years at a time,
they had to depend on the haphazard trips of traders and hunters for supplies
and letters.
Insecurity: They were faced with constant insecurity, for missions depended
on the goodwill of some powerful chief, and at any time succession quarrels,
tribal wars or raids could endanger their lives or force them to leave the district.
Hostility of people: Frequently, missionary teachings provoked trouble, for
they attacked many existing customs which appeared to them to conflict with
the teaching of Christianity.
Slave trade: Missionaries were often sickened by the heartlessness and cruelty
they encountered, which included the agonies of victims of slave raids, speared
to death if any rescue was attempted.
Lack of medium for communication : Mission work in scattered populations,
speaking a variety of languages increased the difficulty of putting new ideas
across to the people. To secure understanding and acceptance of the Christian
message was a long and arduous task.
Unfavourable climate and disease: Most dangerous of all was the tropical
climate, and the fevers that followed. Although quinine was known, the causes
of malaria, blackwater fever, and many other diseases had not been discovered.
Few of the missionaries were given any training in the use of such medicines as
were available, and poor communications often caused a shortage of medicalsupplies. All suffered continually of illness and there were frequent deaths.
Lack of central government in some areas of Africa: Lack of central
government was an obstacle to missionary work; the spread of independent
chiefdoms, often rivalling each other, resulted in missionaries getting into
unnecessary antagonisms. This was not conducive to consistency and even
success of missionary work.
Discrimination of missionaries: In some areas, the missionaries were
manifesting racial tendencies, being harsh, cruel and marginalizing the Africans.
In West Africa for instance, Bishop Crowther Ajayi was underlooked and denied
powers in his diocese hence hampered in his work.
In general, by paying attention to each group of colonial agents, consequences
of colonial agents are summarized as follows:
9.4.1. Effects of explorers in African societies
The introduction of new products in Europe like gold and silver flooded into
Europe especially in Spain because it was more involved in explorations.
The exploration led to the improvement of the European economic conditions
and the increasing of the population in Europe.
The exploration led to the motion of vast colonial empire to European leaders
like French, British, Spanish, Portuguese and Belgians who got colonies in
Africa.
It also contributed to the discovery of African rivers and lakes by Europeanslike Victoria, Zambezi, Malawi, etc
The exploration led to the development of industries, commercial routes and
banking system.
There was also evolution and spread of the Christianity religion because almost
European explorers were Christians and along their paths they had introduced
their religion.
The exploration prepared the ground to the slave trade. Slaves were taken
from Africa and were brought to America as the workers in different kinds of
plantations and mining.
Explorers discovered much economic potential in Africa and this made them
call upon their home government to come to occupy the regions in order to
exploit which led later to colonization of the African continent.
Explorers exposed the hostile tribes and the tribes who were so welcoming
which facilitated the coming of the colonialists.
They also encouraged the treaty signing that consequently facilitated the
colonization in non-European territories.
9.4.2. Impacts of the Missionaries on African societies
Missionaries succeeded in spreading Christianity in Africa through
evangelization, and then Africans took up new faith abandoning their traditional
religion.
Missionaries campaigned against slave trade and succeeded in having it
abolished in most part of Africa. They would receive and give protection to
people running away from slave raiders.
They built schools where Africans received Western education and taught
Africans how to write, read and to calculate. Some languages learnt were
English, French, Portuguese and German.
Missionaries established health centers and hospitals which were to basically
benefit the Whites and their converts, and they were signs of social development
in Africa.
Missionaries undermined and tried to uproot African way of life because they
replaced Africans ways of life by their home civilizations and cultures. African
Christian converts stopped polygamy, widow inheritance, sharing of wives,human sacrifice and killing of twins.
Missionaries contributed to the spread of European languages through
education. However, there are some missionaries who studied and mastered
African languages and were able to write and translate African languages. There
were like Krapf who translated the New Testament of the Bible into Swahili.
Missionaries improved on agriculture by introducing new crops like coffee,
cotton, sweet potatoes, palm oil trees and cacao and new methods of farming.
Missionaries collaborated with traders and established the means of transport
and communication lines in Africa.
Missionaries tried to bring peace and security in areas they were operating.
However, in other areas they increased and planted seeds of divisionism and
conflicts. They also involved themselves in the local politics.
Missionaries paved way for the colonization of Africa as they were the
forerunners of the European imperialism. They signed treaties which meant
the surrender of territories of the signing chiefs, they called upon their home
governments to come and give them protection together with their converts.
9.4.3. Effects of traders (Chartered companies)
They introduced taxation system in order to enable them and their home
government to operate and set up some development schemes.
They rounded big spheres of influence for their home government by acquiring
territories that they surrendered to their metropolitan countries. Or instance,
the BSA Company annexed central and South Africa for the British and German
East African Company (GEA Company) got Tanganyika for Germany. This has
reduced African resistance to colonial conquest.
They established economic assets that became the base for economic
development for the imperialists. They started large plantations, industries,
mining centers and farms. This was effective form of exploitation of African
resources.
They prepared areas where the imperial settlers would occupy. E.g the Imperial
British East Africa Company (IBEA Co.) reserved Kenya highlands for the British,
Shire highlands of Nyasa and Shonaland in Zimbabwe annexed by the British
South African Company (BSA Co.) and the Niger basin region by the Royal Niger
Company (R.N.Co.) also were kept for the British settlers.
They signed treaties with African leaders. These treaties principally meant to
make these people co-operate to the white and meant that the African surrender
their land. For instance, Leopold’s AIC Co. signed treaties with Chief Makoko of
Kongo while the R.N Co signed 237 treaties with the Niger Delta States.
They established the market for their home industries products. They spread
European civilization and detribalized Africans, which forced them to need
European goods. They even established a monetary environment which made
some Africans be able to purchase European manufactured goods.
They established communication facilities like roads and railways that helped
in trade, exploitation of the resources and for easing administration.
They trained an African army that assisted them to carry out their duties
especially annexing more territory and defeating African resistors. This army
was also inherited by the imperialists who came shortly after.
They began social facilities that were a means of “modernizing and civilizing”
Africa. Thus, they established schools etc which helped them in training
Africans who joined their schools as they learnt how to read and write. These
later became the interpreters of Europeans and administrators.
They helped in the abolition of slave trade and used their armies including thelocal soldiers they had trained in fighting against slave trade.
UNIT 10:AFRICAN RESPONSE TO COLONIAL RULE
The scramble for Africa was followed by its partition during the 1884-1885
Berlin Conference. These exercises were soon followed by the imposition
of colonial rule that was done through a combination of coercive (forceful)
and persuasive means. Some of these means bred African reactions against
Europeans as analysed below.
Collaboration
It was adopted by people who realized the great power of the invader (Europeans)
and saw the only way of accommodating the new danger and preserving their
independence as cooperating with the enemy. They allied with the Europeans
to guard against local enemies or signed treaties allegedly to buy time. For
instance, the Baganda, the Massai, the Fante and the Barotse (Central Africa)
societies collaborated with Europeans. However, those societies (collaborators)
have been described by some Afro-centric as traitors, opportunists or passive
resistors.
The collaboration was of two forms:
─ Career collaboration. This concerned the people who were not
traditional political leaders but ordinary men who were more
opportunists. They chose to collaborate for political, prestigious and
social reasons only. Here, we can give an example of Ekinyajwi of
Kenya, Nuwa Mbangula, Appollo Kaggwa, Kakungulu, etc.
─ Mercenary collaboration. This was the way where legitimate African
chiefs used work hand in hand with the foreign infiltrators in their
society. They gave the imperialists much of the necessary assistance
like military protection, land and food. For example, we can mention
Kasagama of Toro, Mwanga and Cwa of Buganda, Merere of Maraangu
and chiefs Lewanika and Lenana of Masai.
Indifference
This meant a situation where a society or individuals neither collaborated nor
resisted in the practical sense but just looked on as their independence was
eroded e.g Rwanda Kingdom under Yuhi V Musinga. The indifference, as an
indirect resistance, complicated the work of the imperialists by refusing to take
up orders given by the imperialists.
Resistance
It was an armed struggle against the imposition of colonialism as the only way
of preserving independence. Examples include Kabalega of Bunyoro, Mwanga
of Buganda, Samoure Toure of the Mandika Kwaku Dua III (Prempe I) of Asante
and Mkwakwa of the Hehe.
However, in this unit, the attention is paid to methods of collaboration and
resistance as they are the ones having happened in most kingdoms of Africaand resulted into significant effects to be analysed.
In their penetration of Africa, European got some collaborators. These were
Africans who welcome the Whites, embraced their cultures, their ways of
administration and gave them much of the need assistance as they tried to
establish colonial rule.
They include:
Some Africans collaborated because they believed that invading imperialists
were far superior militarily, well-experienced and had better weapons. “He who
makes the gun wins the battle” commented Gerere, chief of Dahomey.
Some chiefs collaborated because they were seeking protection and defense
against their neighboring hostile kingdoms or empires. E.g. The Fante against
the Asante, Toro and Buganda against Kabalega of Bunyoro, the Shona were
against the Ndebele, the Yao were against the Hehe, etc.
African opportunists collaborated because they saw it as a chance of getting
job, prestige, becoming rich and gaining high status in their respective societies.
The societies that were politically segmented collaborated because of lack of
coordination to resistance. They had no single identified leader who could
organize them and they did not have a standing army and no military equipment.
The weaknesses of some African societies caused by the constant and prolonged
wars led them to collaborate with the imperialists. These were like the Batoro
weakened by the Banyoro, Fante weakened by Asante and the Shona who were
weakened by the Ndebele.
The role of the missionaries, who had prepared the Africans to be humbled,
softened and made obedient to the people with the white skin. They had been
told not to fight foreigners because it was against the will of God.
The chiefs who had lost their throne collaborated in order to get support from
the Europeans so that they could re-ascend it. That was in case of King Lenana of
Masai against his brother Sendeyo and Mwanga of Buganda against his brother
Kalema supported by the Muslims.
Some societies collaborated because their neighboring societies which had
tried to resist had been defeated and with heavy losses. In order to avoid
similar suffering and loss of independence, they decided to collaborate with
the infiltrators. The Chagga and Nyamwezi witnessed in the Abushiri war.
Some Africans collaborated because they were economically weak, like the
Masai, and they could not finance the war for a long time.
Some other African societies collaborated because their ancient enemies had
resisted and their collaboration was a means of getting military supplies,
assistance and destroying the enemy totally. E.g. Buganda and Toro collaborated
because Bunyoro had taken up resistance and the Masai collaborated becausethe Nandi had resisted.
They are among others:
Spread of Christianity. Africans who collaborated with Europeans did not delay
embracing Christianity as a new religion introduced by Europeans.
Adoption of European civilization. In order to show their loyalty to their colonial
masters, Africans collaborators adopted European civilization such as the way
of dressing, food diet, administrative and judicial systems, etc.
─ Failure of African resistances. Due to the role of collaborators who
provided food, offered protection and even military support as they
revealed the African defense secrets to the Europeans.
─ Stability of some African States. Some African leaders who collaborated
were given protection and defense against their neighboring hostile
kingdoms or empires. E.g. The Fante against the Asante, Toro and
Buganda against Kabalega of Bunyoro, the Shona were against the
Ndebele, the Yao were against the Hehe, etc.
─ Loss of African culture and the disappearance of African religions.
African collaborators actually lost their religions and they were
forced to abandon their culture in favor of those of Europeans. This
way, several elements of African cultures disappeared or even mixed
those of Europeans through colonial education.
─ Alignment of Africans to European policies. Most of African
collaborators peacefully adopted the European colonial policies such
as tax collection, education system, growing cash crops, and forced
labor among others.
─ Enrichment of some Africans. Those who collaborated managed to
become rich and gaining high status in their respective societies.
─ Recruitment of some Africans. Africans who collaborated with
European got a chance of getting jobs in European enterprises and in
colonial administration.
─ Stability of some African States. Some African leaders who collaborated
were given protection and defense against their neighboring hostile
kingdoms or empires. E.g. The Fante against the Asante, Toro and
Buganda against Kabalega of Bunyoro, the Shona were against the
Ndebele, the Yao were against the Hehe, etc.
─ Loss of African culture and the disappearance of African religions.
African collaborators actually lost their religions and they were
forced to abandon their culture in favor of those of Europeans. This
way, several elements of African cultures disappeared or even mixed
those of Europeans through colonial education.
─ Alignment of Africans to European policies. Most of African
collaborators peacefully adopted the European colonial policies such
as tax collection, education system, growing cash crops, and forced
labor among others.
─ Enrichment of some Africans. Those who collaborated managed to
become rich and gaining high status in their respective societies.
─ Recruitment of some Africans. Africans who collaborated with
European got a chance of getting jobs in European enterprises and incolonial administration.
Forms or methods of resistance
Resistors were people who opposed the establishment of European rule in
Africa. They were reactionaries to European imperialism and annexation
of their territories and in general they used primary and secondary forms of
resistances defined below:
─ Primary resistance
This was direct confrontation by African communities at the invasion
of Europeans into their land. They used force to expel the Europeans
before they gained access to their land. A number of examples of
primary resistance can be cited where African reaction immediately
followed the arrival of Europeans.
─ Secondary resistance
This was a way used by Africans by initially accepting the imperilists
to operate within their territories but later to rise against them after
understanding their intentions e.g Mwanga of Buganda and Nandifrom North Rift of Kenya.
Reasons for resistance
They included:
There was need to preserve African independence because some African people
had nationalistic and patriotic feeling to their societies. Those who resisted
saw it as a means of keeping away foreign intruders and maintaining the
independence of their kingdoms. Such people were like Kabalega of Bunyoro,
Samori Toure of the Mandika, Menelik and Theodore of Ethiopia, etc.
Some African chiefs and societies resisted because they trusted their military
strength and they hoped defeating the Europeans. For instance, Kabalega with
his Abarusura army, Mosheshe of Suto, Ngoni, Zulu, Samori Toure, etc.
Some Africans resisted because their traditional enemies had collaborated.
Bunyoro resisted because Buganda had collaborated and gave a base to the
British, Samori Toure resisted because Sikaso had collaborated with the French.
Some Africans resisted because they were struggling to keep and guard their
trade monopolies as they knew that the coming of Whites would force them out
of trade. Some Africans resisted hoping that the Europeans could not withstand
some African geographical environment using examples of explorers, traders
and missionaries who had died because of the conditions in Africa.
Some Africans resisted in order to safeguarding their traditional religion
because they supposed that their ancestors were not happy with the Christianity
introduced by the Whites in Africa.
Some Africans resisted because of presence and pressure of Islam because it
was known in some areas of Africa before the Christianity, which forced the
Africa Moslems to counter the spread of Christianity and the Europeans.
Some African chiefs resisted because they had known that the earlier
collaborators had been mistreated, undermined and politically subjected. Some
chiefs who had collaborated were later overthrown and replaced by others. So,
other chiefs who come to know about this decided to resist.
Some African chiefs resisted because they had a long standing enmity with
the Whites. That long enmity was developed by explorers, missionaries and
traders. For instance, Kabalega of Bunyoro quarreled with Samuel Baker and
Samori Toure with the French.
Some African chiefs and societies resisted because the European colonial
administrative and economic policies were so oppressive and exploitative like
forced labor, high taxes, land alienation and overthrowing of the traditional
political leaders.
Note: Generally, all African resistance cases ended up to a failure. A number of
factors contributed much to the occurrence of this phenomenon.
10.2.2. Reasons for the failure of African resistance
At the time of the arrival of the imperialists in Africa, the chiefs and African
societies had attempted to resist them, but they failed due to the following
reasons or factors:
Africans were militarily weak comparing to the well-trained and well-armedcolonial invaders while the Africans were poorly armed with traditional arms.
Disunity among resistors themselves because the African armed resistors did
not organize a coordinated and joint struggle against Europeans.
Role played by the missionaries and explorers that had facilitated easy
European penetration in Africa by identifying the strong and weak societies
and preparing the minds of Africans.
Effects of slave trade because the Europeans had taken the Africans who were
strong able to defend their continent and left those who were too old, weak,
sick and very young who could not contribute much towards the success of
resistance.
The role played by the collaborators who provided food, offered protection
and even military support as they revealed the African defense secrets to the
Europeans.
Use of diplomacy and treaty signing by the Europeans which meant the
surrender and submission of African sovereignty because most African leaders
were illiterate and ignorant about the content of the document they signed.
Constant civil wars among the African societies made them vulnerable to
European defeat because the Africans had been weakened by those constant
wars and no longer to defend their kingdoms or empires.
Africans were economically weak, and they failed to get finances for purchasing
modern weapons that would level them with the Europeans and the Europeans
imposed arms embargo on Africans.
Lack of patriotic and nationalism spirit because some Africans had no sense of
political maturity and love for their territorial integrity.
Europeans were determined to colonize Africa while some Africans seemed
relaxed and never sought support from their neighbors while the Europeans
used all means to get victory against the Africans.
Geographical factors: the absence natural geographical defensive barriers like
mountains, valleys and deserts in many places made it easier for European
powers to triumph in their conquest of Africa. In only case that occurred inAfrica was Ethiopia which benefited from its mountains to defeat Italians.
10.3.1.The Maasai collaboration
The Maasai are a Nilotic speaking community. They occupied an area stretching
from the Uasin Gishu plateau in the north to the plains around Mount Meru in
Tanzania to the south. From AD 1750, they were the dominant group in the
Rift Valley. Organised and strong militarily, the Maasai were a constant threat
to their neighbours whom they raided for cattle at will. The caravan traders
avoided Maasai country for they spared no strangers on their land. When in
the late 19th Century the British appeared on the scene, it was expected that
the Maasai would put up a stiff resistance against them. But they did not, and
instead became one of the best examples of Kenyan collaborators with theinvading Europeans.
A photo of Lenana, the Chief Medicine-Man of the Maasai circa 1890. Pt Lenana (4,985m),
the third highest peak, on Mount Kenya was named after him by Halford Mackinder.
Mackinder made the first ascent of Mount Kenya in 1899. Lenana is sitting next to Sir
Arthur Hardinge (the man wearing spectacles). Lenana was the son of Batian who was
the previous Chief Medicine-Man. Batian is the name of the highest peak on Mount Kenya.
Reasons for Maasai collaboration
This response can be explained by five main factors:
Effects of the rise of the Nandi: The rise of the Nandi from the 1850s adversely
affected Maasai power. They began raiding the same communities for cattle
which were traditionally Maasai raiding grounds. The Nandi even successfully
raided the Uasin Gishu Maasai. Second, at the time of the British penetration
of Kenya the Maasai were economically and politically in a state of decline.
The civil wars of the 19th Century had destroyed whole sections of the Maasai
including the Uasin Gishu, the Ngurumaini, the Iloogolala and the Losegallai.
From 1889 to 1890, cattle diseases spread to Maasailand, especially rinderpest
and pleuro-pneumonia.
Drought of 1891: In 1891 there was drought and famine with smallpox and
cholera, further reducing both human and animal populations. As a result ofthese calamities, many Maasai joined up with Kikuyu and Akamba neighbours.
Others sold their women and children to neighbouring peoples. Still others
became mercenaries, especially in the armies of Mumia and Akamba. The
Maasai were no longer as strong as they used to be.
Succession disputes: In 1890, Mbatiany, the great Laibon of the Purko and Rift
Valley Maasai, died. Although a laibon by tradition was only a ritual expert and
prophet, Mbatiany had also gained political power in the civil wars. Thus, the
position of laibon was still politically attractive when Mbatiany died, but there
was no one of his stature to succeed him, and his two sons, Lenana and Sendeyo
both claimed and disputed the position of laibon for ten years. Sendeyo was
finally driven with his followers to the Loita region of northern Tanzania. But he
never gave up and continued raids against the territory of his brother Lenana
who remained in the area between Ngong and Naivasha.
Dispute with the Kikuyu: Succession dispute placed the Maasai in an even
weaker position in the face of the incoming British. Lenana was also in dispute
with the Kikuyu. Following the calamities that befell the Maasai as already
outlined, Lenana had arranged for some Maasai women and children to be
cared for in Kikuyu villages to avoid certain death. When he later went back for
them he learnt that the Kikuyu had sold many of them to the slave traders. He
quarrelled with the Kikuyu and prepared to go to war against them. He grew
desperate: his enemies threatened to destroy him and his people; he was faced
by the problems of raids by Sendeyo; there were frictions with the Kikuyu;
famine and disease were afflicting his people and cattle. Lenana sought the
support of the IBEACO agent, Francis Hall at Fort Smith. And Hall was only too
happy to oblige, and assisted Lenana in his campaigns against Sendeyo and the
Kikuyu. The British and the Maasai became allies. Maasai warriors assisted the
British against other Kenyan peoples from 1894 to 1908.
The Kedong Valley Massacre: There was the Ewuaso-oo-Ng’indongi Massacre
(Kedong Valley Massacre) of November 1895, and the friendship between
Lenana and the British was sealed. A caravan of the Kikuyu, Swahili and Arab
porters was returning from Eldama Ravine. Resting in the Ng’indongi Valley
near Naivasha, members of the caravan attacked the Maasai, stole food and
seized some Maasai girls. The Moran attacked the caravan, killing 647 out of
871 men. On getting the news, a Scottish trader, Andrew Dick, who was camped
nearby, took the caravan side and set forth with two French travellers to fight
the Maasai. He shot dead about 100 Maasai before he himself was killed. But
this incident, in which three white men had killed a hundred Maasai warriors
in one encounter, so shocked the Maasai that they immediately sought peace.
Subsequent investigation into the whole incident by British officials exonerated
the Maasai and put the blame for the Massacre upon the porters.
Lenana and his people were greatly impressed both by the military
might of the white men and the magnanimity and sincerity of the British
officials: From these and earlier contacts, good relations between the Maasai
and the British were established, and Lenana and his followers collaboratedwith the British.
According to the table above, many people in Africa tried their best to resist the
European occupation. But some a few cases were chosen so as to apprehended
how the reaction took place such as Samoure Toure.
Resistance of Samoure Toure in Mandinka Empire
The Mandika people occupied the area of Western Sudan, bordered on the West
by Futa Jalon, on South by forests, in the north by the Tokolor Empire and in the
East by the Mossi and Asante’s kingdoms. The people of the area were Malinke,part of the great Mande-speaking family.
Samori Toure was born in 1830 to a Malinke peasant of a Dyula clan who
practiced African traditional religion, later become Muslims and traders.
Being a Dyula by birth, he later joined Dyula traders to trade in gold from
Wassulu and cattle from Futa Jalon. As a trade, he travelled widely to market
towns in search of firearms, horses and cattle. He reached Freetown and the
Tokolor Empire.
In 1852, he joined and served in the army of Sori Birema Amande chief of
Bisandugu in exchange for the release of his imprisoned mother. But he rapidly
began to build up an army of his own, centered round a solid nucleus of friends
and relatives.
Between 1870 - 1890’s, Samori Toure was master of a large empire which
included the gold-bearing area of Boure. He established his capital at Bisandugu.
His expansion had brought him into conflict with Kankan and Wassulu states
which he captured in 1880’s.
Reasons for the resistance
The reasons that led to the conflict between Samori Toure and the French were
imperial and defensive in nature:
Samouri Toure defended Mandika independence from being colonized by the
French.
Defense of Islam since the French colonialists were Christians while the
Mandika were Muslims. Consequently, resisting them was a purposeful action
to defend Islamic state against infidels.
Samouri Toure defended trade because the French domination would
monopolize the trade in the empire by out competing the Mandika merchants.
The French colonial administration was very oppressive and repressive as it
was in Algeria and Senegal.
Samouri Toure defended the land from the French settlers because they were
looking the fertile soils which were under the ownership of the Malinke people.
Samouri Toure wanted to conclude an alliance with the British because he had
shown the willingness to hand over his empire to the British protection other
than the French.
Samouri Toure defended Mandika culture which the French were set to destroyand replace it with the French culture through their policy of Assimilation.
The French plan to use Tiebe of Sikasso to attack and when Toure found out he
dissolved the treaty he had concluded with Sikasso and attacked them before it
was too late. Unfortunately, Samori Toure was defeated.
False foreign support because Samori Toure had been falsely encouraged by
the military support had expected from the British, Creoles of Sierra Leone and
Tokolor against the French. However, they had betrayed him when they left him
alone in the battleground.
Europeans were exploitative in nature; they subjected Africans to forced labor,
over taxation and its brutal collection like the hut tax in Sierra Leone. Aware ofthis nature of Europeans, Samori Toure of Mandika had to resist.
A charismatic and revered leader in his time, Samori Toure was a Guinean Muslim cleric
and the founder and leader of the Wassoulou Empire of West Africa. Besides south-eastern
Guinea, the Islamic Empire stretched to parts of the Ivory Coast, Sierra Leone and Mali.
Samori Touré led an armed resistance against French colonial rule from 1882 until his
capture in 1898. He was then exiled to Gabon where he died on June 2, 1900.
Samori Toure’s downfall
A number of factors explain Samori Toure’s downfall:
He was unsuccessful in winning British support against the French. Britain had
decided that the Mandinka area was a French sphere of influence.
There were differences and lack of unity among African ruler. Samori did not
get the support of his neighbours, such as Ahmadou Sekou of Tukolor, Tieba of
Sikasso.
Samori was faced with local resistance due to his scorched earth policy and
ruthless aggression against his neighbours. He thus dissipated his energy
fighting the French and fighting wars of conquest in the east at the same time.
Non-Mandinka subjects – largely captives – were cruelly treated and did not
give the right level of support against the French. They even tended to welcome
the French, whom they saw as their liberators.
French troops were better armed and trained.
Shifting of the empire eastwards weakened him economically. He was cut off
from the gold fields of Wangara where he used to obtain his gold.
Amori was also cut off from Freetown where he used to buy firearms. So he
had to rely entirely on his military workshops for supplies, which were not
adequate.
The new empire was surrounded by the French and the British. The French
attacked from the Ivory Coast; the British occupied Asante in 1896; the French
had also occupied all the surrounding areas by 1898. Therefore, Samori was
stack at his second empire at Dabakala.
His troops suffered heavy losses.
The empire was too large for him to manage effectively.
Samori was tricked into believing that if he surrendered, he would be allowed
safe conduct and quiet retirement in his home village. But the French did not
keep their promise, and when he surrendered in 1898, he was deported toGabon, where he died in 1900.
Results of Samori Toure’s Resistance
Samori’s resistance had the following results:
─ Samori lost his independence as the Mandinka Empire was conquered;
─ There was a lot of loss of lives and property as a result of the war;
─ Samori was sent into exile in Gabon where he died in 1900 at the ageof 70.
10.4.1. Consequences of resistance
Depopulation: caused by the loss of lives due to the fighting because where
Africans tried to resist, Europeans reacted by killing them massively. It was also
due to displacement of people who were flying from the battle field.
Destruction of property: due to the fighting between Africans and Europeans,
there was destruction of properties such as houses, crops and villages, etc.
Famine:because of insecurity and instability, economic activities were disrupted
and people could not provide themselves with foods and essential items. In
some cases, this famine was also caused by military tactics like “scorched earth
policy” used by the Germans in Tanganyika.
Spread of diseases and other epidemics: This was due to the presences
unburied bodies and by the fact that people were living in forests because their
houses had been destroyed.
Rise of African nationalism: the rebellion provided a lesson to the Africans
because the patriotic and national consciousness was implanted in these people
who participated in the revolt and later used as base for future nationalist.
Spread of Christianity: Traditional religion lost its credibility among the
Africans because of its defeat after the execution of its leaders. Thus, this
opened chance for the spread of Christianity.
African submission to colonial policies: Some native people accepted to go
and work for the Whites on their roads, farms and railways construction and
other projects.
Increase of European settlements in Africa: after defeating African resistances,
Africa was secured and this encouraged other European to come massively to
settle in peaceful African regions.
Land alienation: Because of the end of the war of resistance, many Europeans
settled in Africa which increased the confiscation of the land of the Africans.
For instance, Zimbabwe still has a very large population of Whites.
104.2. Consequences of African collaboration
The Maasai collaboration had a number of consequences:
The British helped the Maasai against the Kikuyu and against his rival brother
Sendeyo, and later the Maasai morans helped the British in their punitive raids
against the Nandi in 1905 and other ‘unco-operative’ communities.
The British were able to build their railway across Maasailand without any
trouble.
Lenana increased his prestige because the British rewarded him with cattle and
he not only successfully claimed the laiboniship but was given the grand title
‘Paramount Chief of the Maasai’ in recognition of his support for the British.
This was a purely political position, which helped to alienate him from many
Maasai. He then moved permanently away from his traditional home among
the Loita to Ngong, to live among the Kaputiei and Keekonyokie.
However, this happy relationship did not exist for long. Not all British
administrators were friends of the Maasai and British Commissioner of the
East Africa Protectorate from 1901-04, Sir Charles Eliot openly despised
the Maasai, asserting that they should abandon their ‘socially and politically
abominable’ nomadic habits and settle down. Eliot considered that the Maasai
had served their purpose and could no longer pose a threat to the railway or to
the administration.
The Anglo-Maasai Agreements, 1904 and 1911: Eliot was succeeded in 1904
by Sir Donald Stewart, who in the same year accomplished what Eliot had been
working on earlier - the signing of the first Anglo-Maasai Agreement. While
Donald Stewart represented the British, the Maasai were represented by Lenana
and his associates such as Masikonte (‘Chief’ of Laikipia) and Ole Gilisho (‘Chief’
of Naivasha). But the mass of the Maasai had no say in the matter. The Maasai
are said to have agreed to move to two reserves – to the south of Ngong and
to the Laikipia plateau. They were promised that the two areas would remain
theirs ‘so long as the Maasai as a race shall exist’. A half-mile corridor would be
created to link the two reserves.
But none of these points was implemented. On the other hand, all the land
formerly owned by the Maasai was made available for white settlement. As a
matter of fact, the Colonial Government and local settlers in particular were
determined to alienate the enviable Maasai land.
By 1911, the settlers were putting pressure on the Government to move the
Maasai out of Laikipia so that they could move there themselves. The Laikipia
Maasai, through their chief, Legalishu, refused to move. Lenana, on the other hand,
is said to have agreed as the ‘Paramount Chief’. The second Maasai Agreement
of April 1911 settled the matter. This time, the Maasai were literally forced to
vacate their lands at great personal inconvenience and loss of property. In fact,
their lands in Laikipia were appropriated before adequate arrangements were
made for them in the less attractive southern reserve (Ngong) even before the
Imperial Government in London had given its approval. It is doubtful whether
the Maasai agreed to move from Laikipia.
By April 1913, they had vacated Laikipia and moved to the enlarged, but drier
and less attractive southern reserve in Ngong. The Maasai ‘as a race’ still
existed; but they had virtually been forced to vacate Laikipia for white settlers
and, as for other communities, their collaboration had not spared them from
the ravenous intents of colonialism.UNIT11:CONTRIBUTION OF THE MAIN ANCIENT CIVILIZATIONS TO THE DEVELOPMENT OF THE MODERN SOCIETY
Explore above picture (Parthenon) and answer the following questions:
1. Identify the form of art Parthenon of Athens represents?
2. Identify its artist, location and period?3. Discuss its influence today?
Human evolution has informed changes in human development. What is
civilization? Where did it begin? And how does it explain where humanity finds
itself today? These questions have been posed by humanity itself for many
years. We will attempt to provide answers to them in this chapter.
The word “civilization” comes from the Latin word ‘civis’ which means a city.
Therefore, civilization is a way of a group of people that entails their various
way of life such as culture, dressing and food. Civilization is life of human
beings, in cities and towns. Urban dwellers had to have rules or laws to live by,
someone to govern them, someone to make them or see them work together,
urban dwellers must also exchange goods.
The earliest civilizations began along the banks of great rivers in warm
countries where the soil was fertile. Examples of such rivers were the Nile in
Egypt (which gave us the Egyptian Civilization), the Tigris and Euphrates in
Mesopotamia (Mesopotamia) and the Indus river (which gave us the Indus
Valley civilization). In these valleys, a variety of crops grew hence keeping
hunger at bay. This enabled people to have time to study the things on earth
and heavenly bodies in the sky.
Two civilisations developed in Europe at different times but immediately
one after the other. The Greek Civilisation preceded the Roman one. The
development of these civilizations happened from around 1750 B.C to AD 500.
Each of these civilisations brought high levels of development and organisation
to the human society at the time. Their ideas were to be later useful to humanity
hence forming the background to its development today.
From the ancient times to today, the Greeks have called their land Hellas while
they call themselves Hellenes. The names Greek and Greece were used to
describe them later on by the Romans. Superiority of Roman Civilisation made
their names to stick.
Greece is to be found in a rocky, mountainous southward extension of the
Balkans, on the east of Mediterranean Sea. On one side, the eastern shore lays
the Aegean Sea. The Ionian Sea, facing Italy, is on the western side. To the south,
across the Sea of Crete from the portion of Greece known as the Peloponnesus,
is to be found the large island of Crete. The whole country is stunning and
very beautiful. It has over one thousand islands, the sea, the mountains andnumerous fertile green valleys.
Only 20 percent of Greece is suitable for agricultural production. Most of the
high mountains ranging into 6000 feet, narrow fertile valleys and small to
medium size but fertile plains such as those of Thessaly and Boeotia are usable
for agriculture. Rivers are small and sometimes dry up during summer thus
making farming a challenge. Nevertheless, most of her climate is mild and
favourable for cultivation of crops such as wheat, olive and grape vines that
could support the population of ancient times. As during the Ancient times,
today, the hills and mountains provide pasture to goats, sheep and cattle.
Greece was founded on conquest. The area witnessed invasions from time to
time from around 1900 BC. By the beginning of the eighth century B.C, The
Greek Civilization had taken shape. But it was not until the 4th Century BC
that it became the common cultural currency of the Mediterranean and Near
Eastern worlds. This was the time of the conquests of Alexander the Great’s
empire.
Greece was invaded by various groups at different times. The decedents of these
groups were the ones who were later to be known as the Greeks. They settled in
the peninsula and evolved an unusual system of government for themselves on
the hills and rocky coasts which gradually developed into city states.
Cretans
Their entry into the Peninsula began around 2500 BC and was first done by
Cretans. One of their ancient kings was known as Minos. Theirs was therefore
known as Minoan civilization, named after their king. The civilization was
mainly concentrated along the Aegean Sea. These people are described to have
lived well had hot and cold running water, bathrooms and possessed elaborate
furniture.
They are also said to have protected their valuables with metal locks and keys.
Their houses are also said to have had plastered interiors which were decorated
with paintings called frescoes, a technique of painting on wet plaster still in use
even today.
Cretans are further said to have been fond of dancing, boxing, racing and bull
leaping among other sports. Lastly, they are described to have been slender,
short and had dark curly hair and been a very peaceful community who were
among the earliest sea traders in the region. Trade what was thus brought themto the shores of main land Greece.
Archeans
After the Cretans were the Achaeans who arrived about 2000 B.C. These groups
came to dominate the trade and government of the area. Near the Sea, they
met and interacted with the Cretans thus giving rise to a new civilisation called
Mycenaean. This civilisation was marked by constructions of walled cities and
development of bronze goods. They occupied Knossos around 1400 BC and
ruled it until 1100 B.C. hence making them rule the whole of the Aegean area.
Later the Bronze – Age civilizations of the Mycenaens were acquired by later
groups. One of the outstanding groups was the Dorians. They invaded the area
and overran Knossos around 1100 BC.
Dorians
The Dorians invaded Greece from the North and drove the Myceanaens off to
Asia. At around the same time, another linguistic and religious subgroup known
as Ionians reached the area. Around the 5th Century the Ionians and Dorians
engaged in intensive rivalry in Greece.
The Ionians mainly inhabited the city of Athens and even prohibited the
Dorians from entering their sanctuaries. There was thus tension between the
groups even though they interacted in various ways to give forth to the Greek
Civilisation between 1000 BC and 800 BC.
The Greek city states that existed in the area during their civilisation included:
Athens, Sicyon, Megara, Corinth, Thebes, Chalccis, Eretria, Boetia, Argolis,
Phoxcis and Thessaly, Arcadia, Archaea, Aetolia.
These cities were involved in various wars. Examples of such wars are:
─ Peloponnesian war (431 – 404 BC); and─ Corinthian war (395 – 386 BC)
The Roman Civilisation grew along the Tiber River in central Italy. It was mainly
first concentrated in the city of Rome. This was after the Romans, conquered
the Greeks in 146 BC. They founded the city in 753 BC.
According to legend, this was done by two twin brothers – Romulus and Remus
who were abandoned on the Tiber River as infants and raised by a she-wolf.
The two decided to build the city. By the end of the Fourth Century BCE. the city
was already the dominant power on the Italian peninsular.
For five centuries thereafter, Rome’s power steadily increased. By the first
century CE, it controlled Greece and most of her colonies, as well as most of
Western Europe. It expanded her hegemony in these areas through conquest.
Rome also managed to take control of the powerful North African city of
Carthage hence uniting the entire Mediterranean region. She also controlled
the Mediterranean Sea.
At the peak of its powers, her empire covered Egypt, Greece, Asia Minor, Syria –
all to her East. To her west were Tunisia, Algeria, Morocco and Spain, Portugal,
France, Switzerland, Belgium and England. She managed to Conquer all these
lands.
Rome’s development was greatly influenced by the geography of the Italian
peninsular. The area had excellent marble and small quantities of lead, tin,
copper, iron (on the island of Elba) and silver in its extensive coastline. There
were few good harbours, most of which faced the west away from Greece and
the Near East. Ancient Italy, nonetheless, was well endowed with large forests.
It had more fertile land than ancient Greece. However, it was more exposed
to invasion. Invaders entered it easily, as the Alps posed no effective barrier
to invaders from central Europe. To make matters worse, Italian low lying
coastline opened it to invaders from the sea. All these made the Romans, from
an early time in their settlements, to be absorbed in military pursuits to defendtheir own conquests against the invaders.
The geography of the Italian Peninsular made possible the rise of Rome. The
peninsular extends about 750 miles from north to south with a width of about
120 miles. It is centrally located in the Mediterranean. The city of Rome is in
the centre of Italy. This central location made Rome to expand, first in Italy, and
later in the lands around the Mediterranean Sea.
Italy’s location made it easier to unify than Greece. The Peninsular is not broken
up into small, isolated valleys. The Apennine Mountains formed a ridge from
north to south and divides the country into west and east. Italy was equally
blessed by having broad, fertile plains, both in the north under the shadow of
the Alps, and in the west, where the Romans settled. The fertile lands supportedher growing population. Rome was built on seven hills and was easily defensible.
Occupation of Rome
The earliest settlers in the Italian peninsular arrived in prehistoric times. From
as early as 1000 to 500 BC the area was already settled. Three groups inhabited
the region and eventually battled for its control. These were: the Latins, the
Greeks and the Etruscans. The Latins were farmers and livestock keepers. They
wandered into Italy across the Alps around 1000 BC These people settled along
the Tiber river valley in a region they called Latium. They are credited with
building the first settlement at Rome. This was a cluster of wooden huts on
Palatine Hill, one of the seven hills in the city. Other main hills were Esquiline
and Quirinal. The Latins were the first Romans.
Next to invade the area were Greek settlers. They arrived and settled in the area
between 750-600 BC. They brought with them elements of their civilisation.
They established about 50 colonies on the coasts of southern Italy and Sicily.
Their cities became prosperous and commercially active. They taught the
Romans farming, especially how to grow grapes and olives.
Unlike Latins and Greeks, the Etruscans (or Rasenna as they called themselves
before they were given the name Etruscans) were native to northern Italy.
These people were skilled in metal works and engineering. They exerted
a great influence on the Roman Civilisation. This was especially in writing,
(where the Romans, adopted their alphabet) and which had been borrowed
from the Greeks) architecture (where they influenced Rome’s architecture,
especially the use of the arch). The Romans are also said to have borrowed
religious ideas from both the Greeks and the Etruscans e.g. from the Etruscans,
they borrowed rituals which they believed helped them to win the favour of the
gods. The Etruscans are also the ones who built the city of Rome and even gave
the Romans their dress – the toga and short cloak. The Romans also borrowed
their military organisation.
The Romans, from the Greeks, even took Greek gods but changed their names
e.g. Zeus became Jupiter, while Hera, the queen god, became Juno. They also
gave Rome its artistic and cultural models through their sculpture, architectureand literature.
11.3.1. The distinctive elements of the Greek Civilizations
The Greek Civilization permeated virtually every aspect of the human life. It
marked a complete refinement of its predecessors, which are Egyptian and
Mesopotamian civilizations. Some of its elements were:
A common language
All the Greece islands spoke an identical language known as Greek. They were
thus able to communicate easily with one another. The common language also
brought feelings of togetherness among the islands’ inhabitants. Greeks had
forgotten their diverse backgrounds. All of them considered themselves as one
race. They regarded non-Greeks as barbarians- men and women whose speech
was to them meaningless noise.
The Greek language gave them a great advantage. It was something of superb
beauty and clarity. The people closely associated settlement in city states with
it. Greek was spoken and written. The language was also used for instruction in
both private and public functions. The Greeks also had a common alphabet. This
formed the basis of the Greek language. In the 8th Century BC, they adopted a
simpler alphabet from the Phoenicians.
Settlement in cities
City states were a major feature of the Greek Civilization. Greeks lived in cities
which were all independent of each other. Each city and the farms around it
formed a separate state called a polis. Sometimes a city sent out a band of its
citizens to find a daughter city elsewhere. The new city was quite independent
of its parent city, although naturally it had close ties with the latter.
By the 8th and 7th Centuries BC, cities were built almost everywhere throughout
Greece. All these cities were independent. The city-states forged alliances with
one another. Each city state was proud and jealously guarded its independence.
This made them to be characterized by battle and shifting alliances. Cooperation
among them also took place. The citizens were very patriotic. Where the enemy
was non-Greek, the other city states came to the defense of their counterpart.
The city-states governed themselves differently. Sometimes they had kings for
example at Sparta. Other cities were led by a self-imposed strong man who
ruled the way they wanted. Such a leader is known as a tyrant. Sometimes the
nobleman ruled, and this was called an aristocracy. Sometimes all the citizens
took part in the government. This was called a democracy. It was practiced in
Athens. All adult male assembled together to discuss issues of interest to their
polis. Other forms of government in the city states were: monarchy, oligarchy
and aristocracy.
Ancient Greek city of Athens
In city states were found the asty (city itself) with its watchtower, the agora
(public square/market place) and surrounding rural- agricultural lands referred
to as the chora. The asty was the business, political, religious and social centre
of the entire community while the Chora provided the food to both the villages
and to the city.
Participation in games
In Ancient Greek, there was a strong belief that athletic competitions were a way
to please the gods and honour the dead heroes. Greeks therefore participated
in the Olympic games from 776 BC. During the games, fighting city-states even
suspended wars between them to allow the competitions to go on.
The games were held after every four years. They attracted some 40,000 Greeks
into the stadium built in Olympia. The games were dedicated to the god Zeus,
father of the gods. The games lasted for more than five days.
Games events included foot races, wrestling, boxing, jumping, javelin, discus
throwing and chariot-riding. Athletes were proud of their bodies and emphasized
physical fitness. A greek by the name Myron, made a famous marble sculpture
of a discus thrower around 450BC. This sculpture survives in the Roman copy
of the Greek Bronze. The most celebrated event during the Olympic Games was
known as the pentathlon. It was considered the supreme contest of athletic
skill. Winners were crowned with a wreath of olive leaves, a coveted Olympic
prize. The wreath of olives awarded the candidate was considered sacred toZeus.
The Greek Olympic Games came to an end in 393 AD. They were banned by a
Christian Roman Emperor. He saw them as pagan practices. But fifteen hundred
years later, the games were revived through the efforts of a French baron, Pierre
de Coubertin, who was inspired by the ideals of the Ancient Greeks. In 1896, the
first modern Olympic Games were held in Athens, Greece. Since then, the games
have been a major event in the history of sports in the world.
Belief in gods and goddesses
Ancient Greeks were very religious. They believed in gods and goddesses. They
had a common religion based on twelve chief gods and goddesses. These deities
were thought to live on Mt. Olympus, the highest mountain in Greece.
The gods and goddesses include the following:
Zeus – the chief god and father of the gods
Athena – goddess of wisdom and craft
Apollo – god of the sun and poetry
Aphrodite – goddess of love and beauty
Poseidon – brother of Zeus and god of the seas and earthquakes
Hades – the god of the underworld – where the spirits of the dead went
Nemesis – god of vengeance
Nike – goddess of victory
Apollo - god of archery, music, poetry, prophecy, medicine and later on god of
the sun.
Although the twelve gods and goddesses were common to all Greeks, each citystate usually singled out one of the twelve Olympian gods as its guardian e.g.
Athena was the patron goddess of Athens, for example. Each polis also had its
own local gods. These local gods remained vital to the community as a whole.
Important elements in the Greek religion were rituals and festivals. The Greeks
wanted the gods and goddesses to look favorably upon their lives and activities.
This was what informed these religious practices.
Artistic heritage
The Greeks attached a lot of importance to artistic expressions. Their arts have
greatly influenced the standards taken by those of other European groups.
Human beings were the subject matter of ancient Greeks’ art. In them, people
were presented as objects of great beauty. It was based on the ideals of reason,
moderation, balance and harmony in all things.
Greek art was shown in their unique architecture and sculptures. Here, they
went to great lengths to show their expression of beauty. Some of these works
still stand today. On architecture, their artistry was visible in the temples they
built for their gods and goddesses. An example was the famous building built
in the fifth century BC, the Parthenon. This temple was built between 447 and
432 BC under the supervision of Ictinus and Calibrates as the master builders.
The temple covered 23,000 square feet.
It was dedicated to Athena, the patron goddess of Athens. The temple was also
dedicated to the glory of Athens and the Athenians. It shows the principles
of classical architecture: the search for calmness, clarity, and freedom from
unnecessary detail. The Parthenon still stands on the Acropolis in Athens. Its
classical beauty and symmetry symbolize the power and wealth of the Athenian
empire. The temple was decorated with statuary and beliefs by the sculptor
Phidias.
They also made sculptures and statues. Their sculptors showed relaxed
attitudes. Most of their faces were self-assured, their bodies flexible and smooth
muscled. They were life-like as the figures bore natural features.
The sculptors shown their ideal standards of beauty. Most were informed by
Doryphoros, a known sculptor at the time, who operated on the theory that
use of ideal proportions, based on mathematical ratios found in nature, could
produce an ideal human form, beautiful in its perfected features. The figures
were graceful, strong and perfectly formed. Their faces showed neither laughter
nor anger, only serenity. Sculptors also tried to capture the grace of the idealized
human body in motion. They valued order, balance and proportion in the works.
Love of philosophy
In the Greek society, there were thinkers who challenged the belief that events
were caused by the whims of gods. Instead, these thinkers, used reason and
observation to establish the causes of things. They were known as philosophers
or lovers of wisdom.
The philosophers explored many subjects from mathematics and music to
logic (rational thinking). Some were interested in ethics and morality. Through
reason and observation, the thinkers believed that, they could discover lawsthat governed the universe.
They based their philosophy on two assumptions:
─ The universe is put together in an orderly way, and subject to absolute
and unchanging laws;
─ People can understand these laws through logic and reason.
Greek philosophers were divided into two. There were those who questioned
people’s unexamined beliefs and ideas of justice, and other traditional values.
These were known as the sophists. The most famous of them was Pytagoras.
He took a position questioning the existence of the traditional Greek gods.
Pythagoras also argued that there was no universal standard of truth, saying
‘Man (the individual) is the measure of all things …’ These ideas were considereddangerous and radical.
Marble portrait bust from the Archaeological Museum, Athens. Socrates (469-399 BC)
is considered to be the intellectual father of modern Western philosophy. His method of
enquiry was to enter into a penetrating discussion with his companions, questioning the
nature of knowledge itself in pursuit of absolute truths. Socrates himself wrote nothing,
but versions of his conversations are recorded in the written works of his pupils Plato and
Xenophon. Socrates’ pursuit of true knowledge brought him into conflict with the piety
laws of his native Athens, where his eventual prosecution led to enforced suicide. (Photoby Ann Ronan Pictures/Print Collector/Getty Images)
Plato (428-348 BC) was a Classical Greek philosopher and founder of the Academy of
Athens, the first university of the western world. Along with his teacher Socrates and his
student Aristotle, Plato is considered to have set the grounds for Western philosophy andto have influences the thinking of many modern philosophers.
Aristotle (384-322 BC) was a Greek philosopher and polymath, a student of Plato and
teacher of Alexander the Great. His writings cover many subjects, including physics,
metaphysics, poetry, theater, music, logic, rhetoric, linguistics, politics, government,
ethics, biology, and zoology. Together with Plato and Socrates, Aristotle is one of the
most important founding figures in Western philosophy. Aristotle’s writings were the
first to create a comprehensive system of Western philosophy, encompassing morality
and aesthetics, logic and science, politics and metaphysics.
Then there were critics of the sophists. One of their harshest critics was Socrates.
Socrates believed that absolute standards did exist for truth and justice. He
however, encouraged Greeks to go further and question themselves and their
moral character. But like the sophists, his ideas were considered radical and
poisonous. He was later sentenced to death over the same. Others were Plato (a
student of Socrates) and Aristotle (a student of Plato).
Literature and drama
Athens led the other Greek city states in literature and drama. The latter was
made up of both tragedy and comedy. Epic and lyric were other literary forms
in the Greek world of literature. Drama is said to have developed out of the
choruses that chanted lyrical poems also known as Odes, to the god Dionysius.
A group of citizens judged the plays and awarded the winner a simple prize:
a wreath of ivy. The plays were partly acted and partly chanted. Action was
limited as emphasis was on the story and its meaning. Greek literature began
with the epics of Homer, whose stirring tales inspired later writers.
The drama was closely tied to the political and religious life of the state, which
sponsored it. The Dionysian odes were improved by adding characters and
chorus into them, making them conversational, hence being able to bring
human conflict on the stage.
In the drama, staging remained simple. There were two or three characters
(all male) wearing masks, with a chorus of twelve to fifteen members chanting
commentary on the action. Dialogue was in verse, and movements were slow,
solemn and formal, punctuated by music and dance; but the emotional impact
of tragic drama could be overwhelming.
Aristotle is credited with the introduction of definition and explanation of the
nature of tragedy. He declared that the purpose of tragedy was to inspire pity
and fear in the audience, and so to purge these emotions through a catharsis.
Comedy, on the other hand, was even more directly a form of direct political
commentary. It also addressed themes such as sex, farming, the good old days,
the nightmare of politics, the oddities of religion and the strange manners ofthe town, among others.
Prose was another literary genre that emerged in Ancient Greek. The people,
from the fifth century, began to express philosophical and political ideas
through prose. This symbolized the increasing functional literacy of mostly, the
Athenians. It was in this background that later major literary achievements, by
Plato and Aristotle, were to emerge.
Drama held a vital position in the public life of Athens that citizens were
sometimes paid to attend the plays, just as they were paid to hold public office.
As part of their civic responsibility, wealthy citizens bore the cost for producing
the plays.
Writing of History
We owe the discipline of History to the Ancient Greeks. At first, History was
part of literature until Herodotus campaigned for its separation from literature.
The Greeks applied observation, reason, and logic in understanding the human
past. Herodotus was the pioneer in this hence he is often referred to as the
Father of History. According to Thucydides, history was to be written in an
accurate, factual and impartial way. He also vouched for the use of eye witness
accounts in writing in this discipline.
Trade
Ancient Greeks were also seamen and traders. They traded with the neighbouring
lands in a variety of goods. The Greek city states also traded with each other.
Trade made the city states to be rich and prosperous.
In sum, the Greeks were ahead of other people in virtually all fields. Little wonder,
Cicero, the Roman scholar is quoted saying that “in all branches of learning, the
Greeks are our masters”. He made this statement in the first century B.C. It still
holds today. Even in medicine, astronomy and other sciences, they made their
footprints. The Greek Civilization spread to other parts of the world through
education (literacy), trade and conquest. They built their civilization from the
wide array of resources which abounded in their environment. A few examples
were marble, limestone, copper and silver. Coupled with the bounty of the sea,
and fertile land, they had a lot of wealth and food which supported their strong
and growing population.
The Greeks were united by geographic region, language, religion, economics
and common customary practices. However, they remained divided politically
into the scores of the independent city states. Loyalty was first and foremost tothe city state before it extended to the more remote ideal of Hellas.
Architecture
Like other ancient communities, the Romans paid attention to architecture.
Their architecture borrowed a lot from the Greek and Etruscans ones. They
also introduced new designs and materials in their works. The Romans, for
example, pioneered the use of concrete in construction. Roman architectural
works were hence an improvement over the earlier Greek ones.
Roman civil engineering and building construction technology became
developed and refined. Some of what they built have remained to date for
example, the Pantheon (with one of the largest single span domes in the world),
a building still found in the business district of the present city of Rome. There
was also the Colossium, a theatre which could accommodate 50,000 spectators.
The pantheon was a temple of all Roman gods.
Roman architectural developments were found in virtually all the cities under
its control and influence. A few examples are: the Verona Arena in Verona
Italy; Arch of Hadrian in Athens, Greece; Temple of Hadrian at Ephesos in
Turkey; a theatre at orange in France and Lepcis Magna in Libya among others.
The architectural works were visible in palaces, stadiums, temples, private
dwellings, villas, public buildings and hydraulics. Roman architectural works
emphasized grandeur. Roman Aqueduct at Segovia, Spain
Romans are known to have experimented with the dome and pioneered in the
building of amphitheaters, public baths, and race courses. In the empire, public
buildings were of massive proportions and solid construction.
Roman architecture made use of rows and columns and rectangular buildings.
They also used curvilinear forms (forms based on curved lines): the arch, vault,
and dome. Combined with concrete, the curvilinear forms saw the Romans
building massive building by their times.
Closely related to architecture was road construction. They made big strides
in this area even though they did little in science. Engineering was thus their
strength. The Romans built magnificent roads and bridges some of which have
survived to date. Aqueducts brought water into Rome from nearby hills. The
water was used for drinking and bathing. It also served as sewage system.
Law
The early Roman republic had a written code of law which was heavily based
on custom. It was known as the ‘Twelve Tables or tablets. They were written to
make the interpretation of the law objective. Work of writing the law begun in
451 B.C. It involved a group of ten officials. Upon finishing the work, the laws
were carved on twelve tablets or tables and hung in the Forum (market place).
These laws became the basis for future Roman law. They were based on the
spirit of equality of all citizens to the law. Every individual had thus a duty to
protect the law.
Through the universal laws, they were able to establish standards of justice
that applied to all people. The standards of justice brought by the Romans
included principles that were recognizable by people. An individual was
regarded innocent until proved guilty. Every suspect was allowed to face his or
her accuser and himself or herself before a judge who was expected to weigh
the evidence carefully before making a verdict. The Roman law was based on
the following principles:
─ All persons had the right to equal treatment under the law.
─ A person was considered innocent until proven guilty.
─ The burden of proof rested with the accuser rather than the accused.
─ A person should be punished only for actions, not thoughts.
─ Any law that seemed unreasonable or grossly unfair could be set
aside.
Government
From the earliest times, the Romans had distrust of Kingship and of a sole ruler.
This was due to the lessons they learned from their experience with Etruscans.
As a result, the Romans devised a complicated system of government.
In the Roman republic, the chief executive officers were the consuls and praetors.
Two consuls, chosen every year, ran the government and led the Roman army
into battle. In 366 BC., a new office, that of praetor was created. The occupant
oversaw civil law. A counsel’s term was only one year, and once elected, he could
not be elected again for ten years. One counsel could also overrule or veto the
others’ decision.
The senate was made up of a select group of about 300 land owning men who
served for life. It begun by serving as an advisory body to government officials.
Later, by the 3rd Century BC., it got the force of law. Senators each year, elected
from the patrician class two consuls. The power of the consuls was thus checked
by the senate. Consuls’ power was further checked by limitation of terms. They
could only serve for one term. Membership to the senate was for life.
There were also a number of assemblies in the Roman republic. It was
organized by classes based on wealth. This assembly was fixed in such a way
that the wealthiest citizens always had a majority. It elected the chief officials
and passed laws.
The senate was allowed during war, to elect a dictator, or a ruler who enjoyed
complete control over government. The consuls chose him before the senate
elected. Each Roman dictator was granted power to rule for six months. After
the expiry of the time, the dictator had to give up power and go back to his
former duties. This governmental set-up made Roman writers to boast by
about 275 B.C. that they had attained a balanced government. This was because
there was a blend of monarchy, Aristocracy and democracy. They believed that
mixture gave them the best features of all kinds of governments.
When Rome became an empire, from the reign of Octavian, Senate gave him the
honorific title of emperor. He became known as emperor Augustus. This marked
the beginning of the Roman Empire. From the date, Roman rulers adopted the
name of emperor. But like before, they exercised the very powers as during the
period of consulship.
Social organization
The family held a central place in the Roman society. By law and custom, power
at the household was vested exclusively in the eldest man, known as the ‘pater
familias’ or the father of the family. This individual had absolute authority over
the family. He controlled all family property. He could sell a member of his
household into slavery or even kill any member of the family without penalty.
The father was equally the individual who protected the family, spoke on behalf
of the family in public assemblies or in law courts. He also acted as the family’s
chief priest.
Roman women were in charge of the day to day management of their families.
Generally in Rome, women enjoyed more freedom than in the Greek society.
They had right to own property and testify in court. They also often provided
advice to their husbands on business and politics.
All members of the family and by extension the clans, were supposed to uphold
the principles of their ancestors, a set of traditions known mos maiorum.
Traditions were considered sacred and were products of many years of
experience.
The Roman society was divided into classes. At the top was a group of families
which claimed that their ancestors had been parts or “fathers” who had founded
the city of Rome. These families were privileged and belonged to a class known
as the patrician. They claimed that due to their ancestry, they had the right to
make laws for Rome and its people.
The other class which brought together common farmers, artisans and
merchants formed the plebeians. They were citizens with a number of rights,
including the right to vote. However, they were considered to be below the
patricians. In the Roman society thus, birth and not merit or wealth, was the
sole determinant of an individual’s social and political status. Voting when the
Republic was founded in 509 BC was exercised by the patricians and plebeians.
Slaves, women and children were not allowed to vote.
On food, the Romans observed very simple dietary practices. They usually ate
the first meal of the day at around 11 O’clock. It consisted of bread, salad, olives,
cheese, fruits, nuts and cold meat which had been left over from the previous
night’s meal. They also had other meals such as breakfast and dinner.
Education
Formal schooling begun around 200 BC. In most of the Roman Empire, pupils
began to learn at around age six and spent the next six to seven years in school.
They learnt basics of reading, writing and counting. By age twelve, they were
introduced to learning Latin, Greek grammar and literature after which, they
undertook training for public speaking. Romans highly valued oratory. Good
orators commanded respect from the rest of the society. It was for this reason,
that one of the objectives of education and learning, was becoming an astute
orator.
Language
The Romans’ native language was Latin. This was a form of Italic language in the
Indo-European family. There were several forms of Latin spoken in the empire.
Silver Age Latin was the most popular. The language’s alphabet originally came
from the Greek one.
Greek was spoken by the well-educated elite. Most of the literature studied
by Romans was in Greek. Latin in this area was mostly used by the Roman
administrators and soldiers. Eventually, Greek replaced Latin as both the official
written and spoken language of the eastern empire. The western empire used
Latin. Later Latin was to spread in various dialects to Western Europe as a
distinct Romance language hence giving birth to Portuguese, Romania, French,
Italian and Spanish.
Literature
Roman literature, like, its religion, was greatly inspired by the Greeks’. The
earliest were historical epics which told the early history of Rome e.g. Augustus
sponsored the historian, Livy, to document the history of Rome from its founding
to the rule of Augustus. He did this in 142 Roman style books. Generally, Latin
literature took many forms.
The expansion of the empire culminated to expansion in the type of literally
works. Writers began to produce poetry, comedy, history and tragedy. Some of
these works have survived in today e.g. “Histories” of Tacitus, Julius Ceasers’
“Gallic wars” and Livy’s “History of Rome”.
During the reign of Augustus, the literature of the time is generally referred to
as works of the Golden Epic. Most literature of the “Golden Age” were vigorous,
affirmative and uplifting. It mainly served political and propaganda ends.
Whereas that of the silver age was characteristically less calm and balanced. Its
effects are said, to have derived more often from self-conscious artifice. Most
were intended to entertain than instructor uplift the mood of the reader.
Visual art
Roman art was greatly influenced by Etruscans – especially in portrayal
of political issues. Greek art also influenced Roman art from the 3rd BCE. It
surpassed the influence the Etruscans had exerted on the Romans. Many Roman
homes were decorated with landscapes by Greek artists.
With time the Romans came up with their own styles. Some remarkable ones
were: “Incrustation” in which the interior walls of houses were painted to
resemble coloured marble. A second style involved painting interiors as open
landscapes, with highly detailed scenes of plants, animals and buildings.
The Romans learned the art of sculpture from the Greeks. From the knowledge,
they were able to create realistic portraits in stone. Much of the Roman art was
practical in purpose. It was intended for public education.
The Roman artists were especially good in creating mosaics. These were
pictures or designs made by setting small pieces of stone, glass, or tile onto a
surface. Most villas, the country houses of the wealthy, had at least one coloured
mosaic. Romans also made good works of painting. Most of the wealthy people
had bright, large murals, called frescoes, painted directly on their walls.
Music
The society in Rome recognised and appreciated the vital role played by music
in life. In the entire empire. They graced both private and public events with
music. There was music during nightly dining and in military parades and
maneuvers. Romans used a variety of musical instruments in their songs. Some
of the main ones included; tuba, cornu, aulos, askanles, flute, panpipes, lyre,
lute, cithara, timpani, drums, hydraulis and the sistrum.
Economy
In Imperial Rome, agriculture was the main economic activity. All else depended
on the industry. About 90% of the population engaged in farming. Most people
survived on produce from their farms. Additional food stuffs (when needed)
and luxury items for the rich were obtained through trade.
From the time of Augustus reign, a silver coin called a denarius, was used as
a medium of exchange. Existence of a common currency made commercial
transactions throughout the empire. The coins often carried the likeness of
the emperor or depicted a Roman achievement. A standard system of coinage
developed in 269 BCE.
Transportation when carrying out trade was made easy by the existence of
the Mediterranean Sea. Ships from the east travelled along the sea under the
protection of the Roman’s navy. Trade made cities on the eastern Coast of the
Mediterranean to expand and become rich. Examples of these cities were:
Corinth, Ephesus and Antioch.
Apart from water transport, the empire had a good network of roads. Roads
linked various places in the empire. The roads were originally built by the
Roman army for military purposes. The most important were the silk roads,
named for the overland routes on which silk from China reached the Romans.
Other luxury goods also passed through the same routes. There were numerous
trade goods which changed hands in the empire.
Religion
The earliest Romans worshipped powerful spirits or divine forces, called
Mumina. These spirits were thought to reside in everything around them.
Closely related to these spirits were the Lares, for each family.
Interactions with the Greeks and Etruscans made the Romans begin to associate
the spirits with human like forms and individual personalities. The spirits now
got Roman names and were honoured through rituals. People expected the gods
and goddesses to give them favour and ward off misfortunes from their midst.
In the empire, the state and religion were linked. The deities were symbols of
the state. Individuals were expected to honour them in private rituals and intheir homes. Priests also conducted public worship ceremonies in temples.
Polytheism or belief in more than one god, thrived in the Roman Empire. Among
the most important gods and goddesses were Jupiter (father of the gods), Juno
(Jupiter’s wife who supposedly watched over women), Minerva (goddess
a wisdom and of the arts and crafts) and Vesta (goddess of home). Emperor
worship also came with the creation of the institution.
It became part and parcel of the state religion of Rome. Priests were appointed
to work for the governor. Their religion depended on knowledge and the correct
practice of prayer, ritual and sacrifice. They also never placed great emphasis
on rewards and punishments after death.
But unlike the Greeks, the Romans revered their ancestors, their “household
gods” included deceased members of a lineage who were worshipped in order
to ensure a family’s continued prosperity.
Each home had a household shrine at which prayers and libations were offered
to the family deity. The Romans looked on their gods to bestow upon their
households, city and empire, with the blessings of prosperity, victory and
flexibility.
There was religious toleration in the Roman Empire. This witnessed varied
religious traditions. People were expected to honour Roman gods and
acknowledge the divine spirit of the empire and upon meeting these conditions,
they had freedom to observe their other religious practices as they pleased.
Sports
In the ancient city of Rome, there was a place called the campus. Here, Roman
soldiers conducted drills. Later the campus became Rome’s track and field
playground. Other urban centres in the empire copied the campus in their
centres and military settlements. The youth in the urban centres, assembled
in the campus to play, exercise and perform inappropriate acts. These acts
included: jumping, wrestling, boxing and racing, riding, throwing and swimming.
In the rural areas, people also participated in fishing and hunting. Women were
prohibited from partaking of these activities.
There were several ball games which could be found in Ancient Rome. These
included: dice (Tesse-rae or tali) Roman Chess (Latrunculi) Roman Checkers
(Calculi), tic-tac-toe (Terni Lapilli) and Ludus duodeeim Scriptorum and Tabula.
Philosophy
Roman philosophy heavily borrowed from its Greek predecessor. Two major
philosophical schools – Cynism and stoicism – derived from Greek religion and
philosophy became prominent in the Roman empire in the 1st and 2nd Century
A D. These two philosophies were fairly merged in the early years of the Roman
Empire.
The two philosophies expressed negative views on civilization, something which
was reflected in their adherants way of life. Cynicism upheld that civilization
was corrupt and people needed to break away from it and its trappings while
stoicism, on the other hand, taught that one must surrender all earthly things
and assist others.
Apart from the three philosophical schools we have mentioned above, there was
also Epicureanism. The most renowned of its Roman exponents was Lucretius
(98-35B C). He expresses the view that everything is a product of mechanical
evolution, including human beings and their habits and beliefs. He nonetheless
admitted the existence of the gods but saw them as living in eternal peace,
neither creating nor governing the universe.
Lucretius and Cicero led the other Roman philosophers in advancing Greek
thought in the Roman Empire. Their teachings resonated well with the upper
classes. Cicero wrote in a rich and elegant Latin prose style that has never been
surpassed. His prose became a standard for composition and has been up to
today.
Militarisation
The Roman society was highly militarised. Citizenship for provincials could
be obtained after 25 years of military service. The army doubled as an army
corps of engineers. They built roads and other forms of infrastructure such as
aqueducts.
Rome fought mercilessly with its neighbours. It had most of its male population
pass through military service. This made it a highly militarized state. Even
leaders had to have passed through the military to be accepted to lead. Political
career of an individual could only commence after ten years of service in the
military.
The Roman Civilisation spread to all the lands they controlled. This happened
through trade and conquest. Its location along the Mediterranean region
enabled people to pursue their commercial interests while their military
nature, allowed them to register victories in their enemies’ camps. Once they
had brought an area to their fold, the Roman administrators helped to spreadtheir civilisation in the areas.
Sports
In sports we owe to the Greeks the Olympic games which are held after every
four years. The games are today a global event which attracts teams from
various nations in different parts the World.
Literature
Greeks pioneered drama as a form of entertainment. They performed plays
which explored the struggles made by individuals to free themselves from the
imperfections in their characters. The playwrights balanced their tragedies
with comedies that poked fun at the important and the disliked. Some of the
outstanding playwrights included:
Aristophanes added his genius by using satire and comedy to make his points
about society and politics of the time.
Hommer believed to have been two people with the name to have written the
Iliad and the Odyssey.
Sappho brought lyric poetry as a genre.
Aeschylusintroduced ideas of dialogue and interacting characters to playwrighthence inventing drama.
Sophocles brought irony as a literacy technique.
Plato introduced philosophy in literature through his dialogues.
Writers valued and preserved much of the knowledge and writings of the past
in libraries such as Alexandria, the most famous in the world.
Athenians led other Greek city states in literary appreciation. They are famous
for their love and appreciation of literature especially poems and plays. The
world today has borrowed heavily from their rules and habits for writing,
reaching and theatre arts performance. Some of their plays are still being
performed in different parts of the World today.
History
The Ancient Greeks are credited with developing history as a distinct discipline
of study. Prior to this, history was considered to be part of literature. Herodotus
constructed a narrative of the Persians wars using critical methods and
interpretative framework. Later, Thucydides (460 – 400 B .C) used scientific
methods in writing the History of the Peloponnesian war. He used the analytic
methods borrowed from science and philosophy in writing the history so as to
produce ‘an exact knowledge of the past as an aid to the interpretation of the
future.’
Philosophy
Philosophy is the study of nature and meaning of the universe and of human life.
The Greeks believed in rational explanation for the existence of the universe or
wise people. They believed that truth was relative and depended on how one
argued his or her case out notwithstanding whether what was at stake was
truthful or false.
The philosophers tried to understand humanity’s relationship to nature, the
gods, individual to another and between the individual and the groups of human
society. Some of the most renown philosophers of ancient Greece are. Socrates,
Plato, Aristotle, Zeno, Epicurious.
Science and Mathematics
Greeks made most pronounced legacy in science and mathematics. Various
personilities made numerous contributions. A few examples include:
Aristarchus of Samos living around 200 B.C. discovered that the earth and the
other planet revolved around the sun.
Eratosthenes discovered that the earth is spherical.
Euclid around 300 B.C, in his school at Alexandria, borrowed from the
ideas of other scientists from Mesopotamia and Greece and developed the
basic principles of geometry. Later other Greek mathematicians developed
trigonometry. In schools today, students still study Euclid geometry. Euclid also
noted that light travels in straight lines and described the law of reflection.
Archimedes (287 -212 BC). He was a student of Euclid. He developed various
laws of physics. His discoveries included: the principle of determining specific
gravity and the basic principle of the modern conveyor belt. He is also said to
have known the use of the pulley system and the lever and once used them to
pull a loaded ship out of the sea and brought it to the beach. Today, there is even
a screw pump which bears his name. Archimedes also defined a spiral.
Hero living in Alexandria, around 100 BC made a long list of inventions some of
which includes a fire engine and steam engine.
Hippocrates is known today as the father of medicine. He believed that sickness
is a result of natural cause and not a product of god’s wrath. He formulated the
Hippocratic Oath which outlines the responsibilities of the medical profession
up to today.
Herophilus lived around 200 B.C. He made several discoveries on how the body
functions. The main ones were that blood is pumped from the heart through
the arteries to other parts of the body, the pulse is vital in revelation of sickness,
there exists a relationship between the brains and the nerves and lastly, the
brain is divided into many sections, each with its own functions in controlling
various parts of the body.
Thales of Miletus (640 – 610 to 548 – 545 BC ) – He travelled widely and learnt
a lot during his travels. Thales brought Phoenician navigational techniques
into Miletus. He also revised the calendar, brought Babylonian mathematical
knowledge to Greece and used geometry to solve problems such as calculating
the height of pyramids and the distances of ships from the shore. Thales studied
astronomy in Babylon and came back home and predicted the eclipse of the sun.
Pythagoras (569 – 475 B.C). He was a philosopher and mathematician. He
studied astronomy and geometry before founding the Pythagorean cult. The
cult was devoted to the study of numbers which they saw as concrete. As a
mathematician, Pythagoras also investigated the ratios of lengths corresponding
to musical harmonies and developed methods of geometric proof. In geometry,
he developed the Pythagoras theory or Hypotenuse theorem that is still beingused today.
Architecture
Ancient Greeks excelled in great architectural works. Most of the formulas they
invented as early as the 6th Century B.C have informed the world of architecture
for the past two millennia. They built temples, theatre and stadiums which are
still the envy of the present world. We owe today our theatres and stadium
designs to this Ancient civilization.
Greek architecture still influences many people today. The US Supreme Court
design, for example, was influenced by the Parthenon, the Greek temple to the
goddess Athena.
Government and law
Greeks are credited for introducing and practicing democracy, system of
checks and balances in government, equality before the law and active citizen
participation in the civic functions of the state. They also brought the issue of
political and civil rights which were limited to citizens of a city state. As citizens,
people had their duties and responsibilities to the state and fellow citizens
clearly spelt out.
Athens was the first Greek city to set up a democratic government. All free men
were members of the government. They passed laws and were allowed to serve
on a jury of its 30,000 citizens, 500 were chosen on a yearly basis to run the
city. Those chosen were given stipends as token of appreciation for their work.
The outstanding Athenian leaders who contributed towards the development
of democracy were Solon (early 594 – 508 BC) Pericles (461 – 429 BC) and
Alexander the Great (336 – 323 BC).
Art, music and dance
Greek art, music and dance have exercised an enormous influence on the
culture of the present world. In art they made sculptures and statues of stones
marble, limestone and clay. Drinking vessels were made from lumps of gold,
silver or bronze, stamped with a geometric design. One of the great sculptors
was Phidias who lived during the 400 B.C.
He is credited with carving the massive statues of Athena which stood within
the Parthenon. He also carved the great statue of the seated Zeus at Olympia,
the site of Olympic Games – today listed as one of the Seven Wonders of the
World. Other well known sculptors were Praxiteles and Myron who both livedin the 300s B.C.
On music and dance, Greek folk music and the ballad-like reciting of epic poetry.
The Greeks created their art to look natural and realistic. The depictions of
nature, humanity and noteworthy events of society were designed to please
the public, support civic pride and to reinforce Greek ideals of beauty.
The Greeks civilizations as can be seen from these contributions left a rich legacy
to the modern world. However, it equally had it flaws. Women and slaves had no
political rights. Foreigners were also prohibited from owning land. These made
the Greek system to be discriminative by today’s standards.
Religion
The Greeks shared a common religion and belief system. They believed in many
gods and goddesses. Their belief system was also made up of heroes and myths.
Greek gods and goddesses had human appearance. They also bore human
characteristics and attributes. The deities participated directly in human affairs
according to Greek beliefs. In addition, the Greeks believed in oracles to tell the
future and to give prophesies.
Today, religion is common to humanity. It is based on a system of beliefs just
as during the Ancient Greek period. Belief in oracles is still practiced in games
and sports and many other fields of human endeavour. The belief in existence
of gods (or god), life after death, provision of sacrifices and offerings to god,
command of divine powers over human life and observance of festivals and
rituals in religious life, were evident in the Greek Civilization. We owe these
partly to the Greek Civilization.
Belief in military power of a country
Sparta was renowned for her military power. She built an army which proved
fatal to other Greek city – states and beyond. War was glorified and every effort
was made to train boys to serve in the military. Today, all world states have
developed their military along almost similar lines. A might of a nation is partly
seen through its military capability.
During training today, like during the Spartan period, body and mind held a
central place. The recruits and those in service have their bodies and minds
hardened and shaped for war. This is also what took place in Sparta.
The saying “all roads lead to Rome” attests to the fact of Rome’s contribution
to modern society. They made countless contributions to us in virtually all the
fields. Today, we use some of the inventions and innovations. The main ones
include:
Christianity
Rome allowed Christianity to spread and flourish in her empire. Ideas about the
faith spread easily inspite of persecution from some rulers and even citizens.
Today, Christianity is one of the major world religions. We owe it partly to some
Roman emperors.
The same can be said on monotheism e.g. emperor Constantine made
Christianity legal thus elevating it above other religions. This gave it an upper
hand. Rome thus helped spread Christianity to other parts of the world.
Government
Representative democracy was reflected in the Roman republican system.
Senators represented groups of people thus bringing an element of democracy.
The people’s representation injected some checks and balances in the
governance process.
Power was distributed and not concentrated in one office. This form of
government has been emulated by governments in the world today. In a way
too, the Roman division of their republic into three branches: the Consuls
(who served as judges and army leaders) the Senators (who acted as political
advisers) and the Assembly (made up of army members whose role was to
approve or reject laws) mirrors the separation of powers found in democratic
governments today.
Like modern democracies, the Romans through their “Twelve Tablets” had
something akin to a written constitution. The rules, like today, applied to all
citizens alike. They also referred to property, marriage, family, crime, theft and
inheritance.
Architecture
Architecture is one field in which the Romans made great strides in. Their
knowledge and skills have been acquired in the modern world. Their
architectural styles were evident in use of improved arches and columns of the
Greeks; the rounded domes, sculptures, frescos and mosaics. They also used
concrete, mortar and cement. This enabled them to develop some structures
which have withstood the test of time such as the pantheon and the colosseum.
In their architectural work, we are able to witness symbols of their power and
creativity in mixing materials and creating masterpieces using new building
techniques for visual effect and structure enforcement.
These structures were made across rivers, included large networks of
underground channels which supplied water to cities and valleys. Later, through
the aqueducts, households benefited from indoor plumbing, an efficient sewer
system. Central floor heating or hot baths were also spread by the Romans even
though they were not inventors.
Today all the innovations of Romans have made our life easy. Buildings, bridges
and harbours and pipeline transport for water are in use in virtually every part
of the world. The Roman architectural styles have also been copied in many
parts of the world e.g. the US capital building, the Lincoln memorial and most
state capitals in the USA.
Entertainment
Our idea for mass entertainment came from the Romans. People were
entertained in the forum and in the colosseum, Rome’s Amphitheatre which had
a capacity of accommodating 60,000 persons. Games were played, sports were
held, musical and theatrical performances, public executions and gladiatorial
combat performed. The colosseum’s floors also hosted mock naval battles for
public watch. Today mass entertainment is a feature of modern humanity.
Roads
Roman roads have greatly influenced our modern road construction. Some
of these roads are still in use today e.g. via Appia, an old road that connects
Rome to Brindisi in southwest Italy. Their highways were straight, plane and
resistant to damage. Like today’s highways, these roads use the most direct
route to connect cities. In fact, several of the modern roads connecting what
were Roman cities have followed routes that were chosen by the Romans.
Calendar
The Julian calendar (named after its inventor, Galus Julius “Ceasar”) gave a lot
to the modern calendar. (Which was reformed by Pope Gregory 1600 years
later). The calendar is still being used the way it was in many Greek Orthodox
churches.
Our modern calendar has retained the names of the months as they were in
the Julian calendar. All the months’ names are derived from Latin e.g. January
(from “Janus”, god of the beginning of times) February (from “Februa” a Roman
festival), March (from “Mars” the god of war), April (from “aspire” meaning
“open”, referring to the blossoming of plants in spring), May (from “maia,”
goddess of fertility), June (from “Juno”, goddess of women and marriage, hence
the expression “June bride”), July (from Julius Ceasar himself), August (from
emperor Augustus), September (7th as March was the First month at the time),
and, October (8th), November (9th) and December (10th month). The use ofcalendar has remained in today’s society.
Meal system
Ancient Romans invented the three-course meal that is popular in the world
today. Their meal was made up of starter, main dish and dessert. This tradition
was prevalent in the empire.
Law
The modern world has also borrowed a lot from the Roman law. The Justinian
Dynasty opened the eyes of the world to the need for legal reform. This had
followed the Twelve Tables. But the ascendancy of the Justinian dynasty saw
steps being made towards reforming the Roman law.
Beginning AD 528, a panel of experts was assembled by the emperor to reform
the law. They came up with the codex, an updated collection of the laws. Later,
the Digest and the institutes were completed. All these saw the bringing to an
end of the legal reforms in AD 534. Together, these writings were called the
“Corpus Juris Civilis” the body of civil law”. They have greatly influenced law,
first in the western world and secondly, by extension to the whole world.
Literature, philosophy and history
Poetry and use of satire in verse in literature were popular in the Ancient
Roman empire. Use of history to achieve nationalistic and patriotic ends was
a major feature among Roman historian’s works’ Like today, historians equally
criticized aspects of governance or regimes they felt took away the peoples’
liberty. The Romans respected philosophy’s contribution to society. They were
guided by Greek philosophical schools. The Romans spread ideas of these
philosophies to the areas they controlled.
Today, the world owes a lot in these three fields to the Romans. Even some of the
books they wrote in literature, philosophy and history have been interpreted in
other languages and are still being used today.
Art
Art was another area where the Romans have left an indelible mark. Uses of
realism, idealism and revealing of an individual’s character in a piece of art
have their origin in Ancient Rome. Today, art is dominated with these qualities.
We can also not forget the idea of beautifying homes with works of art in the
modern society. This was also popularized by the Romans. Use of frescoes and
mosaic have also their roots in ancient Rome.
Science and mathematics
This is an area where the world today also owes something from the Romans.
Although the Romans generally left scientific research to the Greeks, these were
their citizens hence their contributions are treated as Rome’s.
In Egypt, the Romans left the Hellenistic scientists to exchange their ideas freely.
This made scientists like the astronomer – mathematician Ptolemy, to come up
with his theory that the earth was the centre of the universe, a mistaken idea
that was accepted in the western world for nearly 1,500 years.
The Greek doctor Galen made advances in the medical field. He insisted on
experiments to prove a conclusion. This medic compiled a medical encyclopaedia
which summarized what was known in the field of medicine at the time. This
book remained a standard text in the medical profession for more than 1,000
years.
In addition, the Romans, popularized the use of science. They applied geography
to make maps, and medical knowledge to help doctors improve public health.
Currency and trade
Throughout their reign, the Romans maintained a stable currency and a prosperous international trade. Stability of currency and promotion of international trade are today still vital economic issues.
UNIT12:CAUSES AND IMPACT OF AMERICAN REVOLUTION
A revolution is a fundamental change that sweeps across political, social
and economic spheres of life in a given society. A revolution is either gradual
(peaceful) or sudden (violent). It occurs in a society not because people want it
but due to unbearable circumstances or conditions experienced by the masses.
Between 1765 and 1774, a revolution broke out in North American colonies
as a peaceful political and economic reform movement but later in April 1775
embraced a violent approach against London leaders. It had been the same
scenario in France French revolutionaries wanted political reform from the
Bourbon Monarchy that had ruled France for about 500 years.
American Revolution of 1776 is recognized as the decline of Modern Times
History. It marks the beginning of changes that transformed world evolution
during contemporary Epoch. This revolution had been the first to attempt on
Absolute Monarchy powers that ruled Europe since the medieval period.
Before analysing the causes of the 1776 American Revolution better an overview
is made on this part of the world inhabited and ruled up the outbreak of this
revolution.
12.1.1. American settlement
- Since the 15th century AD (end of the Middle Ages), central and southern
America was well known to Europeans through transoceanic voyages
discoveries. Christopher Columbus and Amerigo Vespucci reached
American coast in 1492 AD. But the rest of the Northern America came
to be known after in the 17th century during the European colonisation.
This part of America was turned into a settlement and exploitation colony
where numerous peoples especially whites from Europe (British, French,
Dutch, Spanish, etc.) shared all of its lands.
─ The Indians, as the indigenous peoples, lived in the modern Canada;
─ The British, numerous, settled along the Northern coast of Atlanticocean in modern United States of America;
─ The French occupied Saint Lawrence valley and Louisiana State;
─ The Dutch settled for a short time New York;
─ The Spanish occupied California, Texas and Florida States;
─ The first Black Africans settled America in 1619 where they were
used as slaves working on European plantations. Due to this forced
labour system, Blacks were scattered from eastern to western coasts
of America but most of them settled North and South Carolinas,
Virginia, Georgia and Maryland where were working on sugarcane
and cotton plantations.
12.1.2. Creation of the Thirteen North American colonies
Between 1606 and 1733, the British created in North America thirteen coloniesdepending on the British Crown’s rule.
Those colonies were: Pennsylvania, Massachusetts, Georgia, Virginia, Rhode
Island, New Hampshire, New York, New Jersey, Maryland, Connecticut,
Delaware, North Carolina and South Carolina.
Politically and economically, all these colonies had to report to the British
crown in London through the British representatives appointed in American
and small number of American born local authorities working on behalf of the
British.
This situation lasted from the inception of these colonies up 1765 where started
peaceful petitions of Americans on the way they were treated on their own
land. The harsh rule of the British crown in North America created discontentthat progressively amounted in a violent revolution of between 1774 and 1776.
The American Revolution of 1776 broke out during the reign of King George
III in England due a number of factors which were economic and political in
nature and character.
12.2.1. Political causes
The rise of nationalism and liberalism in America in the opening years of
18th century: American colonies were not visibly represented in the British
administration and British Parliament was in the majority of the British
whereas a great number of Americans were so literate and had no participation
in political matters.
The rise of literates’ class and philosophers like Sam Adams and Thomas
Jefferson: These ones persuaded all Americans to fight for their freedom
from the British hands. This determination resulted in American war for
independence of 1776.
Military and financial assistance from France: France sent troops led by
General Marquis Delafayette to America with the prime objective of revenging
against Britain which from 1756-1763 fought, defeated France and grabbed
France colonies of India and Canada. During this assistance, France lost (spent)
2000 million French livres as a financial assistance.
Long distance between Britain and America contributed to the sending of a
few British troops in America to put under control all colonies security: This
weakness helped a lot American revolutionaries get their independence.
Taking back of the charter of Massachusetts: This aimed to end American
local self-government.
The effects of Anglo-French war of 1756-63: During this war, France was
fighting with Britain over profitable colony of Canada. The war ended with
the defeat of France by Britain and taking over Canada. The effect of this was
that it weakened Britain financially and encouraged the Americans to revolt
against her. Britain also raised taxes to solve financial crisis at home. Americans
protested against the tax increment. The role played by revolutionary leaders.
The most notable one was George Washington. He organised the minutemen
and mobilised foreign support to fight for their independence.
The character of King George III of England:He came to power in 1760. Unlike
the former kings, he wanted to bring American colonies to closer control. In
order to achieve this, he introduced a number of harsh laws. He was also sorigid that he refused to change the taxation system.
The oppressive rule of the British government: The British leaders such as
Greenville, Townshend and Rocking were harsh to the Americans. They did not
allow freedoms such as of speech, press and worship. There were no fair trials
in courts of law. All these annoyed the Americans.
The passing of intolerable acts: These included the Stamp Act whereby
revenue stamps were put on printed materials and commercial documents like
news papers. It was replaced by Townshend Act whereby the British chancellor
levied taxes on lead paper, paint, glasses and tea. These were received with
negativity by Americans making them to begin a war of independence.
12.2.2. Economic causes
Protectionism on American goods imposed by the British King George III:
This was a strict restriction to Americans for only buying the British-made
goods and selling their agricultural products to Britain. This measure prevented
Americans from getting new goods from abroad. It resulted in fighting for their
trading rights.
British mint: Any banknotes used in exchange had to bear King George III’s
portrait. This hurt more Americans.
Financial policy: No American could own land without British Parliament
clearance authorization. To own it he had first to submit land request to the
British parliament and pay money for that.
The Boston massacres of 1770: After the Townshend Act, the Americans
started shouting and throwing snow and ice to the English troops. The troops
responded by firing and killing them at Boston. This is what came to be known
as the Boston massacres. It drove the Americans into a war of independence
against the British.
Undemocratic nature of the British leadership: The Americans were not given
chance to participate in the politics of their country. This made them inferior.
Only the rich were elected to the colonial assemblies as opposed to the poor.
This was opposed by the majority hence leading to the revolution.
Inter-colonial congress at Philadelphia: In 1774, representatives from all
colonies met at Philadelphia. It was there where they started preparing for war.
They chose George Washington as the leader of the revolution. They trained
soldiers known as minutemen and started seeking for assistance from other
countries.
The Boston Tea Party in 1773: This was when the Americans dropped boxes
of tea from Britain into water at Port Boston at night. This made the British
government furious. The government decided to close the Boston harbour. It
also punished Americans so as to pay back the tea. This too led to American
Revolution.
Trade monopoly by the British: In America, trade was exclusively done by
the British. All European goods imported to the colonies had to pass through
England for taxation. The British benefitted while the Americans did not. On
top of that, the imports were expensive compared to exports. This exploitation
made the Americans to revolt for their independence.
Other causes were unfair judicial system of Britain and the restriction for
colonies to occupy new lands of Ohio and Louisiana.
12.2.3. Social causes
─ The role of political philosophers: These were intellectuals and
great thinkers who exposed the wrongs of the British government to
the Americans. Philosophers such as Thomas Penn and Patrick Henry
inspired and awakened Americans to fight for their independence.
They used newspapers such as New York gazette, American Mercuryand The Boston News-Letter.
Foreign support: The Americans got foreign support from other countries such
as France, Germany and Spain. These countries gave Americans military, moral
and financial support. This increased the determination of Americans to fight
for their independence.
Religious intolerance: There were religious differences between the
Americans and the British. Americans had many religions which were different
from the British Anglicans. The British forced Americans to adopt their religion
against their will. The protestant religions practiced by the Americans included
Lutherans, Puritans, Huguenots and Presbyterians. Americans strongly opposed
it thus leading to the revolution.
To put an end on all of these Intolerable Acts, American colonists headed by Sam
Adams later George Washington started fighting in April 1775 by destroying
Boston Tea plantation and by dumping into Atlantic Ocean 342 tea sacks
downloaded from British trading ships.
Informed of the situation, the King George III of Britain reacted by sending the
British troops to Boston who killed a great number of American colonists on
April 19th 1776. This date is known as “Massacres of Boston”.
However, fighting went on and American feelings grew stronger because the
British government seemed unwilling to give in at all (reform its policy on
colonies). Finally, on July 4, 1776, representatives of the colonies signed the
Declaration of Independence. This increased the king’s anger but the Frenchfleet and 6000 troops helped the American colonies win.
The American Revolution had a great impact on today’s world political, social
and economic systems. Let us now look at its effects:
The revolution led to loss of lives. Many people including soldiers, civilians,
Americans, the French and the British died in the war.
It led to destruction of property such as buildings, roads, bridges and
communication lines.
It led to the inclusion of blacks into Americans citizenship, a privilege which
had earlier been denied to them by the British.
The monopoly of the protestant church was removed and after the revolution.
There was freedom of worship among the Americans. It increased religious
freedom in all states of America. The citizens were no longer forced to join
Protestantism. Many churches came up. Other Americans became Muslims.
It led to French Revolution due to the effects it had on the French government.
For example, there was a financial crisis in France. There was also the spread
of revolutionary ideas by the ex-soldiers of the American Revolution such as
General Lafayette.
Marie-Joseph Paul Yves Roch Gilbert du Motier, Marquis de La Fayette (6 September
1757 – 20 May 1834), known in the United States simply as Lafayette, was a French
aristocrat and military officer who fought in the American Revolutionary War,
commanding American troops in several battles, including the Siege of Yorktown
...
It led to the granting of independence to the American colonies. At Paris treaty
of 1783, the British king recognised the colonies of America to be free, sovereign
and independent. The 13 states were now free to join together and become the
United States of America.
There was liberalisation of trade after the American Revolution. The Americans
were free to carry out trade without the British monopoly. The British limitations
on American trade were removed, allowing the marine merchans to trade freely.
It created good diplomatic relationship between France and America. This
was due to the assistance rendered by the French to the Americans against the
British imperialists. France provided Americans with arms and a combat army
to serve under George Washington. They also sent a navy that prevented the
second British army from escaping from Yorktown in 1871.
It increased the status of women and subsequent women emancipation. Women
now took control of the families and catered for school going children. Men
were away fighting for independence. The revolutionary war affected women
by placing them in non-traditional roles. As men went off to war, women were
left to fill jobs typically fulfilled by men. This in turn changed society by showing
the world that women could do what men can do.
American Revolution increased the status of George Washington for his role in
gearing the struggle for independence. During the American Revolution, he led
the colonial forces to victory over the British and became a national hero. Its
success was attributed to him. He later became the first president of America.
Other effects included: The creation of a new state; Introduction of a
democratic regime or democracy; The 1st American constitution drawing up;
Washington, the First USA President’s name, was granted to the capital city of
the federal government; Rise of American patriotism; Education improvement;
Reinforcement of French prestige and the fall of the British one; Spread of
diseases; Decline of British economy; Colonization of Africa; Displacement of
people (migration and refugees); New currency (USA Dollar); Improvement
of transport in America; Financial crisis in France; Development of strong
capitalistic economy in USA; End of trade between Britain and USA; Spread of
American culture; Rich people out of the war; Unemployment in America and
food shortage especially during the course of the struggle for independence.
In 1783, a peace treaty was signed, and Britain recognized the thirteen colonies
as independent. England did not lose any other colonies, however.
After the signing of that treaty, as mentioned in the effects above, these colonies
tried to organise themselves by making people equal under the law. Besides, they
eventually created “a federal Republic that is, a group of separate states, each
giving up some governing rights to become united under a central government.
Also, under the leadership of George Washington (The 1st President of the
United States of America), the Americans after the war drafted a democratic
constitution based on the principles of the British.
The Americans believed in written constitutions and in limiting the powers of
government. Besides the federal constitution, all thirteen states had written
constitutions that separated legislative, executive and judicial powers andincluded a bill of rights (amendments).
UNIT 13:THE 1789 FRENCH REVOLUTION
France pursued a monarchical system of government. She was one of the
dominant powers in Europe. She had enjoyed this status for long. This made
her the envy of many powers. Her greatest rival was Great Britain. As a country,
she found herself in great difficulties as shown below:
13.1.1. The Enlightenment period
The age of reason had opened the people’s eyes. In France, where most of the
philosophers were found, Enlightenment ideas made people to question the
inequalities of the old regime which still operated on the basis of divine rights
of kings. The biased treatment by the government of sections of the population
did not go down well with the majority of the citizens. To them, the favoured
position of the clergy and nobility went against reason. Therefore, there were
calls for fair treatment of all classes throughout France.
13.1.2 Colonial wars among European nations
There were increased wars among European countries to acquire colonies in
different parts of Europe and the Americas. Weak European nations wanted
to acquire colonies so as to conquer them hence increase their power and
prestige. Interestingly, on the eve of the French Revolution, Europe was very
varied. Western Europe was generally more advanced than Eastern Europe. In
the north, Sweden was the most important power. It controlled Finland and
some territories in Germany. Denmark in the North was equally powerful. It
controlled Norway and had a large navy. In Eastern Europe, Russia and the
Ottoman Empires were the most backward. Russia nursed feelings of territorial
expansion in the Baltic Sea and Asia. It had, prior to the revolution, allied with
Prussia and Austria to divide Poland among themselves. This was done under a
Russian ruler, who was a true product of the Enlightenment, Empress Catherine
II, the Great.
The Turkish (Ottoman) empire held power over the Christian people of southeast Europe (the Serbs, Wallachians, Bulgars, Greeks and others). It also
controlled Asia Minor and North Africa. Russia wanted lands in this empire. In
south east Europe, there was the kingdom of Hungary. It controlled modernday republics of Czecholslavia (Moravia and Bohemia), Galicia (today part
of Poland) Croatia and some territories in Northern Italy. It also controlled
Belgium. All these territories were controlled by the head of the Hapsburg
family in what was known as ‘The Holy Roman Empire of the German Nation’.
This was a loose grouping of more than 300 states covering modern Germany
and some areas beyond. Most of these territories, although controlled by
Germany, were not made up of Germans. Like Russia, it was ruled, by a ‘disciple
of the Enlightenment’ known as Joseph II when the French Revolution occurred.
Another powerful empire was Prussia. Like other empires, it had interests of
colonial acquisition.
It was interested in territories controlled by Austria and Poland. By the time
of the French Revolution, Prussia had been under the rule of Fredrick II. He
died just before the revolution. The powerful European powers even wanted
territories in Italy, which at this time was still a combination of kingdoms. Spain
was another great power. It had many colonies in the Newlands. Britain wanted
these colonies, too. Spain thus formed an alliance with France to keep away
British advances.
It, however, fought with Britain from time to time. Portugal was another
European power. It still had a large colonial empire although it had lost most of
her colonies to the Dutch. Portugal formed an alliance with Britain to safeguard
her territorial interests.
Generally, the period towards the French Revolution came at a time when
colonial wars among the European states were being experienced. It was
characterized by war and rivalry.
13.1.3 Political problems in France
France faced numerous problems by the time revolution took place. These
problems can be traced back to the 17th and early 18th Centuries and some
even much earlier. The ancient regime had a chaotic legal system. For example,
in 1789, there still existed 360 different feudal codes of law in different parts
of the country (there were numerous feudal courts in a town). The government
tried to regulate affairs in over 40,000 townships but things were very slow as
they were controlled from a central authority – Paris.
Nearly all powers in national matters were in the hands of the king and his
personal advisers. The kings were absolute monarchs. They cared less about
the welfare of the people. The king’s word was law and the state was like his
personal property. France was thus under an undemocratic and repressive
regime that cared less about the welfare of the bulk of its population. People
detested the government but they could do nothing about it. It was just a matter
of time before they rose up in arms against the regime.
13.1.4. Deterioration in economic conditions
It is estimated that peasants at the time of the revolution were 23 million out
of a population of 25 million. Most of the peasants were poor and heavily taxed.
They were thus very discontented and depressed. Most of them lived in the
rural areas. There were direct taxes on land and households (poll). These were
collected by government officials. There were also a myriad of indirect taxes.
The way these taxes were collected was ruthless and inhuman. Many peasants,
unable to pay, were severely punished. Things were not different for the
bourgeoisie. Although they mainly lived in towns, they were equally weighed
down by the heavy taxes. Besides having political grievances, the middle class
had several economic grievances other than heavy taxation.
The finances of the government during the reign of the King Louis XVI were
deteriorating. This was of the cost of France’s support to Americans in their
war of independence (1775–1783). There was extravagance and luxury of the
court at Versailles which housed the royal family and bad financial management
made the government expenditure to exceed its income. To address the issue,
the government resorted to domestic borrowing. It took loans from the nobility,
the bourgeoisie and the church. The bourgeoisie were unsure whether they
could get back their money because the government had been bankrupt long
before 1789. The middle class was further angered by the government’s policy
to exempt the nobility and the church from taxation.
In the clergy class, the parish priest was just like the peasant. He was poor and
not entitled to those privileges enjoyed by the higher clergy such as bishops.
In the army, the same fate befell the ordinary soldier. In a nutshell, before the
outbreak of the revolution, the French society had serious economic problems
which made the life of a majority of the population difficult. There was also
a general economic decline from the 1770s. Later, in 1780 there were bad
harvests which made food prices to rise, especially, the bread.
13.1.5. Social problems in France
Many social problems faced the French society before the revolution.
Segregation in virtually all the fields – government, army and the church were
the most annoying. There was also abject poverty among the peasant, priests,
ordinary soldiers and some sections of the middle class. Life to these groups of
people was very difficult yet the authorities did little to address their problems.
Poverty brought great hunger, especially in the urban areas. The division of
people according to classes was another major social issue.
Those who were not favoured felt unwanted. Many were therefore; ready to join
opposition against the government whenever such an opportunity presented
itself.
In spite of these challenges, France, for more than a century, since the early days
of Louis XIV, had remained the undisputed leader of European civilization. It
gave Europe its ideas, fashions, language and even its codes of polite behaviour.
The country enjoyed stability of leadership unmatched by any European
power; she had a line of kings which with its branches had continued for 800
years. The country possessed a wealth and a culture far beyond all the other
European powers.
The success of the American Revolution encouraged French people who wanted
far-reaching changes in their own nation. Discontent there had been growing
for a long time.
In fact, France was under the Monarchy that had reigned for over 500 years.
Monarchs right from Louis XIV to XVI were despotic and French society was
still divided along feudal lines where inequality might breed discontent.
This was one of the greatest revolutions witnessed in the history of humanity.
It had ramifications in virtually all sectors of life. Its causes were as varied as
its consequences.
Its aims were crystallized after it had brought change in the society. This was
brought out in the triple watchword of “Liberty, Equality and Fraternity”
The French revolution had both long and short-term causes. Its origins are said
to have stretched back into the 17th and 18th Centuries.
The outstanding causes were as follows:
The poor political existing government: It had very poor practices. The
government agenda ran systems that were so chaotic in virtually all areas. It
closed its doors to political reform, which was taking place in other parts of
Europe, especially Britain. The king enjoyed absolute power and cared less
about what took place among the population. Common citizens had no say
or share in the government. The peasants were underprivileged while the
educated were unhappy with their exclusion from official position at the head
of the army, the navy and the diplomatic service.
The influence of the philosophers: The ideas of the philosophers of the
Enlightenment period had great influence over the middle class and other
people of the French society. Ideas of key outstanding personalities such as
Voltaire, Diderot, Montesquieu and Rousseau had a strong impact on the people.
According to the people, it was time such great ideas were put in practice. This
was part of the causes of the French revolution.
Example of the American Revolution: America provided a practical example
of how a revolution could be organized and its benefits. The French rulers
had supported the Americans against their masters, the British. She did this
to revenge her loss of colonies in Canada and India to the British during the
seven-year war (1756–1763).
When Americans won, the French rulers were happy about the victory. Little
did they know that it could influence a revolution in France. French soldiers
who participated in the war were influenced by oppressive democratic ideas.
They reflected on why the Americans rose up in arms against the British. It
dawned on them that the conditions back in France were worse and equally
oppressive. Americans rose against heavy taxation, yet the French were also
heavily taxed by the government.
Bankruptcy of the French government: The French government, as we have
already observed, had been bankrupt for many years before the revolution.
This was caused by the luxurious lifestyle of the kings and members of the royal
family. Exemption of the nobility, higher clergy and -the church from taxation
led to loss of Canada and India to Britain. French involvement in the American
War of Independence also contributed to its bankruptcy. All these forced the
government to live on debts, which were a costly affair altogether. The bankrupt
government could not provide essential services to its citizens.
The bankruptcy made successive government ministers for finance to
advise on taxing the exempted groups: This was first never supported by
the king (due to opposition from the groups concerned) but the worsening
economic conditions, made the king to accept the idea in May 1789. To enforce
the recommendation, a meeting of the estates-general was to be summoned. It
was this meeting that began a revolution. The third class had to be handled well
for things to move according to plan. This meant removing some of the burden
of taxation from their shoulders and putting it onto into those of the first and
second classes. This was not to be.
Character of King Louis XVI: Louis XVI was weak and indecisive. His personality
contributed to the revolution. Louis XVI was inconsistent in his actions.
At every stage in the revolution he encouraged reform and then drew back.
This was dangerous and things were made worse because he was influenced
by his wife, Marie Antoinette. Being an Austrian, she was viewed with contempt
because it was the French alliance with Austria which made France to fight in
the seven-year war, which led to the loss of Canada and India. Marie Antoinette
had partly contributed to the people’s hatred of her. She was ignorant of the
need for reform and was unsympathetic to her people’s situation at the time.
The queen is said to have misadvised the king into making unpopular decisions.
Inflation: There was high inflation which led to increase in the price of various
goods.
However, the rise in prices did not have a corresponding increase in salaries.
The result was widespread poverty among the peasants.
Bad weather of 1788: Climate equally contributed to the revolution. There
was bad weather in 1788 which ruined the harvest. This eventually raised
the prices of maize, bread and other foodstuff, bringing about widespread
starvation. There also followed a severe winter in early 1789, which besides
the unbearable cold conditions froze all rivers and ports in the country.
The result was even greater distress. Coupled with a treaty France had signed
with Britain in 1786, which allowed cheap British manufactured goods into
France in return for corresponding concessions on French wine, there was
much suffering in the society. Unemployment increased and people moved to
towns, hoping to get better conditions. These people brought into being the
characteristic Paris mob of the revolution – idle, desperate, ready to cheer on
the most extreme measures and destined to sway the fortunes of events on
several vital occasions.
All these factors jointly contributed to the breakout of the revolution in 1780.
The process began with the king’s, summoning of the Estates-General meeting
on 5 May 1789.
13.2.1. The course of the 1789 French Revolution
13.2.1.1. The calling of the Estates General Meeting
It was the first major event in the course of a revolution. It was called upon
the advice of the financial minister Necker to discuss the social, economic and
political issues of France whereby people were to present a list of grievances
(Cahiers des doléances).
These grievances included: lack of a constitution and an elected assembly, need
to reduce the burdens of taxation, insuring the freedom of press, abolition of
feudal dues and feudal courts as well as the notorious Lettres de Cachet, ending
the privileges and exemptions of the clergy and nobles, promotion on merit in
army and education, confiscation of the Church’s properties.
The point to note is that the grievances of the first and second classes were
contracting with each other but those of the third Estate were uniform. What is
important however was that none of the three groups wanted to do away with
the monarchy but wanted the King’s despotic powers reduced.
When bitter disagreements increased it led to the third Estate to declare itself
National Assembly under Honoré Gabriel Riquet, Comte de Mirabeau and
even called upon the clergy and noble to join him.
Significances of the event
It marked the beginning of the French Revolution. This was after the Third
Estates had declared itself the National Assembly. At this point in time, the
French revolutionaries got a firm ground to begin to challenge the position and
powers of the Ancient regime.
It showed weakness of the King Louis XVI. It should be noted that, he failed to
control the three Estates after disagreements that had risen over the sitting
arrangement and voting procedure. More weaknesses were shown by Louis
XVI when he ordered the nobles and the clergy to join the National assembly
which was established by the members of the Third class.
It showed unity of the Third class members. In fact, it was on May 5th, 1789, when
King Louis XVI exposed his weakness. On this day, the Third Estate members
exhibited their unity during the time they were taking the Tennis Court Oath
on June 20, 1789. On the other hand, the members of the lesser nobility and
lower clergy showed their disunity to the public when they decided to join the
National Assembly.
It started the beginning of Parliamentary democracy because for about 175
years, the Estates General Meeting had never sat, and it just resurrected on 5th
May 1789.
The French Parliament which had passed about 175 years without functioning
was resurrected. In fact, it was from May 5, 1789 that the National Assembly
could regularly meet and discuss different issues that affected France.
It led a foundation stone for the members of the Third Estate to start demanding
their rights. It was not due to the Estates Meeting, the members of the Third
class would not have got a chance of forwarding their grievances.
13.2.1.2. The Tennis Court Oath of June 1789
The King decided to call a meeting of all three classes and for this purpose it
was necessary to clean the hall. Without any notice, the Third class workers
closed the hall and then the delegates arrived they were shocked at finding
the hall closed. With no alternative left, the Third class members proceeded to
the Tennis court and they took an oath: “Never dissolve until France gets a new
Constitution.”
On June 20, 1789, in response to a financial crisis in France, representatives of
the common people gathered at a tennis court at Versailles after the king had
deprived them of their usual meeting place. They swore not to disband until
they had drawn up a new constitution, an event known as the Tennis Court
Oath.
Significance of the event
It showed a deliberate act by the King to deny the Third Estate a chance to use
the Hall. It gave them the strength to struggle against the Ancient regime.
13.2.3. The Royal session of 23rd June 1789
The Royal session wall was called on 23rd June 1789 and at this time the King
had realized the possibility of trouble and was very sad, because the Third class
refused to follow his orders. In his speech, he announced a number of reforms,
but made one mistake of ordering the Third class to separate with other classes.
He also declared that it was illegal for the Third class to call itself the National
Assembly.
After the King left the Hall with the First and the Second classes’ delegates, the
Third class’ members seated and when the King ordered through his messenger
that they should leave the Hall, Mirabeau, the leader of National Assembly
replied: “Go and tell your Master that we are here by the will of the people, and
we shall not leave until the point of bayonets.”
Significance of the events
─ It marked the first victory of the 3rd class members because on 27th
June 1789, the king accepted that the nobles and the clergy should be
joined to the 3rd class members in constitution making.
─ The meeting partly marked the end of dictatorship in France.
13.2.4. The Storming of the Bastille on July 14th 1789
Bastille acted as a symbol of despotism of the French aristocracy. It was a
highest prison of all victims arrested under the king’s royal chits (Lettre-deCachet) following the dismissal of Jacques Necker on 11th July 1789 from being
a financial controller. The people realized that the king had followed the Queen’s
advice as usually.
The invaded the French great military depot and hospital at Les invalids where
they seized arms on the morning of 14th July 1789 and moved on Fortress prison
of Paris Bastille which was known to contain large quantities of gunpowder.
They fought with the guards and forced the prison official to surrender.
On July 14, 1789 an angry mob, tired of the oppressive brutality of the French
monarchy, captured the Bastille, the royal prison in Paris.
Significance of the events
July 14, 1789 became a memorable liberation day in France. This was the day
on which Bastilles Prison was stormed by the revolutionaries. Besides, up to
now the 14th July every year is a National day in France and is a public holiday.
After the fall of Bastilles Prison, the Royalist Flag which was white was removed
and replaced by the tricolour flag of Blue, White and Red. This signified that the
Ancient regime had begun to experience its downfall and the French revolution
was swiftly taking control over the French political situation.
The Royal Guards were replaced by the National Guards after the fall of Bastilles
Prison under the command of General Marquis de Lafayette. These troops had
the duty of safeguarding the French revolution and all its successes.
It forced many unsatisfied nobles and clergy into exile in Austria, Russia and
England and these were later called Emigrés.
Prisoners were released and most of them were detained under the infamous
law of “Lettre-de cachet”. Immediately after being released, they began killing
nobles and the clergy.
The revolutionaries formed a new government based at Paris. King Louis was
simply left in control of Versailles alone. It marked the collapse of dictatorship
and other forms of torture in the French society.
13.2.5. The Session of the 4th August 1789
The abolition of feudalism came on the 4th August 1789 when the Assembly
met at Versailles with the king. The Assembly enacted a decree of abolition of
feudalism, peasant’s land-lord relationship. Thus, feudal dues and feudal course
were abolished. The inequality of all classes on taxation was inaugurated or
introduced. But the king refused to sign a document denouncing feudalism.
French citizens cheer as members of the National Assembly announce the
decision to abolish the privileges of the nobility. Before the night of August 4,
1789, was over, the assembly had abolished the feudal system in France.
Significance of the event
Feudal coasts where peasants who had misunderstanding with their land-lord
were judged from were abolished.
The notorious titles and all laws that oppressed the peasants were abolished;
Lettres-de-Cashet was all abolished.
The meeting marked the destruction of the old order of the Ancient regime.
13.2.6. The declaration of rights of man
After the abolition of feudalism, the National Assembly took the name of the
Constituent Assembly and was in position to make a Constitution under the
guidance of Lafeyette. The first Framework of the French Constitution contained
the declaration of Human Rights as it is introduction and it was formula on the
model of U.S.A.
The main point of the Constitution was the declaration of the rights of man
and citizens. It contained such phrases like equality of man before law, liberty,
and fraternity, freedom of speech, expression and worship. The revolution of
masses against injustice was a holy duty.
But they made a mistake of leaving the king with too many powers to veto
(refuse) what had been passed by National Assembly, which powers he used to
refuse to sign the declaration of rights of man and the decree of the 4th August
1789, which led to the march of women.
Significance of the event
The declaration of rights of man and citizens brought equality of all men before
the law in France. No more privileges were to be granted to anybody because of
the accident of birth right or social status.
The rights that were announced laid a foundation stone for fundamental human
rights and freedom wide world. It is this context that the 16th article of UNO
charter about the fundamental rights of man and citizens was extracted from
the document of August 27, 1789 declaration.
It elevated the status of France in Europe. In fact, France became the point of
reference as far as the liberation of human race was concerned in Europe and
beyond.
The French masses got a chance of participating fully in formulating State
policies through democratic elections and parliamentary deliberations and
debates. They also got universal right to vote.
13.2.7. The march of women to Versailles on 5th October 1789
The king’s refusal to sign the decree of 4th August 1789 and the Declaration of
rights of man plus increased of price of bread and a mobilization from Austria
led to the march of women whose cries would be the most heard.
On the 5th October 1789, a huge group of women followed by men dressed as
women began their move from Paris to Versailles aiming at the king reducing
the price of bread.
When the king was called from his daily game (hunting), he was surprised and
promised special food for the people of Paris and agreed to sign the Declaration
of right of man as well as the decree of 4th August 1789.
Significance of the event
This event signified that everybody in France was concerned about the 1789
French Revolution. Before, women had played an active role, but this round
they became part of it.
King Louis XVI was compelled to accept and sign the declaration of the rights
of man and citizens.
The National Assembly was transferred from Versailles to Paris. Versailles
which had been the strong hold of the Bourbon Monarchy lost its importance
in favor of Paris that was the bleeding ground and centre of the 1789 French
Revolution.
King Louis XVI was forced to promise special food relief to the masses. At the
same time, he also accepted to reduce the price of bread.
It was a great humiliation to the royal family as they were moved from Versailles
to Paris following day, 6th October 1789.
13.2.8. The Civil Constitution of the Clergy
The Assembly went on in its determination to change the position of the Church
in France. The Pius VI in Rome was not to have any power in Church affairs in
France. All Bishops and Priests became servants of the State and salaries of the
High clergy were reduced while those of lower clergy were increased.
Significance of the events
It ends the privileges of the Church in France. Politically, the Pope’s influence in
France was reduced. The clergy members who refused the above were either
killed or forced into exile.
13.2.9. The King’s flight to Varennes of 22nd June 1791
As the revolutionary changes increased and became so violent, the king got
afraid and decided to escape from the country to save himself and his family by
fleeing to Austria in order to join other Emigrés. Unfortunately, the king and his
wife were identified to Varennes few miles to the French – Austria border and
brought back to Paris. It was a worst experience for the royal family; they were
abused, mocked and spat by the mob through each opening.
On June 20, 1791, King Louis XVI attempted to escape revolutionary France and
flee in disguise with his family to Austria. However, he was caught at Varennes
and returned to Paris. Two years later he was executed.
Significance of the event
The flight gave to the new favor of republicanism because King Louis XVI was
looked at as a traitor. Many people felt that it was no longer necessary to trust
the king with all the powers of the State.
The revolution was led by the extremists like the Jacobins who led to the Reign
of Terror. Other European countries like Austria, Britain and Prussia became
scared by event in France and began preparing for the war against the French
Revolution.
13.2.10. The new Constitution of September 1791
The new constitution was completed by the National Assembly in September
1791. According to it, the Assembly was to consist of 745 members and they
adopted a system of indirect voting where all men over 25 years paid a tax
equivalent to a three days work pay and became active citizens. France was
divided into Districts which were later divided into Communes. This Constitution
made France a Constitutional monarchy, with a monarchy with power limited
by written law.
Still people could not agree over the aims of the Revolution. Once again,
they began to fight over control of the government. In 1792 they abolished
the monarchy. The following year, in 1793, they executed King Louis XVI byguillotine.
During the French Revolution (1789-1799), King Louis XVI of France was tried
treated as a traitor and condemned to death. His execution by guillotine, which
took place in a crowded plaza in Paris, was a public spectacle.
13.2.11. The Reign of Terror 1792-1794
In 1793 a new constitution was written. But it was never used. A special
revolutionary tribunal, or committee, led by Maximilien de Robespierre took
over control of the government. This tribunal began to execute nobles andanyone else suspected of being against the Revolution.
Maximilien Robespierre was one of the most controversial figures in the French
Revolution. In the cause of fostering democracy, Robespierre helped bring
about the Reign of Terror, in which thousands were executed by the guillotine.
He eventually met the same fate.
The wave of killing came to be known as the “Reign of Terror”. Because of it,
many people began to oppose Robespierre. In 1794, the leaders who hoped to
restore order to the government had Robespierre executed.
Causes of the reign of Terror
The death of Mirabeau in April 1791: It is said that if Mirabeau had lived
beyond 1791, he would have cooled the violent tempers of the extreme
revolutionaries. His death carried the last rags of the ancient regime because he
was replaced by extremists like Robespierre who planned the Reign of Terror.
The resistance of Nobles and Clergy to surrender their privileges: The Nobles
and Clergy who refused to surrender their privileges after the March of womenwere intimidated by the revolutionaries, hence the Reign of Terror.
The threats of Emigrés led to the Reign of Terror: The Emigrés abroad were
busy organizing a counter revolution and they had internal collaborators
in France, and the Reign of Terror was organized to eliminate these internal
collaborators.
The role of the Paris mob: Economic hardships (problems) in villages forced
people to move from villages to towns, and this led to the formation of the Paris
mob which was a group of desperate people who were used by Robespierre in
the reign of Terror.
The role of political parties: There were different political parties which were
struggling to eliminate their rival parties and they resorted to the politics of
killing their rival party leaders like the killing of Danton.
The foreign invasion: The European countries organized coalition against
France, and they invaded and defeated the French troops, and the revolutionary
government in France passed the law of suspect, which was extravagantly
applied, and whoever was quilt of lack of interest in the revolution was killed in
the Reign of Terror.
The worship of reason of Herbert: By 1793, Herbert and his followers began to
worship of reason which led to religious terror where the clergy that protested
against the worship of reason and civil Constitution of the clergy were either
imprisoned or killed.
The weakness of King Louis XVI: The king had refused to sign the reforms
proposed by the revolutionaries, refused to sign declaration of rights of man,
decree of 4th August and expelled Necker. These acts led to the violence during
the storming of the Bastilles and March of women.
The King’s association with Emigrés: The King’s attempt to escape cost all
the sympathy that people had to him and this was worsened when they found
papers showing the association with Emigrés, indicating that he was a traitor,
which led to his execution on Sunday, January 21,1793 and his wife on October
16,1793;
The economic crisis: The economic terror was used to eliminate the
businessmen who were hoarding commodities creating economic crisis.
The Reign of Terror made Robespierre very unpopular and Frenchmen decided
to kill him on 28th July 1794, where he was imprisoned and later escaped but he
was re-arrested and was killed as criminal. This marked the end of the Reign ofTerror and a new government was voted and the third Constitution was written.
The new government was called the Directory Government and was headed by
Five Directors, ruled in France from 1795 to 1799.
Effects of the Reign of Terror
It led to the massive loss of lives where above 17 000 people were killed;
There was destruction of property like building and communication lines;
There was general economic decline which came as result of unstable political
atmosphere which led to unemployment, starvation, inflation etc.;
It created the fear of being killed by the Paris mob that forced many nobles and
clergy to go to exile;
It caused the downfall of the political parties after the death of Robespierre and
led to the formation of the Directory Government in 1795;
It led to the collapse of the bourbon monarchy which gave chance to France to
become a Republic;
It restored order in France by helping to fight the first coalition that was
organized against France;
It made dictators of the European countries to be more conservative in order
to safeguard themselves from the terrorist acts of the France. For instance, Pits,
the Prime Minister of Britain expelled the characters that were suspected and
passed out the law of treason.
It paved way for the rise of Napoleon Bonaparte because it led to the scarcity of
army officers giving chance to Napoleon to be quickly promoted.
It brought war between France and her neighboring countries like Russia,
Austria, Russia and England because of they were scared of massive loss of lives
and mistreatment of King Louis XVI which would teach a lesson to their people.
13.2.12. Directory Government, 1795 – 1799
This was a conservative middle class oriented Government that ruled France
from 1795 to 1799. Administration was in the hands of five (5) Directors, each
Director rules for one year. The Directors were assisted by a Council of 500 who
were persons of age above 30 years and a Council of 250 parsons over 45 years.These Councils were responsible for marking and amending the Constitution.
Problems faced by the Directory Government in France
The Directory Government that took over the power in France after Reign of
Terror had inherited many problems as the following:
There was a problem of irreligiousness where the French people showed no
respect for the Catholic religion.
There was a confusion situation where people refused to do their activities
because of terrorism.
There was a problem of the hostile Catholic Church that had not yet forgiven
the State because of the civil Constitution of the clergy.
There was a problem of hostile neighboring countries which formed a coalition
against France.
It inherited a situation where the Emigrés abroad were planning a counterrevolution.
There was a problem of the members of the ancient regime who resurfaced
after the Reign of Terror.
There was a problem of poor poverty characterized by poor agricultural
production, stagnant commercial activities and poor communication network.
There was a problem of financial crisis that had characterized France since the
time of King Louis XVI. There was a problem of inflation, which was persistent,
increase in the price at general level.
The Directory Government found there a weak, inexperienced and disorganized
army.
Achievements of the Directory Government
Although the problems faced, the Directory Government had succeeded to
achieve by the following facts:
It upheld the principle of Parliamentary democracy by creating councils of
people which were responsible for marking and amending the Constitution.
It increased the French military capacity by re-organizing and re-equipping the
French army to a very high level of military efficiency with men of rare talentslike Napoleon Bonaparte.
It managed to defeat the coalition of Britain, Holland, Prussia and Austria that
had been formed against France.
It brought to an end the Reign of Terror as it banned the Jacobins Party, the
masterminded the Reign of Terror.
It restored Constitutional rule by safeguarding people’s freedoms and rights
throughout the 5 years that it was in power.
It expanded the boundaries of France after the Italian campaign of 1796 – 1797
when the French troops defeated Austria in Italy and took some Italian States.
It destroyed internal opposition as in 1795 when it crushed the Royalist violent
demonstrators and the plot organized by François Babeuf.
It kept alive the spirit of the French Revolution and succeeded in spreading
the revolutionary ideas of liberty, equality and fraternity beyond the French
borders like in Italy and Germany.
It started various reforms like centralized system of administration, codification
of the French laws and education reforms which were completed by Napoleon
Bonaparte.
It preserved the French Republic established by Directory Government in 1793.
Weaknesses and failures of the Directory Government
By 1799, the Directory Government started to show the signs of its weakness
despite its success and it gave chance to Napoleon Bonaparte to take over the
power as explained below:
It went against democratic rights by making tax qualification as criteria for one
to vote, which denied poor peasants the right to vote.
It lacked confidence as it over-relied on Napoleon in suppressing internal
revolts which increasing Napoleon’s popularity thus made it possible for him
to stage a coup d’état in 1799.
It was characterized by corruption and embezzlement of public funds; it
overprinted the currency leading to the inflation, unemployment and famine.
It failed to reconcile the Catholic Church and the State because the Government
encouraged the worship of reason and changed the calendar to contain thenames of revolutionary events and leaders than of Saints and Jesus Christ.
It failed to coordinate its Directors and the Legislative Councils reason why
some joined Napoleon and they overthrew the Government.
It failed to defeat the Britain troops during Egyptian Campaign due to the failure
of its foreign policy.
It failed to improve the agricultural and industrial production levels which
remained poor being disappointed during the Directory regime.
It became unpopular due to the return of the Emigrés from the exile and the
release of the political prisoners.
It failed to stamp out all the elements of socialism in France planted by a political
club known as “The society of Pantheon” or “The society of equals” started by
Francois Babeuf.
It paved way to Napoleon Bonaparte to rise to power in 1799 who later became
the dictator in France with his ambition to become the European Emperor.
13.2.13. France under Napoleon Bonaparte
Historical background of Napoleon Bonaparte
Napoleon I (1769-1821), was emperor of the French, whose imperial
dictatorship ended the French Revolution (1789-1799) while consolidating the
reforms it had brought about. One of the greatest military commanders of alltime, he conquered much of Europe.
Napoleon Bonaparte was the greatest military genius of the 19th century. He
conquered most of Western Europe and Egypt for France, while instituting
reforms in these new territories aimed at guaranteeing civil liberties and
improving the quality of life. He crowned himself emperor of France in 1804
and introduced reforms intended to unify the revolution-fractured nation.
Many of Napoleon’s reforms are still in effect today.
Napoleon was born on August 15, 1769, in Ajaccio, Corsica, and was given the
name Napoleon (in French his name became Napoleon Bonaparte). He was the
second of eight children of Carlo (Charles) Buonaparte and Letizia Ramolino
Buonaparte, both of the Corsican-Italian gentry. No Bonaparte had ever been
a professional soldier.
Carlo Bonaparte was a lawyer who had fought for Corsican independence,
but after the French occupied the island in 1768, he served as a prosecutor
and judge and entered the French aristocracy as a count. Through his father’s
influence, Napoleon was educated at the expense of King Louis XVI, at Brienne
and the École Militaire, in Paris. Napoleon graduated in 1785, at the age of 16,
and joined the artillery as a second lieutenant.
However, Napoleon’s family background made life difficult for him at school,
where he was isolated and lacked good relationship with children from rich
family background. He had a miserable life but he did well in mathematics
and military science. When he was given permission to go home in 1791, he
overstayed and on return to Paris he found out that he had been dismissed. But
due to poor artillery officers, Napoleon was called back in the army and became
a Lieutenant Colonel.
In 1795, Napoleon Bonaparte saved the Directory Government from Royalists’
uprising and he was promoted to Brigadier General and married with Josephine
de Beauharnais, a daughter of Barras who was the first Director of the Directory
Government.
By 1797, the Directory Government sent him to Egyptian campaign and thought
that he could die there. But while he was there he learnt about the collapse
of Directory Government. He returned to Paris where he was welcomed with
open hands and organized a coup d’état, known as”The Coup d’état of Brumaire”
against the Directory Government with assistance of Abbey Sieyes, Roger Duccus
and Barras. He became the leader of France on November 9th, 1799 as the First
Consul and opened the new regime of Consulate in France. In 1800, through
a referendum he was granted a 10 years term of office, but later in 1804 heconfirmed himself the life Emperor of France.
Factors of the rise of Napoleon Bonaparte to power
Different factors have contributed to the rise of Napoleon to power included
the following:
The French Revolution stopped discrimination of social class and offered
opportunities to talented men like Napoleon, which made him to be quickly
promoted in the army, hence his rise to power.
The annexation of Corsica Island by France from Italy in 1768, a year before
napoleon’s birth by France made him a Frenchmen by birth.
The exile and death of many officials as a result of French Revolution gave
chance to Napoleon to control the army during the Reign of Terror.
Napoleon used revolutionary ideas of fraternity, liberty and equality. These
helped him to build his popularity hence his rise to power.
Napoleon’s military and political abilities helped him to rise to power. In fact, it
was his ability as soldier that he was assigned tasks in campaigns, which made
him popular among the French, and was able to rise to power.
The role played by his brother Lucien Bonaparte who was the president of a
Council of 500 members during the Directory Government.
Napoleon’s marriage to Josephine made him popular among the French.
Josephine was a daughter of a principal Director while Napoleon was from a
peasant family background.
The weaknesses and the failures of the Directory Government created a political
vacuum and gave opportunity to a liberator like Napoleon Bonaparte. Actually,
the Directory Government was characterized by corruption, embezzlement
of funds, financial crisis, unemployment, inflation, famine, devaluation of the
currency and over-relying on Napoleon. This situation gave chance to Napoleon
to organize a successful coup d’état.
The success of the famous coup d’état of Brumaire made by Napoleon onNovember 9, 1799 was for Napoleon an opened door to the power in France.
In the coup d’etat of November 9-10, 1799, Napoleon and his colleagues
seized power and established a new regime in France—the Consulate. Under
its constitution Napoleon, as first consul, had almost dictatorial powers. The
constitution was revised in 1802 to make Napoleon consul for life and in 1804
to make him emperor
Napoleon I came to power in France through the 1799 Brumaire coup d’état
and ruled up to 1814.
In order to consolidate his power in France, he adopted the following
policies:
He declared himself the first Consul on February 1800 with considerable powers
of appointment of officials in the army, civil service and local government.
He abolished the old constitution in 1799 and introduced a new one thatfavored his interests.
He over centralized powers in his hands and by this policy he dismissed his two
colleagues Abbey Sieyes and Ducus Roger who seemed strong.
He introduced domestic reforms like in education, agriculture and public works
among others which won him popularity among the Frenchmen.
He used his relatives to govern different parts of the empire such as Louis
Bonaparte in Holland, Jérôme Bonaparte in Spain and Joseph Bonaparte in
Naples among others.
He allowed the political exiles back to France and in so doing he reduced on the
external revolts.
He built a very strong and powerful army with the major purpose to fight and
protected France and her people.
He put a strict censorship on press whereby he reduced the number of
newspapers published in France which kept Public opinion under his control
and the masses ignorant.
He used diplomacy in defeating wars like diplomatic League of Armed Neutrality
with Sweden, Denmark, Prussia and Russia which pleased the French who in
return supported his regime.
He kept his army occupied with wars without getting bored which minimized
the chances of military insurgences that would have undermined his powers.
He restricted the teaching of liberal subjects like history, philosophy, literature
and political science which he considered as threat to his political career.
His successful foreign victories like the defeat of the second coalition of Austria,
Britain, Prussia and Russia in 1800, won Napoleon great respect especially
from the glory seekers who later supported his foreign policies.
He tolerated the former enemies of French Revolution and avoided revenge
against them which reduced the strength of opposition especially from the
Royalists.
Achievements of Napoleon Bonaparte
After that Napoleon made himself the Emperor of France, he had made the
following achievements:
He signed a Concordat with Pope Pius VII in 1801 where he agreed with the
Pope and the Catholic religion became a State religion and this led to the
reconciliation of the Church and State.
He established reforms in education when he re-organized the education
system where elementary education was removed and secondary education
was promoted. The study of science subjects was encouraged;
He constructed a good system of transport and communication because during
his time many roads, bridges, telegraphic system, railways and canals were
constructed.
He founded a museum which helped in beautifying France.
He introduced reforms in trade and industry by introducing the new ones and
rehabilitating the old ones and he also founded the National Bank to promote
trade and commerce.
He improved agricultural sector by initiating the use of machines and creating
peace and stability.
He increased the food production in order to solve the problem of famine in
France which had been inherited from the Directory Government.
He introduced the code of law known as” Napoleonic Code” where the French
laws had been codified and reduced to only five codes which help in maintaininglaw and order
Adopted in 1804 and still in effect, the code of French civil law was named in
honor of Emperor Napoleon, who participated in its formulation. The Code
Napoléon became the model of law for two jurisdictions in North America—the
Canadian province of Québec and the U.S. state of Louisiana.
He modernized the French army and France had the best army in the whole of
Europe. The army was used to maintain law and order and was used against
political opponents as well as for expanding the French boundaries.
He centralized the administration and at the same time consolidated himself to
power and he re-organized the administrative structure of France by creating
departments headed by Prefects and sub-Prefects. All these officers were
appointed by Napoleon.
He controlled corruption and embezzlement of the public funds and even
helped to maintain law and order.
Impact of Napoleon I on Europe from 1799 to 1814
Napoleon I succeeded in spreading the French Revolutionary ideas to various
parts of Europe especially in Conservative States like Austria, Germany and
Italy.
He established Code Napoléon in which basic human rights were clearly spelt
out. This code was adopted in many European States.
He divided over 200 German states into Rhine Confederation under his control
and this brought the Germans near each other later encouraged the German
unification.
He expanded the French size (French Empire) by destroying the old European
boundaries where Italy, Poland, Denmark and Germany were all brought under
the French control.
Napoleon I, emperor of the French, controlled much of Europe, from Spain
to Poland, by 1810. In 1812, however, he undertook a disastrous invasion of
Russia, and afterward his empire began to fall apart.
The aggressive policies of Napoleon I gave birth to a period of international
cooperation in continental Europe like the 4th coalition formed by Britain,
Russia, and Prussia against Napoleon (I) Bonaparte
During Napoleonic wars like the Peninsular War of 1808 and the Moscow
campaign of 1812 over 580 000 people died.
Napoleon’s Continental System caused economic problems which led to a cute
shortage of food, unemployment and inflation in European states like France,
Spain, Portugal, Italy and Britain.
In 1808, Napoleon I imprisoned the Pope Pius VII which caused him a lot of
resentment from the Catholics in the entire European continent.
He overthrew legitimate rulers in the Italian, German, Holland and Spain among
others whom he replaced with his brothers.
Napoleon’s endless wars in Europe caused wanton of destruction of like roads,
railways, industries and ships among others.
The factors that had led to the downfall of Napoleon Bonaparte
The Continental system: It was an economic war used by Napoleon to defeat
Britain after realizing that his military power cannot fight with the British
Naval supremacy. Because of this continental system, he lost support from the
Middle class who had put him in power and when they withdrew their support,
Napoleon was defeated.
The Moscow Campaign of 1812: It was a programmed war to attack Russia to
teach Tsar Alexander I a lesson for pulling out the Continental System. Napoleon
mobilized his troops and on 24th June 1812 he crossed River Niemen. The
Russians withdrew and used the “Scorch Earth Policy” in which they destroyed
by fire everything that would be used by the advocating French soldiers.
Napoleon expected victory within 30 days, but it became a prolonged war
where Napoleon lost many soldiers (around 300 000) due to guerilla Russianattacks and severe winter.
In 1812 Napoleon invaded Russia and by September his forces occupied
Moscow. The Russian Tsar ordered the city burned so there would be no winter
quarters for the French troops. In October the French retreat from Moscow
began. The troops suffered from hunger, cold, and constant attack, and many
died during the retreat.
After the defeat from the Moscow Campaign, Napoleon’s armies were too weak
so that they could not defeat the 4th coalition against France.
The failure to defeat Britain: Napoleon failed to defeat Britain in 1789 during
Egyptian Campaign and later in 1805 which gave confidence, strength and
courage to small countries that had before feared Napoleon and lined with
Britain to form the 4th coalition to defeat Napoleon.
The strength of the 4th coalition: Although Napoleon succeeded in defeating
the earlier coalitions directed against France, it should be noted that the
strength of the 4th coalition formed (by Austria, Prussia, Russia and Britain)
against France in 1813 was too strong to defeat Napoleon in 1814.
The Napoleon’s extreme ambition: Napoleon was never satisfied with his
conquests and wished to control the whole of Europe which mad him to be
involved in endless and risky wars that he could not manage but ended by his
defeat. Napoleon used to say:”I have known the limits of my legs, I have known
the limits of my eyes, I have never known the limits of my work”.
The growth of nationalism among the captured states. Napoleon had brought
many nationalities under his control like Prussians, Italians, Spanish and
Holland but due to his oppressive rule and over-taxation; the States demanded
for their independence from where they got courage to form the 4th coalition
that defeated Napoleon.
The dictatorial administration of Napoleon: He centralized all powers in
his hands and killed democracy. His administration was not to be criticized,
he set up a secret police and he restored Lettre-de Cachet by which there was
imprisonment without trial. All of these made him unpopular leading to hisdownfall.
Nepotism: Napoleon practiced nepotism which made him unpopular among
the people. He mostly favored his relatives, brothers and brothers-in-law in key
appointments, in administration, army and in French captured Provinces;
The vast nature of his empire: Napoleon built a very large empire through
his conquests but he failed to effectively control it. A result was a massive
opposition against him which left him isolated in 1813 and led to his downfall.
The imprisonment of the Pope Pius in 1808: The Pope was not agreed with
Napoleon on Continental System, and then he decided to imprison Pope Pius.
This reduced Napoleon’s popularity among the Catholics in France and whole
World. When he was attacked in 1814 by the 4th coalition, the whole catholic
Community in Europe did not support him.
In 1814 Napoleon was forced to give up his throne and he was sent to live out
of his on the small island of Elba off the coast of Italy. But he managed to escape
with his group together invaded France. For a short, about 100 days, Napoleon
again regained as Emperor.
The allies finally defeated him in 1815 at the battle of the Battle of Waterloo
in modern Belgium. They gave the French throne to Louis XVIII and they sent
Napoleon to the Saint Helena off the coast of Africa, where he died on May 5th,1821.
The French revolution had far- reaching consequences to the French society,
Europe and to the rest of the world. Some of these included:
Loss of lives: Many lives were lost in the confusion that characterized the
revolution. At first it targeted the privileged sections of the society. Mobs killed
those they felt had in one way or another been responsible for their suffering
during the ancient regime. With time, the introduction of the guillotine, saw
many perceived to be against the revolution being killed. The guillotine even
consumed some of the revolutionaries as rivalry and suspicion hit their camp.
Aside from France, counter revolutionaries in other parts of Europe joined thewar.
From 1792, Europe was thus enmeshed in war for a generation. Many lives
were lost.
Overthrow of the ancient regime: The reign of Louis XVI came to an abrupt
end. This marked true end of the reign of the Bourbon family which had ruled
France for over 800 years. The revolutionaries experimented with one form of
governance after the other until the Great Napoleon Bonaparte usurped the
reign of power thus establishing his rule.
Spread of revolutionary ideas: Revolutionary ideas spread to other parts of
Europe. Everywhere in Europe, people talked of and wanted equality, liberty
and fraternity the three things that crystallized in the course of the revolution
as its aims. Generally, there was a clamor for democratic ideals. The revolution
heralded a period of political liberalism hitherto witnessed in European
mainland.
Promotion of human rights: The declaration of the Rights of man at the
infancy stages of the revolution may be looked at as a way of promoting human
rights. This is definitely a precursor to human rights as they exist today. As
we have observed, the rights asserted the equality of human beings and right
of people to rule. In an equal measure, it also brought out the fundamental
freedoms: freedom of speech (expression) and choice individual ownership
of property, religious rights to minorities, etc. They also vouched for fair trial
(justice) and acceptable taxation system. All these are issues that dominate the
issue of human rights today. The same can be said on the rule of law. However,
the society failed to address the issue of women rights as it gave men rightsprominence.
Lawlessness in the society: From 1789 to the time Napoleon Bonarparte came
to power on 9 November 1799, there was a state of disorder and discontent in
France. There was lawlessness and anarchy in the rural and urban areas alike.
Citizens were not subject to any known law as once the Ancient regime had
been overthrown, there lacked a centralized system of power. The situation
was aggravated by the poor financial situation the country found itself in.
Delinking of the church from state: There was a strong link between the
church and state. As we have already observed, the two institutions were
marred married with massive divisions within their ranks. Class system was
a common feature in both. The French revolution led to a clear line between
the two institutions. The church was now left handling spiritual matters as the
state dealt with political, economic and other social issues. The church had its
massive estates of land taken over by the government in 1796. Prior to this
development, on July 1790, the civil constitution of the clergy which made all
clergy servants of the state was promulgated. This development was to later
lead to separation of the two institutions as the revolution came to an end.
However the state had now reduced the power of the pope in the church in
France. It now exerted a lot of power over the institution in France.
Rise in nationalism: The French Revolution and the war the country waged
against other powers, instilled in the French people a strong sense of nationalism.
They developed a strong sense of identity. This was in sharp contrast to the prerevolutionary years when people closely identified with their local authorities.
The government partly contributed to this new development by rallying citizens
to the defense of their country against its enemies.
There was a strong sense of nationalism. People attended civic festivals which
celebrated the nation and the revolution. A variety of dances, and songs on
themes of the revolution and French identity became popular. A song “La
Marseillaise” which urges the “children of the father land” to match against the
“bloody barrier of tyranny” was so popular that it became the French national
Anthem. Its second verse and chorus goes …
In sum, the revolution encouraged the growth of nationalism in both liberal and
authoritarian forms.
Promotion of social reforms: The revolutionaries pushed for social reforms
and religious toleration. State schools were set up to replace religious ones.
Systems were also put in place to help the poor, old soldiers and war widows. A
major slave revolt in St. Dominique (Haiti) also made the government to abolishslavery in its Carribean Colonies.
The first in Haiti and the second in France so that property could now be inherited
among all immediate heirs equally and not only the oldest son as it used to be
the tradition and practice. Attempts were also made to de-Christianize France.
The government created a secular (non-religious calendar with 1793 as the
first year of the new era of freedom) many religious festivals were also banned
and, in its place, came secular celebrations. The social reforms introduced by
the revolution outlived it.
Emergence of new artistic styles. A new grand classical style that echoed the
grandeur of Ancient Rome emerged. Among its notable proponents was Louis
David. This artist immortalized on canvas such stirring events as the Tennis
Court Oath, and later, the coronation of Napoleon Bonaparte. He contributed
heavily to the way future generations understood the French Revolution.
Disorganization of the map of Europe. This was done by France in her expansionist
policies and conquering of various states like Spain, Naples, German and the
Italian states.
Serious financial decline in France. This was due to numerous wars France
fought with the rest of Europe. The reign of terror also led to serious financial
collapse during the French revolution.
The 1789 French revolution destroyed Bastilles prison as a symbol of despotism
on 14th July.
It revived the French parliament (National Assembly or Estates general Meeting
on May 5th 1789) after 175 years since 1614.
The revolutionaries succeeded in spreading the French Revolutionaries
principles of equality, liberty and fraternity beyond French borders.
The French Revolutionaries passed a radical law known as “Civil Constitution
of the clergy” and brought freedom of worship in France.
The National Assembly produced a new Constitution in September 1791.
The French Revolution ended feudal privileges on August 4th 1789 in the
Assembly at Versailles.
Multiparty politics was achieved in France with various political parties or
clubs like Jacobins, Girondins, Feuillants, Montagnards and Cordoliers.
The Royalist Guards had been replaced by National Guards after the Stormingof the Bastilles on the 14th July, 1789.
The class divisions had been removed by 1791 as by Declaration of man where
all men were declared equal before the law.
The French Revolution resulted into the terrible loss of lives and destruction of
properties.
The July 1790 Civil Constitution of the Clergy passed during the French
Revolution made the Catholic Church and the State enemies.
It spoilt the diplomatic relations between France and her neighbors like Prussia,
Austria, Russia and Britain due to mistreatment of King Louis XVI.
The 1789 French Revolution inspired the outbreak of other revolutions like the
1830 and 1848 in Europe that left a lot of lives and properties destroyed.
The French revolutionaries failed to end financial crisis in France which hadstarted way back during the Ancient regime.
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